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Swan Global Investments, LLC — 13F Holdings & Portfolio

CIK 1591505 · latest 13F-HR filed 2026-05-07

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$3.00B

Long-equity book

Holdings

77

Distinct positions

Period

2026-03-31

Filed 2026-05-07

Q/Q Activity

+2 / −4 / ↑12 / ↓30

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • PACER FDS TR$7.4M +10.9%
  • PACER FDS TR$6.0M +24.8%
  • SELECT SECTOR SPDR TR$537.2K +6.2%
  • BROADCOM INC$173.7K +27.1%
  • EXXON MOBIL CORP$162.5K +54.8%
Show all 12 →

Top Trims

  • SPDR S&P 500 ETF TR-$94.4M -12.7%
  • ISHARES TR-$35.0M -8.1%
  • LISTED FD TR-$31.6M -44.5%
  • SELECT SECTOR SPDR TR-$29.8M -28.6%
  • SELECT SECTOR SPDR TR-$12.4M -30.6%
Show all 30 →

New Positions

  • MICRON TECHNOLOGY INC$525.7K
  • CATERPILLAR INC$235.9K
Show all 2 →

Exited Positions

  • INTERNATIONAL BUSINESS MACHS$430.4K
  • ORACLE CORP$367.4K
  • LOWES COS INC$311.3K
  • BONDBLOXX ETF TRUST$287.1K
Show all 4 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR S&P 500 ETF TR Put XCNY 78462F953 $1.11B 36.97% 1,839,600 SH
2 SPDR S&P 500 ETF TR SPY 78462F103 $647.3M 21.61% 995,392 SH
3 ISHARES TR IVV 464287200 $396.2M 13.23% 606,594 SH
4 PACER FDS TR PSMO 69374H485 $81.0M 2.70% 2,684,376 SH
5 PACER FDS TR PSMD 69374H550 $75.4M 2.52% 2,365,077 SH
6 SELECT SECTOR SPDR TR XLK 81369Y803 $74.3M 2.48% 559,388 SH
7 PACER FDS TR PSMJ 69374H493 $71.3M 2.38% 2,238,543 SH
8 PACER FDS TR PSMR 69374H519 $69.1M 2.31% 2,274,467 SH
9 PACER FDS TR PSCW 69374H543 $50.6M 1.69% 1,780,977 SH
10 PACER FDS TR PSCQ 69374H527 $39.6M 1.32% 1,370,850 SH
11 LISTED FD TR HEGD 53656F599 $39.3M 1.31% 1,592,181 SH
12 PACER FDS TR PSCJ 69374H535 $33.9M 1.13% 1,145,234 SH
13 PACER FDS TR PSFD 69374H576 $30.2M 1.01% 828,431 SH
14 SELECT SECTOR SPDR TR XLF 81369Y605 $28.2M 0.94% 571,025 SH
15 PACER FDS TR PSFO 69374H451 $27.2M 0.91% 858,499 SH
16 PACER FDS TR PSCX 69374H584 $24.5M 0.82% 805,251 SH
17 SELECT SECTOR SPDR TR XLY 81369Y407 $22.1M 0.74% 202,978 SH
18 SELECT SECTOR SPDR TR XLC 81369Y852 $21.7M 0.72% 195,753 SH
19 SELECT SECTOR SPDR TR XLV 81369Y209 $21.6M 0.72% 147,497 SH
20 PACER FDS TR PSFJ 69374H469 $21.1M 0.70% 646,062 SH
21 SELECT SECTOR SPDR TR XLI 81369Y704 $20.1M 0.67% 124,286 SH
22 PACER FDS TR PSFM 69374H477 $13.1M 0.44% 405,130 SH
23 SELECT SECTOR SPDR TR XLP 81369Y308 $11.8M 0.40% 144,314 SH
24 SELECT SECTOR SPDR TR XLE 81369Y506 $9.1M 0.31% 149,315 SH
25 SPDR S&P 500 ETF TR Call XCNY 78462F903 $7.6M 0.25% 1,049,700 SH
26 SELECT SECTOR SPDR TR XLU 81369Y886 $5.7M 0.19% 123,494 SH
27 NVIDIA CORPORATION Put NVDA 67066G954 $4.9M 0.16% 37,300 SH
28 SELECT SECTOR SPDR TR XLB 81369Y100 $4.5M 0.15% 90,844 SH
29 SELECT SECTOR SPDR TR XLRE 81369Y860 $4.3M 0.14% 104,403 SH
30 APPLE INC Put AAPL 037833950 $3.1M 0.10% 13,500 SH
31 CHENIERE ENERGY INC Put LNG 16411R958 $2.0M 0.07% 8,400 SH
32 AMAZON COM INC Put AMZN 023135956 $1.5M 0.05% 8,400 SH
33 META PLATFORMS INC Put META 30303M952 $1.5M 0.05% 2,700 SH
34 ISHARES TR Put IFXAF 464287955 $1.4M 0.05% 5,400 SH
35 Swan Enhanced Dividend Income ETF SCLZ 66538R532 $1.3M 0.04% 24,344 SH
36 APPLE INC AAPL 037833100 $1.1M 0.04% 4,406 SH
37 NVIDIA CORPORATION NVDA 67066G104 $1.1M 0.04% 6,197 SH
38 BANK AMERICA CORP Put I:BANK 060505954 $990.0K 0.03% 19,800 SH
39 EA SERIES TRUST BOXX 02072L565 $965.2K 0.03% 8,300 SH
40 SPDR Gold Trust GLD 78463V107 $923.0K 0.03% 2,145 SH
41 TESLA INC Put TSLA 88160R951 $861.0K 0.03% 2,100 SH
42 MICROSOFT CORP MSFT 594918104 $834.4K 0.03% 2,254 SH
43 BROADCOM INC AVGO 11135F101 $814.0K 0.03% 2,630 SH
44 ALPHABET INC GOOGL 02079K305 $796.3K 0.03% 2,769 SH
45 AMAZON COM INC AMZN 023135106 $669.2K 0.02% 3,213 SH
46 ETFS GOLD TR SGOL 00326A104 $660.4K 0.02% 14,800 SH
47 META PLATFORMS INC META 30303M102 $628.8K 0.02% 1,099 SH
48 LILLY ELI & CO LLY 532457108 $612.6K 0.02% 666 SH
49 JPMORGAN CHASE & CO JPM 46625H100 $607.1K 0.02% 2,064 SH
50 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $573.1K 0.02% 1,196 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-07 $3.00B 77 0001591505-26-000003
2025-12-31 2026-02-11 $3.38B 80 0001591505-26-000002