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Bulldog Investors, LLP — 13F Holdings & Portfolio

CIK 1504304 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Bulldog Investors, LLP manages $454.7M in 13F-reported U.S. long-equity assets across 228 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are STEW (5.30%), CET (5.16%), NBXG (4.26%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 67 new positions and exited 58; 66 existing positions rose in reported value and 46 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$454.7M

Long-equity book

Holdings
228

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+67 / −58 / ↑66 / ↓46

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
STEW5.3% · +5%CET5.2% · +13%NBXG4.3% · +0%GAM4.2% · 0%DSM4.1% · -9%TRC3.3% · +0%TPL3.2% · +3%LEO2.1% · -4%CION2.1% · 0%GDV1.9% · -0%STRS1.8% · newOTF1.8% · +17%ALX1.7% · 0%BRK.A1.6% · 0%VLGEA1.6% · 0%CB1.6% · +50%IHD1.5% · -10%DYNC1.4% · newHEQ1.4% · -1%GF1.3% · 0%BPRE1.3% · +20%RWAY1.3% · -15%XFLT1.2% · +69%NWFL1.2% · 0%GLO1.2% · +42%DPG1.1% · +86%CCAP1.1% · -4%CCAQ1.0% · +72%DMB1.0% · -23%IAE0.9% · -1%RREVU0.9% · newALOV0.8% · newSPXX0.8% · +50%MEVO0.8% · +71%GDL0.8% · 0%OYSE0.7% · -1%FVAV0.7% · +53%OBDC0.7% · -12%DYOR0.7% · -0%BEAG0.7% · 0%BCSS0.7% · -0%NCDL0.7% · +12%HRZN0.7% · newDSAC0.7% · +1399%ECF0.7% · -0%ELME0.7% · 0%BBDC0.6% · +0%BCIC0.6% · 0%EIC0.6% · +26%RMT0.6% · newDHF0.6% · +281%PGR0.6% · +9%LWAC0.6% · -1%OIM0.5% · +6%VNME0.5% · -1%SPEG0.5% · -1%YICCU0.5% · newCNNE0.5% · -48%WENN0.5% · 0%HVMC0.5% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 35.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 27, 2026.

Assets Under Management
$561.0M
Discretionary
$561.0M
Employees
6
Accounts
157
Address
250 PEHLE AVE., SUITE 708
SADDLE BROOK, NJ 07663
Phone
(201) 556-0092
Website
Name Title / Status Ownership Type
DAKOS, ANDREW, (NMN) ControlMANAGING PARTNER
since Aug 2009
25–50%Individual
GOLDSTEIN, PHILLIP, FRANKLIN ControlMANAGING PARTNER
since Aug 2009
25–50%Individual
DARLING, STEPHANIE, LYNNECHIEF COMPLIANCE OFFICER
since Mar 2012
Less than 5%Individual
Ownership & leadership changes · 4 filings with changes since Jan 18, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 25, 2024 filing
  • ChangedDAKOS, ANDREW, (NMN) · title PARTNER → MANAGING PARTNER; ownership 50–75% → 25–50%
  • ChangedGOLDSTEIN, PHILLIP, FRANKLIN · title PARTNER → MANAGING PARTNER; ownership 50–75% → 25–50%
Jan 12, 2021 filing
  • ChangedDAKOS, ANDREW, (NMN) · title MEMBER → PARTNER; ownership 25–50% → 50–75%
  • ChangedGOLDSTEIN, PHILLIP, FRANKLIN · title MEMBER → PARTNER; ownership 25–50% → 50–75%
Jan 13, 2020 filing
  • No longer listedSAMUELS, STEVEN, JAY · MEMBER · 25–50% · control person · listed since Aug 2009
Mar 30, 2012 filing
  • AddedDARLING, STEPHANIE, LYNNE · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedDAKOS, ANDREW, (NMN) · title MEMBER AND CHIEF COMPLIANCE OFFICER → MEMBER
Jan 18, 2012 filing (earliest on record)
  • ListedDAKOS, ANDREW, (NMN) · MEMBER AND CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedGOLDSTEIN, PHILLIP, FRANKLIN · MEMBER · 25–50% · control person
  • ListedSAMUELS, STEVEN, JAY · MEMBER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Bulldog Investors, LLP Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SRH TOTAL RETURN FUND INC STEW 101507101 $24.1M 5.30% 1,347,582 SH
2 CENTRAL SECS CORP CET 155123102 $23.5M 5.16% 447,259 SH
3 NEUBERGER NEXT GENERATION NBXG 64133Q108 $19.4M 4.26% 1,171,931 SH
4 GENERAL AMERN INVS CO INC GAM 368802104 $18.9M 4.16% 296,450 SH
5 BNY MELLON STRATEGIC MUN BD DSM 09662E109 $18.9M 4.15% 3,065,475 SH
6 TEJON RANCH CO TRC 879080109 $14.8M 3.26% 793,449 SH
7 TEXAS PACIFIC LAND CORPORATI TPL 88262P102 $14.4M 3.18% 33,000 SH
8 BNY MELLON STRATEGIC MUNS IN LEO 05588W108 $9.8M 2.15% 1,510,131 SH
9 CION INVT CORP CION 17259U204 $9.6M 2.11% 1,538,071 SH
10 GABELLI DIVID & INCOME TR GDV 36242H104 $8.8M 1.94% 299,458 SH
11 STRATUS PPTYS INC STRS 863167201 $8.2M 1.81% 286,545 SH
12 BLUE OWL TECHNOLOGY FIN CORP OTF 095924106 $8.2M 1.80% 792,777 SH
13 ALEXANDERS INC ALX 014752109 $7.7M 1.70% 28,000 SH
14 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $7.5M 1.65% 10 SH
15 VILLAGE SUPER MKT INC VLGEA 927107409 $7.2M 1.58% 170,515 SH
16 CHUBB LIMITED CB H1467J104 $7.2M 1.57% 21,000 SH
17 VOYA EMERGING MKTS HIGH DIVI IHD 92912P108 $6.9M 1.51% 881,453 SH
18 DYNAMIX CORP DYNC G2949D104 $6.4M 1.40% 589,698 SH
19 JOHN HANCOCK DIVERSIFIED INC HEQ 47804L102 $6.3M 1.39% 550,968 SH
20 NEW GERMANY FD INC GF 644465106 $6.1M 1.34% 532,074 SH
21 BLUEROCK PVT REAL ESTATE FD BPRE 09631P102 $5.8M 1.28% 445,794 SH
22 RUNWAY GROWTH FINANCE CORP RWAY 78163D100 $5.7M 1.26% 1,019,054 SH
23 XAI FLOATING RATE & ALTER IN XFLT 98400T304 $5.6M 1.22% 316,500 SH
24 NORWOOD FINANCIAL CORP NWFL 669549107 $5.5M 1.20% 170,000 SH
25 CLOUGH GLOBAL OPPORTUNITIES GLO 18914E106 $5.4M 1.18% 877,416 SH
26 DUFF & PHELPS UTLITY AND INF DPG 26433C105 $4.9M 1.07% 327,384 SH
27 CRESCENT CAP BDC INC CCAP 225655109 $4.8M 1.05% 437,177 SH
28 BNY MELLON MUN BD INFRASTRUC DMB 09662W109 $4.4M 0.97% 400,343 SH
29 VOYA ASIA PAC HIGH DIV EQT I IAE 92912J102 $4.0M 0.89% 436,588 SH
30 RRE VENTURES ACQUISITION COR RREVU G770AL111 $4.0M 0.89% 402,898 SH
31 ALDABRA 4 LQDTY OPP VEH INC ALOV G01900102 $3.7M 0.80% 367,266 SH
32 NUVEEN S&P 500 DYNAMIC OVERW SPXX 6706EW100 $3.5M 0.77% 187,572 SH
33 M EVO GBL ACQUISITION CORP I MEVO G6071J102 $3.5M 0.77% 352,348 SH
34 GDL FD GDL 361570104 $3.5M 0.76% 409,748 SH
35 OYSTER ENTERPRISES II ACQUIS OYSE G6861F104 $3.3M 0.73% 320,436 SH
36 FORTRESS VALUE ACQU CORP V FVAV G3645T104 $3.3M 0.72% 322,058 SH
37 BLUE OWL CAPITAL CORPORATION OBDC 69121K104 $3.2M 0.71% 298,369 SH
38 INSIGHT DIGITAL PARTNERS II DYOR G4814G105 $3.2M 0.71% 321,542 SH
39 BOLD EAGLE ACQUISITION CORP BEAG G2003N105 $3.2M 0.71% 302,033 SH
40 BAIN CAP GSS INVT CORP BCSS G0R78B106 $3.2M 0.69% 306,885 SH
41 NUVEEN CHURCHILL DIRECT LEND NCDL 67090S108 $3.1M 0.69% 251,034 SH
42 HORIZON TECHNOLOGY FIN CORP HRZN 44045A102 $3.1M 0.69% 658,617 SH
43 DAEDALUS SPL ACQUISITION COR DSAC G2616C108 $3.0M 0.66% 299,388 SH
44 ELLSWORTH GROWTH & INCOME FD ECF 289074106 $3.0M 0.66% 228,134 SH
45 ELME COMMUNITIES ELME 939653101 $3.0M 0.65% 2,000,000 SH
46 BARINGS BDC INC BBDC 06759L103 $2.9M 0.63% 336,401 SH
47 BCP INVESTMENT CORPORATION BCIC 73688F201 $2.8M 0.61% 378,412 SH
48 EAGLE POINT INCOME COMPANY I EIC 269817102 $2.8M 0.61% 273,529 SH
49 ROYCE MICRO-CAP TR INC RMT 780915104 $2.7M 0.59% 181,964 SH
50 BNY MELLON HIGH YIELD STRATE DHF 09660L105 $2.6M 0.58% 1,093,928 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $454.7M 228 0001398344-26-014636
2026-03-31 2026-05-08 $445.0M 216 0001398344-26-008719
2025-12-31 2026-02-13 $449.0M 223 0001398344-26-003036
Filer Information
Address
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE. SUITE 708
SADDLE BROOK, NJ 07663
Phone
(201) 556-0092
Filing Manager
Bulldog Investors, LLP
SADDLE BROOK, NJ
Signatory
Phillip Goldstein
Partner