Tiptree Advisors, LLC — 13F Holdings & Portfolio
CIK 1455452 · latest 13F-HR filed 2026-08-14
Tiptree Advisors, LLC manages $161.8M in 13F-reported U.S. long-equity assets across 24 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AMZN (11.86%), GOOGL (8.58%), LRCX (8.38%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 8 new positions and exited 6; 8 existing positions rose in reported value and 7 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$161.8M
Long-equity book
Holdings
24
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+8 / −6 / ↑8 / ↓7
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26AMZN11.9% · 0%GOOGL8.6% · -36%LRCX8.4% · +4%CSX7.6% · 0%OC7.1% · +20%WBD6.4% · newWULF5.5% · 0%AD4.6% · +33%BANC4.4% · 0%FLG4.2% · 0%HON4.1% · -15%HONA4.1% · newSNDK3.5% · newECVT3.1% · +23%MU2.5% · newFORM2.4% · newASX2.2% · newSM1.9% · -50%ECHO1.9% · newUBER1.7% · -66%GBX1.6% · 0%OLN1.2% · -51%RKT0.8% · -67%MCO0.5% · new
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 68.5%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Oct 6, 2026.
Assets Under Management
$2.31B
Discretionary
$2.31B
Employees
13
Accounts
20
Address
809 BROADWAY
6TH FLOOR
NEW YORK, NY 10003
6TH FLOOR
NEW YORK, NY 10003
Phone
(212) 887-4400
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BARNES, MICHAEL, GENE Control | PRINCIPAL since Mar 2005 | Less than 5% | Individual |
| FABIANO, GREGORY, STEVEN Control | CHIEF FINANCIAL OFFICER since Jul 2020 | Less than 5% | Individual |
| KWOK, SIEW, KAI Control | CHIEF COMPLIANCE OFFICER since Feb 2019 | Less than 5% | Individual |
| TIPTREE ADVISORS HOLDINGS, L.P. Control | SOLE MEMBER AND MANAGING MEMBER since Jul 2007 | 75% or more | Domestic Entity |
| TIPTREE ASSET MANAGEMENT COMPANY, LLC Control Indirect owner via TIPTREE HOLDINGS GP, LLC | MANAGING MEMBER OF TIPTREE HOLDINGS GP, LLC since Feb 2019 | 50–75% | Domestic Entity |
| TIPTREE HOLDINGS GP, LLC Control Indirect owner via TIPTREE ADVISORS HOLDINGS, L.P. | GENERAL PARTNER OF TIPTREE ADVISORS HOLDINGS, L.P. since Jul 2007 | General partner, trustee or manager | Domestic Entity |
| TIPTREE HOLDINGS LLC Control Indirect owner via TIPTREE ASSET MANAGEMENT COMPANY, LLC | SOLE MEMBER OF TIPTREE ASSET MANAGEMENT COMPANY, LLC since Jul 2020 | 75% or more | Domestic Entity |
| TIPTREE INC. Control Indirect owner via TIPTREE HOLDINGS LLC | SOLE MEMBER OF TIPTREE HOLDINGS LLC since Jul 2020 | 75% or more | Domestic Entity |
Ownership & leadership changes · 23 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Oct 6, 2026 filing
- No longer listedBLACK, MARK, STEPHEN · CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Apr 2020
Mar 31, 2026 filing
- ChangedTIPTREE ASSET MANAGEMENT COMPANY, LLC · indirect via TIPTREE HOLDINGS GP, LLC: ownership 25–50% → 50–75%
Mar 28, 2025 filing
- No longer listedPARISH, BROOKE, STUART · PRESIDENT · Less than 5% · control person · listed since Apr 2021
Mar 29, 2024 filing
- No longer listedCORVID PEAK HOLDINGS GP, LLC · GENERAL PARTNER OF CORVID PEAK HOLDINGS, L.P. · General partner, trustee or manager · indirect via CORVID PEAK HOLDINGS, L.P. · control person · listed since Jul 2007
- No longer listedCORVID PEAK HOLDINGS, L.P. · SOLE MEMBER AND MANAGING MEMBER · 75% or more · control person · listed since Jul 2007
- No longer listedTIPTREE ASSET MANAGEMENT COMPANY, LLC · MANAGING MEMBER OF CORVID PEAK HOLDINGS GP, LLC · 25–50% · indirect via CORVID PEAK HOLDINGS GP, LLC · control person · listed since Feb 2019
- AddedTIPTREE ADVISORS HOLDINGS, L.P. · SOLE MEMBER AND MANAGING MEMBER · 75% or more · control person
- AddedTIPTREE ASSET MANAGEMENT COMPANY, LLC · MANAGING MEMBER OF TIPTREE HOLDINGS GP, LLC · 25–50% · indirect via TIPTREE HOLDINGS GP, LLC · control person
- AddedTIPTREE HOLDINGS GP, LLC · GENERAL PARTNER OF TIPTREE ADVISORS HOLDINGS, L.P. · General partner, trustee or manager · indirect via TIPTREE ADVISORS HOLDINGS, L.P. · control person
Mar 31, 2023 filing
- ChangedTIPTREE ASSET MANAGEMENT COMPANY, LLC · indirect via CORVID PEAK HOLDINGS GP, LLC: ownership General partner, trustee or manager → 25–50%
Mar 30, 2022 filing
- AddedPARISH, BROOKE, STUART · PRESIDENT · Less than 5% · control person
Mar 30, 2021 filing
- No longer listedBARNES, MICHAEL, GENE · MANAGING MEMBER OF CORVID PEAK HOLDINGS GP, LLC · 50–75% · indirect via CORVID PEAK HOLDINGS GP, LLC · control person · listed since Jul 2007
- ChangedBLACK, MARK, STEPHEN · ownership 10–25% → Less than 5%
Jul 27, 2020 filing
- No longer listedTIPTREE INC. · SOLE MEMBER OF TIPTREE OPERATING COMPANY, LLC · 75% or more · indirect via TIPTREE OPERATING COMPANY, LLC · control person · listed since Apr 2018
- No longer listedTIPTREE OPERATING COMPANY, LLC · SOLE MEMBER OF TIPTREE ASSET MANAGEMENT COMPANY, LLC · 75% or more · indirect via TIPTREE ASSET MANAGEMENT COMPANY, LLC · control person · listed since Jul 2013
- AddedFABIANO, GREGORY, STEVEN · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedTIPTREE HOLDINGS LLC · SOLE MEMBER OF TIPTREE ASSET MANAGEMENT COMPANY, LLC · 75% or more · indirect via TIPTREE ASSET MANAGEMENT COMPANY, LLC · control person
- AddedTIPTREE INC. · SOLE MEMBER OF TIPTREE HOLDINGS LLC · 75% or more · indirect via TIPTREE HOLDINGS LLC · control person
May 13, 2020 filing
- AddedBLACK, MARK, STEPHEN · CHIEF INVESTMENT OFFICER · 10–25% · control person
Apr 29, 2019 filing
- No longer listedINAYATULLAH, ARIF, N/M/N · PRINCIPAL · Less than 5% · control person · listed since Mar 2005
- No longer listedINAYATULLAH, ARIF, N/M/N · MANAGING MEMBER OF CORVID PEAK HOLDINGS GP, LLC · 25–50% · indirect via CORVID PEAK HOLDINGS GP, LLC · control person · listed since Jul 2007
Older changes (14 more filings)
Apr 24, 2019 filing
- No longer listedBARNES, MICHAEL, GENE · MANAGING MEMBER OF TRICADIA HOLDINGS GP, LLC · 50–75% · indirect via TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC · control person · listed since Jul 2007
- No longer listedINAYATULLAH, ARIF, N/M/N · MANAGING MEMBER OF TRICADIA HOLDINGS GP, LLC · 25–50% · indirect via TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC · control person · listed since Jul 2007
- No longer listedTIPTREE ASSET MANAGEMENT COMPANY, LLC · MANAGING MEMBER OF TRICADIA HOLDINGS GP, LLC · General partner, trustee or manager · indirect via TRICADIA HOLDINGS GP, LLC · control person · listed since Feb 2019
- No longer listedTRICADIA HOLDINGS GP, LLC · GENERAL PARTNER OF TRICADIA HOLDINGS, L.P. · General partner, trustee or manager · indirect via TRICADIA HOLDINGS, L.P. · control person · listed since Jul 2007
- No longer listedTRICADIA HOLDINGS, L.P. · SOLE MEMBER AND MANAGING MEMBER · 75% or more · control person · listed since Jul 2007
- AddedBARNES, MICHAEL, GENE · MANAGING MEMBER OF CORVID PEAK HOLDINGS GP, LLC · 50–75% · indirect via CORVID PEAK HOLDINGS GP, LLC · control person
- AddedCORVID PEAK HOLDINGS GP, LLC · GENERAL PARTNER OF CORVID PEAK HOLDINGS, L.P. · General partner, trustee or manager · indirect via CORVID PEAK HOLDINGS, L.P. · control person
- AddedCORVID PEAK HOLDINGS, L.P. · SOLE MEMBER AND MANAGING MEMBER · 75% or more · control person
- AddedINAYATULLAH, ARIF, N/M/N · MANAGING MEMBER OF CORVID PEAK HOLDINGS GP, LLC · 25–50% · indirect via CORVID PEAK HOLDINGS GP, LLC · control person
- AddedTIPTREE ASSET MANAGEMENT COMPANY, LLC · MANAGING MEMBER OF CORVID PEAK HOLDINGS GP, LLC · General partner, trustee or manager · indirect via CORVID PEAK HOLDINGS GP, LLC · control person
Feb 22, 2019 filing
- No longer listedMCKEE, JAMES, ERNEST · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2008
- AddedKWOK, SIEW, KAI · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedTIPTREE ASSET MANAGEMENT COMPANY, LLC · MANAGING MEMBER OF TRICADIA HOLDINGS GP, LLC · General partner, trustee or manager · indirect via TRICADIA HOLDINGS GP, LLC · control person
- AddedTIPTREE INC. · SOLE MEMBER OF TIPTREE OPERATING COMPANY, LLC · 75% or more · indirect via TIPTREE OPERATING COMPANY, LLC · control person
- AddedTIPTREE OPERATING COMPANY, LLC · SOLE MEMBER OF TIPTREE ASSET MANAGEMENT COMPANY, LLC · 75% or more · indirect via TIPTREE ASSET MANAGEMENT COMPANY, LLC · control person
Jan 14, 2019 filing
- No longer listedCOHEN, IAN, SETH · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Apr 2017
- No longer listedSCHINDER, ANDREW, KEITH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2017
- ChangedMCKEE, JAMES, ERNEST · title GENERAL COUNSEL → GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
Jun 11, 2018 filing
- No longer listedDRAKE, JENNIFER, ADELE · PRESIDENT AND CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Dec 2016
Apr 3, 2017 filing
- AddedCOHEN, IAN, SETH · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Mar 1, 2017 filing
- No longer listedKHORRAMI, MEHRAN · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Mar 2013
- ChangedDRAKE, JENNIFER, ADELE · title PRESIDENT → PRESIDENT AND CHIEF OPERATING OFFICER
Feb 9, 2017 filing
- AddedSCHINDER, ANDREW, KEITH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedMCKEE, JAMES, ERNEST · title GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER → GENERAL COUNSEL
Dec 1, 2016 filing
- AddedDRAKE, JENNIFER, ADELE · PRESIDENT · Less than 5% · control person
Mar 29, 2016 filing
- No longer listedWYATT, JULIA, HELENE · CFO · Less than 5% · control person · listed since Mar 2005
Jun 8, 2015 filing
- ChangedTRICADIA HOLDINGS, L.P. · title PARENT ENTITY → SOLE MEMBER AND MANAGING MEMBER
Mar 30, 2015 filing
- ChangedMCKEE, JAMES, ERNEST · title GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER → GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER
Mar 28, 2013 filing
- AddedKHORRAMI, MEHRAN · CHIEF OPERATING OFFICER · Less than 5% · control person
Jul 6, 2012 filing
- No longer listedMAHFOUZ, LABIB, SAMI · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Apr 2008
Mar 30, 2012 filing (earliest on record)
- ListedBARNES, MICHAEL, GENE · PRINCIPAL · Less than 5% · control person
- ListedBARNES, MICHAEL, GENE · MANAGING MEMBER OF TRICADIA HOLDINGS GP, LLC · 50–75% · indirect via TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC · control person
- ListedINAYATULLAH, ARIF, N/M/N · PRINCIPAL · Less than 5% · control person
- ListedINAYATULLAH, ARIF, N/M/N · MANAGING MEMBER OF TRICADIA HOLDINGS GP, LLC · 25–50% · indirect via TRICADIA HOLDINGS, L.P. & TRICADIA HOLDINGS GP, LLC · control person
- ListedMAHFOUZ, LABIB, SAMI · CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedMCKEE, JAMES, ERNEST · GENRAL COUNSEL/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedTRICADIA HOLDINGS GP, LLC · GENERAL PARTNER OF TRICADIA HOLDINGS, L.P. · General partner, trustee or manager · indirect via TRICADIA HOLDINGS, L.P. · control person
- ListedTRICADIA HOLDINGS, L.P. · PARENT ENTITY · 75% or more · control person
- ListedWYATT, JULIA, HELENE · CFO · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- LAM RESEARCH CORP$7.2M +111.6%
- OWENS CORNING NEW$5.0M +76.3%
- TERAWULF INC$3.7M +71.2%
- AMAZON COM INC$2.4M +14.4%
- CSX CORP$1.7M +15.8%
Top Trims
- ECHOSTAR CORP-$15.1M -83.2%
- UBER TECHNOLOGIES INC-$5.5M -66.1%
- SM ENERGY COMPANY-$4.4M -58.1%
- OLIN CORP-$4.1M -67.5%
- ALPHABET INC-$3.6M -20.5%
New Positions
- WARNER BROS DISCOVERY INC$10.4M
- HONEYWELL INTL INC$6.7M
- HONEYWELL AEROSPACE INC$6.6M
- SANDISK CORP$5.7M
- MICRON TECHNOLOGY INC$4.0M
Exited Positions
- MICROSOFT CORP$9.3M
- META PLATFORMS INC$8.7M
- HONEYWELL INTL INC$7.9M
- AT&T INC$7.4M
- SPDR GOLD TR$6.5M
Tiptree Advisors, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | AMAZON COM INC | AMZN | 023135106 | $19.2M | 11.86% | 80,500 | SH |
| 2 | ALPHABET INC | GOOGL | 02079K305 | $13.9M | 8.58% | 38,827 | SH |
| 3 | LAM RESEARCH CORP | LRCX | 512807306 | $13.6M | 8.38% | 31,300 | SH |
| 4 | CSX CORP | CSX | 126408103 | $12.2M | 7.56% | 257,500 | SH |
| 5 | OWENS CORNING NEW | OC | 690742101 | $11.4M | 7.07% | 72,000 | SH |
| 6 | WARNER BROS DISCOVERY INC | WBD | 934423104 | $10.4M | 6.41% | 389,000 | SH |
| 7 | TERAWULF INC | WULF | 88080T104 | $8.8M | 5.46% | 357,800 | SH |
| 8 | ARRAY DIGITAL INFRASTRUCTURE | AD | 911684108 | $7.4M | 4.55% | 203,115 | SH |
| 9 | BANC OF CALIFORNIA INC | BANC | 05990K106 | $7.2M | 4.42% | 350,340 | SH |
| 10 | FLAGSTAR BANK NATIONAL ASSOC | FLG | 649445400 | $6.7M | 4.16% | 450,000 | SH |
| 11 | HONEYWELL INTL INC | HON | 438516205 | $6.7M | 4.13% | 29,825 | SH |
| 12 | HONEYWELL AEROSPACE INC | HONA | 43849R105 | $6.6M | 4.08% | 29,825 | SH |
| 13 | SANDISK CORP | SNDK | 80004C200 | $5.7M | 3.51% | 2,500 | SH |
| 14 | ECOVYST INC | ECVT | 27923Q109 | $5.0M | 3.08% | 400,000 | SH |
| 15 | MICRON TECHNOLOGY INC | MU | 595112103 | $4.0M | 2.48% | 3,475 | SH |
| 16 | FORMFACTOR INC | FORM | 346375108 | $3.9M | 2.42% | 24,500 | SH |
| 17 | ASE TECHNOLOGY HLDG CO LTD | ASX | 00215W100 | $3.5M | 2.16% | 77,500 | SH |
| 18 | SM ENERGY COMPANY | SM | 78454L100 | $3.1M | 1.94% | 120,000 | SH |
| 19 | ECHOSTAR CORP | ECHO | 278768106 | $3.0M | 1.88% | 30,000 | SH |
| 20 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $2.8M | 1.73% | 38,900 | SH |
| 21 | GREENBRIER COS INC | GBX | 393657101 | $2.5M | 1.57% | 51,709 | SH |
| 22 | OLIN CORP | OLN | 680665205 | $2.0M | 1.22% | 100,000 | SH |
| 23 | ROCKET COS INC | RKT | 77311W101 | $1.3M | 0.81% | 83,600 | SH |
| 24 | MOODYS CORP | MCO | 615369105 | $860.5K | 0.53% | 1,900 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $161.8M | 24 | 0001455452-26-000003 |
| 2026-03-31 | 2026-05-15 | $172.3M | 22 | 0001455452-26-000002 |
| 2025-12-31 | 2026-02-17 | $173.4M | 20 | 0001455452-26-000001 |
| 2025-09-30 | 2025-11-14 | $159.9M | 22 | 0001455452-25-000004 |
Filer Information
Address
809 BROADWAY6TH FLOOR
NEW YORK, NY 10003
Phone
(212) 891-5025
Filing Manager
Tiptree Advisors, LLC
NEW YORK, NY
Signatory
Siew Kwok
Chief Compliance Officer