Xuong Nguyen
CIK 1575484 · Chief Operating Officer · last filed 2024-07-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$16.72M
Companies
3
Total Filings
31
Lifetime Open-Market Net
-$9.96M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SNEX | Chief Operating Officer | 232,561 | $66.72 | $15.52M | -$8.54M | 15 | 2024-07-16 |
| INTL | Chief Operating Officer | 38,823 | $30.85 | $1.20M | -$1.32M | 8 | 2020-06-10 |
| StoneX Group Inc. (INTL.L) Delisted | Chief Operating Officer | 19,352 | — | — | -$100.6K | 4 | 2015-12-16 |
Recent Filings · Page 2 of 4
31 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-08-15 | SNEX | Sell (S) | −10,000 | -$950.0K | EDGAR |
| 2022-07-13 | SNEX | Sell (S) | −7,021 | -$561.7K | EDGAR |
| 2022-07-05 | SNEX | Sell (S) | −11,262 | -$901.0K | EDGAR |
| 2022-06-10 | SNEX | Sell (S) | −4,037 | -$324.8K | EDGAR |
| 2021-12-17 | SNEX | Grant (A) | +6,099 | $0 | EDGAR |
| 2021-03-22 | SNEX | Mixed | +9,676 | -$896.9K | EDGAR |
| 2021-03-19 | SNEX | Mixed | −13 | -$212.3K | EDGAR |
| 2021-03-16 | SNEX | Mixed | +2,557 | -$441.9K | EDGAR |
| 2020-12-16 | SNEX | Grant (A) | +12,262 | $0 | EDGAR |
| 2020-06-10 | INTL | Mixed | — | -$625.5K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.