ASPIRIANT, LLC — 13F Holdings & Portfolio
CIK 1433541 · latest 13F-HR filed 2026-10-16
ASPIRIANT, LLC manages $4.08B in 13F-reported U.S. long-equity assets across 422 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (16.62%), IUSV (10.19%), VBR (9.85%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 62 new positions and exited 40; 118 existing positions rose in reported value and 123 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$4.08B
Long-equity book
Holdings
422
Distinct positions
Period
2026-09-30
Filed 2026-10-16
Q/Q Activity
+62 / −40 / ↑118 / ↓123
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26IVV16.6% · +3%IUSV10.2% · +2%VBR9.9% · -0%ACWV7.4% · +1%VIG5.5% · +1%VTEB5.1% · +3%VOO3.2% · +1%IEFA2.6% · +8%AAPL2.3% · -1%IEMG2.1% · +1%EFV2.0% · -2%IWB1.2% · +4%SPY1.1% · -1%BND1.0% · +6%VTI1.0% · +2%DFUV1.0% · +0%FBND0.9% · +4%BRK.B0.9% · -1%AOR0.9% · +1%CRBN0.8% · +4%VIOV0.7% · -6%MUB0.7% · +5%AGG0.7% · +17%DFAX0.7% · 0%VEU0.7% · -3%VB0.7% · +4%GOOGL0.6% · +1%MSFT0.6% · -5%FNDE0.5% · -1%DFNM0.5% · +2%VTV0.5% · -6%DEM0.5% · -2%VEA0.4% · +3%PWRD0.4% · +3%VOTE0.4% · +15%IWN0.4% · -4%IWM0.4% · +3%XLF0.4% · -0%VSS0.4% · +0%FNDF0.4% · -2%VGT0.3% · -0%GOOG0.3% · -12%IDEV0.3% · +18%EFA0.3% · +33%DFIV0.3% · -0%DLN0.3% · -14%VWO0.3% · +8%IJH0.2% · -1%IJR0.2% · +3%IWD0.2% · +1%NVDA0.2% · +10%JPM0.2% · -4%IWV0.2% · +0%VONV0.2% · +1%DSI0.2% · -1%QAI0.2% · +2%META0.2% · +1%AMZN0.2% · -13%SCHX0.2% · +20%MNA0.2% · +3%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
7 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 64.8%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 21, 2026.
Assets Under Management
$18.05B
Discretionary
$14.67B
Employees
218
Accounts
12,173
Address
11100 SANTA MONICA BLVD
SUITE 500
LOS ANGELES, CA 90025
SUITE 500
LOS ANGELES, CA 90025
Phone
(310) 806-4000
Mailing Address
201 E FIFTH STREET SUITE 1430, CINCINNATI, OH, 45202
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| ALLEN, JOHN, DAVID Control | CHIEF INVESTMENT OFFICER since Jan 2014 | Less than 5% | Individual |
| ASPIRIANT HOLDINGS S2, LLC Control | MEMBER since Jan 2008 | 25–50% | Domestic Entity |
| ASPIRIANT HOLDINGS, LLC Control | MEMBER since Jan 2008 | 50–75% | Domestic Entity |
| BORN, LYNNE Control | CHIEF PRACTICE OFFICER since Jan 2022 | Less than 5% | Individual |
| BRAGAR, SANDRA, LEIGH Control | CHIEF CLIENT OFFICER since Jan 2022 | Less than 5% | Individual |
| Benson, Ryan, Paul Control | BOARD OF DIRECTORS since Jan 2022 | Less than 5% | Individual |
| CASTELLANI, MARC Control | BOARD OF DIRECTORS-CHAIR since Jan 2025 | Less than 5% | Individual |
| DIETZ, HELEN, ANN Control | BOARD OF DIRECTORS since Jan 2025 | Less than 5% | Individual |
| FRANCAIS, ROBERT, JOSEPH Control | CHIEF EXECUTIVE OFFICER, BOARD OF DIRECTORS since Nov 2009 | Less than 5% | Individual |
| GENTRY, SHANDA, SUSAN Control | CHIEF COMPLIANCE OFFICER since Mar 2022 | Less than 5% | Individual |
| GORGAS, JEANETTE, LEE Control | INDEPENDENT BOARD OF DIRECTOR since May 2025 | Less than 5% | Individual |
| HAMMONS, SUMMER, ANN Control | CHIEF PEOPLE OFFICER since Feb 2021 | Less than 5% | Individual |
| KIM, YOUNG, S Control | CHIEF CLIENT SERVICE OPERATIONS OFFICER since Mar 2024 | Less than 5% | Individual |
| Lavalle, Michael, Christopher Control | GENERAL COUNSEL since Jun 2023 | Less than 5% | Individual |
| Manoukian, Alec Control | CHIEF TECHNOLOGY OFFICER since Jul 2023 | Less than 5% | Individual |
| NEIL, GAVIN, PAUL Control | BOARD OF DIRECTORS since Sep 2025 | Less than 5% | Individual |
| PUTTERMAN, ANDREW, NMN Control | INDEPENDENT BOARD OF DIRECTOR since May 2025 | Less than 5% | Individual |
| ASPIRIANT HOLDINGS S5, LLC | MEMBER since Feb 2017 | 5–10% | Domestic Entity |
| Benson, Ryan, Paul Control Indirect owner via ASPIRIANT HOLDINGS S5, LLC | BOARD OF DIRECTOR since Jan 2022 | General partner, trustee or manager | Individual |
| Benson, Ryan, Paul Control Indirect owner via ASPIRIANT HOLDINGS, LLC | BOARD OF DIRECTOR since Jan 2022 | General partner, trustee or manager | Individual |
| Benson, Ryan, Paul Control Indirect owner via ASPIRIANT HOLDINGS S2, LLC | BOARD OF DIRECTOR since Jan 2022 | General partner, trustee or manager | Individual |
| CASTELLANI, MARC Control Indirect owner via ASPIRIANT HOLDINGS, LLC | CHAIRMAN, BOARD OF DIRECTORS since Jan 2022 | General partner, trustee or manager | Individual |
| CASTELLANI, MARC Control Indirect owner via ASPIRIANT HOLDINGS S2, LLC | CHAIRMAN, BOARD OF DIRECTORS since Jan 2022 | General partner, trustee or manager | Individual |
| CASTELLANI, MARC Control Indirect owner via ASPIRIANT HOLDINGS S5, LLC | CHAIRMAN, BOARD OF DIRECTORS since Jan 2022 | General partner, trustee or manager | Individual |
| DIETZ, HELEN, ANN Control Indirect owner via ASPIRIANT HOLDINGS S5, LLC | MEMBER since Feb 2017 | 50–75% | Individual |
| DIETZ, HELEN, ANN Control Indirect owner via ASPIRIANT HOLDINGS, LLC | BOARD OF DIRECTOR since Jan 2025 | General partner, trustee or manager | Individual |
| DIETZ, HELEN, ANN Control Indirect owner via ASPIRIANT HOLDINGS S2, LLC | BOARD OF DIRECTOR since Jan 2025 | General partner, trustee or manager | Individual |
| DIETZ, HELEN, ANN Control Indirect owner via ASPIRIANT HOLDINGS S5, LLC | BOARD OF DIRECTOR since Jan 2025 | General partner, trustee or manager | Individual |
| FRANCAIS, ROBERT, JOSEPH Control Indirect owner via ASPIRIANT HOLDINGS S2, LLC | BOARD OF DIRECTOR since Apr 2022 | General partner, trustee or manager | Individual |
| FRANCAIS, ROBERT, JOSEPH Control Indirect owner via ASPIRIANT HOLDINGS, LLC | BOARD OF DIRECTOR since Apr 2022 | General partner, trustee or manager | Individual |
| FRANCAIS, ROBERT, JOSEPH Control Indirect owner via ASPIRIANT HOLDINGS S5, LLC | BOARD OF DIRECTOR since Apr 2022 | General partner, trustee or manager | Individual |
| GORGAS, JEANETTE, LEE Control Indirect owner via ASPIRIANT HOLDINGS, LLC | INDEPENDENT BOARD OF DIRECTOR since May 2025 | General partner, trustee or manager | Individual |
| GORGAS, JEANETTE, LEE Control Indirect owner via ASPIRIANT HOLDINGS S2, LLC | INDEPENDENT BOARD OF DIRECTOR since May 2025 | General partner, trustee or manager | Individual |
| GORGAS, JEANETTE, LEE Control Indirect owner via ASPIRIANT HOLDINGS S5, LLC | INDEPENDENT BOARD OF DIRECTOR since May 2025 | General partner, trustee or manager | Individual |
| NEIL, GAVIN, PAUL Control Indirect owner via ASPIRIANT HOLDINGS S2, LLC | BOARD OF DIRECTOR since Sep 2025 | General partner, trustee or manager | Individual |
| NEIL, GAVIN, PAUL Control Indirect owner via ASPIRIANT HOLDINGS, LLC | BOARD OF DIRECTOR since Sep 2025 | General partner, trustee or manager | Individual |
| NEIL, GAVIN, PAUL Control Indirect owner via ASPIRIANT HOLDINGS S5, LLC | BOARD OF DIRECTOR since Sep 2025 | General partner, trustee or manager | Individual |
| PUTTERMAN, ANDREW, NMN Control Indirect owner via ASPIRIANT HOLDINGS, LLC | INDEPENDENT BOARD OF DIRECTOR since May 2025 | General partner, trustee or manager | Individual |
| PUTTERMAN, ANDREW, NMN Control Indirect owner via ASPIRIANT HOLDINGS S2, LLC | INDEPENDENT BOARD OF DIRECTOR since May 2025 | General partner, trustee or manager | Individual |
| PUTTERMAN, ANDREW, NMN Control Indirect owner via ASPIRIANT HOLDINGS S5, LLC | INDEPENDENT BOARD OF DIRECTOR since May 2025 | General partner, trustee or manager | Individual |
| TRACY, THOMAS, GREGORY Control Indirect owner via ASPIRIANT HOLDINGS S2, LLC | MEMBER since Apr 2025 | 25–50% | Individual |
Ownership & leadership changes · 34 filings with changes since Mar 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Aug 21, 2026 filing
- No longer listedHENDRICKSON, DOUGLAS, STANTON · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jul 2016
Mar 30, 2026 filing
- AddedTRACY, THOMAS, GREGORY · MEMBER · 25–50% · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
Jan 13, 2026 filing
- No longer listedDODER, CAMERON, ANN · CHIEF MARKETING OFFICER · Less than 5% · control person · listed since Mar 2021
Nov 10, 2025 filing
- No longer listedSCHICK, GREGORY, RYAN · BOARD OF DIRECTORS · Less than 5% · control person · listed since Jan 2024
- No longer listedSCHICK, GREGORY, RYAN · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person · listed since Jan 2024
- No longer listedSCHICK, GREGORY, RYAN · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person · listed since Jan 2024
- No longer listedSCHICK, GREGORY, RYAN · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person · listed since Jan 2024
- AddedNEIL, GAVIN, PAUL · BOARD OF DIRECTORS · Less than 5% · control person
- AddedNEIL, GAVIN, PAUL · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
- AddedNEIL, GAVIN, PAUL · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person
- AddedNEIL, GAVIN, PAUL · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person
May 19, 2025 filing
- AddedGORGAS, JEANETTE, LEE · INDEPENDENT BOARD OF DIRECTOR · Less than 5% · control person
- AddedGORGAS, JEANETTE, LEE · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person
- AddedGORGAS, JEANETTE, LEE · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
- AddedGORGAS, JEANETTE, LEE · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person
- AddedPUTTERMAN, ANDREW, NMN · INDEPENDENT BOARD OF DIRECTOR · Less than 5% · control person
- AddedPUTTERMAN, ANDREW, NMN · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person
- AddedPUTTERMAN, ANDREW, NMN · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
- AddedPUTTERMAN, ANDREW, NMN · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person
Mar 28, 2025 filing
- No longer listedBLODGETT, KAREN, RUTH · BOARD OF DIRECTORS - CHAIR · Less than 5% · control person · listed since Jan 2019
- No longer listedBLODGETT, KAREN, RUTH · CHAIRMAN, BOARD OF DIRECTORS · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person · listed since Jan 2019
- No longer listedBLODGETT, KAREN, RUTH · CHAIRMAN, BOARD OF DIRECTORS · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person · listed since Jan 2019
- No longer listedBLODGETT, KAREN, RUTH · CHAIRMAN, BOARD OF DIRECTORS · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person · listed since Jan 2019
- No longer listedLohkamp, Joanna · INDEPENDENT BOARD OF DIRECTOR · Less than 5% · control person · listed since Jan 2022
- No longer listedLohkamp, Joanna · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person · listed since Jan 2022
- No longer listedLohkamp, Joanna · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person · listed since Jan 2022
- No longer listedLohkamp, Joanna · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person · listed since Jan 2022
- No longer listedModica, Marcelo, Conrado · INDEPENDENT BOARD OF DIRECTOR · Less than 5% · control person · listed since Apr 2022
- No longer listedModica, Marcelo, Conrado · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person · listed since Apr 2022
- No longer listedModica, Marcelo, Conrado · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person · listed since Apr 2022
- No longer listedModica, Marcelo, Conrado · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person · listed since Apr 2022
- AddedDIETZ, HELEN, ANN · BOARD OF DIRECTORS · Less than 5% · control person
- AddedDIETZ, HELEN, ANN · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person
- AddedDIETZ, HELEN, ANN · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
- ChangedBenson, Ryan, Paul · indirect via ASPIRIANT HOLDINGS, LLC: title BOARD MEMBER → BOARD OF DIRECTOR
- ChangedBenson, Ryan, Paul · indirect via ASPIRIANT HOLDINGS S2, LLC: title BOARD MEMBER → BOARD OF DIRECTOR
- ChangedCASTELLANI, MARC · title BOARD OF DIRECTORS → BOARD OF DIRECTORS-CHAIR
- ChangedCASTELLANI, MARC · indirect via ASPIRIANT HOLDINGS, LLC: title BOARD OF DIRECTOR → CHAIRMAN, BOARD OF DIRECTORS
- ChangedCASTELLANI, MARC · indirect via ASPIRIANT HOLDINGS S2, LLC: title BOARD OF DIRECTOR → CHAIRMAN, BOARD OF DIRECTORS
- ChangedCASTELLANI, MARC · indirect via ASPIRIANT HOLDINGS S5, LLC: title BOARD OF DIRECTOR → CHAIRMAN, BOARD OF DIRECTORS
- ChangedDIETZ, HELEN, ANN · indirect via ASPIRIANT HOLDINGS S5, LLC: title MEMBER → BOARD OF DIRECTOR / MEMBER; ownership 50–75% → General partner, trustee or manager
Jun 27, 2024 filing
- AddedKIM, YOUNG, S · CHIEF CLIENT SERVICE OPERATIONS OFFICER · Less than 5% · control person
Mar 28, 2024 filing
- No longer listedCASTELLANI, MARK, J · DIRECTOR · Less than 5% · control person · listed since Jan 2022
- No longer listedHYNES ADVISORY, INC · MEMBER · Less than 5% · listed since Dec 2021
- No longer listedHYNES, PAUL, JOSEPH · MEMBER · 75% or more · indirect via HYNES ADVISORY, INC · listed since Dec 2021
- AddedBLODGETT, KAREN, RUTH · CHAIRMAN, BOARD OF DIRECTORS · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person
- AddedBLODGETT, KAREN, RUTH · CHAIRMAN, BOARD OF DIRECTORS · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
- AddedBLODGETT, KAREN, RUTH · CHAIRMAN, BOARD OF DIRECTORS · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person
- AddedBenson, Ryan, Paul · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person
- AddedBenson, Ryan, Paul · BOARD MEMBER · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person
- AddedBenson, Ryan, Paul · BOARD MEMBER · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
- AddedCASTELLANI, MARC · BOARD OF DIRECTORS · Less than 5% · control person
- AddedCASTELLANI, MARC · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person
- AddedCASTELLANI, MARC · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
- AddedCASTELLANI, MARC · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person
- AddedFRANCAIS, ROBERT, JOSEPH · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person
- AddedFRANCAIS, ROBERT, JOSEPH · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
- AddedFRANCAIS, ROBERT, JOSEPH · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person
- AddedLohkamp, Joanna · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person
- AddedLohkamp, Joanna · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
- AddedLohkamp, Joanna · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person
- AddedManoukian, Alec · CHIEF TECHNOLOGY OFFICER · Less than 5% · control person
- AddedModica, Marcelo, Conrado · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person
- AddedModica, Marcelo, Conrado · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
- AddedModica, Marcelo, Conrado · INDEPENDENT BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S5, LLC · control person
- AddedSCHICK, GREGORY, RYAN · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS, LLC · control person
- AddedSCHICK, GREGORY, RYAN · BOARD OF DIRECTOR · General partner, trustee or manager · indirect via ASPIRIANT HOLDINGS S2, LLC · control person
- and 5 more
Jan 4, 2024 filing
- No longer listedTRACY, THOMAS, GREGORY · DIRECTOR · 5–10% · control person · listed since Nov 2009
- Listed againSCHICK, GREGORY, RYAN · DIRECTOR · Less than 5% · control person
Jun 13, 2023 filing
- AddedLavalle, Michael, Christopher · GENERAL COUNSEL · Less than 5% · control person
Older changes (25 more filings)
Mar 28, 2023 filing
- No longer listedPRIMIANI, MARC, SANGREE · GENERAL COUNSEL · 5–10% · control person · listed since Jan 2008
- AddedHYNES, PAUL, JOSEPH · MEMBER · 75% or more · indirect via HYNES ADVISORY, INC
Sep 16, 2022 filing
- AddedModica, Marcelo, Conrado · INDEPENDENT BOARD OF DIRECTOR · Less than 5% · control person
- ChangedLohkamp, Joanna · title BOARD OF DIRECTORS → INDEPENDENT BOARD OF DIRECTOR
Mar 30, 2022 filing
- No longer listedHEARTHSTONE · MEMBER · Less than 5% · listed since Dec 2021
- No longer listedKOSSMAN, MICHAEL, HARRIS · CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2012
- AddedGENTRY, SHANDA, SUSAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedHYNES ADVISORY, INC · MEMBER · Less than 5%
Jan 20, 2022 filing
- No longer listedFORSTER, CARL, DAVID · DIRECTOR · Less than 5% · control person · listed since Jan 2015
- No longer listedFOX, LORRAINE, SUSAN · DIRECTOR · Less than 5% · control person · listed since May 2016
- No longer listedMAGPIONG, BRET · CHIEF PRACTICE OFFICER · Less than 5% · control person · listed since Aug 2012
- No longer listedNIKOLAI, PAUL, JOHN · DIRECTOR · Less than 5% · control person · listed since Jan 2019
- No longer listedPETRIE, MARK · DIRECTOR · Less than 5% · control person · listed since May 2016
- AddedBORN, LYNNE · CHIEF PRACTICE OFFICER · Less than 5% · control person
- AddedBRAGAR, SANDRA, LEIGH · CHIEF CLIENT OFFICER · Less than 5% · control person
- AddedBenson, Ryan, Paul · DIRECTOR · Less than 5% · control person
- AddedCASTELLANI, MARK, J · DIRECTOR · Less than 5% · control person
- AddedHEARTHSTONE · MEMBER · Less than 5%
- AddedLohkamp, Joanna · BOARD OF DIRECTORS · Less than 5% · control person
- ChangedFRANCAIS, ROBERT, JOSEPH · title CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER, DIRECTOR
- ChangedTRACY, THOMAS, GREGORY · title CHIEF CLIENT AND PLANNING OFFICER,DIRECTOR → DIRECTOR
Oct 20, 2021 filing
- No longer listedANDERSON, KENNETH, JEFFERY · DIRECTOR · 5–10% · control person · listed since Jan 2008
Mar 31, 2021 filing
- AddedDODER, CAMERON, ANN · CHIEF MARKETING OFFICER · Less than 5% · control person
- AddedHAMMONS, SUMMER, ANN · CHIEF PEOPLE OFFICER · Less than 5% · control person
- ChangedFRANCAIS, ROBERT, JOSEPH · ownership 5–10% → 10–25%
Mar 30, 2020 filing
- ChangedASPIRIANT HOLDINGS, LLC · ownership 25–50% → 50–75%
Apr 25, 2019 filing
- No longer listedASPIRIANT HOLDINGS S3, LLC · MEMBER · Less than 5% · listed since Dec 2015
- AddedDIETZ, HELEN, ANN · MEMBER · 50–75% · indirect via ASPIRIANT HOLDINGS S5, LLC
Mar 20, 2019 filing
- ChangedASPIRIANT HOLDINGS S5, LLC · no longer a control person
Mar 17, 2019 filing
- No longer listedASPIRIANT HOLDINGS S5 · MEMBER · 5–10% · control person · listed since Feb 2017
- AddedASPIRIANT HOLDINGS S5, LLC · MEMBER · 5–10% · control person
- ChangedBLODGETT, KAREN, RUTH · title DIRECTOR → BOARD OF DIRECTORS - CHAIR
Jan 7, 2019 filing
- No longer listedHOKANSON, NEIL, CHARLES · CHAIRMAN OF THE BOARD -DIRECTOR · Less than 5% · control person · listed since May 2016
- AddedNIKOLAI, PAUL, JOHN · DIRECTOR · Less than 5% · control person
- ChangedKOSSMAN, MICHAEL, HARRIS · title CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR → CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER
- ChangedTRACY, THOMAS, GREGORY · title CHIEF CLIENT AND PLANNING OFFICER → CHIEF CLIENT AND PLANNING OFFICER,DIRECTOR
Mar 28, 2018 filing
- ChangedTRACY, THOMAS, GREGORY · title CHIEF CLIENT OFFICER → CHIEF CLIENT AND PLANNING OFFICER
Apr 3, 2017 filing
- No longer listedSTANFORD INVESTMENT GROUP · MEMBER · 5–10% · control person · listed since Feb 2017
- AddedASPIRIANT HOLDINGS S5 · MEMBER · 5–10% · control person
Mar 23, 2017 filing
- No longer listedASPIRIANT HOLDINGS S4, LLC · MEMBER · 5–10% · listed since Mar 2016
- AddedALLEN, JOHN, DAVID · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- AddedSTANFORD INVESTMENT GROUP · MEMBER · 5–10% · control person
- ChangedANDERSON, KENNETH, JEFFERY · ownership Less than 5% → 5–10%
- ChangedASPIRIANT HOLDINGS S2, LLC · ownership 50–75% → 25–50%
- ChangedASPIRIANT HOLDINGS S3, LLC · ownership 5–10% → Less than 5%
- ChangedFRANCAIS, ROBERT, JOSEPH · ownership Less than 5% → 5–10%
- ChangedPRIMIANI, MARC, SANGREE · ownership Less than 5% → 5–10%
- ChangedTRACY, THOMAS, GREGORY · ownership Less than 5% → 5–10%
Oct 19, 2016 filing
- AddedHENDRICKSON, DOUGLAS, STANTON · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedMAGPIONG, BRET · title CHIEF PRACTICE OFFICER & CFO → CHIEF PRACTICE OFFICER
Jun 1, 2016 filing
- No longer listedGOOKIN, BRETT, ALLEN · DIRECTOR · Less than 5% · listed since Jul 2008
- No longer listedWAGMAN, ROBERT, MARC · CHAIRMAN · Less than 5% · control person · listed since Nov 2009
- No longer listedWEISSMAN, MICHAEL, B. · DIRECTOR · Less than 5% · control person · listed since May 2013
- AddedFOX, LORRAINE, SUSAN · DIRECTOR · Less than 5% · control person
- AddedHOKANSON, NEIL, CHARLES · CHAIRMAN OF THE BOARD -DIRECTOR · Less than 5% · control person
- AddedPETRIE, MARK · DIRECTOR · Less than 5% · control person
Apr 14, 2016 filing
- AddedASPIRIANT HOLDINGS S4, LLC · MEMBER · 5–10%
Mar 25, 2016 filing
- AddedASPIRIANT HOLDINGS S3, LLC · MEMBER · 5–10%
- ChangedASPIRIANT HOLDINGS S2, LLC · title MANAGING MEMBER → MEMBER
- ChangedMAGPIONG, BRET · title CHIEF FINANCIAL OFFICER → CHIEF PRACTICE OFFICER & CFO
Mar 26, 2015 filing
- No longer listedKENNING, JENNIFER, DEE · DIRECTOR · Less than 5% · control person · listed since May 2013
- AddedFORSTER, CARL, DAVID · DIRECTOR · Less than 5% · control person
- ChangedWAGMAN, ROBERT, MARC · title CHAIRMAN; MANAGING DIRECTOR - INVESTMENT MGMT SERVICES → CHAIRMAN
Mar 28, 2014 filing
- ChangedTRACY, THOMAS, GREGORY · title CHIEF PLANNING OFFICER → CHIEF CLIENT OFFICER
- ChangedWAGMAN, ROBERT, MARC · title CHAIRMAN; CHIEF STRATEGY OFFICER → CHAIRMAN; MANAGING DIRECTOR - INVESTMENT MGMT SERVICES
Jun 4, 2013 filing
- No longer listedFITZHUGH, MICHAEL, PUTNAM · DIRECTOR · Less than 5% · control person · listed since Nov 2010
- No longer listedREYNOLDS, TIMOTHY, KNOTT · DIRECTOR · Less than 5% · listed since Jul 2012
- No longer listedSCHICK, GREGORY, RYAN · DIRECTOR · Less than 5% · listed since Jul 2012
- No longer listedTHOMAS, JASON, TERRANCE · CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Jan 2008
- AddedKENNING, JENNIFER, DEE · DIRECTOR · Less than 5% · control person
- AddedWEISSMAN, MICHAEL, B. · DIRECTOR · Less than 5% · control person
- ChangedKOSSMAN, MICHAEL, HARRIS · title CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR
Mar 28, 2013 filing
- ChangedFRANCAIS, ROBERT, JOSEPH · ownership 10–25% → Less than 5%
- ChangedTRACY, THOMAS, GREGORY · ownership 5–10% → Less than 5%
Feb 15, 2013 filing
- AddedMAGPIONG, BRET · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedKOSSMAN, MICHAEL, HARRIS · title CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER
Jul 6, 2012 filing
- No longer listedASPIRIANT HOLDINGS CORPORATION · MANAGING MEMBER · 50–75% · control person · listed since Jan 2008
- AddedASPIRIANT HOLDINGS S2, LLC · MANAGING MEMBER · 50–75% · control person
- AddedREYNOLDS, TIMOTHY, KNOTT · DIRECTOR · Less than 5%
- AddedSCHICK, GREGORY, RYAN · DIRECTOR · Less than 5%
Mar 29, 2012 filing (earliest on record)
- ListedANDERSON, KENNETH, JEFFERY · DIRECTOR · Less than 5% · control person
- ListedASPIRIANT HOLDINGS CORPORATION · MANAGING MEMBER · 50–75% · control person
- ListedASPIRIANT HOLDINGS, LLC · MEMBER · 25–50% · control person
- ListedBLODGETT, KAREN, RUTH · DIRECTOR · Less than 5% · control person
- ListedFITZHUGH, MICHAEL, PUTNAM · DIRECTOR · Less than 5% · control person
- ListedFRANCAIS, ROBERT, JOSEPH · CHIEF EXECUTIVE OFFICER · 10–25% · control person
- ListedGOOKIN, BRETT, ALLEN · DIRECTOR · Less than 5%
- ListedKOSSMAN, MICHAEL, HARRIS · CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedPRIMIANI, MARC, SANGREE · GENERAL COUNSEL · Less than 5% · control person
- ListedTHOMAS, JASON, TERRANCE · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ListedTRACY, THOMAS, GREGORY · CHIEF PLANNING OFFICER · 5–10% · control person
- ListedWAGMAN, ROBERT, MARC · CHAIRMAN; CHIEF STRATEGY OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$34.3M +5.3%
- APPLE INC$11.6M +14.4%
- ISHARES TR$8.7M +8.9%
- MICROSOFT CORP$5.4M +30.1%
- SPDR SERIES TRUST$3.9M +1310.9%
Top Trims
- VANGUARD INDEX FDS-$21.9M -5.2%
- VANGUARD ADMIRAL FDS INC-$4.3M -12.4%
- RHYTHM PHARMACEUTICALS INC-$2.4M -75.8%
- TCW ETF TRUST-$2.3M -11.5%
- ALPHABET INC-$2.1M -14.7%
New Positions
- EXXONMOBIL HOLDINGS CORP$4.8M
- ISHARES TR$2.6M
- DIMENSIONAL ETF TRUST$1.9M
- ISHARES TR$1.2M
- SPDR SERIES TRUST$1.0M
Exited Positions
- DIMENSIONAL ETF TRUST$14.2M
- DIMENSIONAL ETF TRUST$13.2M
- DIMENSIONAL ETF TRUST$9.3M
- EXXON MOBIL CORP$4.4M
- APPLIED MATLS INC$2.4M
ASPIRIANT, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $678.8M | 16.62% | 886,379 | SH |
| 2 | ISHARES TR | IUSV | 464287663 | $416.0M | 10.19% | 3,771,780 | SH |
| 3 | VANGUARD INDEX FDS | VBR | 922908611 | $402.3M | 9.85% | 1,741,209 | SH |
| 4 | ISHARES INC | ACWV | 464286525 | $300.3M | 7.35% | 2,447,074 | SH |
| 5 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $225.2M | 5.51% | 965,249 | SH |
| 6 | VANGUARD MUN BD FDS | VTEB | 922907746 | $208.5M | 5.11% | 4,402,750 | SH |
| 7 | VANGUARD INDEX FDS | VOO | 922908363 | $128.7M | 3.15% | 183,591 | SH |
| 8 | ISHARES TR | IEFA | 46432F842 | $106.3M | 2.60% | 1,097,070 | SH |
| 9 | APPLE INC | AAPL | 037833100 | $92.0M | 2.25% | 276,376 | SH |
| 10 | ISHARES INC | IEMG | 46434G103 | $87.6M | 2.14% | 1,078,748 | SH |
| 11 | ISHARES TR | EFV | 464288877 | $82.7M | 2.03% | 1,045,588 | SH |
| 12 | ISHARES TR | IWB | 464287622 | $50.5M | 1.24% | 121,257 | SH |
| 13 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $44.0M | 1.08% | 57,708 | SH |
| 14 | VANGUARD BD INDEX FDS | BND | 921937835 | $40.6M | 0.99% | 578,986 | SH |
| 15 | VANGUARD INDEX FDS | VTI | 922908769 | $39.6M | 0.97% | 105,797 | SH |
| 16 | DIMENSIONAL ETF TRUST | DFUV | 25434V724 | $39.0M | 0.96% | 709,563 | SH |
| 17 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $37.5M | 0.92% | 866,720 | SH |
| 18 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $35.9M | 0.88% | 72,193 | SH |
| 19 | ISHARES TR | AOR | 464289867 | $35.8M | 0.88% | 521,896 | SH |
| 20 | ISHARES TR | CRBN | 46434V464 | $32.6M | 0.80% | 127,294 | SH |
| 21 | VANGUARD ADMIRAL FDS INC | VIOV | 921932778 | $30.4M | 0.75% | 276,726 | SH |
| 22 | ISHARES TR | MUB | 464288414 | $29.7M | 0.73% | 294,198 | SH |
| 23 | ISHARES TR | AGG | 464287226 | $29.1M | 0.71% | 308,322 | SH |
| 24 | DIMENSIONAL ETF TRUST | DFAX | 25434V880 | $26.9M | 0.66% | 727,702 | SH |
| 25 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $26.8M | 0.66% | 322,561 | SH |
| 26 | VANGUARD INDEX FDS | VB | 922908751 | $26.7M | 0.65% | 93,799 | SH |
| 27 | ALPHABET INC | GOOGL | 02079K305 | $25.1M | 0.61% | 72,854 | SH |
| 28 | MICROSOFT CORP | MSFT | 594918104 | $23.1M | 0.57% | 45,100 | SH |
| 29 | SCHWAB STRATEGIC TR | FNDE | 808524730 | $22.4M | 0.55% | 535,076 | SH |
| 30 | DIMENSIONAL ETF TRUST | DFNM | 25434V849 | $20.4M | 0.50% | 443,046 | SH |
| 31 | VANGUARD INDEX FDS | VTV | 922908744 | $20.1M | 0.49% | 93,073 | SH |
| 32 | WISDOMTREE TR | DEM | 97717W315 | $19.5M | 0.48% | 353,031 | SH |
| 33 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $18.3M | 0.45% | 259,029 | SH |
| 34 | TCW ETF TRUST | PWRD | 29287L205 | $17.7M | 0.43% | 167,840 | SH |
| 35 | TCW ETF TRUST | VOTE | 29287L106 | $17.4M | 0.43% | 192,986 | SH |
| 36 | ISHARES TR | IWN | 464287630 | $16.0M | 0.39% | 76,365 | SH |
| 37 | ISHARES TR | IWM | 464287655 | $15.7M | 0.39% | 56,651 | SH |
| 38 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $15.0M | 0.37% | 280,372 | SH |
| 39 | VANGUARD INTL EQUITY INDEX F | VSS | 922042718 | $14.7M | 0.36% | 94,651 | SH |
| 40 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $14.5M | 0.36% | 270,540 | SH |
| 41 | VANGUARD WORLD FD | VGT | 92204A702 | $12.9M | 0.32% | 102,679 | SH |
| 42 | ALPHABET INC | GOOG | 02079K107 | $12.3M | 0.30% | 36,157 | SH |
| 43 | ISHARES TR | IDEV | 46435G326 | $12.3M | 0.30% | 137,499 | SH |
| 44 | ISHARES TR | EFA | 464287465 | $11.4M | 0.28% | 109,838 | SH |
| 45 | DIMENSIONAL ETF TRUST | DFIV | 25434V807 | $11.0M | 0.27% | 197,001 | SH |
| 46 | WISDOMTREE TR | DLN | 97717W307 | $10.6M | 0.26% | 108,829 | SH |
| 47 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $10.4M | 0.26% | 175,811 | SH |
| 48 | ISHARES TR | IJH | 464287507 | $9.2M | 0.23% | 128,383 | SH |
| 49 | ISHARES TR | IJR | 464287804 | $9.2M | 0.22% | 67,348 | SH |
| 50 | ISHARES TR | IWD | 464287598 | $9.2M | 0.22% | 36,923 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-16 | $4.08B | 422 | 0001172661-26-004566 |
| 2026-06-30 | 2026-07-20 | $4.05B | 400 | 0001172661-26-002689 |
| 2026-03-31 | 2026-05-12 | $3.51B | 338 | 0001172661-26-001732 |
| 2025-12-31 | 2026-01-20 | $3.48B | 319 | 0001172661-26-000216 |
| 2025-09-30 | 2025-10-24 | $3.27B | 297 | 0001172661-25-004424 |
| 2025-06-30 | 2025-07-29 | $3.15B | 309 | 0001172661-25-002762 |
| 2025-03-31 | 2025-04-21 | $2.88B | 288 | 0001172661-25-001518 |
Filer Information
Address
11100 SANTA MONICA BLVDSUITE 500
LOS ANGELES, CA 90025
Phone
(415) 371-7800
Filing Manager
ASPIRIANT, LLC
LOS ANGELES, CA
Signatory
Shanda Gentry
Chief Compliance Officer