CAPR Capricor Therapeutics Inc
XNAS
8.92
Delayed
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
CAPR
$8.92
—
Key stats
$8.92
- 52-Week Range
- $2.96 – $40.37
- YTD
- -68.49%
- IV Rank (30D)
- 100.0
- Straddle Price
- $9.05
- P/C Vol Ratio
- 1.43
- Market Cap
- $0.5B
- Open
- $8.16
- Day Range
- $7.90 – $8.95
- Volume
- 6,442,124
- Prev Close
- $8.24
Fair Value
+50.0% vs price
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 4.94% |
| Beta vs SPY | 1.17 |
| Cost of Equity (CAPM) | 11.39% (VRP-adj) |
| WACC | 11.48% |
| Volatility Risk Premium | +367.1pp (IV − HV30), ERP adj +50bps |
| Effective Tax Rate | 21.0% |
| Rev. Growth (YoY, DCF input) | +3.0% |
| DCF Horizon | 5 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.03 (applied to P/E, EV/EBITDA, P/S) |
| Free Cash Flow (TTM) | $-0.1B |
| Return on Equity (TTM) | -52.6% |
| Book / Price | 69.3% — banking bias active (P/B is primary) |
| Debt / Equity | 0.00 |
| Quality Score | 1/6 — cyclical/struggling (5y DCF) |
| SMA 50 | $8.10 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $6.83 |
| Bollinger Width / SMA20 | 648.5% (drives anchor stability) |
| Net Debt | $-0.1B |
| Market Cap | $0B |
Peers used for multiples: ALKS, BIIB, NBIX
(filtered from 8 ETF-co-members; sector bias active)
Blended Fair Value
$21.74
Deviation
+50.0%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | n/a | 0% | |
| DDM (Gordon) | n/a | 0% | |
| Peer P/E | n/a | 0% | median 105.9× · 3 peers |
| Peer EV/EBITDA | n/a | 0% | median 22.4× · 3 peers |
| Peer P/B | $21.74 | 100% | median 3.8× · 3 peers |
| Peer P/S | n/a | 0% | median 4.0× · 3 peers |
| Market Anchor (SMA50) | $8.10 | 0% | stability 0% (BB-width) |
| Options Expected (B-L 30d) | $7.53 | 0% | 6 strikes · skew +0.39 |
As of 2026-11-04 · updated
Related
About
- Industry (SIC)
- PHARMACEUTICAL PREPARATIONS (2834) · industry map
- Exchange
- XNAS
- Market Cap
- $0.5B
- Employees
- 231
- List Date
- 2002-06-20
- CIK
- 0001133869
- Next Earnings
- 2026-11-10 (After-Close)
- EPS Forecast
- ($0.13)
- Headquarters
- San Diego, CA
- Homepage
- https://www.capricor.com
Capricor Therapeutics Inc is a clinical-stage biotechnology company focused on the development of transformative cell and exosome-based therapeutics for treating Duchenne muscular dystrophy (DMD), a rare form of muscular dystrophy which results in muscle degeneration and premature death, and other diseases with high unmet medical needs. The company's product pipeline includes CAP-1002, deramiocel an allogeneic cardiac-derived cell therapy. Deramiocel is currently advancing through Phase 3 clinical development for the treatment of Duchenne muscular dystrophy. Through its proprietary StealthXTM …
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 75.94% | 12.26% | 9.61% | -21.09% | 0.53% | -22.68% | 9.10% |
| Feb | -6.97% | 10.35% | 7.57% | 3.19% | 1.32% | 20.96% | 6.07% |
| Mar | -22.13% | -20.42% | -16.10% | 48.74% | -30.58% | 13.18% | -4.55% |
| Apr | -4.14% | -11.70% | -7.60% | -25.72% | 34.04% | 11.49% | -0.60% |
| May | -10.82% | 4.31% | 15.86% | 6.57% | -22.37% | -3.07% | -1.59% |
| Jun | 32.56% | -1.69% | 5.05% | -15.43% | -2.74% | -15.60% | 0.36% |
| Jul | -14.31% | 25.27% | -6.38% | -16.12% | -15.67% | -83.65% | -18.48% |
| Aug | 12.84% | 32.57% | 41.18% | 16.88% | -20.51% | 135.95% | 36.48% |
| Sep | -12.99% | 1.35% | -48.26% | 248.05% | 13.90% | -5.39% | 32.78% |
| Oct | -6.30% | -8.85% | -5.05% | 33.91% | -16.75% | -28.64% | -5.28% |
| Nov | -11.32% | -17.83% | 6.07% | -2.26% | -11.86% | 23.20%* | -2.33% |
| Dec | -8.72% | -10.85% | 65.20% | -29.74% | 333.98% | -- | 69.97% |
| Total | -7.83% | 0.32% | 26.58% | 154.42% | 73.99% | -69.02% | 29.74% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $6.87
SMA 50: $8.12
SMA 200: $20.52
Current: $8.92
EMA 12: $7.17
EMA 26: $7.32
MACD: -0.1452 | Signal: 0.3320
BEARISH
ADX (14): 16.52
RANGE
+DI: 37.07
−DI: 16.90
Momentum Oscillators
RSI (14): 63.61
NEUTRAL
Stoch %K: 94.67
Stoch %D: 75.98
Williams %R: -0.91
Volume & Volatility
BB Upper: $8.56
BB Lower: $5.19
OVERBOUGHT
OBV: 86,209,775
Vol SMA 20: 2,919,893
Vol ROC: 85.33%
ATR: $0.72
True Range: $1.05
HV 20: 111.2%
HV 30: 106.8%
HV 60: 145.4%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-11-05T00:00:00 – 2026-11-04T00:00:00
AI Analysis
LLM Stock Analysis Report
Executive Summary
Overall Assessment: BEARISH (Confidence Level: 6/10)
Key Drivers:
- Bearish MACD signal
- Negative news sentiment surrounding class action lawsuits
- High put/call volume ratio indicating bearish sentiment among option traders
Primary Risks:
- Legal issues and potential financial burdens from class action lawsuits
- Regulatory concerns and uncertainty surrounding the company's products
- Market volatility and sector performance
2-3 sentence investment thesis:
Capricor Therapeutics, Inc. (CAPR) is experiencing significant pressure due to negative news sentiment and bearish technical signals. The stock's moderate volatility and high put/call volume ratio indicate a potential for further downside movement.
Recent News Sentiment Impact:
- Negative news headlines from class action lawsuits have contributed to the bearish trend
- Options market pricing a $4.95 move by expiration, indicating high volatility
Technical Analysis
Trend Direction: Downtrend (Short-term: 1-4 weeks), Medium-term: 3-6 months)
Support/Resistance Levels:
- Lower Bollinger Band: $1.97
- Upper Bollinger Band: $10.34
- Recent price action has been stuck between these levels
Momentum Signals:
- RSI (14) is neutral at 50.41, indicating no clear momentum
- MACD signal line is below the zero line, indicating bearish momentum
- Bollinger Bands are neutral, showing no significant mean reversion or breakout
Volume Analysis:
- Volume SMA 20: 11567470.35 (indicating low volume)
- On-Balance Volume (OBV) is declining, indicating selling pressure
- Volume Rate of Change: -92.15% (high volume contraction)
News & Sentiment Analysis
Recent Headlines Summary:
- Class action lawsuits and negative news headlines surrounding the company's products have dominated recent news cycles
Sentiment Assessment:
- Aggregate sentiment is bearish due to class action lawsuit concerns
Catalyst Identification:
- Upcoming earnings report could provide a catalyst for further price movement
- Regulatory decisions or product launches could also impact stock performance
Market Narrative:
- The negative news headlines and class action lawsuits have aligned with the bearish technical signals, reinforcing the overall bearish sentiment
Risk & Volatility Assessment
Risk Assessment:
- Beta: 0.99 (vs SPY), indicating moderate volatility
- Alpha: 3.40 (above the market average), suggesting potential for further downside movement
- Correlation: 0.03 (low correlation with the broader market)
- Stock Volatility: 3.94, indicating high intraday volatility
Options Market Signals:
- IV Rank: 19.2% (Low - shows if volatility is historically high/low)
- Current IV: 171.7% (highly volatile options market)
- Expected Move: $4.95 (28 DTE), 7-DTE: $3.25 (indicating potential for further price movement)
Downside Protection:
- Support levels at the lower Bollinger Band ($1.97) and recent price action lows could provide protection against further downside movement
Market Context & Positioning
Sector Performance:
- The stock is underperforming its sector, indicating potential sector rotation or market volatility
Institutional Activity:
- Volume patterns suggest low institutional interest, reinforcing the bearish sentiment
Correlation Analysis:
- Correlation with SPY is low at 0.03, indicating limited correlation with broader market trends
Relative Valuation:
- The stock is trading within its historical range, suggesting no clear relative valuation cues
Key Levels & Action Items
Critical Price Levels:
- Lower Bollinger Band: $1.97
- Recent price action lows: $8.45 (2026-08-23)
Breakout/Breakdown Levels:
- Upper Bollinger Band: $10.34 (breakout)
- Support levels at the lower Bollinger Band ($1.97) and recent price action lows could provide protection against further downside movement
Time-Sensitive Catalysts:
- Upcoming earnings report on September 28, 2026
- Regulatory decisions or product launches could also impact stock performance
Risk Management:
- Stop-loss levels: $8.45 (based on recent price action lows)
- Position sizing considerations: use smaller position sizes due to high volatility and bearish sentiment
Generated
News
All CAPR news →
Earnings History
19 of 22 under expected move
Avg Expected Move
30.14%
Avg Actual Move
10.90%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-03-11 | After-Close | 20.76% | 6.50% | 0.31x | Within |
| 2021-05-13 | After-Close | 30.06% | 14.56% | 0.48x | Within |
| 2021-08-12 | After-Close | 34.60% | 9.82% | 0.28x | Within |
| 2021-11-09 | After-Close | 35.64% | 3.04% | 0.09x | Within |
| 2022-03-10 | After-Close | 28.64% | 1.46% | 0.05x | Within |
| 2022-05-10 | After-Close | 36.17% | 8.81% | 0.24x | Within |
| 2022-08-10 | After-Close | 17.70% | 16.81% | 0.95x | Within |
| 2022-11-10 | After-Close | 17.14% | 7.14% | 0.42x | Within |
| 2023-05-11 | After-Close | 25.06% | 1.95% | 0.08x | Within |
| 2023-08-07 | After-Close | 16.14% | 21.66% | 1.34x | Exceeded |
| 2023-11-14 | After-Close | 19.93% | 6.64% | 0.33x | Within |
| 2024-02-29 | After-Close | 31.67% | 8.69% | 0.27x | Within |
| 2024-08-07 | Pre-Market | 152.17% | 8.95% | 0.06x | Within |
| 2024-10-16 | After-Close | 15.72% | 9.85% | 0.63x | Within |
| 2024-11-13 | Pre-Market | 11.88% | 6.57% | 0.55x | Within |
| 2025-03-19 | After-Close | 9.62% | 17.51% | 1.82x | Exceeded |
| 2025-05-13 | After-Close | 15.07% | 5.07% | 0.34x | Within |
| 2025-08-11 | After-Close | 18.23% | 2.88% | 0.16x | Within |
| 2025-11-10 | After-Close | 61.15% | 11.51% | 0.19x | Within |
| 2026-03-12 | After-Close | 11.67% | 8.74% | 0.75x | Within |
| 2026-05-12 | After-Close | 13.13% | 3.78% | 0.29x | Within |
| 2026-08-13 | After-Close | 40.97% | 57.96% | 1.41x | Exceeded |
Earnings calendar: this week’s reports with expected vs actual moves →
CAPR Options Activity & IV Rank
CAPR IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 549.0%
7-DTE IV: 459.5%
Expected Move: $9.05
7-DTE Move: $5.30
Days to Exp: 30 (2026-12-04)
Options Flow
Call Volume: 14
Put Volume: 20
P/C Volume: 1.429
BEARISH
Call OI: 25
Put OI: 299
P/C OI: 11.96
Total OI: 324
ATM Options Pricing
ATM Call: $3.85
ATM Put: $5.20
Call %: 43.2%
Put %: 58.3%
Chain Summary
Chain Volume: 20,913
Chain OI: 239,246
Last Updated: 11/4/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Dealer Positioning
HIGH γ vs HISTORY
Estimated net dealer gamma is at the 88th percentile of this name's own daily history, near the high end of its range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
88%
vs own history
GEX tilt
+1.00
OI-weighted, today
Vanna tilt
+0.67
δ-sensitivity to IV
Charm tilt
-0.62
δ-decay vs time
Vanna tilt +0.67: the estimated dealer exposure leans positive, so the modeled hedge would shift noticeably if implied volatility changed.
Charm tilt -0.62: the estimated dealer exposure leans negative, so the modeled hedge would shift noticeably as time passes and options approach expiry.
? What is this?
· 5 ATM contracts, 8k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
100%
+71.0
pts
EXTREME
ATM 408.9% / Wing 479.9%
30 DTE / 10d
100%
+167.2
pts
EXTREME
ATM 482.7% / Wing 649.9%
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)100.0HighNov 4
IV Rank (30 DTE)100.0HighNov 4
Straddle Price (30 DTE)$9.05Nov 4
Beta Analysis
Risk Metrics
Beta: 0.9621
Alpha: 342.97%
Correlation: 0.0311
R-Squared: 0.1%
Stock Volatility: 394.9%
Market Volatility: 12.8%
Analysis Details
Benchmark: SPY
Data Points: 250
Period: 252 trading days
Data Points: 250
Period: 252 trading days
Interpretation:
Moderate volatility - stock generally follows market
Moderate volatility - stock generally follows market
Beta & Alpha Over Time
Notable investors who own CAPR
4 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Citadel Hedge fund Ken Griffin | $19.6M | #1162 of 6285 | +51.0% | 13F | |
| Millennium Management Hedge fund Izzy Englander | $5.6M | #1981 of 3716 | -34.4% | 13F | |
| Point72 Hedge fund Steve Cohen | $2.3M | #1229 of 1945 | -88.5% | 13F | |
| Rockefeller Capital Management Family office Rockefeller family | $7K | #4170 of 4729 | 0.0% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
CAPR Institutional Ownership (13F)
Latest filings — 2026-09-30
? 13F Guide
Diluted shares outstanding: 48,834,476 (as of 2026-03-31)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
19 filers$114.97M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Susquehanna International Group, LLP Custodian | $25.64M | 22.30% | 2026-06-30 |
| 2 | PERCEPTIVE ADVISORS LLC | $24.08M | 20.94% | 2026-06-30 |
| 3 | Citadel Advisors LLC Custodian | $11.39M | 9.91% | 2026-06-30 |
| 4 | Caption Management, LLC | $10.80M | 9.40% | 2026-06-30 |
| 5 | Ikarian Capital, LLC | $8.43M | 7.33% | 2026-06-30 |
| 6 | DIADEMA PARTNERS LP | $7.93M | 6.90% | 2026-06-30 |
| 7 | D. E. Shaw & Co., Inc. Custodian | $7.59M | 6.60% | 2026-06-30 |
| 8 | Millennium Management LLC Custodian | $3.01M | 2.62% | 2026-06-30 |
| 9 | LMR Partners LLP | $2.82M | 2.45% | 2026-06-30 |
| 10 | BOOTHBAY FUND MANAGEMENT, LLC | $2.55M | 2.22% | 2026-06-30 |
| 11 | GROUP ONE TRADING LLC Custodian | $2.38M | 2.07% | 2026-06-30 |
| 12 | Jane Street Group, LLC Custodian | $2.33M | 2.03% | 2026-06-30 |
| 13 | Simplex Trading, LLC Custodian | $2.28M | 1.98% | 2026-06-30 |
| 14 | J. Goldman & Co LP | $866.88K | 0.75% | 2026-06-30 |
| 15 | Citigroup Inc. Custodian | $758.52K | 0.66% | 2026-06-30 |
| 16 | Persistent Asset Partners Ltd | $697.08K | 0.61% | 2026-06-30 |
| 17 | Wolverine Trading, LLC Custodian | $655.78K | 0.57% | 2025-09-30 |
| 18 | PEAK6 LLC | $602.00K | 0.52% | 2026-06-30 |
| 19 | HAP TRADING, LLC | $161.37K | 0.14% | 2025-09-30 |
13 filers$56.57M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | DIADEMA PARTNERS LP | $12.87M | 22.75% | 2026-06-30 |
| 2 | Susquehanna International Group, LLP Custodian | $12.71M | 22.47% | 2026-06-30 |
| 3 | PERCEPTIVE ADVISORS LLC | $12.04M | 21.28% | 2026-06-30 |
| 4 | Citadel Advisors LLC Custodian | $6.22M | 11.00% | 2026-06-30 |
| 5 | Caption Management, LLC | $4.66M | 8.24% | 2026-06-30 |
| 6 | GROUP ONE TRADING LLC Custodian | $2.45M | 4.34% | 2026-06-30 |
| 7 | Simplex Trading, LLC Custodian | $1.53M | 2.70% | 2026-06-30 |
| 8 | Jane Street Group, LLC Custodian | $1.05M | 1.86% | 2026-06-30 |
| 9 | Millennium Management LLC Custodian | $1.04M | 1.84% | 2026-06-30 |
| 10 | Wolverine Trading, LLC Custodian | $786.94K | 1.39% | 2025-09-30 |
| 11 | LMR Partners LLP | $558.66K | 0.99% | 2026-06-30 |
| 12 | Persistent Asset Partners Ltd | $404.94K | 0.72% | 2026-06-30 |
| 13 | DLD Asset Management, LP | $240.60K | 0.43% | 2026-06-30 |
CAPR Insider Trading (Form 4)
Latest: 2026-06-29Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-06-29 | Karen Krasney | EVP, GENERAL COUNSEL | Mixed | — | $16.78 | -$655.5K | EDGAR |
| 2026-06-29 | Anthony Bergmann | CHIEF FINANCIAL OFFICER | Mixed | — | $16.78 | -$655.5K | EDGAR |
| 2026-06-24 | Anthony Bergmann | CHIEF FINANCIAL OFFICER | Mixed | — | $16.59 | -$24.1K | EDGAR |
| 2026-06-24 | Karen Krasney | EVP, GENERAL COUNSEL | Mixed | — | $16.59 | -$24.1K | EDGAR |
| 2026-05-28 | Michael T Maurer | CHIEF COMMERCIAL OFFICER | Grant (A) | +80,000 opt | — | EDGAR | |
| 2026-05-19 | Anthony Bergmann | CHIEF FINANCIAL OFFICER | Exer (M) | +3,000 | $1.39 | $4.2K | EDGAR |
| 2026-05-14 | Frank Litvack | Director | Exer (M) | +3,937 | $1.39 | $5.5K | EDGAR |
| 2026-05-04 | Anthony Bergmann | CHIEF FINANCIAL OFFICER | Mixed | — | $17.44 | -$713.0K | EDGAR |
| 2026-05-04 | Karen Krasney | EVP, GENERAL COUNSEL | Mixed | — | $17.44 | -$713.0K | EDGAR |
| 2026-04-03 | Karimah Es Sabar | Director | Mixed | — | $17.59 | -$217.0K | EDGAR |
| 2026-04-01 | Karen Krasney | EVP, GENERAL COUNSEL | Mixed | — | $16.86 | -$662.6K | EDGAR |
| 2026-04-01 | Anthony Bergmann | CHIEF FINANCIAL OFFICER | Mixed | — | $16.65 | -$673.7K | EDGAR |
| 2026-04-01 | Karimah Es Sabar | Director | Mixed | — | $17.71 | -$2.96M | EDGAR |
| 2026-03-27 | Karen Krasney | EVP, GENERAL COUNSEL | Exer (M) | +2,500 | $1.39 | $3.5K | EDGAR |
| 2026-01-07 | Linda Marban | CHIEF EXECUTIVE OFFICER | Grant (A) | +157,500 opt | — | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
CAPR Insider Holdings
8 insiders · @ $8.92
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Linda Marban | CHIEF EXECUTIVE OFFICER | 533,519 | $4.76M | $104.6K | 16 | 2026-01-07 |
| 2 | Frank Litvack | Director | 180,054 | $1.61M | $0 | 18 | 2026-05-14 |
| 3 | David B Musket | Director | 88,788 | $792.0K | -$85.1K | 22 | 2026-01-07 |
| 4 | Earl M Collier Jr | Director | 57,606 | $513.8K | $28.3K | 16 | 2025-02-28 |
| 5 | Karen Krasney | EVP, GENERAL COUNSEL | 54,647 | $487.5K | -$2.29M | 20 | 2026-06-29 |
| 6 | George W Dunbar Jr | Director | 14,306 | $127.6K | $0 | 16 | 2026-01-07 |
| 7 | Anthony Bergmann | CHIEF FINANCIAL OFFICER | 11,223 | $100.1K | -$2.30M | 20 | 2026-06-29 |
| 8 | Paul Gisbert Auwaerter | Director | 5,000 | $44.6K | $14.2K | 5 | 2026-01-07 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
CAPR Board & Officers
As of SEC filings through Jun 29, 2026Directors 8
- Frank Litvack · since Sep 24, 2009
- David B Musket · since Nov 20, 2013
- George W Dunbar Jr · since Nov 20, 2013
- Linda Marban · since Nov 20, 2013
- Karimah Es Sabar · since Jul 23, 2021
- Paul Gisbert Auwaerter · since Jul 11, 2023
- Philip J Gotwals · since Jul 21, 2023
- Mike Kelliher · since Sep 1, 2023
Officers 4
- Linda Marban · Chief Executive Officer · since Nov 20, 2013
- Anthony Bergmann · Chief Financial Officer · listed since Jan 2018
- Michael T Maurer · Chief Commercial Officer · since May 25, 2026
- Karen Krasney · EVP, General Counsel · listed since Jan 2015
Changes in the last 10 years (11)
| May 25, 2026 | Michael T Maurer became Chief Commercial Officer |
| Apr 8, 2025 | The company announced the departure of Earl M Collier Jr from the board in an SEC filing |
| Apr 3, 2024 | Nippon Shinyaku Co Ltd became a 10% owner |
| Sep 1, 2023 | Mike Kelliher became a director |
| Jul 21, 2023 | Philip J Gotwals became a director |
| Jul 11, 2023 | The company announced the departure of Louis Manzo from the board in an SEC filing |
| Jul 11, 2023 | Paul Gisbert Auwaerter became a director |
| Apr 7, 2023 | Xavier Avat reported in an SEC filing no longer being Chief Business Officer |
| May 23, 2022 | Xavier Avat became Chief Business Officer |
| Jul 23, 2021 | Karimah Es Sabar became a director |
| Jan 4, 2018 | Anthony Bergmann listed as Chief Financial Officer (previously Vice President of Finance) in SEC filings |
Not reported recently (6)
- Nippon Shinyaku Co Ltd · Last reported as a 10% owner in an SEC filing dated Sep 24, 2024
- Deborah Ascheim · Last reported as Chief Medical Officer in an SEC filing dated Jul 25, 2018
- Joshua A Kazam · Last reported as a director in an SEC filing dated Feb 14, 2018
- Rachel Smith · Last reported as Vice President of R&D in an SEC filing dated Jan 4, 2018
- Sinai Medical Center Cedars · Last reported as a 10% owner in an SEC filing dated May 11, 2017
- Eduardo Marban · Last reported as a 10% owner in an SEC filing dated Feb 6, 2017
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
CAPR Proposed Insider Sales (Form 144)
Latest: 2026-05-19
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
0 filings
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-05-19 144/A | Musket David B | Director | 10,000 | $273.2K | 2026-05-19 | Fidelity Brokerage Services LLC | — | EDGAR |
| 2026-04-02 | Karimah Es Sabar | Director | 7,529 | $226.8K | 2026-04-02 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-03-31 | Karen Krasney | Officer | 75,000 | $2.08M | 2026-03-31 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-03-31 | ANTHONY BERGMANN | Officer | 75,000 | $2.08M | 2026-03-31 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
| 2026-03-31 | Karimah Es Sabar | Director | 115,000 | $3.19M | 2026-03-31 | Morgan Stanley Smith Barney LLC … | 10b5-1 | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
ETF Holders
32 ETFs hold CAPR
25 shown · $56.56M total exposure · 0.01% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.00% | $15.7M | — | 2026-09-30 |
| 2 | XBI State Street® SPDR® S&P® Biotech ETF | SPDR (State Street) | 0.13% | $13.6M | $10.5B | 2026-11-02 |
| 3 | IWM iShares Russell 2000 ETF | iShares (BlackRock) | 0.01% | $10.0M | $75.8B | 2026-11-02 |
| 4 | VXF Vanguard Extended Market ETF | Vanguard | 0.01% | $5.7M | — | 2026-09-30 |
| 5 | IWO iShares Russell 2000 Growth ETF | iShares (BlackRock) | 0.03% | $3.6M | $13.9B | 2026-11-02 |
| 6 | VTWO Vanguard Russell 2000 ETF | Vanguard | 0.02% | $3.0M | — | 2026-09-30 |
| 7 | VHT Vanguard Health Care ETF | Vanguard | 0.01% | $1.3M | — | 2026-09-30 |
| 8 | FSCC Federated Hermes MDT Small Cap Core ETF | Nport | 0.34% | $1.2M | — | 2026-08-31 |
| 9 | VTWG Vanguard Russell 2000 Growth ETF | Vanguard | 0.03% | $562,196 | — | 2026-09-30 |
| 10 | LABU Direxion Daily S&P Biotech Bull 3X ETF | Direxion | 0.09% | $535,043 | — | 2026-11-03 |
| 11 | ITOT iShares Core S&P Total U.S. Stock Market ETF | iShares (BlackRock) | 0.00% | $488,200 | $95.4B | 2026-11-02 |
| 12 | RSSL Global X Russell 2000 ETF | Global X | 0.01% | $212,435 | — | 2026-11-03 |
| 13 | FHLC Fidelity MSCI Health Care Index ETF | Fidelity | 0.00% | $170,466 | $3.9B | 2026-11-02 |
| 14 | BBSC JPMorgan BetaBuilders U.S. Small Cap Equity ETF | JPMorgan | 0.02% | $128,091 | $728.7M | 2026-11-03 |
| 15 | IWV iShares Russell 3000 ETF | iShares (BlackRock) | 0.00% | $96,437 | $20.2B | 2026-11-02 |
| 16 | BBC Virtus Biotech Clinical Trials Etf | Nport | 0.10% | $46,381 | — | 2026-07-31 |
| 17 | VTHR Vanguard Russell 3000 ETF | Vanguard | 0.00% | $41,924 | — | 2026-09-30 |
| 18 | IBRN iShares Neuroscience and Healthcare ETF | iShares (BlackRock) | 0.57% | $37,293 | $6.6M | 2026-11-02 |
| 19 | SPGM State Street® SPDR® Portfolio MSCI Global Stock Market ETF | SPDR (State Street) | 0.00% | $36,316 | $1.8B | 2026-11-02 |
| 20 | ITWO ProShares Russell 2000 High Income ETF | ProShares | 0.01% | $25,000 | — | 2026-11-03 |
| 21 | WSML iShares MSCI World Small-Cap ETF | iShares (BlackRock) | 0.00% | $22,285 | $668.9M | 2026-11-02 |
| 22 | URTY ProShares UltraPro Russell2000 | ProShares | 0.01% | $19,430 | — | 2026-11-03 |
| 23 | MSML iShares MSCI USA Small-Cap ETF | iShares (BlackRock) | 0.01% | $14,285 | $277.2M | 2026-11-02 |
| 24 | UWM ProShares Ultra Russell2000 | ProShares | 0.01% | $13,637 | — | 2026-11-03 |
| 25 | MSSM Morgan Stanley Pathway Small-Mid Cap Equity ETF | Nport | 0.00% | $12,635 | — | 2026-08-31 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
—
TTM Diluted EPS
$-2.32
TTM Revenue
—
TTM Net Income
$-114.59M
TTM Op. Cash Flow
$-92.63M
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q1 '26 | 2026-03-31 | — | $-33.94M | $-0.59 | $-29.25M |
| Q4 '25 | 2025-12-31 | — | $-30.17M | $-0.62 | $-23.57M |
| Q3 '25 | 2025-09-30 | — | $-24.57M | $-0.54 | $-19.69M |
| Q2 '25 | 2025-06-30 | — | $-25.91M | $-0.57 | $-20.12M |
| Q1 '25 | 2025-03-31 | — | $-24.39M | $-0.53 | $-6.43M |
| Q4 '24 | 2024-12-31 | $11.13M | $-7.12M | $-0.11 | $-14.80M |
| Q3 '24 | 2024-09-30 | $2.26M | $-12.56M | $-0.38 | $-11.64M |
| Q2 '24 | 2024-06-30 | $3.97M | $-11.00M | $-0.35 | $-12.29M |
| Q1 '24 | 2024-03-31 | $4.91M | $-9.79M | $-0.31 | $-1.27M |
| Q4 '23 | 2023-12-31 | $12.09M | $-762.09K | $0.02 | $-11.59M |
| Q3 '23 | 2023-09-30 | $6.19M | $-6.39M | $-0.25 | $-8.79M |
| Q2 '23 | 2023-06-30 | $3.92M | $-7.37M | $-0.29 | $-9.42M |
Q1 2026 • period ending 2026-03-31 • filed 2026-05-13
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
—
P/B
1.56
P/S
—
EV/EBITDA
—
EV/Sales
—
ROE
-41.1%
ROA
-35.1%
Div Yield
0.00%
FCF Yield
-21.27%
Debt/Equity
0.00
Current Ratio
—
Market Cap
$435.60M
as of 2026-11-04
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
19.86M
SI % of Float
48.43%
Days to Cover
6.58
Short Vol Ratio
55.0%
Free Float
41.01M
Float %
70.5%
Short interest 2026-10-15 • Short volume 2026-11-04 • Float 2026-08-24