SMH CAPITAL ADVISORS INC — 13F Holdings & Portfolio
CIK 1180391 · latest 13F-HR filed 2026-04-10
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$32.9M
Long-equity book
38
Distinct positions
2026-03-31
Filed 2026-04-10
+3 / −20 / ↑7 / ↓11
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- RITHM CAPITAL CORP$233.6K +59.6%
- WISDOMTREE INC$147.0K +24.6%
- WISDOMTREE INC$57.0K +26.1%
- NEXPOINT DIVERSIFIED REL ET$49.2K +22.0%
- HA SUSTAINABLE INFRA CAP INC$45.6K +16.7%
Top Trims
- BLUE OWL CAPITAL INC-$217.3K -21.5%
- CARLYLE GROUP INC-$205.3K -18.4%
- HERCULES CAPITAL INC-$166.3K -21.5%
- MAIN STR CAP CORP-$140.2K -12.3%
- APOLLO GLOBAL MGMT INC-$60.2K -22.2%
Exited Positions
- WISDOMTREE INC$10.8M
- SPDR SERIES TRUST$2.4M
- CIVITAS RESOURCES INC$697.1K
- SUPER MICRO COMPUTER INC$448.8K
- REALTY INCOME CORP$434.0K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | CAPITAL SOUTHWEST CORP | CSWC | 140501AE7 | $11.6M | 35.24% | 11,610 | SH |
| 2 | TRINITY CAP INC | TRIN | 896442308 | $2.5M | 7.64% | 2,517 | SH |
| 3 | CAPITAL SOUTHWEST CORP | CSWC | 140501107 | $1.7M | 5.26% | 1,733 | SH |
| 4 | VICI PPTYS INC | VICI | 925652109 | $1.3M | 4.05% | 1,335 | SH |
| 5 | RIOT PLATFORMS INC | RIOT | 767292AB1 | $1.3M | 3.83% | 1,262 | SH |
| 6 | SM ENERGY COMPANY | SM | 78454L100 | $1.2M | 3.54% | 1,168 | SH |
| 7 | PROSPECT CAP CORP | PSEC | 74348T102 | $1.1M | 3.38% | 1,113 | SH |
| 8 | MAIN STR CAP CORP | MAIN | 56035L104 | $1.0M | 3.04% | 1,000 | SH |
| 9 | CARLYLE GROUP INC | CG | 14316J108 | $911.0K | 2.77% | 911 | SH |
| 10 | BLUE OWL CAPITAL INC | OWL | 09581B103 | $795.2K | 2.41% | 795 | SH |
| 11 | WISDOMTREE INC | WT | 97717PAH7 | $744.3K | 2.26% | 744 | SH |
| 12 | ALPHATEC HLDGS INC | ATEC | 02081GAD4 | $716.6K | 2.18% | 717 | SH |
| 13 | RITHM CAPITAL CORP | RITM | 64828T201 | $625.4K | 1.90% | 625 | SH |
| 14 | HERCULES CAPITAL INC | HTGC | 427096508 | $606.5K | 1.84% | 607 | SH |
| 15 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $533.2K | 1.62% | 533 | SH |
| 16 | MARA HOLDINGS INC | MARA | 565788AH9 | $458.2K | 1.39% | 458 | SH |
| 17 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $415.4K | 1.26% | 415 | SH |
| 18 | ISHARES TR | EFA | 464287465 | $414.4K | 1.26% | 414 | SH |
| 19 | DICKS SPORTING GOODS INC | DKS | 253393102 | $403.3K | 1.22% | 403 | SH |
| 20 | HA SUSTAINABLE INFRA CAP INC | HASI | 41068X100 | $318.4K | 0.97% | 318 | SH |
| 21 | ADAMS DIVERSIFIED EQUITY FD | ADX | 006212104 | $288.0K | 0.87% | 288 | SH |
| 22 | WISDOMTREE INC | WT | 97717P104 | $275.1K | 0.84% | 275 | SH |
| 23 | NEXPOINT DIVERSIFIED REL ET | NXDT | 65340G205 | $273.0K | 0.83% | 273 | SH |
| 24 | CALAMOS STRATEGIC TOTAL RETU | CSQ | 128125101 | $253.3K | 0.77% | 253 | SH |
| 25 | VIRTUS EQUITY & CONV INCM FD | NIE | 92841M101 | $252.0K | 0.76% | 252 | SH |
| 26 | ALLIANCEBERNSTEIN GLOBAL HIG | AWF | 01879R106 | $249.4K | 0.76% | 249 | SH |
| 27 | INNOVATIVE INDL PPTYS INC | IIPR | 45781V101 | $245.3K | 0.74% | 245 | SH |
| 28 | GABELLI DIVID & INCOME TR | GDV | 36242H104 | $244.5K | 0.74% | 244 | SH |
| 29 | CARLYLE SECURED LENDING INC | CGBD | 872280102 | $242.2K | 0.74% | 242 | SH |
| 30 | EZCORP INC | EZPW | 302301106 | $232.0K | 0.70% | 232 | SH |
| 31 | BLACKROCK CORPOR HI YLD FD I | HYT | 09255P107 | $227.2K | 0.69% | 227 | SH |
| 32 | BLACKROCK CR ALLOCATION | BTZ | 092508100 | $223.3K | 0.68% | 223 | SH |
| 33 | EATON VANCE TAX ADVT DIV INC | EVT | 27828G107 | $220.8K | 0.67% | 221 | SH |
| 34 | HANCOCK JOHN TAX-ADVANTAGED | HTD | 41013V100 | $216.6K | 0.66% | 217 | SH |
| 35 | APOLLO GLOBAL MGMT INC | APO | 03769M106 | $211.3K | 0.64% | 211 | SH |
| 36 | AMERICAN TOWER CORP | AMT | 03027X100 | $207.1K | 0.63% | 207 | SH |
| 37 | LYFT INC | LYFT | 55087PAD6 | $202.0K | 0.61% | 202 | SH |
| 38 | INVESCO QQQ TR | QQQ | 46090E103 | $201.3K | 0.61% | 201 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-10 | $32.9M | 38 | 0001180391-26-000002 |
| 2025-12-31 | 2026-02-12 | $49.1M | 55 | 0001180391-26-000001 |