Arax Advisory Partners — 13F Holdings & Portfolio
CIK 1586767 · latest 13F-HR filed 2026-11-12
Arax Advisory Partners manages $17.72B in 13F-reported U.S. long-equity assets across 5,376 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (3.45%), NVDA (2.25%), IVV (1.97%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 394 new positions and exited 228; 2,348 existing positions rose in reported value and 1,757 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$17.72B
Long-equity book
Holdings
5,376
Distinct positions
Period
2026-09-30
Filed 2026-11-12
Q/Q Activity
+394 / −228 / ↑2348 / ↓1757
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Firm Profile & Key People
As of the firm’s regulatory filing dated Oct 27, 2026.
Assets Under Management
$26.52B
Discretionary
$23.83B
Employees
361
Accounts
39,138
Address
10 EAST 53RD STREET
14TH FLOOR
NEW YORK, NY 10022
14TH FLOOR
NEW YORK, NY 10022
Phone
(646) 777-1823
This firm reports 4 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| ARAX WEALTH, LLC Control | MEMBER since Jun 2026 | 75% or more | Domestic Entity |
| Ariyan, Gerald, Haig Control | CHAIRMAN since Jun 2024 | Less than 5% | Individual |
| DURKIN, BRIAN, JOSEPH Control | CHIEF COMPLIANCE OFFICER since Feb 2026 | Less than 5% | Individual |
| FORTESCUE, JAMES, PATRICK Control | MANAGING PARTNER since Jun 2026 | Less than 5% | Individual |
| GALAN, DIEGO, J Control | CHIEF FINANCIAL OFFICER since Jun 2024 | Less than 5% | Individual |
| GORNEY, DRINAN, J. Control | CHIEF OF LEGAL AND COMPLIANCE since Jun 2026 | Less than 5% | Individual |
| KING, DAVID, MICHAEL Control | MANAGING PARTNER since Jun 2026 | Less than 5% | Individual |
| MENDENHALL, PATRICK, MICHAEL Control | MANAGING PARTNER since Jun 2026 | Less than 5% | Individual |
| RIORDAN, MICHAEL, P Control | MANAGING PARTNER since Mar 2012 | Less than 5% | Individual |
| Stuart, Ryan, Patrick Control | DIRECTOR OF OPERATIONS since Jun 2026 | Less than 5% | Individual |
| ARAX BUSINESS TRUST Control Indirect owner via ARAX INVESTMENT PARTNERS, LLC | MEMBER since Mar 2023 | 75% or more | Domestic Entity |
| ARAX INVESTMENT PARTNERS HOLDINGS, LLC Control Indirect owner via ARAX INVESTMENT PARTNERS, LLC | MEMBER since Jun 2026 | 75% or more | Domestic Entity |
| ARAX INVESTMENT PARTNERS, LLC Control Indirect owner via ARAX MIDCO, LLC | MEMBER since Jun 2023 | 75% or more | Domestic Entity |
| ARAX MIDCO, LLC Control Indirect owner via ARAX WEALTH MANAGEMENT, LLC | MEMBER since Jun 2023 | 75% or more | Domestic Entity |
| ARAX WEALTH MANAGEMENT, LLC Control Indirect owner via ARAX WEALTH, LLC | MEMBER since Apr 2024 | 75% or more | Domestic Entity |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC Control Indirect owner via ARAX BUSINESS TRUST | TRUSTEE since Jan 2023 | General partner, trustee or manager | Domestic Entity |
Ownership & leadership changes · 12 filings with changes since Nov 21, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jun 23, 2026 filing
- No longer listedARAX ADVISORY PARTNERS HOLDINGS, LLC · MEMBER · 75% or more · control person · listed since Jun 2024
- AddedARAX INVESTMENT PARTNERS HOLDINGS, LLC · MEMBER · 75% or more · indirect via ARAX INVESTMENT PARTNERS, LLC · control person
Jun 22, 2026 filing
- No longer listedARAX WEALTH MANAGEMENT, LLC · MEMBER · 75% or more · indirect via ARAX ADVISORY PARTNERS HOLDINGS, LLC · control person · listed since Apr 2024
- AddedARAX WEALTH MANAGEMENT, LLC · MEMBER · 75% or more · indirect via ARAX WEALTH, LLC · control person
- AddedARAX WEALTH, LLC · MEMBER · 75% or more · control person
- AddedFORTESCUE, JAMES, PATRICK · MANAGING PARTNER · Less than 5% · control person
- AddedGORNEY, DRINAN, J. · CHIEF OF LEGAL AND COMPLIANCE · Less than 5% · control person
- AddedKING, DAVID, MICHAEL · MANAGING PARTNER · Less than 5% · control person
- AddedMENDENHALL, PATRICK, MICHAEL · MANAGING PARTNER · Less than 5% · control person
- AddedStuart, Ryan, Patrick · DIRECTOR OF OPERATIONS · Less than 5% · control person
Feb 25, 2026 filing
- AddedDURKIN, BRIAN, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedRIORDAN, MICHAEL, P · title CHIEF COMPLIANCE OFFICER → MANAGING PARTNER; ownership 10–25% → Less than 5%
Aug 19, 2025 filing
- No longer listedCAVALIER INVESTMENT HOLDINGS MIV, LLC · MEMBER · 25–50% · indirect via ARAX ADVISORY PARTNERS HOLDINGS, LLC · control person · listed since Apr 2024
- No longer listedHOCONDO, LLC · MEMBER · 25–50% · indirect via CAVALIER INVESTMENT HOLDINGS MIV, LLC · control person · listed since Jun 2024
Jun 10, 2025 filing
- No longer listedARAX WEALTH MANAGEMENT, LLC · MEMBER · 75% or more · indirect via CAVALIER INVESTMENT HOLDINGS, LLC · control person · listed since Apr 2024
- No longer listedCAVALIER INVESTMENT HOLDINGS MIV, LLC · MEMBER · 25–50% · indirect via CAVALIER INVESTMENT HOLDINGS, LLC · control person · listed since Apr 2024
- No longer listedCAVALIER INVESTMENT HOLDINGS, LLC · MEMBER · 75% or more · control person · listed since Jun 2024
- No longer listedRIORDAN, MICHAEL, P · MEMBER · 25–50% · indirect via CAVALIER INVESTMENT HOLDINGS MIV, LLC · control person · listed since Jun 2024
- No longer listedSIMON, DAVID, ANDREW · MEMBER · 75% or more · indirect via HOCONDO, LLC · control person · listed since Apr 2024
- No longer listedSIMON, JULIA, LOCKHART · MEMBER · 25–50% · indirect via HOCONDO, LLC · control person · listed since Apr 2022
- AddedARAX ADVISORY PARTNERS HOLDINGS, LLC · MEMBER · 75% or more · control person
- AddedARAX WEALTH MANAGEMENT, LLC · MEMBER · 75% or more · indirect via ARAX ADVISORY PARTNERS HOLDINGS, LLC · control person
- AddedCAVALIER INVESTMENT HOLDINGS MIV, LLC · MEMBER · 25–50% · indirect via ARAX ADVISORY PARTNERS HOLDINGS, LLC · control person
Jan 21, 2025 filing
- ChangedAriyan, Gerald, Haig · title CHIEF EXECUTIVE OFFICER → CHAIRMAN
Jul 11, 2024 filing
- No longer listedDAS LEGACY, LLC · MEMBER · 75% or more · indirect via CAVALIER INVESTMENT HOLDINGS MIV, LLC · control person · listed since Jun 2024
- No longer listedSIMON, DAVID, ANDREW · MEMBER · 75% or more · indirect via DAS LEGACY, LLC · control person · listed since Jun 2024
- No longer listedSOUTH, PATRICK, C. · MEMBER · 75% or more · indirect via CAVALIER INVESTMENT HOLDINGS MIV, LLC · control person · listed since Jun 2024
- AddedSIMON, JULIA, LOCKHART · MEMBER · 25–50% · indirect via HOCONDO, LLC · control person
- ChangedCAVALIER INVESTMENT HOLDINGS MIV, LLC · indirect via CAVALIER INVESTMENT HOLDINGS, LLC: ownership 75% or more → 25–50%
- ChangedHOCONDO, LLC · indirect via CAVALIER INVESTMENT HOLDINGS MIV, LLC: ownership 75% or more → 25–50%
- ChangedREDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC · indirect via ARAX BUSINESS TRUST: ownership 75% or more → General partner, trustee or manager
- ChangedRIORDAN, MICHAEL, P · indirect via CAVALIER INVESTMENT HOLDINGS MIV, LLC: ownership 75% or more → 25–50%
Jun 25, 2024 filing
- No longer listedHANDA, SUMIT · CHIEF INVESTMENT OFFICER · Less than 5% · listed since May 2024
- No longer listedSIMON, DAVID, ANDREW · MANAGING DIRECTOR · 75% or more · control person · listed since Jan 2004
- No longer listedSOUTH, PATRICK, C. · MANAGING DIRECTOR · Less than 5% · control person · listed since Mar 2012
- AddedARAX BUSINESS TRUST · MEMBER · 75% or more · indirect via ARAX INVESTMENT PARTNERS, LLC · control person
- AddedARAX INVESTMENT PARTNERS, LLC · MEMBER · 75% or more · indirect via ARAX MIDCO, LLC · control person
- AddedARAX MIDCO, LLC · MEMBER · 75% or more · indirect via ARAX WEALTH MANAGEMENT, LLC · control person
- AddedARAX WEALTH MANAGEMENT, LLC · MEMBER · 75% or more · indirect via CAVALIER INVESTMENT HOLDINGS, LLC · control person
- AddedAriyan, Gerald, Haig · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- AddedCAVALIER INVESTMENT HOLDINGS MIV, LLC · MEMBER · 75% or more · indirect via CAVALIER INVESTMENT HOLDINGS, LLC · control person
- AddedCAVALIER INVESTMENT HOLDINGS, LLC · MEMBER · 75% or more · control person
- AddedDAS LEGACY, LLC · MEMBER · 75% or more · indirect via CAVALIER INVESTMENT HOLDINGS MIV, LLC · control person
- AddedGALAN, DIEGO, J · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedHOCONDO, LLC · MEMBER · 75% or more · indirect via CAVALIER INVESTMENT HOLDINGS MIV, LLC · control person
- AddedREDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC · TRUSTEE · 75% or more · indirect via ARAX BUSINESS TRUST · control person
- AddedRIORDAN, MICHAEL, P · MEMBER · 75% or more · indirect via CAVALIER INVESTMENT HOLDINGS MIV, LLC · control person
- AddedSIMON, DAVID, ANDREW · MEMBER · 75% or more · indirect via HOCONDO, LLC · control person
- AddedSIMON, DAVID, ANDREW · MEMBER · 75% or more · indirect via DAS LEGACY, LLC · control person
- AddedSOUTH, PATRICK, C. · MEMBER · 75% or more · indirect via CAVALIER INVESTMENT HOLDINGS MIV, LLC · control person
- ChangedRIORDAN, MICHAEL, P · title MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER; ownership Less than 5% → 10–25%
May 15, 2024 filing
- AddedHANDA, SUMIT · CHIEF INVESTMENT OFFICER · Less than 5%
Feb 9, 2015 filing
- ChangedRIORDAN, MICHAEL, P · title MANAGING DIRECTOR → MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
- ChangedSIMON, DAVID, ANDREW · title MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER → MANAGING DIRECTOR
Older changes (3 more filings)
Mar 8, 2013 filing
- ChangedRIORDAN, MICHAEL, P · title MANAGING DIRECTOR, 1% OWNER → MANAGING DIRECTOR
- ChangedSIMON, DAVID, ANDREW · title MANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICER → MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
- ChangedSOUTH, PATRICK, C. · title MANAGING DIRECTOR, 1% OWNER → MANAGING DIRECTOR
Mar 6, 2012 filing
- AddedRIORDAN, MICHAEL, P · MANAGING DIRECTOR, 1% OWNER · Less than 5% · control person
- AddedSOUTH, PATRICK, C. · MANAGING DIRECTOR, 1% OWNER · Less than 5% · control person
- ChangedSIMON, DAVID, ANDREW · title PRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTOR → MANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICER
Nov 21, 2011 filing (earliest on record)
- ListedSIMON, DAVID, ANDREW · PRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTOR · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- APPLE INC$208.3M +51.7%
- MICROSOFT CORP$137.8M +77.7%
- NVIDIA CORPORATION$100.3M +33.6%
- EXXONMOBIL HOLDINGS CORP$96.9M +7209.4%
- BERKSHIRE HATHAWAY INC DEL$82.6M +141.7%
Top Trims
- STATE STR SPDR S&P 500 ETF T-$173.9M -42.0%
- ISHARES TR-$31.5M -64.6%
- ISHARES TR-$25.6M -74.5%
- ISHARES TR-$23.5M -66.1%
- ISHARES TR-$22.6M -74.7%
New Positions
- STRATEGY SHS$27.6M
- ONEOK INC NEW$13.7M
- DFA INVT DIMENSIONS GROUP IN$9.7M
- U.S. CORE EQUITY 2 PORTFOLIO: ETF CLASS SHARES$8.3M
- ISHARES TR$6.4M
Exited Positions
- EXXON MOBIL CORP$65.2M
- ONEOK INC NEW$13.6M
- JANUS HENDERSON GROUP PLC$5.2M
- ISHARES TR$1.9M
- PROSHARES TR II$1.8M
Arax Advisory Partners Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $611.0M | 3.45% | 1,834,816 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $399.1M | 2.25% | 1,747,313 | SH |
| 3 | ISHARES TR | IVV | 464287200 | $348.6M | 1.97% | 455,158 | SH |
| 4 | VANGUARD INDEX FDS | VUG | 922908736 | $338.3M | 1.91% | 3,754,592 | SH |
| 5 | INVESCO QQQ TR | QQQ | 46090E103 | $334.6M | 1.89% | 452,249 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $315.2M | 1.78% | 614,499 | SH |
| 7 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $239.9M | 1.35% | 314,550 | SH |
| 8 | COMFORT SYS USA INC | FIX | 199908104 | $218.2M | 1.23% | 131,942 | SH |
| 9 | AMAZON COM INC | AMZN | 023135106 | $208.1M | 1.17% | 835,141 | SH |
| 10 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $201.4M | 1.14% | 2,907,759 | SH |
| 11 | VANGUARD INDEX FDS | VTI | 922908769 | $157.7M | 0.89% | 421,516 | SH |
| 12 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $151.7M | 0.86% | 977,746 | SH |
| 13 | ALPHABET INC | GOOG | 02079K107 | $141.3M | 0.80% | 414,781 | SH |
| 14 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $140.9M | 0.80% | 283,005 | SH |
| 15 | ALPHABET INC | GOOGL | 02079K305 | $135.2M | 0.76% | 392,815 | SH |
| 16 | VANGUARD INDEX FDS | VTV | 922908744 | $133.8M | 0.76% | 619,376 | SH |
| 17 | JANUS DETROIT STR TR | JAAA | 47103U845 | $132.7M | 0.75% | 2,628,731 | SH |
| 18 | MERCK & CO INC | MRK | 58933Y105 | $127.3M | 0.72% | 876,253 | SH |
| 19 | BLACKROCK ETF TRUST | CORO | 09290C764 | $119.3M | 0.67% | 3,282,583 | SH |
| 20 | META PLATFORMS INC | META | 30303M102 | $116.2M | 0.66% | 160,195 | SH |
| 21 | AMERICAN CENTY ETF TR | AVLV | 025072349 | $115.3M | 0.65% | 1,275,289 | SH |
| 22 | HIGHPEAK ENERGY INC | HPK | 43114Q105 | $113.4M | 0.64% | 13,897,715 | SH |
| 23 | JPMORGAN CHASE & CO | JPM | 46625H100 | $110.5M | 0.62% | 334,089 | SH |
| 24 | JOHNSON & JOHNSON | JNJ | 478160104 | $110.0M | 0.62% | 415,395 | SH |
| 25 | VANGUARD WORLD FD | MGK | 921910816 | $106.9M | 0.60% | 1,153,928 | SH |
| 26 | BROADCOM INC | AVGO | 11135F101 | $105.1M | 0.59% | 299,345 | SH |
| 27 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $99.9M | 0.56% | 1,204,166 | SH |
| 28 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $98.2M | 0.55% | 603,362 | SH |
| 29 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $95.4M | 0.54% | 2,679,858 | SH |
| 30 | VANGUARD INDEX FDS | VOO | 922908363 | $95.0M | 0.54% | 135,598 | SH |
| 31 | BLUE OWL TECHNOLOGY FIN CORP | OTF | 095924106 | $92.8M | 0.52% | 9,456,240 | SH |
| 32 | BLACKROCK ETF TRUST | BAI | 09290C780 | $91.7M | 0.52% | 1,942,827 | SH |
| 33 | ETF SER SOLUTIONS | PIFI | 26922A131 | $89.4M | 0.50% | 985,454 | SH |
| 34 | MICRON TECHNOLOGY INC | MU | 595112103 | $83.3M | 0.47% | 78,195 | SH |
| 35 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $82.2M | 0.46% | 1,163,946 | SH |
| 36 | VANGUARD INDEX FDS | VO | 922908629 | $81.5M | 0.46% | 1,039,096 | SH |
| 37 | BANK OF AMER CORP | BAC | 060505104 | $79.1M | 0.45% | 1,454,136 | SH |
| 38 | CHEVRON CORPORATION | CVX | 166764100 | $74.6M | 0.42% | 365,184 | SH |
| 39 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $72.9M | 0.41% | 372,503 | SH |
| 40 | VANGUARD MALVERN FDS | VTIP | 922020805 | $66.3M | 0.37% | 1,347,327 | SH |
| 41 | DIMENSIONAL ETF TRUST | DFUS | 25434V401 | $65.6M | 0.37% | 789,867 | SH |
| 42 | BLACKROCK ETF TRUST II | BINC | 092528603 | $64.5M | 0.36% | 1,269,787 | SH |
| 43 | ELI LILLY & CO | LLY | 532457108 | $64.2M | 0.36% | 55,491 | SH |
| 44 | VISA INC | V | 92826C839 | $64.2M | 0.36% | 178,592 | SH |
| 45 | FIRST TR EXCHNG TRADED FD VI | GAUG | 33740U653 | $63.2M | 0.36% | 1,500,541 | SH |
| 46 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $61.1M | 0.34% | 326,712 | SH |
| 47 | ISHARES TR | MUB | 464288414 | $60.0M | 0.34% | 593,815 | SH |
| 48 | SPDR SERIES TRUST | SPYG | 78464A409 | $56.6M | 0.32% | 459,913 | SH |
| 49 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $56.0M | 0.32% | 715,376 | SH |
| 50 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $55.3M | 0.31% | 90,459 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-12 | $17.72B | 5,376 | 0001586767-26-000009 |
| 2026-06-30 | 2026-08-10 | $15.08B | 5,207 | 0001586767-26-000006 |
| 2026-03-31 | 2026-05-13 | $3.54B | 3,766 | 0001586767-26-000003 |
| 2025-12-31 | 2026-02-13 | $3.43B | 4,075 | 0001586767-26-000001 |
| 2025-09-30 | 2025-11-14 | $6.97B | 4,358 | 0001586767-25-000010 |
Filer Information
Address
10 EAST 53RD STREET 14TH FLOORNEW YORK, NY 10022
Phone
(646) 777-1823
Filing Manager
Arax Advisory Partners
NEW YORK, NY
Signatory
Bradley A Slater
Supervisory Compliance Analyst