Modera Wealth Management, LLC — 13F Holdings & Portfolio
CIK 1542143 · latest 13F-HR filed 2026-10-28
Modera Wealth Management, LLC manages $9.50B in 13F-reported U.S. long-equity assets across 674 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VUG (7.48%), VTV (4.29%), VIG (4.27%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 56 new positions and exited 32; 165 existing positions rose in reported value and 246 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$9.50B
Long-equity book
Holdings
674
Distinct positions
Period
2026-09-30
Filed 2026-10-28
Q/Q Activity
+56 / −32 / ↑165 / ↓246
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26VUG7.5% · +2%VTV4.3% · +3%VIG4.3% · +5%VEA3.9% · -2%IEFA3.8% · +2%AVDV2.9% · +7%STIP2.8% · +5%AAPL2.6% · -2%DFAC2.2% · -1%IJR2.0% · +0%MSFT2.0% · -1%IVV1.9% · -1%DFAU1.8% · +6%AVUS1.5% · +2%IWF1.4% · -1%IUSV1.4% · +0%DFIV1.3% · -1%DFUV1.3% · -2%DFSV1.2% · +3%IEMG1.1% · -0%GOOG1.1% · -1%TSM1.1% · -5%EFV1.0% · -5%AVGO1.0% · -5%DFUS1.0% · -2%VWO1.0% · -1%IVW0.9% · +1%IWD0.9% · -1%IJS0.9% · -1%DIHP0.8% · +11%VBR0.8% · -2%SCZ0.8% · -1%SPY0.8% · -2%IUSG0.7% · -1%CSCO0.7% · -4%VTI0.7% · +3%JPM0.7% · -2%VONG0.7% · -0%VCSH0.7% · -4%AMZN0.6% · +1%SUB0.6% · +89%JNJ0.6% · +4%LLY0.6% · +6%BLK0.6% · -2%EFA0.6% · -1%IJH0.6% · -3%DFAT0.5% · -1%V0.5% · -2%LOW0.5% · -4%IWM0.5% · +0%DFAS0.4% · +4%SCHX0.4% · -4%MBB0.4% · +42%AMGN0.4% · -2%REET0.4% · +2%VTEB0.4% · +30%WSM0.4% · -5%GOOGL0.3% · +2%SCHG0.3% · -2%AVDE0.3% · -5%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 36.2%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 14, 2026.
Assets Under Management
$17.68B
Discretionary
$16.90B
Employees
238
Accounts
21,420
Address
56 JEFFERSON AVENUE
WESTWOOD, NJ 07675
WESTWOOD, NJ 07675
Phone
(201) 768-4600
This firm reports 1 disclosure item on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CEPARANO, JOHN, JOSEPH Control | ELECTED MANAGER since May 2018 | Less than 5% | Individual |
| DAYS, THERESA, APRUZZESE Control | CHIEF COMPLIANCE OFFICER AND PRINCIPAL since Jan 2019 | Less than 5% | Individual |
| DERGARABEDIAN, SARAH, DUFFELL Control | ELECTED MANAGER since May 2025 | Less than 5% | Individual |
| FAD, REGAN, DARBY Control | CHIEF LEGAL OFFICER since Oct 2023 | Less than 5% | Individual |
| Kapoor, Shelly Control | CHIEF OPERATING OFFICER since Jun 2026 | Less than 5% | Individual |
| Kipp, James, Peter Control | CHIEF FINANCIAL OFFICER since Jan 2026 | Less than 5% | Individual |
| MALLIK, GAURAV Control | CHIEF INVESTMENT OFFICER since Jun 2026 | Less than 5% | Individual |
| MCCUINE, JOSEPH, EDWARD Control | PRESIDENT since Jan 2026 | Less than 5% | Individual |
| MODERA CAPITAL, INC. Control | MEMBER since Nov 2010 | 25–50% | Domestic Entity |
| ORECCHIO, THOMAS, ANTHONY Control | ELECTED MANAGER AND CHIEF EXECUTIVE OFFICER since Nov 2010 | Less than 5% | Individual |
| PADULA, GEORGE, THOMAS Control | ELECTED MANAGER since Jan 2022 | Less than 5% | Individual |
| RUNYEN, PATRICK, DENNIS Control | ELECTED MANAGER since May 2025 | Less than 5% | Individual |
| WILLOUGHBY, MARK, ANTHONY Control | ELECTED MANAGER since Jan 2024 | Less than 5% | Individual |
| ZIEMER, MICHAEL, JOHN Control | ELECTED MANAGER since May 2025 | Less than 5% | Individual |
| ROBINS, BENJAMIN, JOHN | APPOINTED MANAGER since May 2023 | Less than 5% | Individual |
| TCP FUND II, LLC | MEMBER since Sep 2024 | 10–25% | Domestic Entity |
| TRIA ASSET HOLDINGS A, LLC | MEMBER since Dec 2020 | 10–25% | Domestic Entity |
| TRIA ASSET HOLDINGS C, LLC | MEMBER since Apr 2023 | 10–25% | Domestic Entity |
| TRIA ASSET HOLDINGS F, LLC | MEMBER since Sep 2024 | 5–10% | Domestic Entity |
| WANG, ETHAN, JAY | APPOINTED MANAGER since May 2023 | Less than 5% | Individual |
| BHARCAP PARTNERS II, LP Control Indirect owner via TCP FUND II, LLC | MEMBER since May 2024 | 75% or more | Domestic Entity |
| BHARCAP PARTNERS, LLC Control Indirect owner via BHARCAP PARTNERS II, LP | MANAGER since Dec 2023 | General partner, trustee or manager | Domestic Entity |
| WILLOUGHBY, MARK, ANTHONY Control Indirect owner via THOMAS ORECCHIO 2025 IRREVOCABLE TRUST | TRUSTEE since Mar 2026 | General partner, trustee or manager | Individual |
| CORTEZ, STEVEN, EDWARD Indirect owner via TRIA CAPITAL PARTNERS HOLDINGS, LLC | MEMBER since Sep 2021 | 25–50% | Individual |
| ICONTRUST, LLC Indirect owner via THOMAS ORECCHIO 2025 IRREVOCABLE TRUST | TRUSTEE since Mar 2026 | General partner, trustee or manager | Domestic Entity |
| KANNER, YVONNE, NADINNE Indirect owner via TRIA CAPITAL PARTNERS HOLDINGS, LLC | MEMBER since Sep 2021 | 25–50% | Individual |
| ROBINS, BENJAMIN, JOHN Indirect owner via TRIA CAPITAL PARTNERS HOLDINGS, LLC | MEMBER since Sep 2021 | 25–50% | Individual |
| THOMAS ORECCHIO 2025 IRREVOCABLE TRUST Indirect owner via MODERA CAPITAL, INC. | SHAREHOLDER since Mar 2026 | 25–50% | Domestic Entity |
| TRIA CAPITAL PARTNERS ASSETCO, LLC Indirect owner via TRIA ASSET HOLDINGS A, LLC | MEMBER since Dec 2020 | 75% or more | Domestic Entity |
| TRIA CAPITAL PARTNERS ASSETCO, LLC Indirect owner via TRIA ASSET HOLDINGS C, LLC | MEMBER since Apr 2023 | 75% or more | Domestic Entity |
| TRIA CAPITAL PARTNERS ASSETCO, LLC Indirect owner via TRIA ASSET HOLDINGS F, LLC | MEMBER since Sep 2024 | 75% or more | Domestic Entity |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC Indirect owner via TRIA CAPITAL PARTNERS, LLC | MEMBER since Sep 2021 | 75% or more | Domestic Entity |
| TRIA CAPITAL PARTNERS, LLC Indirect owner via TRIA CAPITAL PARTNERS ASSETCO, LLC | MEMBER since Sep 2021 | 75% or more | Domestic Entity |
Ownership & leadership changes · 33 filings with changes since Mar 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 9, 2026 filing
- No longer listedICONTRUST, LLC · TRUSTEE · General partner, trustee or manager · indirect via MODERA CAPITAL, INC. · listed since Mar 2026
- No longer listedWILLOUGHBY, MARK, ANTHONY · TRUSTEE · General partner, trustee or manager · indirect via MODERA CAPITAL, INC. · control person · listed since Mar 2026
- AddedICONTRUST, LLC · TRUSTEE · General partner, trustee or manager · indirect via THOMAS ORECCHIO 2025 IRREVOCABLE TRUST
- AddedWILLOUGHBY, MARK, ANTHONY · TRUSTEE · General partner, trustee or manager · indirect via THOMAS ORECCHIO 2025 IRREVOCABLE TRUST · control person
- ChangedTHOMAS ORECCHIO 2025 IRREVOCABLE TRUST · indirect via MODERA CAPITAL, INC.: title TRUST → SHAREHOLDER
Jun 23, 2026 filing
- No longer listedORECCHIO, THOMAS, ANTHONY · SHAREHOLDER · 25–50% · indirect via MODERA CAPITAL, INC. · control person · listed since Mar 2000
- No longer listedPALME, HARLI, LYNN · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Apr 2023
- AddedICONTRUST, LLC · TRUSTEE · General partner, trustee or manager · indirect via MODERA CAPITAL, INC.
- AddedKapoor, Shelly · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedMALLIK, GAURAV · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- AddedTHOMAS ORECCHIO 2025 IRREVOCABLE TRUST · TRUST · 25–50% · indirect via MODERA CAPITAL, INC.
- AddedWILLOUGHBY, MARK, ANTHONY · TRUSTEE · General partner, trustee or manager · indirect via MODERA CAPITAL, INC. · control person
- Listed againMCCUINE, JOSEPH, EDWARD · PRESIDENT · Less than 5% · control person
Mar 18, 2026 filing
- ChangedWILLOUGHBY, MARK, ANTHONY · title APPOINTED MANAGER → ELECTED MANAGER
Jan 14, 2026 filing
- No longer listedMCCUINE, JOSEPH, EDWARD · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Sep 2023
- AddedKipp, James, Peter · CHIEF FINANCIAL OFFICER · Less than 5% · control person
May 6, 2025 filing
- No longer listedHENNING, KELLY, ANN · ELECTED MANAGER · Less than 5% · control person · listed since Jan 2022
- No longer listedMANSKE, RICHARD, DALE · APPOINTED MANAGER · Less than 5% · control person · listed since Apr 2023
- AddedDERGARABEDIAN, SARAH, DUFFELL · ELECTED MANAGER · Less than 5% · control person
- AddedZIEMER, MICHAEL, JOHN · ELECTED MANAGER · Less than 5% · control person
- Listed againRUNYEN, PATRICK, DENNIS · ELECTED MANAGER · Less than 5% · control person
- ChangedPALME, HARLI, LYNN · title APPOINTED MANAGER, CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER
Oct 28, 2024 filing
- AddedBHARCAP PARTNERS II, LP · MEMBER · 75% or more · indirect via TCP FUND II, LLC · control person
- AddedBHARCAP PARTNERS, LLC · MANAGER · General partner, trustee or manager · indirect via BHARCAP PARTNERS II, LP · control person
- AddedTCP FUND II, LLC · MEMBER · 10–25%
- AddedTRIA ASSET HOLDINGS F, LLC · MEMBER · 5–10%
- AddedTRIA CAPITAL PARTNERS ASSETCO, LLC · MEMBER · 75% or more · indirect via TRIA ASSET HOLDINGS F, LLC
Jan 5, 2024 filing
- No longer listedBERNHARDT, GORDON, JOEL · APPOINTED MANAGER · Less than 5% · control person · listed since Jan 2023
- No longer listedKEATLEY, KAREN, R. · ELECTED MANAGER · Less than 5% · control person · listed since Jan 2020
- Listed againWILLOUGHBY, MARK, ANTHONY · APPOINTED MANAGER · Less than 5% · control person
Dec 1, 2023 filing
- AddedROBINS, BENJAMIN, JOHN · APPOINTED MANAGER · Less than 5%
- AddedWANG, ETHAN, JAY · APPOINTED MANAGER · Less than 5%
Oct 2, 2023 filing
- No longer listedSWEENEY, KEVIN, PATRICK · CHIEF LEGAL OFFICER · Less than 5% · control person · listed since Jan 2022
- AddedFAD, REGAN, DARBY · CHIEF LEGAL OFFICER · Less than 5% · control person
- AddedMCCUINE, JOSEPH, EDWARD · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedORECCHIO, THOMAS, ANTHONY · title ELECTED MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER → ELECTED MANAGER AND CHIEF EXECUTIVE OFFICER
- ChangedTRIA ASSET HOLDINGS C, LLC · ownership 25–50% → 10–25%
Jun 2, 2023 filing
- AddedCORTEZ, STEVEN, EDWARD · MEMBER · 25–50% · indirect via TRIA CAPITAL PARTNERS HOLDINGS, LLC
- AddedKANNER, YVONNE, NADINNE · MEMBER · 25–50% · indirect via TRIA CAPITAL PARTNERS HOLDINGS, LLC
- AddedROBINS, BENJAMIN, JOHN · MEMBER · 25–50% · indirect via TRIA CAPITAL PARTNERS HOLDINGS, LLC
- AddedTRIA CAPITAL PARTNERS ASSETCO, LLC · MEMBER · 75% or more · indirect via TRIA ASSET HOLDINGS A, LLC
- AddedTRIA CAPITAL PARTNERS ASSETCO, LLC · MEMBER · 75% or more · indirect via TRIA ASSET HOLDINGS C, LLC
- AddedTRIA CAPITAL PARTNERS HOLDINGS, LLC · MEMBER · 75% or more · indirect via TRIA CAPITAL PARTNERS, LLC
- AddedTRIA CAPITAL PARTNERS, LLC · MEMBER · 75% or more · indirect via TRIA CAPITAL PARTNERS ASSETCO, LLC
Older changes (24 more filings)
May 24, 2023 filing
- No longer listedBOINSKE, CHARLES, PHILIP · MEMBER, APPOINTED MANAGER · 5–10% · control person · listed since Dec 2020
- No longer listedCLARK, TIMOTHY, ROGER · APPOINTED MANAGER · Less than 5% · control person · listed since Jan 2022
- AddedMANSKE, RICHARD, DALE · APPOINTED MANAGER · Less than 5% · control person
- AddedPALME, HARLI, LYNN · APPOINTED MANAGER, CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedTRIA ASSET HOLDINGS C, LLC · MEMBER · 25–50%
- ChangedMODERA CAPITAL, INC. · ownership 50–75% → 25–50%
Mar 17, 2023 filing
- ChangedDAYS, THERESA, APRUZZESE · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER AND PRINCIPAL
Jan 11, 2023 filing
- AddedBERNHARDT, GORDON, JOEL · APPOINTED MANAGER · Less than 5% · control person
Jan 12, 2022 filing
- No longer listedLEONE, ADAM, JOSEPH · ELECTED MANAGER · Less than 5% · control person · listed since Jul 2018
- No longer listedSIEFERT, ROBERT, DAVID · ELECTED MANAGER · Less than 5% · control person · listed since Nov 2010
- AddedCLARK, TIMOTHY, ROGER · APPOINTED MANAGER · Less than 5% · control person
- AddedHENNING, KELLY, ANN · ELECTED MANAGER · Less than 5% · control person
- Listed againPADULA, GEORGE, THOMAS · ELECTED MANAGER · Less than 5% · control person
- Listed againSWEENEY, KEVIN, PATRICK · CHIEF LEGAL OFFICER · Less than 5% · control person
- ChangedKEATLEY, KAREN, R. · title APPOINTED MANAGER → ELECTED MANAGER
Aug 23, 2021 filing
- No longer listedWILLOUGHBY, MARK, ANTHONY · CHIEF OPERATING OFFICER AND ELECTED MANAGER · Less than 5% · control person · listed since Nov 2015
May 6, 2021 filing
- No longer listedRIOBOLI, MARK, ANTHONY · MEMBER · Less than 5% · listed since Dec 2020
- No longer listedRUNYEN, PATRICK, DENNIS · MEMBER · Less than 5% · listed since Dec 2020
- ChangedBOINSKE, CHARLES, PHILIP · ownership 10–25% → 5–10%
- ChangedMODERA CAPITAL, INC. · ownership 75% or more → 50–75%
Jan 25, 2021 filing
- AddedBOINSKE, CHARLES, PHILIP · MEMBER, APPOINTED MANAGER · 10–25% · control person
- AddedRIOBOLI, MARK, ANTHONY · MEMBER · Less than 5%
- AddedRUNYEN, PATRICK, DENNIS · MEMBER · Less than 5%
- AddedTRIA ASSET HOLDINGS A, LLC · MEMBER · 10–25%
- ChangedKEATLEY, KAREN, R. · title ELECTED MANAGER → APPOINTED MANAGER
- ChangedMODERA CAPITAL, INC. · title MANAGING MEMBER → MEMBER
- ChangedORECCHIO, THOMAS, ANTHONY · indirect via MODERA CAPITAL, INC.: ownership 50–75% → 25–50%
Jan 2, 2020 filing
- No longer listedHOCKETT, ROBERT, SPENCER · ELECTED MANAGER · Less than 5% · control person · listed since Jan 2017
- No longer listedPADULA, GEORGE, THOMAS · ELECTED MANAGER · Less than 5% · control person · listed since Jan 2018
- AddedKEATLEY, KAREN, R. · ELECTED MANAGER · Less than 5% · control person
- ChangedWILLOUGHBY, MARK, ANTHONY · title CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER AND ELECTED MANAGER
Mar 8, 2019 filing
- Listed againWILLOUGHBY, MARK, ANTHONY · CHIEF OPERATING OFFICER · Less than 5% · control person
Jan 2, 2019 filing
- No longer listedSWEENEY, KEVIN, PATRICK · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2013
- AddedDAYS, THERESA, APRUZZESE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jul 26, 2018 filing
- No longer listedWILLOUGHBY, MARK, ANTHONY · ELECTED MANAGER AND CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Nov 2010
- Listed againLEONE, ADAM, JOSEPH · ELECTED MANAGER · Less than 5% · control person
Jul 2, 2018 filing
- Listed againCEPARANO, JOHN, JOSEPH · ELECTED MANAGER · Less than 5% · control person
- ChangedORECCHIO, THOMAS, ANTHONY · indirect via MODERA CAPITAL, INC.: ownership 25–50% → 50–75%
Apr 2, 2018 filing
- No longer listedPLECHNER, GREGORY, NMN · ELECTED MANAGER · Less than 5% · control person · listed since Nov 2010
Mar 28, 2018 filing
- No longer listedLEONE, ADAM, JOSEPH · ELECTED MANAGER · Less than 5% · control person · listed since Jan 2016
- Listed againPADULA, GEORGE, THOMAS · ELECTED MANAGER · Less than 5% · control person
- ChangedHOCKETT, ROBERT, SPENCER · title MANAGER → ELECTED MANAGER
Jan 3, 2017 filing
- AddedHOCKETT, ROBERT, SPENCER · MANAGER · Less than 5% · control person
Jan 4, 2016 filing
- No longer listedCEPARANO, JOHN, JOSEPH · ELECTED MANAGER · Less than 5% · control person · listed since Jul 2014
- Listed againLEONE, ADAM, JOSEPH · ELECTED MANAGER · Less than 5% · control person
- ChangedORECCHIO, THOMAS, ANTHONY · title ELECTED MANAGER → ELECTED MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER
- ChangedSWEENEY, KEVIN, PATRICK · title CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER → CHIEF COMPLIANCE OFFICER
- ChangedWILLOUGHBY, MARK, ANTHONY · title ELECTED MANAGER → ELECTED MANAGER AND CHIEF OPERATING OFFICER
Apr 9, 2015 filing
- No longer listedPLECHNER, GREGORY, NMN · SHAREHOLDER · 25–50% · indirect via MODERA CAPITAL, INC. · control person · listed since Mar 2007
- Listed againPLECHNER, GREGORY, NMN · ELECTED MANAGER · Less than 5% · control person
Mar 30, 2015 filing
- No longer listedPLECHNER, GREGORY, NMN · ELECTED MANAGER · Less than 5% · control person · listed since Nov 2010
- AddedCEPARANO, JOHN, JOSEPH · ELECTED MANAGER · Less than 5% · control person
- ChangedSWEENEY, KEVIN, PATRICK · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER
Feb 2, 2015 filing
- No longer listedMODERA WEALTH MANAGEMENT, LLC · MANAGING MEMBER · 75% or more · indirect via MODERA ADVISORS OF CRYSTAL RIVER, LLC · control person · listed since Jul 2014
Jul 1, 2014 filing
- AddedMODERA WEALTH MANAGEMENT, LLC · MANAGING MEMBER · 75% or more · indirect via MODERA ADVISORS OF CRYSTAL RIVER, LLC · control person
- AddedPLECHNER, GREGORY, NMN · ELECTED MANAGER · Less than 5% · control person
- ChangedORECCHIO, THOMAS, ANTHONY · title CHIEF FINANCIAL OFFICER AND CHIEF EXECUTIVE OFFICER → ELECTED MANAGER
- ChangedORECCHIO, THOMAS, ANTHONY · indirect via MODERA CAPITAL, INC.: ownership 50–75% → 25–50%
- ChangedSIEFERT, ROBERT, DAVID · title CHIEF EXECUTIVE OFFICER → ELECTED MANAGER
- ChangedWILLOUGHBY, MARK, ANTHONY · title CHIEF INVESTMENT OFFICER → ELECTED MANAGER
Mar 27, 2014 filing
- No longer listedLEONE, ADAM, JOSEPH · OFFICER · Less than 5% · control person · listed since Jan 2013
- No longer listedPADULA, GEORGE, THOMAS · OFFICER · Less than 5% · control person · listed since Jan 2013
- AddedSIEFERT, ROBERT, DAVID · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ChangedORECCHIO, THOMAS, ANTHONY · title MANAGER → CHIEF FINANCIAL OFFICER AND CHIEF EXECUTIVE OFFICER
- ChangedWILLOUGHBY, MARK, ANTHONY · title OFFICER → CHIEF INVESTMENT OFFICER
Aug 19, 2013 filing
- No longer listedDOHERTY, MILES, DOUGLAS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2013
- AddedSWEENEY, KEVIN, PATRICK · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 27, 2013 filing
- No longer listedBACK BAY FINANCIAL GROUP, INC. · MANAGING MEMBER · 25–50% · control person · listed since Nov 2010
- No longer listedLEBLANC, JOHN, HENRY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Nov 2010
- No longer listedLEBLANC, JOHN, HENRY · TREASURER · 25–50% · indirect via BACK BAY FINANCIAL GROUP, INC. · control person · listed since Sep 1996
- No longer listedMODERA, INC. · MANAGING MEMBER · 50–75% · control person · listed since Nov 2010
- No longer listedORECCHIO, THOMAS, ANTHONY · PRESIDENT / SHAREHOLDER · 50–75% · indirect via MODERA, INC. · control person · listed since Mar 2000
- No longer listedPLECHNER, GREGORY · VICE PRESIDENT / SHAREHOLDER · 25–50% · indirect via MODERA, INC. · control person · listed since Mar 2007
- No longer listedSIEFERT, ROBERT, DAVID · PRESIDENT · 50–75% · indirect via BACK BAY FINANCIAL GROUP, INC. · control person · listed since Sep 1996
- AddedDOHERTY, MILES, DOUGLAS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedLEONE, ADAM, JOSEPH · OFFICER · Less than 5% · control person
- AddedMODERA CAPITAL, INC. · MANAGING MEMBER · 75% or more · control person
- AddedORECCHIO, THOMAS, ANTHONY · SHAREHOLDER · 50–75% · indirect via MODERA CAPITAL, INC. · control person
- AddedPADULA, GEORGE, THOMAS · OFFICER · Less than 5% · control person
- AddedPLECHNER, GREGORY, NMN · SHAREHOLDER · 25–50% · indirect via MODERA CAPITAL, INC. · control person
- AddedWILLOUGHBY, MARK, ANTHONY · OFFICER · Less than 5% · control person
Mar 29, 2012 filing (earliest on record)
- ListedBACK BAY FINANCIAL GROUP, INC. · MANAGING MEMBER · 25–50% · control person
- ListedLEBLANC, JOHN, HENRY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedLEBLANC, JOHN, HENRY · TREASURER · 25–50% · indirect via BACK BAY FINANCIAL GROUP, INC. · control person
- ListedMODERA, INC. · MANAGING MEMBER · 50–75% · control person
- ListedORECCHIO, THOMAS, ANTHONY · MANAGER · Less than 5% · control person
- ListedORECCHIO, THOMAS, ANTHONY · PRESIDENT / SHAREHOLDER · 50–75% · indirect via MODERA, INC. · control person
- ListedPLECHNER, GREGORY · VICE PRESIDENT / SHAREHOLDER · 25–50% · indirect via MODERA, INC. · control person
- ListedSIEFERT, ROBERT, DAVID · PRESIDENT · 50–75% · indirect via BACK BAY FINANCIAL GROUP, INC. · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MICROSOFT CORP$50.0M +36.1%
- VANGUARD INDEX FDS$47.9M +7.2%
- AMERICAN CENTY ETF TR$32.4M +13.3%
- APPLE INC$27.9M +13.0%
- ISHARES TR$26.4M +85.9%
Top Trims
- ISHARES TR-$17.0M -8.1%
- BROADCOM INC-$12.4M -11.4%
- LOWES COS INC-$10.9M -19.9%
- TAIWAN SEMICONDUCTOR MANUFAC-$10.3M -8.9%
- CISCO SYS INC-$9.6M -12.5%
New Positions
- DFA INVT DIMENSIONS GROUP IN$113.6M
- EXXONMOBIL HOLDINGS CORP$11.4M
- CAPITAL GROUP GROWTH ETF$8.6M
- DFA INVT DIMENSIONS GROUP IN$4.5M
- CAPITAL GROUP INTL FOCUS EQT$4.4M
Exited Positions
- DIMENSIONAL ETF TRUST$114.4M
- EXXON MOBIL CORP$10.2M
- DIMENSIONAL ETF TRUST$5.4M
- DIMENSIONAL ETF TRUST$2.8M
- RH$2.0M
Modera Wealth Management, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VUG | 922908736 | $710.3M | 7.48% | 7,882,671 | SH |
| 2 | VANGUARD INDEX FDS | VTV | 922908744 | $407.8M | 4.29% | 1,887,087 | SH |
| 3 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $405.1M | 4.27% | 1,736,328 | SH |
| 4 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $365.6M | 3.85% | 5,177,080 | SH |
| 5 | ISHARES TR | IEFA | 46432F842 | $361.2M | 3.80% | 3,728,086 | SH |
| 6 | AMERICAN CENTY ETF TR | AVDV | 025072802 | $275.8M | 2.90% | 2,521,225 | SH |
| 7 | ISHARES TR | STIP | 46429B747 | $267.5M | 2.82% | 2,683,308 | SH |
| 8 | APPLE INC | AAPL | 037833100 | $243.1M | 2.56% | 729,976 | SH |
| 9 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $211.2M | 2.22% | 4,752,478 | SH |
| 10 | ISHARES TR | IJR | 464287804 | $193.8M | 2.04% | 1,424,750 | SH |
| 11 | MICROSOFT CORP | MSFT | 594918104 | $188.6M | 1.99% | 367,632 | SH |
| 12 | ISHARES TR | IVV | 464287200 | $181.3M | 1.91% | 236,745 | SH |
| 13 | DIMENSIONAL ETF TRUST | DFAU | 25434V104 | $174.4M | 1.84% | 3,330,367 | SH |
| 14 | AMERICAN CENTY ETF TR | AVUS | 025072885 | $141.3M | 1.49% | 1,103,061 | SH |
| 15 | ISHARES TR | IWF | 464287614 | $133.9M | 1.41% | 1,068,833 | SH |
| 16 | ISHARES TR | IUSV | 464287663 | $132.3M | 1.39% | 1,199,316 | SH |
| 17 | DIMENSIONAL ETF TRUST | DFIV | 25434V807 | $127.7M | 1.35% | 2,286,759 | SH |
| 18 | DIMENSIONAL ETF TRUST | DFUV | 25434V724 | $123.0M | 1.30% | 2,236,663 | SH |
| 19 | DFA INVT DIMENSIONS GROUP IN | DFSV | 25239Y170 | $113.6M | 1.20% | 3,031,067 | SH |
| 20 | ISHARES INC | IEMG | 46434G103 | $108.0M | 1.14% | 1,330,646 | SH |
| 21 | ALPHABET INC | GOOG | 02079K107 | $106.6M | 1.12% | 312,711 | SH |
| 22 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $105.2M | 1.11% | 230,689 | SH |
| 23 | ISHARES TR | EFV | 464288877 | $96.9M | 1.02% | 1,224,902 | SH |
| 24 | BROADCOM INC | AVGO | 11135F101 | $96.0M | 1.01% | 273,415 | SH |
| 25 | DIMENSIONAL ETF TRUST | DFUS | 25434V401 | $95.7M | 1.01% | 1,152,937 | SH |
| 26 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $94.8M | 1.00% | 1,597,794 | SH |
| 27 | ISHARES TR | IVW | 464287309 | $89.9M | 0.95% | 631,907 | SH |
| 28 | ISHARES TR | IWD | 464287598 | $88.2M | 0.93% | 355,595 | SH |
| 29 | ISHARES TR | IJS | 464287879 | $88.1M | 0.93% | 687,879 | SH |
| 30 | DIMENSIONAL ETF TRUST | DIHP | 25434V765 | $77.1M | 0.81% | 2,287,090 | SH |
| 31 | VANGUARD INDEX FDS | VBR | 922908611 | $75.3M | 0.79% | 325,729 | SH |
| 32 | ISHARES TR | SCZ | 464288273 | $73.3M | 0.77% | 867,762 | SH |
| 33 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $72.2M | 0.76% | 94,633 | SH |
| 34 | ISHARES TR | IUSG | 464287671 | $68.2M | 0.72% | 351,853 | SH |
| 35 | CISCO SYS INC | CSCO | 17275R102 | $67.2M | 0.71% | 624,559 | SH |
| 36 | VANGUARD INDEX FDS | VTI | 922908769 | $66.7M | 0.70% | 178,160 | SH |
| 37 | JPMORGAN CHASE & CO | JPM | 46625H100 | $66.2M | 0.70% | 200,189 | SH |
| 38 | VANGUARD SCOTTSDALE FDS | VONG | 92206C680 | $64.3M | 0.68% | 498,673 | SH |
| 39 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $62.1M | 0.65% | 803,323 | SH |
| 40 | AMAZON COM INC | AMZN | 023135106 | $59.5M | 0.63% | 238,723 | SH |
| 41 | ISHARES TR | SUB | 464288158 | $57.1M | 0.60% | 545,792 | SH |
| 42 | JOHNSON & JOHNSON | JNJ | 478160104 | $56.2M | 0.59% | 212,329 | SH |
| 43 | ELI LILLY & CO | LLY | 532457108 | $56.2M | 0.59% | 48,573 | SH |
| 44 | BLACKROCK INC | BLK | 09290D101 | $56.1M | 0.59% | 52,987 | SH |
| 45 | ISHARES TR | EFA | 464287465 | $54.0M | 0.57% | 519,555 | SH |
| 46 | ISHARES TR | IJH | 464287507 | $53.3M | 0.56% | 740,560 | SH |
| 47 | DIMENSIONAL ETF TRUST | DFAT | 25434V609 | $50.5M | 0.53% | 760,085 | SH |
| 48 | VISA INC | V | 92826C839 | $44.8M | 0.47% | 124,758 | SH |
| 49 | LOWES COS INC | LOW | 548661107 | $44.2M | 0.47% | 239,695 | SH |
| 50 | ISHARES TR | IWM | 464287655 | $43.3M | 0.46% | 155,696 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-28 | $9.50B | 674 | 0001398344-26-018981 |
| 2026-06-30 | 2026-08-03 | $9.37B | 650 | 0001398344-26-013292 |
| 2026-03-31 | 2026-05-06 | $8.34B | 635 | 0001398344-26-008552 |
| 2025-12-31 | 2026-01-21 | $8.64B | 643 | 0001398344-26-000944 |
Filer Information
Address
56 JEFFERSON AVENUEWESTWOOD, NJ 07675
Phone
(201) 768-4600
Filing Manager
Modera Wealth Management, LLC
WESTWOOD, NJ
Signatory
Theresa Apruzzese Days
Chief Compliance Officer