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SB Capital Management Inc — 13F Holdings & Portfolio

CIK 1302815 · latest 13F-HR filed 2026-02-20

Backtest portfolio

SB Capital Management Inc manages $272.8M in 13F-reported U.S. long-equity assets across 93 reported positions as of its 2025-12-31 13F-HR filing. Its largest disclosed positions are STIP (13.55%), DUHP (4.77%), DFUV (4.52%).

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$272.8M

Long-equity book

Holdings
93

Distinct positions

Period
2025-12-31

Filed 2026-02-20

Q/Q Activity
—

no prior filing cached

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q4 25
STIP13.6%DUHP4.8%DFUV4.5%VTIP4.4%CAPR4.2%DISV3.4%DFAS3.3%ISHG3.2%DFUS3.1%DFAI3.1%DFIV2.9%DFAT2.8%DFLV2.8%DFIS2.6%VT2.5%TLT2.5%DIHP2.3%ORMP2.0%SCZ1.9%ACWI1.8%DFAE1.5%DBEF1.4%DEHP1.2%VOO1.1%IWD1.0%IJJ0.9%SPY0.9%IWB0.8%AAPL0.8%LEVI0.7%DFNM0.7%HEFA0.7%DFEV0.7%DFAU0.6%VEA0.6%EFAX0.6%EFZ0.5%IJH0.5%IJR0.5%DFSI0.5%GOOG0.5%BIL0.5%IVV0.5%GOOGL0.4%DIS0.4%AIA0.4%IWS0.4%SPDN0.4%IVE0.3%IWR0.3%NVDA0.3%MINO0.3%TSLA0.3%MSFT0.3%QQQ0.3%DFSU0.3%EFA0.3%AMZN0.3%BND0.3%DFCA0.3%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

1 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 47.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Oct 9, 2025.

Assets Under Management
$1.23B
Discretionary
$1.20B
Employees
6
Accounts
1,433
Address
6345 BALBOA BLVD., BUILDING 4
SUITE 375
ENCINO, CA 91316
Phone
818-774-1000 X 105
Website
Name Title / Status Ownership Type
ARKOF, STEPHANIE, CONNOR ControlSECRETARY
since Feb 2012
Less than 5%Individual
BURKE, MATTHEW, ALLAN ControlCHIEF FINANCIAL OFFICER
since Apr 2001
Less than 5%Individual
MERCER GLOBAL ADVISORS INC. ControlPARENT COMPANY
since Sep 2025
75% or moreDomestic Entity
SINGER, RICHARD, S. ControlPRESIDENT
since Dec 2001
Less than 5%Individual
HARICHANDRAN, AMITHA, KCHIEF COMPLIANCE OFFICER
since Jun 2011
Less than 5%Individual
Ownership & leadership changes · 7 filings with changes since Mar 30, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Oct 9, 2025 filing
  • AddedMERCER GLOBAL ADVISORS INC. · PARENT COMPANY · 75% or more · control person
  • ChangedARKOF, STEPHANIE, CONNOR · ownership 10–25% → Less than 5%
  • ChangedBURKE, MATTHEW, ALLAN · ownership 25–50% → Less than 5%
  • ChangedHARICHANDRAN, AMITHA, K · ownership 10–25% → Less than 5%
  • ChangedSINGER, RICHARD, S. · ownership 25–50% → Less than 5%
Mar 29, 2024 filing
  • No longer listedSINGER, SANDY, MARVIN · SHAREHOLDER · Less than 5% · listed since Apr 2001
Mar 30, 2020 filing
  • ChangedARKOF, STEPHANIE, CONNOR · ownership 5–10% → 10–25%
  • ChangedHARICHANDRAN, AMITHA, K · ownership Less than 5% → 10–25%
  • ChangedSINGER, SANDY, MARVIN · ownership 10–25% → Less than 5%
Mar 30, 2019 filing
  • No longer listedZIMMER, AARON, WOLF · SHAREHOLDER · 10–25% · listed since Apr 2001
Mar 30, 2018 filing
  • ChangedBURKE, MATTHEW, ALLAN · title PRESIDENT → CHIEF FINANCIAL OFFICER
  • ChangedSINGER, RICHARD, S. · title CHIEF OPERATIONS OFFICER → PRESIDENT; ownership 10–25% → 25–50%
  • ChangedSINGER, SANDY, MARVIN · title CHIEF FINANCIAL OFFICER → SHAREHOLDER; ownership 25–50% → 10–25%; no longer a control person
  • ChangedZIMMER, AARON, WOLF · title VICE PRESIDENT → SHAREHOLDER; no longer a control person
Apr 1, 2017 filing
  • AddedARKOF, STEPHANIE, CONNOR · SECRETARY · 5–10% · control person
Mar 18, 2014 filing
  • ChangedSINGER, RICHARD, S. · ownership 25–50% → 10–25%
Mar 30, 2012 filing (earliest on record)
  • ListedBURKE, MATTHEW, ALLAN · PRESIDENT · 25–50% · control person
  • ListedHARICHANDRAN, AMITHA, K · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedSINGER, RICHARD, S. · CHIEF OPERATIONS OFFICER · 25–50% · control person
  • ListedSINGER, SANDY, MARVIN · CHIEF FINANCIAL OFFICER · 25–50% · control person
  • ListedZIMMER, AARON, WOLF · VICE PRESIDENT · 10–25% · control person

Top Adds (vs prior quarter)

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Top Trims

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New Positions

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Exited Positions

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SB Capital Management Inc Holdings (2025-12-31)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR STIP 46429B747 $37.0M 13.55% 361,193 SH
2 DIMENSIONAL ETF TRUST DUHP 25434V831 $13.0M 4.77% 342,515 SH
3 DIMENSIONAL ETF TRUST DFUV 25434V724 $12.3M 4.52% 264,597 SH
4 VANGUARD MALVERN FDS VTIP 922020805 $12.0M 4.40% 242,590 SH
5 CAPRICOR THERAPEUTICS INC CAPR 14070B309 $11.5M 4.23% 400,001 SH
6 DIMENSIONAL ETF TRUST DISV 25434V781 $9.4M 3.44% 246,850 SH
7 DIMENSIONAL ETF TRUST DFAS 25434V500 $9.0M 3.31% 129,672 SH
8 ISHARES TR ISHG 464288125 $8.8M 3.21% 116,555 SH
9 DIMENSIONAL ETF TRUST DFUS 25434V401 $8.4M 3.09% 113,731 SH
10 DIMENSIONAL ETF TRUST DFAI 25434V203 $8.4M 3.07% 219,857 SH
11 DIMENSIONAL ETF TRUST DFIV 25434V807 $7.8M 2.85% 155,832 SH
12 DIMENSIONAL ETF TRUST DFAT 25434V609 $7.8M 2.84% 130,198 SH
13 DIMENSIONAL ETF TRUST DFLV 25434V666 $7.7M 2.81% 224,042 SH
14 DIMENSIONAL ETF TRUST DFIS 25434V773 $7.2M 2.62% 217,142 SH
15 VANGUARD INTL EQUITY INDEX F VT 922042742 $6.9M 2.52% 48,739 SH
16 ISHARES TR TLT 464287432 $6.9M 2.52% 78,802 SH
17 DIMENSIONAL ETF TRUST DIHP 25434V765 $6.2M 2.29% 197,080 SH
18 ORAMED PHARMACEUTICALS INC ORMP 68403P203 $5.4M 1.98% 1,900,000 SH
19 ISHARES TR SCZ 464288273 $5.2M 1.90% 66,885 SH
20 ISHARES TR ACWI 464288257 $4.9M 1.79% 34,439 SH
21 DIMENSIONAL ETF TRUST DFAE 25434V302 $4.0M 1.46% 122,159 SH
22 DBX ETF TR DBEF 233051200 $3.7M 1.37% 77,805 SH
23 DIMENSIONAL ETF TRUST DEHP 25434V757 $3.4M 1.24% 105,035 SH
24 VANGUARD INDEX FDS VOO 922908363 $3.1M 1.12% 4,879 SH
25 ISHARES TR IWD 464287598 $2.7M 0.98% 12,764 SH
26 ISHARES TR IJJ 464287705 $2.5M 0.93% 19,318 SH
27 SPDR S&P 500 ETF TR SPY 78462F103 $2.5M 0.92% 3,668 SH
28 ISHARES TR IWB 464287622 $2.3M 0.82% 6,027 SH
29 APPLE INC AAPL 037833100 $2.2M 0.79% 7,941 SH
30 LEVI STRAUSS & CO NEW LEVI 52736R102 $2.0M 0.74% 97,549 SH
31 DIMENSIONAL ETF TRUST DFNM 25434V849 $1.9M 0.69% 39,281 SH
32 ISHARES TR HEFA 46434V803 $1.8M 0.67% 44,393 SH
33 DIMENSIONAL ETF TRUST DFEV 25434V740 $1.8M 0.66% 53,408 SH
34 DIMENSIONAL ETF TRUST DFAU 25434V104 $1.7M 0.62% 35,993 SH
35 VANGUARD TAX-MANAGED FDS VEA 921943858 $1.7M 0.61% 26,734 SH
36 SPDR INDEX SHS FDS EFAX 78470E106 $1.6M 0.57% 31,053 SH
37 PROSHARES TR EFZ 74347R370 $1.5M 0.54% 115,217 SH
38 ISHARES TR IJH 464287507 $1.4M 0.53% 21,969 SH
39 ISHARES TR IJR 464287804 $1.4M 0.52% 11,760 SH
40 DIMENSIONAL ETF TRUST DFSI 25434V690 $1.3M 0.49% 31,166 SH
41 ALPHABET INC GOOG 02079K107 $1.3M 0.47% 4,094 SH
42 SPDR SERIES TRUST BIL 78468R663 $1.3M 0.46% 13,691 SH
43 ISHARES TR IVV 464287200 $1.2M 0.45% 1,808 SH
44 ALPHABET INC GOOGL 02079K305 $1.2M 0.44% 3,872 SH
45 DISNEY WALT CO DIS 254687106 $1.2M 0.44% 10,566 SH
46 ISHARES TR AIA 464288430 $1.2M 0.43% 12,075 SH
47 ISHARES TR IWS 464287473 $1.0M 0.38% 7,411 SH
48 DIREXION SHS ETF TR SPDN 25460E869 $1.0M 0.38% 109,330 SH
49 ISHARES TR IVE 464287408 $953.1K 0.35% 4,494 SH
50 ISHARES TR IWR 464287499 $948.7K 0.35% 9,854 SH