Alison Nicoll
CIK 1833661 · General Counsel and Secretary · last filed 2022-06-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$12.60M
Companies
1
Total Filings
49
Lifetime Open-Market Net
-$113.45M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| UPST | General Counsel and Secretary | 412,983 | $30.50 | $12.60M | -$113.45M | 49 | 2022-06-28 |
Recent Filings · Page 5 of 5
49 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-09-24 | UPST | Mixed | — | -$7.23M | EDGAR |
| 2021-09-17 | UPST | Mixed | — | -$6.09M | EDGAR |
| 2021-09-10 | UPST | Mixed | — | -$6.06M | EDGAR |
| 2021-09-03 | UPST | Mixed | — | -$5.07M | EDGAR |
| 2021-08-27 | UPST | Mixed | — | -$4.90M | EDGAR |
| 2021-08-20 | UPST | Mixed | — | -$4.81M | EDGAR |
| 2021-03-23 | UPST | Grant (A) | +12,230 | $0 | EDGAR |
| 2020-12-21 | UPST | Sell (S) | −70,000 | -$1.30M | EDGAR |
| 2020-12-17 | UPST | Exer (M) | +70,000 | $16.1K | EDGAR |
Showing 41–49 of 49
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Page 5 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.