PRIVATE CLIENT SERVICES, LLC — 13F Holdings & Portfolio
CIK 1457005 · latest 13F-HR filed 2026-10-02
PRIVATE CLIENT SERVICES, LLC manages $372.2M in 13F-reported U.S. long-equity assets across 232 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (9.42%), IEFA (7.20%), HGER (3.39%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 42 new positions and exited 39; 71 existing positions rose in reported value and 66 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$372.2M
Long-equity book
Holdings
232
Distinct positions
Period
2026-09-30
Filed 2026-10-02
Q/Q Activity
+42 / −39 / ↑71 / ↓66
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26IVV9.4% · -16%IEFA7.2% · +11%HGER3.4% · +3%VWO3.3% · -0%VB2.6% · +2%SBAR2.6% · +8%VO2.4% · -6%RLY2.3% · +3%HTRB2.3% · +6%BND2.1% · +7%AGG2.1% · +5%QQQ1.9% · -24%SPY1.8% · -25%AAPL1.5% · -11%DDFY1.5% · newNVDA1.4% · -5%CTA1.4% · -8%AMZN1.2% · +22%MSFT1.2% · +4%DYNF1.1% · +5%CGBL1.1% · +36%JEPI1.0% · -10%THRO0.9% · +316%SCHP0.9% · -2%RSP0.8% · +0%VOO0.8% · -3%GOOG0.8% · -27%JPM0.8% · -11%ECOW0.8% · +4%USRT0.7% · -4%MUB0.7% · +12%PHYS0.7% · +21%VTIP0.7% · +1%VTEB0.7% · +13%TUA0.7% · +1%GSEW0.7% · newJEPQ0.6% · +42%CGDV0.6% · +17%MINT0.6% · +168%GOOGL0.6% · -2%ICOW0.6% · +4%AVGO0.6% · +3%IBHH0.5% · newBIL0.5% · -44%LST0.5% · +837%EJUL0.5% · newSPYV0.5% · -5%CGGR0.5% · +32%CGUS0.5% · +16%SPYG0.5% · -10%EXEL0.4% · +1%BSJT0.4% · newMU0.4% · -4%MTBA0.4% · +3%JNK0.4% · +3%SOXL0.4% · +30%PTC0.4% · +1%BRK.A0.4% · +100%COWZ0.4% · +18%CGCV0.4% · +6%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 37.7%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 25, 2026.
Assets Under Management
$48.37B
Discretionary
$43.51B
Employees
201
Accounts
14,334
Address
333 SOUTH HOPE STREET
LOS ANGELES, CA 90071
LOS ANGELES, CA 90071
Phone
(213) 486-9200
This firm reports 1 disclosure item on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BURT, CHRISTOPHER, THOMAS Control | DIRECTOR, SENIOR VICE PRESIDENT AND SECRETARY since Jul 2020 | Less than 5% | Individual |
| CAPITAL GROUP INTERNATIONAL, INC. Control | SHAREHOLDER since Jul 2020 | 75% or more | Domestic Entity |
| KNIHTILA, MATTHEW, EDWIN Control | CHIEF COMPLIANCE OFFICER since Jul 2025 | Less than 5% | Individual |
| O'CONNOR, MATTHEW, PHILIP Control | DIRECTOR, CHAIRMAN since Jul 2020 | Less than 5% | Individual |
| Piken, Keith, Alan Control | DIRECTOR since Jun 2023 | Less than 5% | Individual |
| SAKS, KEVIN, MICHAEL Control | DIRECTOR, PRESIDENT since Jul 2020 | Less than 5% | Individual |
| SILVERMAN, SUSI, MICHELE Control | CHIEF FINANCIAL OFFICER AND TREASURER since Oct 2020 | Less than 5% | Individual |
| CAPITAL RESEARCH AND MANAGEMENT COMPANY Control Indirect owner via CAPITAL GROUP INTERNATIONAL, INC. | SHAREHOLDER since Jul 2014 | 75% or more | Domestic Entity |
| THE CAPITAL GROUP COMPANIES, INC. Control Indirect owner via CAPITAL RESEARCH AND MANAGEMENT COMPANY | SHAREHOLDER since Feb 1967 | 75% or more | Domestic Entity |
Ownership & leadership changes · 9 filings with changes since Apr 20, 2021
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 1, 2025 filing
- No longer listedNIXON, NASEEM, ZARIFEH SAHAR · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2024
- AddedKNIHTILA, MATTHEW, EDWIN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jan 23, 2025 filing
- ChangedPiken, Keith, Alan · title DIRECTOR, PRESIDENT → DIRECTOR
- ChangedSAKS, KEVIN, MICHAEL · title DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER → DIRECTOR, PRESIDENT
Jun 3, 2024 filing
- No longer listedPoon, Herbert, Yungtai · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2023
- AddedNIXON, NASEEM, ZARIFEH SAHAR · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jan 8, 2024 filing
- No longer listedARMOUR, JOHN, STEPHEN · DIRECTOR · Less than 5% · control person · listed since Jul 2020
- ChangedPiken, Keith, Alan · title PRESIDENT → DIRECTOR, PRESIDENT
Dec 6, 2023 filing
- No longer listedZERGES, JESSICA, MORAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2020
- AddedPoon, Herbert, Yungtai · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jul 6, 2023 filing
- AddedPiken, Keith, Alan · PRESIDENT · Less than 5% · control person
- ChangedARMOUR, JOHN, STEPHEN · title DIRECTOR, PRESIDENT → DIRECTOR
Oct 6, 2022 filing
- No longer listedLUKIC, JENNIFER, MARGARET · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person · listed since Jul 2020
Dec 2, 2021 filing
- ChangedO'CONNOR, MATTHEW, PHILIP · title DIRECTOR, CHAIRMAN OF THE BOARD → DIRECTOR, CHAIRMAN
Jul 20, 2021 filing
- AddedCAPITAL RESEARCH AND MANAGEMENT COMPANY · SHAREHOLDER · 75% or more · indirect via CAPITAL GROUP INTERNATIONAL, INC. · control person
- AddedTHE CAPITAL GROUP COMPANIES, INC. · SHAREHOLDER · 75% or more · indirect via CAPITAL RESEARCH AND MANAGEMENT COMPANY · control person
- ChangedBURT, CHRISTOPHER, THOMAS · title DIRECTOR, SENIOR VICE PRESIDENT, SECRETARY AND SENIOR COUNSEL → DIRECTOR, SENIOR VICE PRESIDENT AND SECRETARY
- ChangedSAKS, KEVIN, MICHAEL · title DIRECTOR, SENIOR VICE PRESIDENT → DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER
Apr 20, 2021 filing (earliest on record)
- ListedARMOUR, JOHN, STEPHEN · DIRECTOR, PRESIDENT · Less than 5% · control person
- ListedBURT, CHRISTOPHER, THOMAS · DIRECTOR, SENIOR VICE PRESIDENT, SECRETARY AND SENIOR COUNSEL · Less than 5% · control person
- ListedCAPITAL GROUP INTERNATIONAL, INC. · SHAREHOLDER · 75% or more · control person
- ListedLUKIC, JENNIFER, MARGARET · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
- ListedO'CONNOR, MATTHEW, PHILIP · DIRECTOR, CHAIRMAN OF THE BOARD · Less than 5% · control person
- ListedSAKS, KEVIN, MICHAEL · DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
- ListedSILVERMAN, SUSI, MICHELE · CHIEF FINANCIAL OFFICER AND TREASURER · Less than 5% · control person
- ListedZERGES, JESSICA, MORAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$2.7M +11.3%
- BLACKROCK ETF TRUST$2.6M +324.4%
- HARBOR ETF TRUST$2.4M +23.8%
- MANAGED PORTFOLIO SER$1.7M +837.5%
- PIMCO ETF TR$1.4M +167.2%
Top Trims
- ISHARES TR-$5.8M -14.2%
- ISHARES TR-$2.5M -90.4%
- INVESCO QQQ TR-$2.3M -24.1%
- STATE STR SPDR S&P 500 ETF T-$2.1M -23.9%
- ISHARES TR-$2.1M -90.5%
New Positions
- INNOVATOR ETFS TRUST$5.5M
- GOLDMAN SACHS ETF TR$2.5M
- ISHARES TR$2.0M
- INNOVATOR ETFS TRUST$1.8M
- BLACKROCK ETF TRUST$1.3M
Exited Positions
- ISHARES TR$9.2M
- INNOVATOR ETFS TRUST$2.5M
- INNOVATOR ETFS TRUST$1.8M
- ISHARES TR$1.6M
- INNOVATOR ETFS TRUST$1.5M
PRIVATE CLIENT SERVICES, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $35.1M | 9.42% | 45,789 | SH |
| 2 | ISHARES TR | IEFA | 46432F842 | $26.8M | 7.20% | 276,781 | SH |
| 3 | HARBOR ETF TRUST | HGER | 41151J505 | $12.6M | 3.39% | 358,070 | SH |
| 4 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $12.2M | 3.27% | 205,012 | SH |
| 5 | VANGUARD INDEX FDS | VB | 922908751 | $9.8M | 2.65% | 34,614 | SH |
| 6 | SIMPLIFY EXCHANGE TRADED FUN | SBAR | 82889N335 | $9.8M | 2.64% | 387,028 | SH |
| 7 | VANGUARD INDEX FDS | VO | 922908629 | $9.0M | 2.42% | 114,751 | SH |
| 8 | SSGA ACTIVE ETF TR | RLY | 78467V103 | $8.7M | 2.32% | 239,143 | SH |
| 9 | HARTFORD FDS EXCHANGE TRADED | HTRB | 41653L305 | $8.5M | 2.28% | 264,447 | SH |
| 10 | VANGUARD BD INDEX FDS | BND | 921937835 | $7.8M | 2.09% | 111,130 | SH |
| 11 | ISHARES TR | AGG | 464287226 | $7.7M | 2.07% | 81,544 | SH |
| 12 | INVESCO QQQ TR | QQQ | 46090E103 | $7.2M | 1.93% | 9,694 | SH |
| 13 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $6.8M | 1.82% | 8,899 | SH |
| 14 | APPLE INC | AAPL | 037833100 | $5.6M | 1.51% | 16,885 | SH |
| 15 | INNOVATOR ETFS TRUST | DDFY | 45784N338 | $5.5M | 1.49% | 270,104 | SH |
| 16 | NVIDIA CORPORATION | NVDA | 67066G104 | $5.2M | 1.38% | 22,554 | SH |
| 17 | SIMPLIFY EXCHANGE TRADED FUN | CTA | 82889N699 | $5.1M | 1.37% | 177,270 | SH |
| 18 | AMAZON COM INC | AMZN | 023135106 | $4.3M | 1.16% | 17,268 | SH |
| 19 | MICROSOFT CORP | MSFT | 594918104 | $4.3M | 1.15% | 8,373 | SH |
| 20 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $4.0M | 1.08% | 57,882 | SH |
| 21 | CAPITAL GROUP CORE BALANCED | CGBL | 14021D107 | $4.0M | 1.07% | 108,591 | SH |
| 22 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $3.7M | 0.99% | 65,708 | SH |
| 23 | BLACKROCK ETF TRUST | THRO | 09290C806 | $3.4M | 0.92% | 77,840 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHP | 808524870 | $3.3M | 0.87% | 129,481 | SH |
| 25 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $3.1M | 0.82% | 14,664 | SH |
| 26 | VANGUARD INDEX FDS | VOO | 922908363 | $3.0M | 0.79% | 4,219 | SH |
| 27 | ALPHABET INC | GOOG | 02079K107 | $2.9M | 0.79% | 8,641 | SH |
| 28 | JPMORGAN CHASE & CO | JPM | 46625H100 | $2.9M | 0.79% | 8,855 | SH |
| 29 | PACER FDS TR | ECOW | 69374H865 | $2.9M | 0.78% | 110,886 | SH |
| 30 | ISHARES TR | USRT | 464288521 | $2.8M | 0.74% | 44,687 | SH |
| 31 | ISHARES TR | MUB | 464288414 | $2.7M | 0.74% | 27,100 | SH |
| 32 | SPROTT ASSET MANAGEMENT LP | PHYS | 85207H104 | $2.7M | 0.73% | 87,252 | SH |
| 33 | VANGUARD MALVERN FDS | VTIP | 922020805 | $2.6M | 0.71% | 53,816 | SH |
| 34 | VANGUARD MUN BD FDS | VTEB | 922907746 | $2.6M | 0.69% | 54,081 | SH |
| 35 | SIMPLIFY EXCHANGE TRADED FUN | TUA | 82889N657 | $2.5M | 0.68% | 133,354 | SH |
| 36 | GOLDMAN SACHS ETF TR | GSEW | 381430438 | $2.5M | 0.67% | 26,851 | SH |
| 37 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $2.3M | 0.62% | 37,843 | SH |
| 38 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $2.2M | 0.60% | 45,602 | SH |
| 39 | PIMCO ETF TR | MINT | 72201R833 | $2.2M | 0.60% | 22,117 | SH |
| 40 | ALPHABET INC | GOOGL | 02079K305 | $2.2M | 0.60% | 6,454 | SH |
| 41 | PACER FDS TR | ICOW | 69374H873 | $2.1M | 0.58% | 50,928 | SH |
| 42 | BROADCOM INC | AVGO | 11135F101 | $2.1M | 0.56% | 5,948 | SH |
| 43 | ISHARES TR | IBHH | 46436E387 | $2.0M | 0.53% | 85,417 | SH |
| 44 | SPDR SERIES TRUST | BIL | 78468R663 | $1.9M | 0.52% | 21,045 | SH |
| 45 | MANAGED PORTFOLIO SER | LST | 56167R705 | $1.9M | 0.51% | 40,486 | SH |
| 46 | INNOVATOR ETFS TRUST | EJUL | 45782C714 | $1.8M | 0.48% | 57,878 | SH |
| 47 | SPDR SERIES TRUST | SPYV | 78464A508 | $1.8M | 0.48% | 29,033 | SH |
| 48 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $1.7M | 0.46% | 36,383 | SH |
| 49 | CAPITAL GROUP CORE EQUITY ET | CGUS | 14020V108 | $1.7M | 0.46% | 38,604 | SH |
| 50 | SPDR SERIES TRUST | SPYG | 78464A409 | $1.7M | 0.46% | 13,916 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-02 | $372.2M | 232 | 0001457005-26-000006 |
| 2026-06-30 | 2026-07-06 | $381.4M | 229 | 0001457005-26-000004 |
| 2026-03-31 | 2026-04-06 | $334.5M | 208 | 0001457005-26-000003 |
| 2025-12-31 | 2026-01-07 | $320.0M | 193 | 0001457005-26-000001 |
Filer Information
Address
2225 LEXINGTON RD.LOUISVILLE, KY 40206
Phone
(502) 451-0600
Filing Manager
PRIVATE CLIENT SERVICES, LLC
LOUISVILLE, KY
Signatory
John Taylor-Jones
Chief Compliance Officer