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New England Professional Planning Group Inc. — 13F Holdings & Portfolio

CIK 1540867 · latest 13F-HR filed 2026-07-29

Backtest portfolio

New England Professional Planning Group Inc. manages $267.9M in 13F-reported U.S. long-equity assets across 50 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (35.46%), JIRE (23.46%), IJH (19.26%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions and exited 2; 32 existing positions rose in reported value and 8 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$267.9M

Long-equity book

Holdings
50

Distinct positions

Period
2026-06-30

Filed 2026-07-29

Q/Q Activity
+3 / −2 / ↑32 / ↓8

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV35.5% · -1%JIRE23.5% · -2%IJH19.3% · -0%IJR9.8% · +0%RJF2.7% · +0%IXUS0.8% · +3%AAPL0.5% · 0%VT0.4% · 0%UNP0.4% · -2%VTI0.4% · 0%XOM0.4% · -12%IWM0.4% · 0%SLV0.4% · 0%IWR0.3% · +0%QUAL0.3% · +0%IWF0.3% · +279%CSCO0.3% · 0%ACWX0.2% · +0%NVDA0.2% · -5%AVGO0.2% · 0%ADI0.2% · 0%SPHB0.2% · +0%BRK.B0.2% · 0%TXN0.2% · -14%SPY0.2% · 0%PFE0.2% · -2%QQQ0.2% · +55%BAC0.2% · -11%JPM0.2% · -6%RTX0.1% · 0%CMI0.1% · 0%IWP0.1% · +36%SMH0.1% · newDE0.1% · -16%ABBV0.1% · 0%CB0.1% · 0%VYM0.1% · -34%IWO0.1% · 0%BN0.1% · 0%IWB0.1% · 0%GEV0.1% · -9%GE0.1% · -29%IBM0.1% · -2%IAU0.1% · 0%QCOM0.1% · newTTEK0.1% · 0%VGT0.1% · newOR0.1% · +0%MRSH0.1% · 0%LFVN0.0% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 93.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 26, 2026.

Assets Under Management
$1.32B
Discretionary
$1.25B
Employees
16
Accounts
2,395
Address
9 GRANITE STREET
WESTERLY, RI 02891
Phone
(401) 596-2800
Website
Name Title / Status Ownership Type
MAKIN, MALCOLM, ALFRED ControlPRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER
since Jul 1980
Less than 5%Individual
MALCOLM A. MAKIN REVOCABLE NEPPG VOTING SHARES TRUST ControlSHAREHOLDER
since Dec 2024
75% or moreDomestic Entity
VALENTINI, JOANNA, ELISE ControlCHIEF OPERATING OFFICER
since Dec 2017
Less than 5%Individual
MAKIN, MALCOLM, ALFRED Control
Indirect owner via MALCOLM A. MAKIN REVOCABLE NEPPG VOTING SHARES TRUST
GRANTOR AND TRUSTEE
since Dec 2024
75% or moreIndividual
Ownership & leadership changes · 5 filings with changes since Mar 26, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jan 30, 2025 filing
  • AddedMAKIN, MALCOLM, ALFRED · GRANTOR AND TRUSTEE · 75% or more · indirect via MALCOLM A. MAKIN REVOCABLE NEPPG VOTING SHARES TRUST · control person
  • AddedMALCOLM A. MAKIN REVOCABLE NEPPG VOTING SHARES TRUST · SHAREHOLDER · 75% or more · control person
  • ChangedMAKIN, MALCOLM, ALFRED · ownership 75% or more → Less than 5%
Oct 17, 2023 filing
  • No longer listedDEMBRO, MICHAEL, FRANCIS · CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Jul 2020
Mar 30, 2021 filing
  • ChangedMAKIN, MALCOLM, ALFRED · title SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER → PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER
  • ChangedVALENTINI, JOANNA, ELISE · now a control person
Aug 17, 2020 filing
  • AddedDEMBRO, MICHAEL, FRANCIS · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • ChangedVALENTINI, JOANNA, ELISE · title CHIEF FINANCIAL OFFICER → CHIEF OPERATING OFFICER
Mar 26, 2018 filing
  • No longer listedNEALON, KATHLEEN, ANNE · CHIEF FINANCIAL OFFICER, MANAGER · Less than 5% · control person · listed since Jan 1997
  • AddedVALENTINI, JOANNA, ELISE · CHIEF FINANCIAL OFFICER · Less than 5%
Mar 26, 2012 filing (earliest on record)
  • ListedMAKIN, MALCOLM, ALFRED · SOLE SHAREHOLDER, PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER · 75% or more · control person
  • ListedNEALON, KATHLEEN, ANNE · CHIEF FINANCIAL OFFICER, MANAGER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 32 →

Top Trims

Show all 8 →

New Positions

Show all 3 →

Exited Positions

Show all 2 →

New England Professional Planning Group Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $95.0M 35.46% 126,855 SH
2 J P MORGAN EXCHANGE TRADED F JIRE 46641Q134 $62.8M 23.46% 761,909 SH
3 ISHARES TR IJH 464287507 $51.6M 19.26% 669,121 SH
4 ISHARES TR IJR 464287804 $26.3M 9.82% 177,489 SH
5 RAYMOND JAMES FINL INC RJF 754730109 $7.1M 2.67% 46,999 SH
6 ISHARES TR IXUS 46432F834 $2.2M 0.81% 22,723 SH
7 APPLE INC AAPL 037833100 $1.4M 0.52% 4,860 SH
8 VANGUARD INTL EQUITY INDEX F VT 922042742 $1.2M 0.44% 7,574 SH
9 UNION PAC CORP UNP 907818108 $1.1M 0.41% 4,047 SH
10 VANGUARD INDEX FDS VTI 922908769 $1.0M 0.39% 2,804 SH
11 EXXON MOBIL CORP XOM 30231G102 $1.0M 0.38% 7,519 SH
12 ISHARES TR IWM 464287655 $1.0M 0.38% 3,366 SH
13 ISHARES SILVER TR SLV 46428Q109 $950.4K 0.35% 17,774 SH
14 ISHARES TR IWR 464287499 $888.9K 0.33% 8,058 SH
15 ISHARES TR QUAL 46432F339 $887.6K 0.33% 4,045 SH
16 ISHARES TR IWF 464287614 $710.3K 0.27% 5,720 SH
17 CISCO SYS INC CSCO 17275R102 $698.3K 0.26% 5,945 SH
18 ISHARES TR ACWX 464288240 $669.9K 0.25% 8,801 SH
19 NVIDIA CORPORATION NVDA 67066G104 $660.1K 0.25% 3,299 SH
20 BROADCOM INC AVGO 11135F101 $587.8K 0.22% 1,556 SH
21 ANALOG DEVICES INC ADI 032654105 $568.7K 0.21% 1,432 SH
22 INVESCO EXCH TRADED FD TR II SPHB 46138E370 $562.5K 0.21% 3,615 SH
23 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $546.4K 0.20% 1,092 SH
24 TEXAS INSTRS INC TXN 882508104 $493.0K 0.18% 1,654 SH
25 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $471.2K 0.18% 631 SH
26 PFIZER INC PFE 717081103 $461.5K 0.17% 19,167 SH
27 INVESCO QQQ TR QQQ 46090E103 $449.9K 0.17% 611 SH
28 BANK OF AMER CORP BAC 060505104 $445.4K 0.17% 7,816 SH
29 JPMORGAN CHASE & CO JPM 46625H100 $438.9K 0.16% 1,341 SH
30 RTX CORPORATION RTX 75513E101 $399.6K 0.15% 2,106 SH
31 CUMMINS INC CMI 231021106 $356.6K 0.13% 500 SH
32 ISHARES TR IWP 464287481 $352.8K 0.13% 2,410 SH
33 VANECK ETF TRUST SMH 92189F676 $317.5K 0.12% 484 SH
34 DEERE & CO DE 244199105 $317.2K 0.12% 500 SH
35 ABBVIE INC ABBV 00287Y109 $314.6K 0.12% 1,250 SH
36 CHUBB LIMITED CB H1467J104 $298.8K 0.11% 877 SH
37 VANGUARD WHITEHALL FDS VYM 921946406 $295.4K 0.11% 1,869 SH
38 ISHARES TR IWO 464287648 $292.7K 0.11% 743 SH
39 BROOKFIELD CORP BN 11271J107 $287.5K 0.11% 6,750 SH
40 ISHARES TR IWB 464287622 $277.6K 0.10% 678 SH
41 GE VERNOVA INC GEV 36828A101 $246.7K 0.09% 210 SH
42 GE AEROSPACE GE 369604301 $244.8K 0.09% 655 SH
43 INTERNATIONAL BUSINESS MACHS IBM 459200101 $239.0K 0.09% 850 SH
44 ISHARES GOLD TR IAU 464285204 $228.4K 0.09% 3,025 SH
45 QUALCOMM INC QCOM 747525103 $215.3K 0.08% 1,165 SH
46 TETRA TECH INC NEW TTEK 88162G103 $214.2K 0.08% 7,415 SH
47 VANGUARD WORLD FD VGT 92204A702 $207.5K 0.08% 1,736 SH
48 OR ROYALTIES INC. OR 68390D106 $205.0K 0.08% 6,482 SH
49 MARSH & MCLENNAN COS INC MRSH 571748102 $201.8K 0.08% 1,211 SH
50 LIFEVANTAGE CORP LFVN 53222K205 $72.7K 0.03% 11,658 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-29 $267.9M 50 0001540867-26-000004
2026-03-31 2026-05-13 $239.3M 49 0001540867-26-000002
2025-12-31 2026-01-14 $238.6M 49 0001540867-26-000001
2025-09-30 2025-10-14 $218.2M 46 0001085146-25-005922
Filer Information
Address
9 GRANITE STREET
WESTERLY, RI 02891
Phone
(401) 596-2800
Filing Manager
New England Professional Planning Group Inc.
Westerly, RI
Signatory
Joanna Valentini
Chief Operating Officer