Alison Nicoll
CIK 1833661 · General Counsel and Secretary · last filed 2022-06-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$12.60M
Companies
1
Total Filings
49
Lifetime Open-Market Net
-$113.45M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| UPST | General Counsel and Secretary | 412,983 | $30.50 | $12.60M | -$113.45M | 49 | 2022-06-28 |
Recent Filings · Page 4 of 5
49 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-12-03 | UPST | Mixed | — | -$1.45M | EDGAR |
| 2021-11-29 | UPST | Mixed | — | -$1.53M | EDGAR |
| 2021-11-19 | UPST | Mixed | — | -$2.98M | EDGAR |
| 2021-11-12 | UPST | Mixed | — | -$5.74M | EDGAR |
| 2021-11-05 | UPST | Mixed | — | -$7.40M | EDGAR |
| 2021-10-29 | UPST | Mixed | — | -$7.21M | EDGAR |
| 2021-10-22 | UPST | Mixed | — | -$8.09M | EDGAR |
| 2021-10-15 | UPST | Mixed | — | -$7.58M | EDGAR |
| 2021-10-08 | UPST | Mixed | — | -$6.77M | EDGAR |
| 2021-10-01 | UPST | Mixed | — | -$7.29M | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.