Essex Financial Services, Inc. — 13F Holdings & Portfolio
CIK 1315785 · latest 13F-HR filed 2026-08-10
Essex Financial Services, Inc. manages $2.01B in 13F-reported U.S. long-equity assets across 836 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (4.62%), QQQ (3.55%), VOOG (2.20%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 86 new positions, exited 44, added to 424, and trimmed 157.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
176 WESTBROOK RD
ESSEX, CT 064260999
$2.01B
Long-equity book
836
Distinct positions
2026-06-30
Filed 2026-08-10
+86 / −44 / ↑424 / ↓157
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO QQQ TR$14.0M +24.4%
- APPLE INC$10.6M +12.9%
- ASTERA LABS INC$9.4M +316.4%
- VANGUARD ADMIRAL FDS INC$7.7M +21.1%
- ALPHABET INC$7.1M +22.1%
Top Trims
- SPDR GOLD TR-$5.4M -15.7%
- EXXON MOBIL CORP-$4.4M -18.6%
- CHEVRON CORPORATION-$2.1M -22.2%
- SPROTT ASSET MANAGEMENT LP-$2.1M -14.3%
- TEXAS PACIFIC LAND CORPORATI-$2.0M -8.6%
New Positions
- FULTON FINL CORP PA$4.1M
- FIDELITY COVINGTON TRUST$1.8M
- FIDELITY COVINGTON TRUST$1.7M
- HONEYWELL INTL INC$1.3M
- HONEYWELL AEROSPACE INC$1.3M
Exited Positions
- BLUE FOUNDRY BANCORP$4.3M
- HONEYWELL INTL INC$2.7M
- CLEARWAY ENERGY INC$1.0M
- FIDELITY COVINGTON TRUST$739.0K
- GLOBAL X FDS$619.5K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $92.7M | 4.62% | 320,429 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $71.2M | 3.55% | 96,658 | SH |
| 3 | VANGUARD ADMIRAL FDS INC | VOOG | 921932505 | $44.2M | 2.20% | 534,985 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $39.7M | 1.98% | 106,428 | SH |
| 5 | ALPHABET INC | GOOGL | 02079K305 | $39.2M | 1.95% | 109,786 | SH |
| 6 | NVIDIA CORPORATION | NVDA | 67066G104 | $35.8M | 1.78% | 179,035 | SH |
| 7 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $34.8M | 1.73% | 46,595 | SH |
| 8 | ISHARES TR | IVV | 464287200 | $31.0M | 1.54% | 41,363 | SH |
| 9 | SPDR GOLD TR | GLD | 78463V107 | $28.9M | 1.44% | 78,415 | SH |
| 10 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $27.3M | 1.36% | 172,522 | SH |
| 11 | ELI LILLY & CO | LLY | 532457108 | $27.3M | 1.36% | 22,725 | SH |
| 12 | AMAZON COM INC | AMZN | 023135106 | $27.1M | 1.35% | 113,638 | SH |
| 13 | PIMCO ETF TR | PYLD | 72201R585 | $26.5M | 1.32% | 998,121 | SH |
| 14 | ISHARES TR | ITOT | 464287150 | $21.6M | 1.08% | 131,764 | SH |
| 15 | JPMORGAN CHASE & CO | JPM | 46625H100 | $20.8M | 1.03% | 63,447 | SH |
| 16 | TEXAS PACIFIC LAND CORPORATI | TPL | 88262P102 | $20.7M | 1.03% | 47,379 | SH |
| 17 | EXXON MOBIL CORP | XOM | 30231G102 | $19.0M | 0.95% | 139,123 | SH |
| 18 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $19.0M | 0.95% | 375,686 | SH |
| 19 | VANGUARD INDEX FDS | VTV | 922908744 | $18.5M | 0.92% | 84,871 | SH |
| 20 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $18.0M | 0.89% | 84,447 | SH |
| 21 | ALPHABET INC | GOOG | 02079K107 | $17.9M | 0.89% | 50,702 | SH |
| 22 | COLUMBIA ETF TR I | RECS | 19761L706 | $17.0M | 0.84% | 391,776 | SH |
| 23 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $16.9M | 0.84% | 33,868 | SH |
| 24 | JOHNSON & JOHNSON | JNJ | 478160104 | $15.3M | 0.76% | 60,120 | SH |
| 25 | INVESCO EXCHANGE TRADED FD T | PRF | 46137V613 | $15.0M | 0.75% | 278,290 | SH |
| 26 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $13.7M | 0.68% | 277,936 | SH |
| 27 | RTX CORPORATION | RTX | 75513E101 | $13.5M | 0.67% | 71,156 | SH |
| 28 | CAPITAL GROUP CORE EQUITY ET | CGUS | 14020V108 | $13.5M | 0.67% | 302,902 | SH |
| 29 | COMPASS DIVERSIFIED | CODI | 20451Q104 | $13.3M | 0.66% | 1,247,166 | SH |
| 30 | VANGUARD INDEX FDS | VTI | 922908769 | $13.2M | 0.66% | 35,669 | SH |
| 31 | CATERPILLAR INC | CAT | 149123101 | $13.2M | 0.66% | 12,363 | SH |
| 32 | PIMCO ETF TR | MINT | 72201R833 | $12.9M | 0.64% | 128,162 | SH |
| 33 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $12.9M | 0.64% | 54,436 | SH |
| 34 | PROSHARES TR | NOBL | 74348A467 | $12.5M | 0.63% | 223,444 | SH |
| 35 | ASTERA LABS INC | ALAB | 04626A103 | $12.4M | 0.62% | 25,672 | SH |
| 36 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $12.3M | 0.61% | 136,617 | SH |
| 37 | SPROTT ASSET MANAGEMENT LP | PHYS | 85207H104 | $12.3M | 0.61% | 407,507 | SH |
| 38 | GE AEROSPACE | GE | 369604301 | $11.7M | 0.58% | 31,397 | SH |
| 39 | TESLA INC | TSLA | 88160R101 | $11.7M | 0.58% | 27,802 | SH |
| 40 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $11.5M | 0.57% | 161,295 | SH |
| 41 | VANGUARD INDEX FDS | VUG | 922908736 | $11.4M | 0.57% | 132,865 | SH |
| 42 | ISHARES TR | DGRO | 46434V621 | $10.8M | 0.54% | 142,925 | SH |
| 43 | J P MORGAN EXCHANGE TRADED F | JCPB | 46641Q670 | $10.6M | 0.53% | 226,368 | SH |
| 44 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $9.9M | 0.49% | 35,032 | SH |
| 45 | T ROWE PRICE EXCHANGE-TRADED | TCAF | 87283Q867 | $9.4M | 0.47% | 229,787 | SH |
| 46 | GE VERNOVA INC | GEV | 36828A101 | $9.4M | 0.47% | 8,014 | SH |
| 47 | VANGUARD INDEX FDS | VO | 922908629 | $9.2M | 0.46% | 114,345 | SH |
| 48 | META PLATFORMS INC | META | 30303M102 | $9.1M | 0.45% | 16,186 | SH |
| 49 | CAPITAL GROUP CORE BALANCED | CGBL | 14021D107 | $9.1M | 0.45% | 239,613 | SH |
| 50 | ABBVIE INC | ABBV | 00287Y109 | $9.0M | 0.45% | 35,746 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $2.01B | 836 | 0001951757-26-001201 |
| 2026-03-31 | 2026-04-24 | $1.78B | 794 | 0001951757-26-000732 |
| 2025-12-31 | 2026-02-10 | $1.76B | 784 | 0001951757-26-000399 |