Alison Nicoll

CIK 1833661 · General Counsel and Secretary · last filed 2022-06-28

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$12.60M

Companies

1

Total Filings

49

Lifetime Open-Market Net

-$113.45M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
UPST General Counsel and Secretary 412,983 $30.50 $12.60M -$113.45M 49 2022-06-28

Recent Filings · Page 5 of 5

49 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2021-09-24 UPST Mixed -$7.23M EDGAR
2021-09-17 UPST Mixed -$6.09M EDGAR
2021-09-10 UPST Mixed -$6.06M EDGAR
2021-09-03 UPST Mixed -$5.07M EDGAR
2021-08-27 UPST Mixed -$4.90M EDGAR
2021-08-20 UPST Mixed -$4.81M EDGAR
2021-03-23 UPST Grant (A) +12,230 $0 EDGAR
2020-12-21 UPST Sell (S) −70,000 -$1.30M EDGAR
2020-12-17 UPST Exer (M) +70,000 $16.1K EDGAR
Showing 4149 of 49
Page 5 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.