Swan Global Investments, LLC — 13F Holdings & Portfolio
CIK 1591505 · latest 13F-HR filed 2026-08-11
Swan Global Investments, LLC manages $3.39B in 13F-reported U.S. long-equity assets across 104 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are XCNY (34.10%), SPY (23.67%), IVV (11.99%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 23 new positions, exited 0, added to 49, and trimmed 7.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 206
DURANGO, CO 81301
$3.39B
Long-equity book
104
Distinct positions
2026-06-30
Filed 2026-08-11
+23 / −0 / ↑49 / ↓7
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SPDR S&P 500 ETF TR$153.9M +23.8%
- SELECT SECTOR SPDR TR$32.5M +43.7%
- APPLE INC$17.8M +1592.8%
- MICROSOFT CORP$12.0M +1438.4%
- PACER FDS TR$8.5M +12.3%
Top Trims
- SELECT SECTOR SPDR TR-$1.2M -12.9%
- BERKSHIRE HATHAWAY INC DEL-$339.5K -59.2%
- EA SERIES TRUST-$204.1K -21.1%
- SPDR Gold Trust-$132.8K -14.4%
- ETFS GOLD TR-$60.2K -9.1%
New Positions
- LAM RESEARCH CORP$5.9M
- ANALOG DEVICES INC$3.6M
- ALPHABET INC$2.3M
- CHEVRON CORP NEW$1.8M
- SERVICENOW INC$1.5M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR Put | XCNY | 78462F953 | $1.15B | 34.10% | 1,840,200 | SH |
| 2 | SPDR S&P 500 ETF TR | SPY | 78462F103 | $801.2M | 23.67% | 1,072,921 | SH |
| 3 | ISHARES TR | IVV | 464287200 | $405.8M | 11.99% | 541,901 | SH |
| 4 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $106.8M | 3.16% | 560,690 | SH |
| 5 | PACER FDS TR | PSMO | 69374H485 | $85.7M | 2.53% | 2,633,439 | SH |
| 6 | PACER FDS TR | PSMD | 69374H550 | $80.4M | 2.37% | 2,342,410 | SH |
| 7 | PACER FDS TR | PSMJ | 69374H493 | $79.4M | 2.35% | 2,347,266 | SH |
| 8 | PACER FDS TR | PSMR | 69374H519 | $77.6M | 2.29% | 2,411,647 | SH |
| 9 | PACER FDS TR | PSCW | 69374H543 | $52.4M | 1.55% | 1,744,472 | SH |
| 10 | PACER FDS TR | PSCQ | 69374H527 | $41.9M | 1.24% | 1,342,756 | SH |
| 11 | LISTED FD TR | HEGD | 53656F599 | $41.8M | 1.24% | 1,569,429 | SH |
| 12 | PACER FDS TR | PSCJ | 69374H535 | $35.5M | 1.05% | 1,121,765 | SH |
| 13 | PACER FDS TR | PSFD | 69374H576 | $32.8M | 0.97% | 824,213 | SH |
| 14 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $30.7M | 0.91% | 572,383 | SH |
| 15 | PACER FDS TR | PSFO | 69374H451 | $29.1M | 0.86% | 840,907 | SH |
| 16 | PACER FDS TR | PSCX | 69374H584 | $25.8M | 0.76% | 788,754 | SH |
| 17 | PACER FDS TR | PSFJ | 69374H469 | $25.7M | 0.76% | 729,426 | SH |
| 18 | SELECT SECTOR SPDR TR | XLY | 81369Y407 | $23.9M | 0.70% | 203,454 | SH |
| 19 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $23.5M | 0.69% | 147,836 | SH |
| 20 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $23.1M | 0.68% | 124,570 | SH |
| 21 | SELECT SECTOR SPDR TR | XLC | 81369Y852 | $21.0M | 0.62% | 196,236 | SH |
| 22 | APPLE INC | AAPL | 037833100 | $18.9M | 0.56% | 65,417 | SH |
| 23 | PACER FDS TR | PSFM | 69374H477 | $17.7M | 0.52% | 507,781 | SH |
| 24 | MICROSOFT CORP | MSFT | 594918104 | $12.8M | 0.38% | 34,410 | SH |
| 25 | SELECT SECTOR SPDR TR | XLP | 81369Y308 | $12.0M | 0.35% | 144,652 | SH |
| 26 | MIAMI INTL HLDGS INC Put | — | 59356Q958 | $11.3M | 0.33% | 322,200 | SH |
| 27 | SPDR S&P 500 ETF TR Call | XCNY | 78462F903 | $8.7M | 0.26% | 1,046,100 | SH |
| 28 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $8.0M | 0.24% | 149,961 | SH |
| 29 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $7.0M | 0.21% | 60,335 | SH |
| 30 | LAM RESEARCH CORP | LRCX | 512807306 | $5.9M | 0.17% | 13,617 | SH |
| 31 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $5.6M | 0.17% | 123,778 | SH |
| 32 | NVIDIA CORPORATION Put | NVDA | 67066G954 | $5.4M | 0.16% | 40,000 | SH |
| 33 | NVIDIA CORPORATION | NVDA | 67066G104 | $5.3M | 0.16% | 26,623 | SH |
| 34 | SELECT SECTOR SPDR TR | XLB | 81369Y100 | $4.6M | 0.14% | 91,056 | SH |
| 35 | SELECT SECTOR SPDR TR | XLRE | 81369Y860 | $4.6M | 0.14% | 104,653 | SH |
| 36 | ANALOG DEVICES INC | ADI | 032654105 | $3.6M | 0.11% | 9,084 | SH |
| 37 | APPLE INC Put | AAPL | 037833950 | $3.3M | 0.10% | 14,200 | SH |
| 38 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $3.2M | 0.09% | 5,517 | SH |
| 39 | ALPHABET INC | GOOG | 02079K107 | $2.3M | 0.07% | 6,536 | SH |
| 40 | AMAZON COM INC | AMZN | 023135106 | $2.3M | 0.07% | 9,458 | SH |
| 41 | MICRON TECHNOLOGY INC | MU | 595112103 | $1.9M | 0.06% | 1,632 | SH |
| 42 | META PLATFORMS INC | META | 30303M102 | $1.9M | 0.05% | 3,299 | SH |
| 43 | CHEVRON CORP NEW | CVX | 166764100 | $1.8M | 0.05% | 10,926 | SH |
| 44 | CHENIERE ENERGY INC Put | LNG | 16411R958 | $1.8M | 0.05% | 7,500 | SH |
| 45 | SERVICENOW INC | NOW | 81762P102 | $1.5M | 0.04% | 14,918 | SH |
| 46 | AMAZON COM INC Put | AMZN | 023135956 | $1.5M | 0.04% | 8,400 | SH |
| 47 | Swan Enhanced Dividend Income ETF | SCLZ | 66538R532 | $1.4M | 0.04% | 25,295 | SH |
| 48 | ISHARES TR Put | IFXAF | 464287955 | $1.4M | 0.04% | 5,400 | SH |
| 49 | ALPHABET INC | GOOGL | 02079K305 | $1.4M | 0.04% | 3,809 | SH |
| 50 | META PLATFORMS INC Put | META | 30303M952 | $1.3M | 0.04% | 2,700 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-11 | $3.39B | 104 | 0001591505-26-000004 |
| 2026-03-31 | 2026-05-07 | $3.00B | 77 | 0001591505-26-000003 |
| 2025-12-31 | 2026-02-11 | $3.38B | 80 | 0001591505-26-000002 |