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Spectrum Asset Management, Inc. (NB/CA) — 13F Holdings & Portfolio

CIK 1632078 · latest 13F-HR filed 2026-08-03

Backtest portfolio

Spectrum Asset Management, Inc. (NB/CA) manages $360.4M in 13F-reported U.S. long-equity assets across 130 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are WFC (9.34%), RSP (7.43%), VUSB (6.74%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 14 new positions and exited 8; 50 existing positions rose in reported value and 27 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$360.4M

Long-equity book

Holdings
130

Distinct positions

Period
2026-06-30

Filed 2026-08-03

Q/Q Activity
+14 / −8 / ↑50 / ↓27

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
WFC9.3% · -2%RSP7.4% · +68%VUSB6.7% · +5%SCHV5.1% · +10%DMAY3.6% · +103%DSEP3.4% · -0%IAU3.3% · -0%DMAR3.1% · -0%LQD2.6% · newYMAR2.0% · +1%DFEB2.0% · -3%SCHF1.9% · +45%GOOG1.8% · -1%CSCO1.8% · -1%SCHG1.7% · +4%DDEC1.6% · -1%XOM1.5% · -0%CVX1.5% · 0%USMV1.4% · +7%EME1.3% · -13%WMT1.3% · -0%ABBV1.3% · +0%DJUN1.3% · newSGOV1.2% · newEMXC1.2% · newILMN1.2% · +5%DUK1.0% · -0%SCJ1.0% · +4%SCHW1.0% · +0%LHX1.0% · -0%MSFT1.0% · -5%NVS1.0% · -13%FCX1.0% · +3%EMR0.9% · -0%EW0.9% · 0%SCHR0.9% · -6%BRK.B0.9% · -0%XLE0.9% · +2%CLOX0.9% · +8%ESGU0.8% · +5%SOLS0.7% · +102%LIN0.7% · -0%SPY0.7% · -5%SCHB0.6% · -11%ORCL0.6% · -0%BRK.A0.6% · 0%HON0.6% · -50%HONA0.5% · newDJAN0.5% · -2%GOOGL0.5% · -5%AAPL0.5% · +29%DNOV0.4% · 0%DAPR0.4% · +370%COST0.4% · +0%V0.4% · +0%RTX0.3% · +0%MCK0.3% · 0%VUG0.3% · +500%GEV0.3% · 0%GE0.3% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 46.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

Name Title / Status Ownership Type

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Spectrum Asset Management, Inc. (NB/CA) Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 WELLS FARGO & CO WFC 949746101 $33.7M 9.34% 407,194 SH
2 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $26.8M 7.43% 125,941 SH
3 VANGUARD BD INDEX FDS VUSB 92203C303 $24.3M 6.74% 487,873 SH
4 SCHWAB STRATEGIC TR SCHV 808524409 $18.3M 5.07% 524,862 SH
5 FIRST TR EXCHNG TRADED FD VI DMAY 33740F730 $12.9M 3.57% 273,257 SH
6 FIRST TR EXCHNG TRADED FD VI DSEP 33740F680 $12.1M 3.35% 254,816 SH
7 ISHARES GOLD TR IAU 464285204 $12.1M 3.34% 159,602 SH
8 FIRST TR EXCHNG TRADED FD VI DMAR 33740F615 $11.0M 3.07% 246,980 SH
9 ISHARES TR LQD 464287242 $9.5M 2.63% 86,909 SH
10 FIRST TR EXCHNG TRADED FD VI YMAR 33740F573 $7.2M 2.01% 252,509 SH
11 FIRST TR EXCHNG TRADED FD VI DFEB 33740F771 $7.1M 1.96% 139,879 SH
12 SCHWAB STRATEGIC TR SCHF 808524805 $6.8M 1.89% 245,930 SH
13 ALPHABET INC GOOG 02079K107 $6.7M 1.85% 18,831 SH
14 CISCO SYS INC CSCO 17275R102 $6.4M 1.77% 54,449 SH
15 SCHWAB STRATEGIC TR SCHG 808524300 $6.1M 1.70% 181,120 SH
16 FIRST TR EXCHNG TRADED FD VI DDEC 33740U406 $5.6M 1.56% 118,323 SH
17 EXXON MOBIL CORP XOM 30231G102 $5.5M 1.52% 40,149 SH
18 CHEVRON CORPORATION CVX 166764100 $5.3M 1.48% 32,231 SH
19 ISHARES TR USMV 46429B697 $5.1M 1.41% 52,587 SH
20 EMCOR GROUP INC EME 29084Q100 $4.6M 1.27% 5,525 SH
21 WALMART INC WMT 931142103 $4.6M 1.27% 40,432 SH
22 ABBVIE INC ABBV 00287Y109 $4.6M 1.27% 18,159 SH
23 FIRST TR EXCHNG TRADED FD VI DJUN 33740F714 $4.5M 1.26% 92,169 SH
24 ISHARES TR SGOV 46436E718 $4.4M 1.21% 43,369 SH
25 ISHARES INC EMXC 46434G764 $4.2M 1.17% 41,062 SH
26 ILLUMINA INC ILMN 452327109 $4.1M 1.15% 23,586 SH
27 ISHARES INC SCJ 464286582 $3.7M 1.03% 35,337 SH
28 DUKE ENERGY CORP NEW DUK 26441C204 $3.7M 1.03% 29,317 SH
29 SCHWAB CHARLES CORP SCHW 808513105 $3.7M 1.03% 40,174 SH
30 L3HARRIS TECHNOLOGIES INC LHX 502431109 $3.7M 1.03% 12,730 SH
31 MICROSOFT CORP MSFT 594918104 $3.6M 1.00% 9,696 SH
32 NOVARTIS AG NVS 66987V109 $3.6M 0.99% 22,660 SH
33 FREEPORT MCMORAN INC FCX 35671D857 $3.5M 0.98% 55,922 SH
34 EMERSON ELEC CO EMR 291011104 $3.4M 0.94% 23,718 SH
35 EDWARDS LIFESCIENCES CORP EW 28176E108 $3.3M 0.90% 36,010 SH
36 SCHWAB STRATEGIC TR SCHR 808524854 $3.2M 0.89% 130,560 SH
37 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $3.2M 0.89% 6,423 SH
38 SELECT SECTOR SPDR TR XLE 81369Y506 $3.2M 0.88% 60,038 SH
39 SERIES PORTFOLIOS TR CLOX 81752T486 $3.2M 0.88% 124,361 SH
40 ISHARES TR ESGU 46435G425 $2.8M 0.78% 17,089 SH
41 SOLSTICE ADVANCED MATLS INC SOLS 83443Q103 $2.7M 0.74% 30,289 SH
42 LINDE PLC LIN G54950103 $2.4M 0.68% 4,717 SH
43 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.4M 0.67% 3,224 SH
44 SCHWAB STRATEGIC TR SCHB 808524102 $2.3M 0.64% 80,233 SH
45 ORACLE CORP ORCL 68389X105 $2.3M 0.64% 15,806 SH
46 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $2.2M 0.62% 3 SH
47 HONEYWELL INTL INC HON 438516205 $2.0M 0.55% 8,865 SH
48 HONEYWELL AEROSPACE INC HONA 43849R105 $2.0M 0.54% 8,850 SH
49 FIRST TR EXCHNG TRADED FD VI DJAN 33740F631 $1.8M 0.51% 40,032 SH
50 ALPHABET INC GOOGL 02079K305 $1.8M 0.51% 5,096 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-03 $360.4M 130 0001632078-26-000009
2026-03-31 2026-04-22 $314.8M 121 0001632078-26-000005
2025-12-31 2026-01-26 $299.8M 119 0001632078-26-000003
Filer Information
Address
1301 DOVE STREET, SUITE 720
NEWPORT BEACH, CA 92660
Phone
(949) 717-3400
Filing Manager
Spectrum Asset Management, Inc. (NB/CA)
NEWPORT BEACH, CA
Signatory
Tony Jung
COO