CAPITAL FINANCIAL GROUP INC\CO\ /ADV — 13F Holdings & Portfolio
CIK 1061555 · latest 13F-HR filed 2026-08-07
CAPITAL FINANCIAL GROUP INC\CO\ /ADV manages $191.1M in 13F-reported U.S. long-equity assets across 102 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPYM (9.82%), GSIE (6.96%), USMV (6.64%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 8 new positions, exited 12, added to 52, and trimmed 27.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 200
LITTLETON, CO 80127
$191.1M
Long-equity book
102
Distinct positions
2026-06-30
Filed 2026-08-07
+8 / −12 / ↑52 / ↓27
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$1.7M +10.2%
- SPDR SERIES TRUST$1.6M +40.3%
- GOLDMAN SACHS ETF TR$997.7K +20.1%
- UNILEVER PLC$839.7K +80.2%
- GENERAL DYNAMICS CORP$813.4K +187.9%
Top Trims
- WORLD GOLD TR-$1.5M -52.1%
- NEWMONT CORP-$1.5M -57.1%
- ISHARES TR-$1.3M -46.9%
- GILEAD SCIENCES INC-$1.3M -68.4%
- RBB FD INC-$867.0K -43.1%
New Positions
- CARNIVAL CORP LTD$831.3K
- WELLS FARGO & CO$764.3K
- BLOCK H & R INC$611.8K
- ENBRIDGE INC$563.0K
- RENTOKIL INITIAL PLC$530.4K
Exited Positions
- BRISTOL-MYERS SQUIBB CO$808.9K
- CARNIVAL CORP$780.6K
- KRANESHARES TRUST$465.3K
- DEVON ENERGY CORP NEW$399.3K
- C H ROBINSON WORLDWIDE IN$306.9K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | SPYM | 78464A854 | $18.8M | 9.82% | 213,589 | SH |
| 2 | GOLDMAN SACHS ETF TR | GSIE | 381430107 | $13.3M | 6.96% | 290,883 | SH |
| 3 | ISHARES TR | USMV | 46429B697 | $12.7M | 6.64% | 131,524 | SH |
| 4 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $6.5M | 3.40% | 125,625 | SH |
| 5 | GOLDMAN SACHS ETF TR | GSSC | 381430602 | $6.0M | 3.12% | 65,323 | SH |
| 6 | ISHARES TR | IJH | 464287507 | $5.7M | 2.96% | 73,283 | SH |
| 7 | SPDR SERIES TRUST | SPAB | 78464A649 | $5.4M | 2.85% | 213,540 | SH |
| 8 | FIRST TR EXCHNG TRADED FD VI | FIXD | 33740F805 | $4.9M | 2.58% | 113,161 | SH |
| 9 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.9M | 2.57% | 15,026 | SH |
| 10 | APPLE INC | AAPL | 037833100 | $4.4M | 2.30% | 15,204 | SH |
| 11 | GOLDMAN SACHS ETF TR | GIGB | 381430479 | $4.2M | 2.18% | 90,725 | SH |
| 12 | GOLDMAN SACHS ETF TR | GBIL | 381430529 | $4.1M | 2.15% | 40,941 | SH |
| 13 | SSGA ACTIVE ETF TR | TOTL | 78467V848 | $4.1M | 2.14% | 103,496 | SH |
| 14 | JOHNSON & JOHNSON | JNJ | 478160104 | $3.6M | 1.87% | 14,072 | SH |
| 15 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $3.4M | 1.79% | 79,303 | SH |
| 16 | FIRST TR EXCH TRADED FD III | FMB | 33739N108 | $2.9M | 1.52% | 56,560 | SH |
| 17 | ISHARES TR | SHYG | 46434V407 | $2.5M | 1.31% | 59,012 | SH |
| 18 | CHEVRON CORPORATION | CVX | 166764100 | $2.3M | 1.21% | 13,989 | SH |
| 19 | FRANKLIN TEMPLETON ETF TR | FLSP | 35473P546 | $2.3M | 1.20% | 83,073 | SH |
| 20 | ISHARES TR | LQD | 464287242 | $2.2M | 1.17% | 20,519 | SH |
| 21 | LOCKHEED MARTIN CORP | LMT | 539830109 | $2.1M | 1.10% | 4,113 | SH |
| 22 | EXXON MOBIL CORP | XOM | 30231G102 | $2.1M | 1.08% | 15,112 | SH |
| 23 | SIMPLIFY EXCHANGE TRADED FUN | CTA | 82889N699 | $2.0M | 1.07% | 78,931 | SH |
| 24 | NOVARTIS AG | NVS | 66987V109 | $2.0M | 1.07% | 13,034 | SH |
| 25 | PGIM ETF TR | PULS | 69344A107 | $2.0M | 1.06% | 40,844 | SH |
| 26 | IRON MTN INC DEL | IRM | 46284V101 | $2.0M | 1.06% | 15,979 | SH |
| 27 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $2.0M | 1.06% | 7,169 | SH |
| 28 | FIRST TR EXCH TRADED FD III | FMHI | 33739P301 | $1.9M | 1.00% | 39,441 | SH |
| 29 | UNILEVER PLC | UL | 904767803 | $1.9M | 0.99% | 31,373 | SH |
| 30 | REPUBLIC SVCS INC | RSG | 760759100 | $1.8M | 0.97% | 8,661 | SH |
| 31 | BLACK HILLS CORP | BKH | 092113109 | $1.7M | 0.91% | 23,462 | SH |
| 32 | ISHARES TR | MUB | 464288414 | $1.7M | 0.91% | 16,159 | SH |
| 33 | UNITED PARCEL SVCS INC | UPS | 911312106 | $1.7M | 0.89% | 15,879 | SH |
| 34 | FIRST TR EXCHANGE TRAD FD VI | FTGC | 33739H101 | $1.7M | 0.88% | 62,033 | SH |
| 35 | ALTRIA GROUP INC | MO | 02209S103 | $1.7M | 0.87% | 23,115 | SH |
| 36 | FIRST TR EXCH TRADED FD III | FUMB | 33740J104 | $1.7M | 0.87% | 82,431 | SH |
| 37 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $1.5M | 0.80% | 35,929 | SH |
| 38 | ISHARES TR | AGG | 464287226 | $1.4M | 0.76% | 14,638 | SH |
| 39 | WORLD GOLD TR | GLDM | 98149E303 | $1.4M | 0.73% | 17,623 | SH |
| 40 | NEBIUS GROUP N.V. | NBIS | N97284108 | $1.3M | 0.71% | 4,882 | SH |
| 41 | PHILIP MORRIS INTL INC | PM | 718172109 | $1.3M | 0.66% | 7,018 | SH |
| 42 | UNION PAC CORP | UNP | 907818108 | $1.3M | 0.65% | 4,597 | SH |
| 43 | MP MATERIALS CORP | MP | 553368101 | $1.2M | 0.65% | 22,264 | SH |
| 44 | GENERAL DYNAMICS CORP | GD | 369550108 | $1.2M | 0.65% | 3,518 | SH |
| 45 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $1.2M | 0.65% | 37,156 | SH |
| 46 | AVNET INC | AVT | 053807103 | $1.2M | 0.61% | 13,023 | SH |
| 47 | RBB FD INC | TBIL | 74933W452 | $1.1M | 0.60% | 22,940 | SH |
| 48 | NEWMONT CORP | NEM | 651639106 | $1.1M | 0.59% | 12,154 | SH |
| 49 | CATERPILLAR INC | CAT | 149123101 | $1.1M | 0.57% | 1,027 | SH |
| 50 | ALLY FINL INC | ALLY | 02005N100 | $1.1M | 0.57% | 23,585 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-07 | $191.1M | 102 | 0002085853-26-000948 |
| 2026-03-31 | 2026-04-27 | $182.0M | 106 | 0002085853-26-000509 |
| 2025-12-31 | 2026-02-17 | $179.3M | 105 | 0002085853-26-000269 |