ProVise Management Group, LLC — 13F Holdings & Portfolio
CIK 1305707 · latest 13F-HR filed 2026-08-03
ProVise Management Group, LLC manages $1.49B in 13F-reported U.S. long-equity assets across 282 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DGRO (7.27%), GOOG (4.02%), SPDW (3.81%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 25 new positions and exited 4; 138 existing positions rose in reported value and 45 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.49B
Long-equity book
Holdings
282
Distinct positions
Period
2026-06-30
Filed 2026-08-03
Q/Q Activity
+25 / −4 / ↑138 / ↓45
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26DGRO7.3% · +2%GOOG4.0% · -2%SPDW3.8% · +41%AMAT2.8% · -2%IWY2.7% · +3%MGC2.6% · +2%MSFT2.4% · +2%BRK.B2.3% · +0%IGIB2.3% · +5%JPM2.3% · +0%AMZN2.2% · -1%VIG2.1% · -0%VO2.1% · +278%PM1.9% · +2%WFC1.9% · +0%ADI1.8% · -5%STIP1.7% · +6%VTIP1.4% · +2%NVS1.4% · -5%AAPL1.3% · +0%GOOGL1.3% · -11%SCHW1.2% · +1%V1.1% · +2%SCHG1.1% · +0%VOE1.1% · -12%MDT1.1% · +3%KBE1.1% · +5%BKNG1.1% · +2521%META1.0% · +4%GD1.0% · +2%EFAV0.9% · +33%COP0.9% · +1%BNY0.9% · -1%UL0.8% · +1%IJR0.8% · -36%ORCL0.8% · -16%SCHM0.8% · -4%OMC0.8% · +3%CMCSA0.8% · -9%RTX0.8% · -1%BLK0.7% · -1%MCK0.7% · -3%XMMO0.7% · +2%BDX0.7% · +3%ELV0.7% · 0%AON0.6% · +262%ENB0.6% · +1%SPEM0.6% · +8%BSCS0.6% · +12%SPHY0.5% · +4%AMRZ0.5% · +402%BSCT0.5% · +13%SCHV0.5% · -3%KO0.5% · +1%BSCR0.5% · +9%BSCU0.5% · +16%ETR0.5% · -7%SCHB0.5% · -2%DUK0.5% · +1%ACN0.4% · +582%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 32.6%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 17, 2026.
Assets Under Management
$2.03B
Discretionary
$2.01B
Employees
22
Accounts
3,492
Address
300 PARK PLACE BLVD., SUITE 210
CLEARWATER, FL 33759
CLEARWATER, FL 33759
Phone
(727) 441-9022
This firm reports 6 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BRETHAUER, JON, MICHAEL Control | PRESIDENT/MANAGER since Jul 2011 | Less than 5% | Individual |
| EBBERT, ERIC, RUSSELL Control | CEO/MANAGER since Jan 2005 | Less than 5% | Individual |
| KESTRA FINANCIAL,INC Control | MANAGING MEMBER since Oct 2014 | 75% or more | Domestic Entity |
| O'HARA, SHANE, D Control | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER since Jan 2021 | Less than 5% | Individual |
| MANNIX, DANIEL, RAYMOND | SENIOR PORTFOLIO MANAGER since Jan 2026 | Less than 5% | Individual |
| NORWOOD, ROBERT, BREDT | SECRETARY since Apr 2016 | Less than 5% | Individual |
| Washburn, Susan, Clementine | SENIOR FINANCIAL PLANNER since Jan 2022 | Less than 5% | Individual |
| YIN, YIN | CONTROLLER since Sep 2007 | Less than 5% | Individual |
| BLUESPRING WEALTH PARTNERS LLC Control Indirect owner via KESTRA FINANCIAL,INC | OWNER since Apr 2017 | 75% or more | Domestic Entity |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. Control Indirect owner via KESTRA ADVISOR SERVICES HOLDINGS B, INC. | OWNER since Jun 2014 | 75% or more | Domestic Entity |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. Control Indirect owner via KESTRA ADVISOR SERVICES HOLDINGS C, INC. | OWNER since Jun 2014 | 75% or more | Domestic Entity |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. Control Indirect owner via KESTRA FINANCIAL,INC | OWNER since Jun 2014 | 75% or more | Domestic Entity |
| KESTRA FINANCIAL INC Control Indirect owner via KESTRA ADVISOR SERVICES HOLDINGS C, INC. | OWNER since Aug 2014 | 75% or more | Domestic Entity |
| KINGFISHER HOLDING A, INC. Control Indirect owner via KINGFISHER HOLDING B, INC. | OWNER since Jun 2019 | 75% or more | Domestic Entity |
| KINGFISHER HOLDING B, INC. Control Indirect owner via KESTRA ADVISOR SERVICES HOLDINGS A, INC. | OWNER since Jun 2019 | 75% or more | Domestic Entity |
| KINGFISHER TOPCO HOLDINGS GP, LLC Control Indirect owner via KINGFISHER TOPCO HOLDINGS, LP | GENERAL PARTNER since Feb 2025 | General partner, trustee or manager | Domestic Entity |
| KINGFISHER TOPCO HOLDINGS, LP Control Indirect owner via KINGFISHER HOLDING A, INC. | OWNER since Jun 2019 | 75% or more | Domestic Entity |
| OHCP VI ENZO AGGREGATOR, L.P. Control Indirect owner via KINGFISHER TOPCO HOLDINGS, LP | OWNER since Feb 2025 | 25–50% | Domestic Entity |
| T-IX KRAKEN CO-INVEST, LP Control Indirect owner via KINGFISHER TOPCO HOLDINGS, LP | OWNER since Feb 2025 | 25–50% | Domestic Entity |
Ownership & leadership changes · 22 filings with changes since Mar 27, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
May 6, 2026 filing
- No longer listedKINGFISHER HOLDING, L.P. · OWNER · 75% or more · indirect via KINGFISHER HOLDING A, INC. · control person · listed since Jun 2019
- No longer listedKINGFISHER TOPCO HOLDINGS, LP · GENERAL PARTNER · 75% or more · indirect via KINGFISHER HOLDING, L.P. · control person · listed since Feb 2025
- AddedKINGFISHER TOPCO HOLDINGS, LP · OWNER · 75% or more · indirect via KINGFISHER HOLDING A, INC. · control person
- AddedOHCP VI ENZO AGGREGATOR, L.P. · OWNER · 25–50% · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person
- Listed againKINGFISHER TOPCO HOLDINGS GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person
- Listed againT-IX KRAKEN CO-INVEST, LP · OWNER · 25–50% · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person
Mar 30, 2026 filing
- No longer listedFERRARA, VINCENT, RAYMOND · EXECUTIVE CHAIR/MANAGER · Less than 5% · control person · listed since Feb 2002
- No longer listedKINGFISHER G. P. LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER HOLDING, L.P. · control person · listed since Feb 2025
- No longer listedKINGFISHER TOPCO HOLDINGS GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person · listed since Feb 2025
- No longer listedOHCP VI ENZO AGGREGATOR, L.P. · OWNER · 25–50% · indirect via KINGFISHER HOLDING, L.P. · control person · listed since Feb 2023
- No longer listedT-IX KRAKEN CO-INVEST, LP · OWNER · 25–50% · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person · listed since Feb 2025
- AddedBLUESPRING WEALTH PARTNERS LLC · OWNER · 75% or more · indirect via KESTRA FINANCIAL,INC · control person
- AddedKESTRA FINANCIAL INC · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS C, INC. · control person
- AddedMANNIX, DANIEL, RAYMOND · SENIOR PORTFOLIO MANAGER · Less than 5%
- ChangedO'HARA, SHANE, D · now a control person
Mar 27, 2025 filing
- No longer listedKINGFISHER HOLDING GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER HOLDING, L.P. · control person · listed since Jun 2019
- No longer listedOAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person · listed since Feb 2023
- No longer listedOAK HILL CAPITAL PARTNERS VI (TE 892), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person · listed since Feb 2023
- No longer listedWARBURG PINCUS FINANCIAL SECTOR, L.P. · LIMITED PARTNER · 25–50% · indirect via KINGFISHER HOLDING, L.P. · control person · listed since Jun 2019
- AddedKINGFISHER G. P. LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER HOLDING, L.P. · control person
- AddedKINGFISHER TOPCO HOLDINGS GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person
- AddedKINGFISHER TOPCO HOLDINGS, LP · GENERAL PARTNER · 75% or more · indirect via KINGFISHER HOLDING, L.P. · control person
- AddedT-IX KRAKEN CO-INVEST, LP · OWNER · 25–50% · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person
Mar 21, 2024 filing
- No longer listedRAMEY, NANCY, CROY · EXECUTIVE VICE PRESIDENT/CFO · Less than 5% · listed since Jul 2011
- Listed againNORWOOD, ROBERT, BREDT · SECRETARY · Less than 5%
- Listed againYIN, YIN · CONTROLLER · Less than 5%
- ChangedFERRARA, VINCENT, RAYMOND · title EXECUTIVE CHAIR/CHIEF COMPLIANCE OFFICER/MANAGER → EXECUTIVE CHAIR/MANAGER
- ChangedO'HARA, SHANE, D · title EXECUTIVE VICE PRESIDENT → EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER
Mar 29, 2023 filing
- No longer listedCOMMORATO, MARIANNE · VICE PRESIDENT, COMPLIANCE · Less than 5% · listed since Jan 2018
- No longer listedNORWOOD, ROBERT, BREDT · VICE PRESIDENT, ASSISTANT SECRETARY · Less than 5% · listed since Jul 2016
- No longer listedYIN, YIN · ASSISTANT SECRETARY · Less than 5% · listed since Jul 2016
- AddedOAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person
- AddedOAK HILL CAPITAL PARTNERS VI (TE 892), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person
- AddedOHCP VI ENZO AGGREGATOR, L.P. · OWNER · 25–50% · indirect via KINGFISHER HOLDING, L.P. · control person
- ChangedO'HARA, SHANE, D · no longer a control person
- ChangedRAMEY, NANCY, CROY · no longer a control person
Mar 28, 2022 filing
- AddedWashburn, Susan, Clementine · SENIOR FINANCIAL PLANNER · Less than 5%
- ChangedBRETHAUER, JON, MICHAEL · title EXECUTIVE VICE PRESIDENT → PRESIDENT/MANAGER
- ChangedEBBERT, ERIC, RUSSELL · title PRESIDENT/MANAGER/CTO → CEO/MANAGER
- ChangedFERRARA, VINCENT, RAYMOND · title CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER → EXECUTIVE CHAIR/CHIEF COMPLIANCE OFFICER/MANAGER
- ChangedO'HARA, SHANE, D · title VICE PRESIDENT & SENIOR FINANCIAL PLANNER → EXECUTIVE VICE PRESIDENT
- ChangedRAMEY, NANCY, CROY · title EXECUTIVE VICE PRESIDENT → EXECUTIVE VICE PRESIDENT/CFO
Mar 31, 2021 filing
- No longer listedADAMS-DIPIERO, KIMBERLY, LYN · EXECUTIVE VICE PRESIDENT/CFO · Less than 5% · listed since Jan 2005
- No longer listedBritnell, Michelle · COO, SECRETARY/TREASURER · Less than 5% · listed since Jan 2017
- No longer listedPOER, JAMES, LYNN · VICE PRESIDENT · Less than 5% · listed since Jun 2016
- AddedO'HARA, SHANE, D · VICE PRESIDENT & SENIOR FINANCIAL PLANNER · Less than 5% · control person
Mar 30, 2020 filing
- ChangedEBBERT, ERIC, RUSSELL · title PRESIDENT/MANAGER → PRESIDENT/MANAGER/CTO
Jul 1, 2019 filing
- No longer listedKESTRA FINANCIAL HOLDINGS, LP · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS A, INC. · control person · listed since Jun 2016
- No longer listedTRIDENT VI PARALLEL FUND, LP · LIMITED PARTNER · 25–50% · indirect via KESTRA FINANCIAL HOLDINGS, LP · control person · listed since Jun 2016
- No longer listedTRIDENT VI, LP · LIMITED PARTNER · 25–50% · indirect via KESTRA FINANCIAL HOLDINGS, LP · control person · listed since Jun 2016
- AddedKINGFISHER HOLDING A, INC. · OWNER · 75% or more · indirect via KINGFISHER HOLDING B, INC. · control person
- AddedKINGFISHER HOLDING B, INC. · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS A, INC. · control person
- AddedKINGFISHER HOLDING GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER HOLDING, L.P. · control person
- AddedKINGFISHER HOLDING, L.P. · OWNER · 75% or more · indirect via KINGFISHER HOLDING A, INC. · control person
- AddedPOER, JAMES, LYNN · VICE PRESIDENT · Less than 5%
- AddedWARBURG PINCUS FINANCIAL SECTOR, L.P. · LIMITED PARTNER · 25–50% · indirect via KINGFISHER HOLDING, L.P. · control person
Oct 10, 2018 filing
- No longer listedZAIDMAN, LYDIA, R · ASSISTANT SECRETARY · Less than 5% · listed since Jul 2016
Older changes (13 more filings)
Aug 23, 2018 filing
- No longer listedTENRET, TINA, JOAN · VICE PRESIDENT · Less than 5% · listed since Jul 2011
Mar 29, 2018 filing
- No longer listedDURBIN, ANGELA, NELSON · SECRETARY/TREASURER · Less than 5% · listed since Feb 2002
- AddedBritnell, Michelle · COO, SECRETARY/TREASURER · Less than 5%
- AddedCOMMORATO, MARIANNE · VICE PRESIDENT, COMPLIANCE · Less than 5%
- ChangedEBBERT, ERIC, RUSSELL · title PRESIDENT/COO/MANAGER → PRESIDENT/MANAGER
Jun 22, 2017 filing
- No longer listedFYFE, BRUCE, ELLIOTT · EXECUTIVE VICE PRESIDENT · Less than 5% · listed since Feb 2002
Mar 14, 2017 filing
- No longer listedKESTRA FINANCIAL HOLDINGS, LP · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS A, INC. · control person · listed since Jun 2016
- No longer listedKESTRA FINANCIAL, LLC · SOLE MEMBER · 75% or more · control person · listed since Oct 2014
- No longer listedNFP ADVISOR SERVICES HOLDINGS A, INC. · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS B, INC. · control person · listed since Oct 2014
- No longer listedNFP ADVISOR SERVICES HOLDINGS B, INC. · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS C, INC. · control person · listed since Oct 2014
- No longer listedNFP ADVISOR SERVICES HOLDINGS C, INC. · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS D, INC. · control person · listed since Oct 2014
- AddedKESTRA ADVISOR SERVICES HOLDINGS A, INC. · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS B, INC. · control person
- AddedKESTRA ADVISOR SERVICES HOLDINGS B, INC. · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS C, INC. · control person
- AddedKESTRA ADVISOR SERVICES HOLDINGS C, INC. · OWNER · 75% or more · indirect via KESTRA FINANCIAL,INC · control person
- AddedKESTRA FINANCIAL HOLDINGS, LP · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS A, INC. · control person
- AddedKESTRA FINANCIAL,INC · MANAGING MEMBER · 75% or more · control person
- ChangedFERRARA, VINCENT, RAYMOND · title CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER → CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER
Jul 22, 2016 filing
- No longer listedLIESER, LORI, MICHELL · VICE PRESIDENT · Less than 5% · listed since Feb 2002
- No longer listedMADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · MEMBER · 75% or more · indirect via NFP HOLDINGS, LLC · control person · listed since Jul 2013
- No longer listedMADISON DEARBORN PARTNERS · GENERAL PARTNER · General partner, trustee or manager · indirect via MADISON DEARBORN PARNERS VI-A&C, L.P. · control person · listed since Jul 2013
- No longer listedMADISON DEARBORN PARTNERS VI-A & C, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · control person · listed since Jul 2013
- No longer listedNFP ADVISOR SERVICES HOLDINGS D, INC. · SOLE MEMBER · 75% or more · control person · listed since Oct 2014
- No longer listedNFP HOLDINGS, LLC · OWNER · 75% or more · indirect via NFP PARENT CO, LLC. · control person · listed since Oct 2014
- No longer listedNFP PARENT CO, LLC · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS A, INC. · control person · listed since Oct 2014
- No longer listedSCHNEIDER, BRETT, RONALD · DIRECTOR · Less than 5% · control person · listed since Jan 2009
- AddedKESTRA FINANCIAL HOLDINGS, LP · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS A, INC. · control person
- AddedKESTRA FINANCIAL, LLC · SOLE MEMBER · 75% or more · control person
- AddedNORWOOD, ROBERT, BREDT · VICE PRESIDENT, ASSISTANT SECRETARY · Less than 5%
- AddedTRIDENT VI PARALLEL FUND, LP · LIMITED PARTNER · 25–50% · indirect via KESTRA FINANCIAL HOLDINGS, LP · control person
- AddedTRIDENT VI, LP · LIMITED PARTNER · 25–50% · indirect via KESTRA FINANCIAL HOLDINGS, LP · control person
- AddedYIN, YIN · ASSISTANT SECRETARY · Less than 5%
- AddedZAIDMAN, LYDIA, R · ASSISTANT SECRETARY · Less than 5%
- ChangedADAMS-DIPIERO, KIMBERLY, LYN · no longer a control person
- ChangedBRETHAUER, JON, MICHAEL · now a control person
- ChangedFYFE, BRUCE, ELLIOTT · no longer a control person
- ChangedRAMEY, NANCY, CROY · now a control person
Mar 25, 2016 filing
- No longer listedPREWETT, LUCAS · EXECUTIVE VICE PRESIDENT · Less than 5% · control person · listed since Feb 2002
- ChangedBRETHAUER, JON, MICHAEL · title VICE PRESIDENT → EXECUTIVE VICE PRESIDENT
- ChangedNFP HOLDINGS, LLC · indirect via NFP PARENT CO, LLC.: title MEMBER → OWNER
May 22, 2015 filing
- ChangedMADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · indirect via NFP HOLDINGS, LLC: title OWNER → MEMBER
- ChangedNFP ADVISOR SERVICES HOLDINGS D, INC. · title SHAREHOLDER → SOLE MEMBER
- ChangedNFP HOLDINGS, LLC · indirect via NFP PARENT CO, LLC.: title OWNER → MEMBER
Mar 26, 2015 filing
- No longer listedMADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · OWNER · 75% or more · indirect via PATRIOT INVESTMENT HOLDINGS, LLC · control person · listed since Jul 2013
- No longer listedNATIONAL FINANCIAL PARTNERS, CORP. · SHAREHOLDER · 75% or more · control person · listed since Feb 2002
- No longer listedPATRIOT INTERMEDIATE HOLDINGS A CORP. · OWNER · 75% or more · indirect via PATRIOT INTERMEDIATE HOLDINGS B CORP. · control person · listed since Jul 2013
- No longer listedPATRIOT INTERMEDIATE HOLDINGS B CORP · OWNER · 75% or more · indirect via NATIONAL FINANCIAL PARTNERS CORP. · control person · listed since Jul 2013
- No longer listedPATRIOT INVESTMENT HOLDINGS, LLC · OWNER · 75% or more · indirect via PATRIOT INTERMEDIATE HOLDINGS A CORP. · control person · listed since Jul 2013
- AddedMADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · OWNER · 75% or more · indirect via NFP HOLDINGS, LLC · control person
- AddedNFP ADVISOR SERVICES HOLDINGS A, INC. · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS B, INC. · control person
- AddedNFP ADVISOR SERVICES HOLDINGS B, INC. · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS C, INC. · control person
- AddedNFP ADVISOR SERVICES HOLDINGS C, INC. · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS D, INC. · control person
- AddedNFP ADVISOR SERVICES HOLDINGS D, INC. · SHAREHOLDER · 75% or more · control person
- AddedNFP HOLDINGS, LLC · OWNER · 75% or more · indirect via NFP PARENT CO, LLC. · control person
- AddedNFP PARENT CO, LLC · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS A, INC. · control person
Sep 15, 2014 filing
- ChangedEBBERT, ERIC, RUSSELL · title EXECUTIVE VICE PRESIDENT/COO/MANAGER → PRESIDENT/COO/MANAGER
- ChangedFERRARA, VINCENT, RAYMOND · title PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/MANAGER → CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER
Mar 26, 2014 filing
- ChangedRAMEY, NANCY, CROY · title SENIOR VICE PRESIDENT → EXECUTIVE VICE PRESIDENT
Oct 11, 2013 filing
- AddedMADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · OWNER · 75% or more · indirect via PATRIOT INVESTMENT HOLDINGS, LLC · control person
- AddedMADISON DEARBORN PARTNERS · GENERAL PARTNER · General partner, trustee or manager · indirect via MADISON DEARBORN PARNERS VI-A&C, L.P. · control person
- AddedMADISON DEARBORN PARTNERS VI-A & C, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · control person
- AddedPATRIOT INTERMEDIATE HOLDINGS A CORP. · OWNER · 75% or more · indirect via PATRIOT INTERMEDIATE HOLDINGS B CORP. · control person
- AddedPATRIOT INTERMEDIATE HOLDINGS B CORP · OWNER · 75% or more · indirect via NATIONAL FINANCIAL PARTNERS CORP. · control person
- AddedPATRIOT INVESTMENT HOLDINGS, LLC · OWNER · 75% or more · indirect via PATRIOT INTERMEDIATE HOLDINGS A CORP. · control person
Mar 28, 2013 filing
- AddedBRETHAUER, JON, MICHAEL · VICE PRESIDENT · Less than 5%
- AddedDURBIN, ANGELA, NELSON · SECRETARY/TREASURER · Less than 5%
- AddedRAMEY, NANCY, CROY · SENIOR VICE PRESIDENT · Less than 5%
- AddedTENRET, TINA, JOAN · VICE PRESIDENT · Less than 5%
- ChangedADAMS-DIPIERO, KIMBERLY, LYN · title EXECUTIVE VICE PRESIDENT/CFO/DIRECTOR → EXECUTIVE VICE PRESIDENT/CFO
- ChangedEBBERT, ERIC, RUSSELL · title EXECUTIVE VICE PRESIDENT/COO/DIRECTOR → EXECUTIVE VICE PRESIDENT/COO/MANAGER
- ChangedFERRARA, VINCENT, RAYMOND · title PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR → PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/MANAGER
- ChangedNATIONAL FINANCIAL PARTNERS, CORP. · title MEMBER → SHAREHOLDER
Mar 27, 2012 filing (earliest on record)
- ListedADAMS-DIPIERO, KIMBERLY, LYN · EXECUTIVE VICE PRESIDENT/CFO/DIRECTOR · Less than 5% · control person
- ListedEBBERT, ERIC, RUSSELL · EXECUTIVE VICE PRESIDENT/COO/DIRECTOR · Less than 5% · control person
- ListedFERRARA, VINCENT, RAYMOND · PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR · Less than 5% · control person
- ListedFYFE, BRUCE, ELLIOTT · EXECUTIVE VICE PRESIDENT · Less than 5% · control person
- ListedLIESER, LORI, MICHELL · VICE PRESIDENT · Less than 5%
- ListedNATIONAL FINANCIAL PARTNERS, CORP. · MEMBER · 75% or more · control person
- ListedPREWETT, LUCAS · EXECUTIVE VICE PRESIDENT · Less than 5% · control person
- ListedSCHNEIDER, BRETT, RONALD · DIRECTOR · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- APPLIED MATLS INC$22.0M +108.3%
- SPDR INDEX SHS FDS$20.4M +56.0%
- ALPHABET INC$10.2M +20.6%
- ISHARES TR$9.9M +10.1%
- AON PLC$7.0M +271.7%
Top Trims
- CITIGROUP INC-$12.2M -73.3%
- SANOFI SA-$6.1M -54.2%
- CARMAX INC-$4.4M -93.9%
- ISHARES TR-$3.7M -23.3%
- EBAY INC.-$3.7M -85.6%
New Positions
- INTERCONTINENTAL EXCHANGE IN$2.9M
- DOMINOS PIZZA INC$1.4M
- OTIS WORLDWIDE CORP$598.9K
- INTEL CORP$409.7K
- VANGUARD WORLD FD$323.3K
Exited Positions
- EXXON MOBIL CORP$29.7M
- VANGUARD ADMIRAL FDS INC$3.3M
- INVESCO EXCH TRADED FD TR II$296.4K
- HONEYWELL INTL INC$243.5K
ProVise Management Group, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | DGRO | 46434V621 | $108.4M | 7.27% | 1,430,575 | SH |
| 2 | ALPHABET INC | GOOG | 02079K107 | $59.9M | 4.02% | 169,632 | SH |
| 3 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $56.9M | 3.81% | 1,128,650 | SH |
| 4 | APPLIED MATLS INC | AMAT | 038222105 | $42.4M | 2.84% | 58,658 | SH |
| 5 | ISHARES TR | IWY | 464289438 | $39.9M | 2.68% | 137,347 | SH |
| 6 | VANGUARD WORLD FD | MGC | 921910873 | $38.1M | 2.55% | 139,081 | SH |
| 7 | MICROSOFT CORP | MSFT | 594918104 | $36.4M | 2.44% | 97,541 | SH |
| 8 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $34.9M | 2.34% | 69,719 | SH |
| 9 | ISHARES TR | IGIB | 464288638 | $34.7M | 2.33% | 652,917 | SH |
| 10 | JPMORGAN CHASE & CO | JPM | 46625H100 | $34.3M | 2.30% | 104,741 | SH |
| 11 | AMAZON COM INC | AMZN | 023135106 | $33.1M | 2.22% | 138,955 | SH |
| 12 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $32.0M | 2.15% | 135,272 | SH |
| 13 | VANGUARD INDEX FDS | VO | 922908629 | $30.8M | 2.06% | 381,713 | SH |
| 14 | PHILIP MORRIS INTL INC | PM | 718172109 | $28.7M | 1.92% | 158,459 | SH |
| 15 | WELLS FARGO & CO | WFC | 949746101 | $28.5M | 1.91% | 344,567 | SH |
| 16 | ANALOG DEVICES INC | ADI | 032654105 | $26.3M | 1.76% | 66,221 | SH |
| 17 | ISHARES TR | STIP | 46429B747 | $25.7M | 1.72% | 251,467 | SH |
| 18 | VANGUARD MALVERN FDS | VTIP | 922020805 | $21.4M | 1.44% | 426,377 | SH |
| 19 | NOVARTIS AG | NVS | 66987V109 | $21.0M | 1.41% | 134,100 | SH |
| 20 | APPLE INC | AAPL | 037833100 | $20.1M | 1.35% | 69,472 | SH |
| 21 | ALPHABET INC | GOOGL | 02079K305 | $19.1M | 1.28% | 53,410 | SH |
| 22 | SCHWAB CHARLES CORP | SCHW | 808513105 | $18.0M | 1.21% | 195,522 | SH |
| 23 | VISA INC | V | 92826C839 | $16.9M | 1.13% | 49,212 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $16.2M | 1.09% | 479,214 | SH |
| 25 | VANGUARD INDEX FDS | VOE | 922908512 | $16.1M | 1.08% | 81,506 | SH |
| 26 | MEDTRONIC PLC | MDT | G5960L103 | $15.9M | 1.07% | 203,831 | SH |
| 27 | SPDR SERIES TRUST | KBE | 78464A797 | $15.9M | 1.07% | 233,055 | SH |
| 28 | BOOKING HOLDINGS INC | BKNG | 09857L108 | $15.8M | 1.06% | 88,494 | SH |
| 29 | META PLATFORMS INC | META | 30303M102 | $15.2M | 1.02% | 26,918 | SH |
| 30 | GENERAL DYNAMICS CORP | GD | 369550108 | $14.5M | 0.97% | 41,005 | SH |
| 31 | ISHARES TR | EFAV | 46429B689 | $14.0M | 0.94% | 159,820 | SH |
| 32 | CONOCOPHILLIPS | COP | 20825C104 | $13.8M | 0.92% | 132,630 | SH |
| 33 | BANK OF NY MELLON CORP | BNY | 064058100 | $13.6M | 0.91% | 94,228 | SH |
| 34 | UNILEVER PLC | UL | 904767803 | $12.5M | 0.84% | 207,550 | SH |
| 35 | ISHARES TR | IJR | 464287804 | $12.4M | 0.83% | 83,416 | SH |
| 36 | ORACLE CORP | ORCL | 68389X105 | $12.0M | 0.81% | 82,184 | SH |
| 37 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $11.8M | 0.79% | 321,065 | SH |
| 38 | OMNICOM GROUP INC | OMC | 681919106 | $11.5M | 0.77% | 157,557 | SH |
| 39 | COMCAST CORP NEW | CMCSA | 20030N101 | $11.5M | 0.77% | 466,466 | SH |
| 40 | RTX CORPORATION | RTX | 75513E101 | $11.3M | 0.76% | 59,508 | SH |
| 41 | BLACKROCK INC | BLK | 09290D101 | $11.1M | 0.74% | 11,507 | SH |
| 42 | MCKESSON CORP | MCK | 58155Q103 | $10.9M | 0.73% | 14,361 | SH |
| 43 | INVESCO EXCHANGE TRADED FD T | XMMO | 46137V464 | $10.5M | 0.70% | 61,437 | SH |
| 44 | BECTON DICKINSON & CO | BDX | 075887109 | $10.4M | 0.69% | 68,497 | SH |
| 45 | ELEVANCE HEALTH INC FORMERLY | ELV | 036752103 | $10.1M | 0.68% | 26,181 | SH |
| 46 | AON PLC | AON | G0403H108 | $9.6M | 0.64% | 28,875 | SH |
| 47 | ENBRIDGE INC | ENB | 29250N105 | $9.4M | 0.63% | 173,822 | SH |
| 48 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $8.4M | 0.57% | 162,851 | SH |
| 49 | INVESCO EXCH TRD SLF IDX FD | BSCS | 46138J643 | $8.2M | 0.55% | 404,242 | SH |
| 50 | SPDR SERIES TRUST | SPHY | 78468R606 | $8.1M | 0.54% | 343,849 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-03 | $1.49B | 282 | 0001305707-26-000004 |
| 2026-03-31 | 2026-05-07 | $1.39B | 261 | 0001305707-26-000002 |
| 2025-12-31 | 2026-01-29 | $1.40B | 257 | 0001305707-26-000001 |
Filer Information
Address
611 DRUID ROAD EASTSUITE 105
CLEARWATER, FL 33756
Phone
(727) 441-9022
Filing Manager
ProVise Management Group, LLC
CLEARWATER, FL
Signatory
Shane D. OHara
Executive Vice President and CCO