One River Asset Management, LLC — 13F Holdings & Portfolio
CIK 1616336 · latest 13F-HR filed 2026-07-28
One River Asset Management, LLC manages $309.8M in 13F-reported U.S. long-equity assets across 250 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (12.63%), NVDA (3.19%), NVDA (3.12%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 13 new positions and exited 37; 13 existing positions rose in reported value and 26 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$309.8M
Long-equity book
Holdings
250
Distinct positions
Period
2026-06-30
Filed 2026-07-28
Q/Q Activity
+13 / −37 / ↑13 / ↓26
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26SPY46.1% · newMETA10.9% · +57%FXI7.1% · newMSFT5.4% · -70%BKNG2.7% · +595%COST1.9% · newBLK1.8% · -38%ISRG1.7% · +27%MCD1.3% · +145%BRK.B1.2% · -64%NFLX1.1% · +19%ABT1.1% · +12%HD0.9% · -46%PLTR0.9% · +2%KWEB0.9% · newRTX0.8% · +226%INTU0.8% · +12%SPGI0.8% · -33%TMO0.7% · -54%PG0.7% · -30%CRM0.7% · -18%WMT0.7% · newBILI0.7% · newT0.6% · +23582%MA0.6% · -70%PEP0.6% · +881%IBIT0.5% · newAMGN0.5% · +40%TSLA0.5% · -91%GILD0.5% · +183%ACN0.4% · +5%CVX0.4% · +88%WFC0.4% · -56%DIS0.4% · -47%BA0.3% · -48%SNDK0.3% · newVZ0.3% · +16033%SCHW0.3% · -21%ORCL0.3% · -80%TJX0.3% · +189%XOM0.3% · newNOW0.2% · -72%LOW0.2% · +104%UBER0.2% · -62%COF0.2% · -42%STX0.1% · newBABA0.1% · newHON0.1% · -28%APP0.1% · -93%WDC0.1% · newPDD0.1% · newNEE0.0% · +33%ANET0.0% · -99%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 80.2%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jul 22, 2026.
Assets Under Management
$2.39B
Discretionary
$2.39B
Employees
22
Accounts
16
Address
2200 ATLANTIC STREET
SUITE 310
STAMFORD, CT 06902
SUITE 310
STAMFORD, CT 06902
Phone
(203) 489-1440
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| JLTC TRUST Control | MEMBER since Apr 2024 | 10–25% | Domestic Entity |
| KAZLEY, PATRICK, STEVEN Control | CHIEF EXECUTIVE OFFICER since Jul 2026 | 10–25% | Individual |
| MALLOCH, IAN, ANDREW Control | CHIEF OPERATING OFFICER since Jul 2016 | Less than 5% | Individual |
| PETERS, CHARLES, ERIC Control | CHIEF INVESTMENT OFFICER since Jun 2026 | Less than 5% | Individual |
| PETERS, CHARLES, ERIC Control | TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT since Apr 2016 | 10–25% | Individual |
| PETERS, CHARLES, ERIC Control | TRUSTEE - JLTC TRUST since Jan 2024 | 10–25% | Individual |
| PETERS, TAMARA, LOUISE Control | TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT since Apr 2016 | 10–25% | Individual |
| PETERS, TAMARA, LOUISE Control | TRUSTEE - JLTC TRUST since Jan 2024 | 10–25% | Individual |
| PRAJNA, STEPHEN, NMN Control | DEPUTY CHIEF INVESTMENT OFFICER since Jan 2024 | 5–10% | Individual |
| THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT Control | MEMBER since Apr 2016 | 10–25% | Domestic Entity |
| THE STEPHEN PRAJNA REVOCABLE TRUST Control | DEPUTY CHIEF INVESTMENT OFFICER since Jan 2024 | Less than 5% | Domestic Entity |
| WALLIN, WILLIAM, GERARD Control | CHIEF COMPLIANCE OFFICER since Jun 2017 | Less than 5% | Individual |
| GRANT, ANNETTE, MORRELL | TRUSTEE - THE GRANT FAMILY TRUST DTD 11/8/12 since Nov 2012 | 5–10% | Individual |
| GRANT, GEOFFREY, TAYLOR | MEMBER since Mar 2013 | Less than 5% | Individual |
| GRANT, GEOFFREY, TAYLOR | TRUSTEE - THE GRANT FAMILY TRUST DTD 11/8/12 since Nov 2012 | 5–10% | Individual |
| PETERS, CRAIG, HOMER | TRUSTEE - THE PETERS FAMILY TRUST since Dec 2021 | 10–25% | Individual |
| THE GRANT FAMILY TRUST DTD 11/8/12 | MEMBER since Nov 2012 | 5–10% | Domestic Entity |
| THE PETERS FAMILY TRUST | MEMBER since Dec 2021 | 10–25% | Domestic Entity |
| GRANT, ANNETTE, MORRELL Control Indirect owner via THE GRANT FAMILY TRUST DTD 11/8/12 | TRUSTEE since Nov 2012 | General partner, trustee or manager | Individual |
| GRANT, GEOFFREY, TAYLOR Control Indirect owner via THE GRANT FAMILY TRUST DTD 11/8/12 | TRUSTEE since Nov 2012 | General partner, trustee or manager | Individual |
| PETERS, CHARLES, ERIC Control Indirect owner via THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | TRUSTEE since Apr 2016 | General partner, trustee or manager | Individual |
| PETERS, CRAIG, HOMER Control Indirect owner via THE PETERS FAMILY TRUST | TRUSTEE since Dec 2021 | General partner, trustee or manager | Individual |
| PETERS, TAMARA, LOUISE Control Indirect owner via THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | TRUSTEE since Apr 2016 | General partner, trustee or manager | Individual |
| PETERS, TAMARA, LOUISE Control Indirect owner via JLTC TRUST | TRUSTEE since Jan 2024 | General partner, trustee or manager | Individual |
| PRAJNA, STEPHEN, NMN Control Indirect owner via THE STEPHEN PRAJNA REVOCABLE TRUST | TRUSTEE since Jan 2024 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 17 filings with changes since Jun 17, 2013
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 22, 2026 filing
- ChangedKAZLEY, PATRICK, STEVEN · title PRESIDENT AND HEAD OF SOLUTIONS → CHIEF EXECUTIVE OFFICER
- ChangedPETERS, CHARLES, ERIC · title MANAGING MEMBER, CIO, AND CEO / TRUSTEE - JLTC TRUST / TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT → CHIEF INVESTMENT OFFICER / TRUSTEE - JLTC TRUST / TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT
Mar 18, 2026 filing
- No longer listedMcRandal, Ryan, NMN · DEPUTY CHIEF INVESTMENT OFFICER · 10–25% · control person · listed since Jan 2024
- ChangedTHE STEPHEN PRAJNA REVOCABLE TRUST · title TRUSTEE → DEPUTY CHIEF INVESTMENT OFFICER
Jul 25, 2025 filing
- AddedKAZLEY, PATRICK, STEVEN · PRESIDENT AND HEAD OF SOLUTIONS · 10–25% · control person
- AddedPRAJNA, STEPHEN, NMN · TRUSTEE · General partner, trustee or manager · indirect via THE STEPHEN PRAJNA REVOCABLE TRUST · control person
- AddedTHE STEPHEN PRAJNA REVOCABLE TRUST · TRUSTEE · Less than 5% · control person
- ChangedMcRandal, Ryan, NMN · title SHAREHOLDER → DEPUTY CHIEF INVESTMENT OFFICER; now a control person
- ChangedPRAJNA, STEPHEN, NMN · title SHAREHOLDER → DEPUTY CHIEF INVESTMENT OFFICER; now a control person
Mar 20, 2025 filing
- No longer listedMULLER, CHASE, ANDREW · SHAREHOLDER · 5–10% · listed since Jan 2024
Mar 19, 2025 filing
- ChangedPETERS, CHARLES, ERIC · title MANAGING MEMBER / TRUSTEE - JLTC TRUST / TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT → MANAGING MEMBER, CIO, AND CEO / TRUSTEE - JLTC TRUST / TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT
Jun 17, 2024 filing
- No longer listedPETERS, CHARLES, ERIC · TRUSTEE · General partner, trustee or manager · indirect via TAMARA L. PETERS REVOCABLE TRUST · control person · listed since Jan 2024
- No longer listedPETERS, CRAIG, HOMER · TRUSTEE · General partner, trustee or manager · indirect via THE PETERS FAMILY IRREVOCABLE TRUST · control person · listed since Dec 2021
- No longer listedPETERS, TAMARA, LOUISE · TRUSTEE · General partner, trustee or manager · indirect via TAMARA L. PETERS REVOCABLE TRUST · control person · listed since Jan 2024
- No longer listedTAMARA L. PETERS REVOCABLE TRUST · MEMBER · 10–25% · control person · listed since Jan 2024
- No longer listedTHE PETERS FAMILY IRREVOCABLE TRUST · MEMBER · 10–25% · listed since Dec 2021
- AddedJLTC TRUST · MEMBER · 10–25% · control person
- AddedPETERS, CRAIG, HOMER · TRUSTEE · General partner, trustee or manager · indirect via THE PETERS FAMILY TRUST · control person
- AddedPETERS, TAMARA, LOUISE · TRUSTEE · General partner, trustee or manager · indirect via JLTC TRUST · control person
- AddedTHE PETERS FAMILY TRUST · MEMBER · 10–25%
- ChangedPETERS, CHARLES, ERIC · title MANAGING MEMBER / TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT / TRUSTEE - THE TAMARA L. PETERS REVOCABLE TRUST → MANAGING MEMBER / TRUSTEE - JLTC TRUST / TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT
- ChangedPETERS, CRAIG, HOMER · title TRUSTEE - THE PETERS FAMILY IRREVOCABLE TRUST → TRUSTEE - THE PETERS FAMILY TRUST
- ChangedPETERS, TAMARA, LOUISE · title TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT / TRUSTEE - THE TAMARA L. PETERS REVOCABLE TRUST → TRUSTEE - JLTC TRUST / TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT
Mar 22, 2024 filing
- AddedMULLER, CHASE, ANDREW · SHAREHOLDER · 5–10%
- AddedMcRandal, Ryan, NMN · SHAREHOLDER · 10–25%
- AddedPETERS, CHARLES, ERIC · TRUSTEE · General partner, trustee or manager · indirect via TAMARA L. PETERS REVOCABLE TRUST · control person
- AddedPETERS, TAMARA, LOUISE · TRUSTEE · General partner, trustee or manager · indirect via TAMARA L. PETERS REVOCABLE TRUST · control person
- AddedPRAJNA, STEPHEN, NMN · SHAREHOLDER · 5–10%
- AddedTAMARA L. PETERS REVOCABLE TRUST · MEMBER · 10–25% · control person
- ChangedPETERS, CHARLES, ERIC · title MANAGING MEMBER / TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT → MANAGING MEMBER / TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT / TRUSTEE - THE TAMARA L. PETERS REVOCABLE TRUST; ownership 25–50% → 10–25%
- ChangedPETERS, TAMARA, LOUISE · title TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT → TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT / TRUSTEE - THE TAMARA L. PETERS REVOCABLE TRUST; ownership 25–50% → 10–25%
- ChangedTHE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT · ownership 25–50% → 10–25%
Nov 7, 2023 filing
- No longer listedALTA GP LIMITED · GENERAL PARTNER · General partner, trustee or manager · indirect via ALTA L.P. · control person · listed since Jun 2010
- No longer listedALTA L.P. · LIMITED PARTNER · 75% or more · indirect via BREVAN HOWARD CAPITAL MANAGEMENT LP · control person · listed since Jun 2012
- No longer listedBHUS HOLDINGS LLC · SPECIAL MEMBER · 25–50% · control person · listed since Oct 2020
- No longer listedBREVAN HOWARD ASSET MANAGEMENT SERVICES LTD · SOLE OWNER · 75% or more · indirect via BHUS HOLDINGS LLC · control person · listed since May 2018
- No longer listedBREVAN HOWARD CAPITAL MANAGEMENT LP · SOLE OWNER · 75% or more · indirect via BREVAN HOWARD INVESTMENT HOLDINGS LTD · control person · listed since Sep 2012
- No longer listedBREVAN HOWARD CAPITAL MANAGEMENT LTD · GENERAL PARTNER · General partner, trustee or manager · indirect via BREVAN HOWARD CAPITAL MANAGEMENT LP · control person · listed since May 2010
- No longer listedBREVAN HOWARD INVESTMENT HOLDINGS LTD · SOLE OWNER · 75% or more · indirect via BREVAN HOWARD ASSET MANAGEMENT SERVICES LTD · control person · listed since May 2018
- No longer listedHOWARD, ALAN, ELDAD · LIMITED PARTNER · 75% or more · indirect via ALTA L.P. · control person · listed since Oct 2008
- ChangedPETERS, CHARLES, ERIC · ownership 10–25% → 25–50%
- ChangedPETERS, CRAIG, HOMER · ownership 5–10% → 10–25%
- ChangedPETERS, TAMARA, LOUISE · ownership 10–25% → 25–50%
- ChangedTHE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT · ownership 10–25% → 25–50%
- ChangedTHE PETERS FAMILY IRREVOCABLE TRUST · ownership 5–10% → 10–25%
Oct 25, 2022 filing
- AddedPETERS, CRAIG, HOMER · TRUSTEE - THE PETERS FAMILY IRREVOCABLE TRUST · 5–10%
- AddedPETERS, CRAIG, HOMER · TRUSTEE · General partner, trustee or manager · indirect via THE PETERS FAMILY IRREVOCABLE TRUST · control person
- AddedTHE PETERS FAMILY IRREVOCABLE TRUST · MEMBER · 5–10%
- ChangedPETERS, CHARLES, ERIC · ownership 25–50% → 10–25%
- ChangedPETERS, TAMARA, LOUISE · ownership 25–50% → 10–25%
- ChangedTHE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT · ownership 25–50% → 10–25%
May 5, 2022 filing
- No longer listedBHJ LTD · GENERAL PARTNER · General partner, trustee or manager · indirect via BREVAN HOWARD (JERSEY) LP · control person · listed since Jun 2010
- No longer listedBREVAN HOWARD (JERSEY) LP · LIMITED PARTNER · 75% or more · indirect via BREVAN HOWARD CAPITAL MANAGEMENT LP · control person · listed since Jun 2012
- No longer listedBURGESS, JASMINE, CHRISTINA · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Nov 2021
- No longer listedHOWARD, ALAN, ELDAD · LIMITED PARTNER · 50–75% · indirect via BREVAN HOWARD (JERSEY) LP · control person · listed since Oct 2008
- AddedALTA GP LIMITED · GENERAL PARTNER · General partner, trustee or manager · indirect via ALTA L.P. · control person
- AddedALTA L.P. · LIMITED PARTNER · 75% or more · indirect via BREVAN HOWARD CAPITAL MANAGEMENT LP · control person
- AddedGRANT, ANNETTE, MORRELL · TRUSTEE · General partner, trustee or manager · indirect via THE GRANT FAMILY TRUST DTD 11/8/12 · control person
- AddedHOWARD, ALAN, ELDAD · LIMITED PARTNER · 75% or more · indirect via ALTA L.P. · control person
- ChangedGRANT, ANNETTE, MORRELL · no longer a control person
- ChangedGRANT, GEOFFREY, TAYLOR · no longer a control person
- ChangedPETERS, CHARLES, ERIC · ownership 50–75% → 25–50%
- ChangedPETERS, TAMARA, LOUISE · ownership 50–75% → 25–50%
- ChangedTHE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT · ownership 50–75% → 25–50%
- ChangedTHE GRANT FAMILY TRUST DTD 11/8/12 · no longer a control person
Older changes (8 more filings)
Mar 29, 2022 filing
- AddedBURGESS, JASMINE, CHRISTINA · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedGRANT, ANNETTE, MORRELL · TRUSTEE - THE GRANT FAMILY TRUST DTD 11/8/12 · 5–10% · control person
- AddedGRANT, GEOFFREY, TAYLOR · TRUSTEE · General partner, trustee or manager · indirect via THE GRANT FAMILY TRUST DTD 11/8/12 · control person
- AddedPETERS, CHARLES, ERIC · TRUSTEE · General partner, trustee or manager · indirect via THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT · control person
- AddedPETERS, TAMARA, LOUISE · TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT · 50–75% · control person
- AddedPETERS, TAMARA, LOUISE · TRUSTEE · General partner, trustee or manager · indirect via THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT · control person
- AddedTHE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT · MEMBER · 50–75% · control person
- AddedTHE GRANT FAMILY TRUST DTD 11/8/12 · MEMBER · 5–10% · control person
- ChangedGRANT, GEOFFREY, TAYLOR · title MEMBER → MEMBER / TRUSTEE - THE GRANT FAMILY TRUST DTD 11/8/12; ownership 10–25% → 5–10%
- ChangedPETERS, CHARLES, ERIC · title MANAGING MEMBER → MANAGING MEMBER / TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT
Jun 25, 2021 filing
- AddedBHJ LTD · GENERAL PARTNER · General partner, trustee or manager · indirect via BREVAN HOWARD (JERSEY) LP · control person
- AddedBREVAN HOWARD (JERSEY) LP · LIMITED PARTNER · 75% or more · indirect via BREVAN HOWARD CAPITAL MANAGEMENT LP · control person
- AddedBREVAN HOWARD CAPITAL MANAGEMENT LP · SOLE OWNER · 75% or more · indirect via BREVAN HOWARD INVESTMENT HOLDINGS LTD · control person
- AddedBREVAN HOWARD CAPITAL MANAGEMENT LTD · GENERAL PARTNER · General partner, trustee or manager · indirect via BREVAN HOWARD CAPITAL MANAGEMENT LP · control person
- AddedBREVAN HOWARD INVESTMENT HOLDINGS LTD · SOLE OWNER · 75% or more · indirect via BREVAN HOWARD ASSET MANAGEMENT SERVICES LTD · control person
- AddedHOWARD, ALAN, ELDAD · LIMITED PARTNER · 50–75% · indirect via BREVAN HOWARD (JERSEY) LP · control person
Jun 1, 2021 filing
- AddedBREVAN HOWARD ASSET MANAGEMENT SERVICES LTD · SOLE OWNER · 75% or more · indirect via BHUS HOLDINGS LLC · control person
Oct 26, 2020 filing
- AddedBHUS HOLDINGS LLC · SPECIAL MEMBER · 25–50% · control person
- ChangedPETERS, CHARLES, ERIC · ownership 75% or more → 50–75%
Jun 30, 2017 filing
- No longer listedHASSAN, DAVID, ABDO · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2016
- AddedWALLIN, WILLIAM, GERARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jul 27, 2016 filing
- No longer listedLISENBY, STEPHEN, THOMAS · CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2013
- AddedHASSAN, DAVID, ABDO · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedMALLOCH, IAN, ANDREW · CHIEF OPERATING OFFICER · Less than 5% · control person
Feb 7, 2014 filing
- ChangedLISENBY, STEPHEN, THOMAS · title CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER
Jun 17, 2013 filing (earliest on record)
- ListedGRANT, GEOFFREY, TAYLOR · MEMBER · 10–25% · control person
- ListedLISENBY, STEPHEN, THOMAS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedPETERS, CHARLES, ERIC · MANAGING MEMBER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- META PLATFORMS INC$801.8K +54.2%
- MCDONALDS CORP$146.2K +113.4%
- AT&T INC$131.6K +16803.7%
- RTX CORPORATION$120.5K +220.8%
- PEPSICO INC$104.4K +755.2%
Top Trims
- MICROSOFT CORP-$2.6M -69.9%
- BOOKING HOLDINGS INC-$1.3M -70.6%
- TESLA INC-$893.0K -89.8%
- BERKSHIRE HATHAWAY INC DEL-$420.6K -62.4%
- MASTERCARD INCORPORATED-$275.0K -69.5%
New Positions
- SPDR S&P 500 ETF TR$9.6M
- ISHARES TR$1.5M
- COSTCO WHSL CORP NEW$396.6K
- KRANESHARES TRUST$177.9K
- WALMART INC$142.4K
Exited Positions
- APPLE INC$2.6M
- NVIDIA CORPORATION$2.4M
- AMAZON COM INC$1.2M
- ALPHABET INC$1.1M
- BROADCOM INC$1.0M
One River Asset Management, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR Call | SPY | 78462F103 | $39.1M | 12.63% | 52,400 | SH |
| 2 | NVIDIA CORPORATION Call | NVDA | 67066G104 | $9.9M | 3.19% | 49,400 | SH |
| 3 | NVIDIA CORPORATION Put | NVDA | 67066G104 | $9.7M | 3.12% | 48,300 | SH |
| 4 | SPDR S&P 500 ETF TR | SPY | 78462F103 | $9.6M | 3.10% | 12,856 | SH |
| 5 | SPDR S&P 500 ETF TR Put | SPY | 78462F103 | $9.0M | 2.89% | 12,000 | SH |
| 6 | APPLE INC Put | AAPL | 037833100 | $8.9M | 2.86% | 30,600 | SH |
| 7 | APPLE INC Call | AAPL | 037833100 | $8.2M | 2.64% | 28,300 | SH |
| 8 | META PLATFORMS INC Put | META | 30303M102 | $6.9M | 2.24% | 12,300 | SH |
| 9 | MICROSOFT CORP Call | MSFT | 594918104 | $6.0M | 1.93% | 16,000 | SH |
| 10 | MICROSOFT CORP Put | MSFT | 594918104 | $5.6M | 1.81% | 15,000 | SH |
| 11 | AMAZON COM INC Call | AMZN | 023135106 | $4.6M | 1.50% | 19,500 | SH |
| 12 | AMAZON COM INC Put | AMZN | 023135106 | $4.6M | 1.50% | 19,500 | SH |
| 13 | KLA CORP Put | KLAC | 482480100 | $4.6M | 1.48% | 15,200 | SH |
| 14 | ALPHABET INC Call | GOOGL | 02079K305 | $4.1M | 1.33% | 11,500 | SH |
| 15 | ALPHABET INC Put | GOOGL | 02079K305 | $4.1M | 1.32% | 11,400 | SH |
| 16 | MP MATERIALS CORP Call | MP | 553368101 | $4.0M | 1.30% | 72,000 | SH |
| 17 | KLA CORP Call | KLAC | 482480100 | $3.9M | 1.27% | 13,000 | SH |
| 18 | BROADCOM INC Put | AVGO | 11135F101 | $3.7M | 1.18% | 9,700 | SH |
| 19 | ALPHABET INC Put | GOOG | 02079K107 | $3.3M | 1.05% | 9,200 | SH |
| 20 | BROADCOM INC Call | AVGO | 11135F101 | $3.1M | 1.01% | 8,300 | SH |
| 21 | ALPHABET INC Call | GOOG | 02079K107 | $3.0M | 0.97% | 8,500 | SH |
| 22 | BOOKING HOLDINGS INC Call | BKNG | 09857L108 | $2.7M | 0.86% | 15,000 | SH |
| 23 | BOOKING HOLDINGS INC Put | BKNG | 09857L108 | $2.7M | 0.86% | 15,000 | SH |
| 24 | PDD HOLDINGS INC Put | PDD | 722304102 | $2.6M | 0.84% | 34,200 | SH |
| 25 | PDD HOLDINGS INC Call | PDD | 722304102 | $2.6M | 0.83% | 33,900 | SH |
| 26 | TESLA INC Put | TSLA | 88160R101 | $2.5M | 0.81% | 6,000 | SH |
| 27 | TESLA INC Call | TSLA | 88160R101 | $2.5M | 0.80% | 5,900 | SH |
| 28 | META PLATFORMS INC Call | META | 30303M102 | $2.5M | 0.80% | 4,400 | SH |
| 29 | ISHARES TR Put | FXI | 464287184 | $2.4M | 0.78% | 76,700 | SH |
| 30 | MICRON TECHNOLOGY INC Call | MU | 595112103 | $2.3M | 0.75% | 2,000 | SH |
| 31 | MICRON TECHNOLOGY INC Put | MU | 595112103 | $2.3M | 0.75% | 2,000 | SH |
| 32 | META PLATFORMS INC | META | 30303M102 | $2.3M | 0.74% | 4,048 | SH |
| 33 | ELI LILLY & CO Call | LLY | 532457108 | $2.3M | 0.74% | 1,900 | SH |
| 34 | ELI LILLY & CO Put | LLY | 532457108 | $2.3M | 0.74% | 1,900 | SH |
| 35 | NETEASE INC Put | NTES | 64110W102 | $2.0M | 0.64% | 15,400 | SH |
| 36 | NETEASE INC Call | NTES | 64110W102 | $1.9M | 0.62% | 15,000 | SH |
| 37 | GE VERNOVA INC Put | GEV | 36828A101 | $1.9M | 0.61% | 1,600 | SH |
| 38 | BERKSHIRE HATHAWAY INC DEL Call | BRK.B | 084670702 | $1.9M | 0.60% | 3,700 | SH |
| 39 | JPMORGAN CHASE & CO. Put | JPM | 46625H100 | $1.8M | 0.59% | 5,600 | SH |
| 40 | MP MATERIALS CORP Put | MP | 553368101 | $1.8M | 0.59% | 32,600 | SH |
| 41 | CATERPILLAR INC Put | CAT | 149123101 | $1.8M | 0.58% | 1,700 | SH |
| 42 | JPMORGAN CHASE & CO. Call | JPM | 46625H100 | $1.8M | 0.58% | 5,500 | SH |
| 43 | ADVANCED MICRO DEVICES INC Call | AMD | 007903107 | $1.7M | 0.56% | 3,000 | SH |
| 44 | ADVANCED MICRO DEVICES INC Put | AMD | 007903107 | $1.7M | 0.56% | 3,000 | SH |
| 45 | CATERPILLAR INC Call | CAT | 149123101 | $1.7M | 0.55% | 1,600 | SH |
| 46 | COSTCO WHSL CORP NEW Call | COST | 22160K105 | $1.7M | 0.54% | 1,800 | SH |
| 47 | COSTCO WHSL CORP NEW Put | COST | 22160K105 | $1.7M | 0.54% | 1,800 | SH |
| 48 | GE VERNOVA INC Call | GEV | 36828A101 | $1.6M | 0.53% | 1,400 | SH |
| 49 | GOLDMAN SACHS GROUP INC Call | GS | 38141G104 | $1.6M | 0.52% | 1,600 | SH |
| 50 | GOLDMAN SACHS GROUP INC Put | GS | 38141G104 | $1.6M | 0.52% | 1,600 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-28 | $309.8M | 250 | 0001616336-26-000004 |
| 2026-03-31 | 2026-04-27 | $273.3M | 255 | 0001616336-26-000003 |
| 2025-12-31 | 2026-01-28 | $1.06B | 234 | 0001616336-26-000001 |
Filer Information
Address
2200 ATLANTIC STREETSUITE 310
STAMFORD, CT 06902
Phone
(203) 489-1440
Filing Manager
One River Asset Management, LLC
STAMFORD, CT
Signatory
Will Wallin
CCO