CAPITAL FINANCIAL GROUP INC\CO\ /ADV — 13F Holdings & Portfolio
CIK 1061555 · latest 13F-HR filed 2026-04-27
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$182.0M
Long-equity book
Holdings
106
Distinct positions
Period
2026-03-31
Filed 2026-04-27
Q/Q Activity
+3 / −2 / ↑39 / ↓37
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- CHEVRON CORPORATION$732.7K +36.6%
- EXXON MOBIL CORP$723.0K +38.3%
- JOHNSON & JOHNSON$561.7K +17.2%
- SPDR SERIES TRUST$558.3K +16.8%
- LOCKHEED MARTIN CORP$473.0K +25.1%
Top Trims
- SPDR SERIES TRUST-$1.5M -8.0%
- JPMORGAN CHASE & CO-$380.3K -7.7%
- ISHARES TR-$379.0K -12.2%
- INTERNATIONAL BUSINESS MACHS-$333.1K -17.5%
- APPLE INC-$286.7K -5.6%
New Positions
- DOW HLDGS INC$285.1K
- VALVOLINE INC$207.7K
- CALAMOS GBL DYN INCOME FUND$76.2K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | SPYM | 78464A854 | $17.0M | 9.36% | 222,520 | SH |
| 2 | GOLDMAN SACHS ETF TR | GSIE | 381430107 | $12.7M | 6.95% | 293,392 | SH |
| 3 | ISHARES TR | USMV | 46429B697 | $12.2M | 6.69% | 131,293 | SH |
| 4 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $6.0M | 3.28% | 127,406 | SH |
| 5 | ISHARES TR | IJH | 464287507 | $5.1M | 2.78% | 75,060 | SH |
| 6 | GOLDMAN SACHS ETF TR | GSSC | 381430602 | $5.0M | 2.73% | 66,584 | SH |
| 7 | FIRST TR EXCHNG TRADED FD VI | FIXD | 33740F805 | $4.9M | 2.69% | 112,254 | SH |
| 8 | APPLE INC | AAPL | 037833100 | $4.8M | 2.64% | 18,953 | SH |
| 9 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.6M | 2.50% | 15,470 | SH |
| 10 | GOLDMAN SACHS ETF TR | GIGB | 381430479 | $4.0M | 2.22% | 88,377 | SH |
| 11 | GOLDMAN SACHS ETF TR | GBIL | 381430529 | $4.0M | 2.20% | 40,020 | SH |
| 12 | SPDR SERIES TRUST | SPAB | 78464A649 | $3.9M | 2.13% | 151,566 | SH |
| 13 | JOHNSON & JOHNSON | JNJ | 478160104 | $3.8M | 2.10% | 15,662 | SH |
| 14 | SSGA ACTIVE ETF TR | TOTL | 78467V848 | $3.4M | 1.88% | 86,205 | SH |
| 15 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $3.0M | 1.63% | 75,426 | SH |
| 16 | WORLD GOLD TR | GLDM | 98149E303 | $2.9M | 1.61% | 31,543 | SH |
| 17 | FIRST TR EXCH TRADED FD III | FMB | 33739N108 | $2.9M | 1.57% | 56,520 | SH |
| 18 | ISHARES TR | LQD | 464287242 | $2.9M | 1.57% | 26,153 | SH |
| 19 | CHEVRON CORPORATION | CVX | 166764100 | $2.7M | 1.50% | 13,226 | SH |
| 20 | ISHARES TR | AGG | 464287226 | $2.7M | 1.50% | 27,483 | SH |
| 21 | NEWMONT CORP | NEM | 651639106 | $2.6M | 1.45% | 24,447 | SH |
| 22 | EXXON MOBIL CORP | XOM | 30231G102 | $2.6M | 1.43% | 15,396 | SH |
| 23 | LOCKHEED MARTIN CORP | LMT | 539830109 | $2.4M | 1.30% | 3,906 | SH |
| 24 | NOVARTIS AG | NVS | 66987V109 | $2.1M | 1.13% | 13,503 | SH |
| 25 | RBB FD INC | TBIL | 74933W452 | $2.0M | 1.10% | 40,328 | SH |
| 26 | FRANKLIN TEMPLETON ETF TR | FLSP | 35473P546 | $1.9M | 1.06% | 70,688 | SH |
| 27 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $1.9M | 1.04% | 37,573 | SH |
| 28 | GILEAD SCIENCES INC | GILD | 375558103 | $1.8M | 1.01% | 13,214 | SH |
| 29 | FIRST TR EXCH TRADED FD III | FMHI | 33739P301 | $1.8M | 1.01% | 38,575 | SH |
| 30 | SIMPLIFY EXCHANGE TRADED FUN | CTA | 82889N699 | $1.8M | 1.01% | 60,559 | SH |
| 31 | IRON MTN INC DEL | IRM | 46284V101 | $1.8M | 0.98% | 17,472 | SH |
| 32 | ISHARES TR | SHYG | 46434V407 | $1.7M | 0.94% | 40,419 | SH |
| 33 | ISHARES TR | MUB | 464288414 | $1.7M | 0.92% | 15,695 | SH |
| 34 | FIRST TR EXCH TRADED FD III | FUMB | 33740J104 | $1.6M | 0.89% | 80,941 | SH |
| 35 | ISHARES TR | SLQD | 46434V100 | $1.6M | 0.89% | 32,055 | SH |
| 36 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $1.6M | 0.86% | 6,460 | SH |
| 37 | BLACK HILLS CORP | BKH | 092113109 | $1.5M | 0.84% | 22,121 | SH |
| 38 | ALTRIA GROUP INC | MO | 02209S103 | $1.5M | 0.83% | 23,006 | SH |
| 39 | REPUBLIC SVCS INC | RSG | 760759100 | $1.4M | 0.76% | 6,344 | SH |
| 40 | UNITED PARCEL SVCS INC | UPS | 911312106 | $1.4M | 0.75% | 13,826 | SH |
| 41 | RED ROCK RESORTS INC | RRR | 75700L108 | $1.4M | 0.74% | 25,385 | SH |
| 42 | PGIM ETF TR | PULS | 69344A107 | $1.4M | 0.74% | 27,304 | SH |
| 43 | PHILIP MORRIS INTL INC | PM | 718172109 | $1.2M | 0.66% | 7,239 | SH |
| 44 | MP MATERIALS CORP | MP | 553368101 | $1.2M | 0.63% | 23,865 | SH |
| 45 | WALMART INC | WMT | 931142103 | $1.1M | 0.60% | 8,806 | SH |
| 46 | UNILEVER PLC | UL | 904767803 | $1.0M | 0.57% | 18,369 | SH |
| 47 | UNION PAC CORP | UNP | 907818108 | $1.0M | 0.55% | 4,154 | SH |
| 48 | 3M CO | MMM | 88579Y101 | $939.2K | 0.52% | 6,467 | SH |
| 49 | PUBLIC STORAGE OPER CO | PSA | 74460D109 | $922.3K | 0.51% | 3,405 | SH |
| 50 | L3HARRIS TECHNOLOGIES INC | LHX | 502431109 | $905.0K | 0.50% | 2,622 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-27 | $182.0M | 106 | 0002085853-26-000509 |
| 2025-12-31 | 2026-02-17 | $179.3M | 105 | 0002085853-26-000269 |