Klingman & Associates, LLC — 13F Holdings & Portfolio
CIK 1662449 · latest 13F-HR filed 2026-05-14
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$2.09B
Long-equity book
Holdings
332
Distinct positions
Period
2026-03-31
Filed 2026-05-14
Q/Q Activity
+26 / −20 / ↑108 / ↓82
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD MALVERN FDS$17.9M +17.3%
- VANGUARD TAX-MANAGED FDS$6.0M +8.4%
- ISHARES TR$5.5M +8.1%
- ISHARES TR$5.3M +6.6%
- ISHARES TR$5.2M +5.3%
Top Trims
- ISHARES TR-$16.8M -97.4%
- SPDR SERIES TRUST-$7.0M -9.8%
- APPLE INC-$5.5M -7.4%
- MICROSOFT CORP-$3.5M -20.5%
- INVESCO EXCHANGE TRADED FD T-$2.6M -8.1%
New Positions
- ISHARES TR$1.7M
- ISHARES TR$1.2M
- STRIVE INC$739.1K
- ETSY INC$468.5K
- ASTRAZENECA PLC$310.4K
Exited Positions
- PUBLIC SVC ENTERPRISE GRP IN$519.9K
- BROWN & BROWN INC$398.8K
- ADOBE INC$386.4K
- GENERAL MLS INC$290.1K
- ISHARES TR$281.9K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $344.0M | 16.47% | 526,701 | SH |
| 2 | VANGUARD MALVERN FDS | VTIP | 922020805 | $121.1M | 5.80% | 2,425,416 | SH |
| 3 | ISHARES TR | IJH | 464287507 | $105.1M | 5.03% | 1,556,145 | SH |
| 4 | ISHARES TR | IEFA | 46432F842 | $86.7M | 4.15% | 957,356 | SH |
| 5 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $77.6M | 3.71% | 1,210,939 | SH |
| 6 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $75.0M | 3.59% | 115,315 | SH |
| 7 | ISHARES TR | IJR | 464287804 | $73.7M | 3.53% | 592,795 | SH |
| 8 | APPLE INC | AAPL | 037833100 | $68.5M | 3.28% | 269,842 | SH |
| 9 | SPDR SERIES TRUST | SPYV | 78464A508 | $66.4M | 3.18% | 1,173,507 | SH |
| 10 | SPDR SERIES TRUST | SPYG | 78464A409 | $64.1M | 3.07% | 654,814 | SH |
| 11 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $54.3M | 2.60% | 1,004,376 | SH |
| 12 | INVESCO EXCH TRADED FD TR II | RWL | 46138G698 | $37.8M | 1.81% | 329,029 | SH |
| 13 | ISHARES TR | IBDU | 46436E205 | $36.8M | 1.76% | 1,580,678 | SH |
| 14 | ISHARES TR | IBDV | 46436E726 | $36.1M | 1.73% | 1,650,363 | SH |
| 15 | ISHARES TR | IBDW | 46436E486 | $35.6M | 1.70% | 1,699,798 | SH |
| 16 | ISHARES INC | IEMG | 46434G103 | $33.8M | 1.62% | 484,089 | SH |
| 17 | ISHARES TR | USMV | 46429B697 | $33.5M | 1.61% | 361,598 | SH |
| 18 | ISHARES TR | IBDT | 46435U515 | $33.0M | 1.58% | 1,304,385 | SH |
| 19 | SPDR SERIES TRUST | MDYV | 78464A839 | $31.5M | 1.51% | 369,859 | SH |
| 20 | SPDR SERIES TRUST | MDYG | 78464A821 | $31.1M | 1.49% | 324,175 | SH |
| 21 | INVESCO EXCHANGE TRADED FD T | PRF | 46137V613 | $29.4M | 1.41% | 618,139 | SH |
| 22 | SPDR SERIES TRUST | SDY | 78464A763 | $27.6M | 1.32% | 189,356 | SH |
| 23 | CITIZENS FINL GROUP INC | CFG | 174610105 | $27.4M | 1.31% | 456,878 | SH |
| 24 | ISHARES TR | IBDX | 46436E312 | $27.3M | 1.31% | 1,081,554 | SH |
| 25 | SPDR SERIES TRUST | SLYV | 78464A300 | $26.6M | 1.27% | 281,041 | SH |
| 26 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $25.7M | 1.23% | 41,668 | SH |
| 27 | ISHARES TR | IBDS | 46435UAA9 | $23.9M | 1.14% | 985,527 | PRN |
| 28 | SPDR SERIES TRUST | SLYG | 78464A201 | $19.7M | 0.94% | 204,106 | SH |
| 29 | VANGUARD INDEX FDS | VTI | 922908769 | $14.4M | 0.69% | 44,937 | SH |
| 30 | MICROSOFT CORP | MSFT | 594918104 | $13.8M | 0.66% | 37,161 | SH |
| 31 | ISHARES TR | NYF | 464288323 | $12.7M | 0.61% | 239,875 | SH |
| 32 | ISHARES TR | SCZ | 464288273 | $12.3M | 0.59% | 156,770 | SH |
| 33 | AMAZON COM INC | AMZN | 023135106 | $12.2M | 0.58% | 58,351 | SH |
| 34 | NVIDIA CORPORATION | NVDA | 67066G104 | $11.7M | 0.56% | 66,895 | SH |
| 35 | DATADOG INC | DDOG | 23804L103 | $9.7M | 0.46% | 82,167 | SH |
| 36 | ALPHABET INC | GOOG | 02079K107 | $8.9M | 0.43% | 30,999 | SH |
| 37 | ALPHABET INC | GOOGL | 02079K305 | $7.9M | 0.38% | 27,370 | SH |
| 38 | ISHARES TR | IWB | 464287622 | $7.9M | 0.38% | 22,034 | SH |
| 39 | ISHARES TR | IWM | 464287655 | $7.7M | 0.37% | 31,249 | SH |
| 40 | JPMORGAN CHASE & CO | JPM | 46625H100 | $7.6M | 0.36% | 25,794 | SH |
| 41 | VANGUARD INDEX FDS | VOO | 922908363 | $6.8M | 0.32% | 11,339 | SH |
| 42 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $6.7M | 0.32% | 13,891 | SH |
| 43 | EXXON MOBIL CORP | XOM | 30231G102 | $6.6M | 0.32% | 38,929 | SH |
| 44 | FLEXSHARES TR | TDTT | 33939L506 | $6.4M | 0.31% | 266,019 | SH |
| 45 | J P MORGAN EXCHANGE TRADED F | JMST | 46641Q654 | $6.2M | 0.30% | 121,774 | SH |
| 46 | JONES LANG LASALLE INC | JLL | 48020Q107 | $5.8M | 0.28% | 19,041 | SH |
| 47 | VANGUARD INDEX FDS | VNQ | 922908553 | $5.2M | 0.25% | 58,289 | SH |
| 48 | ISHARES TR | DVY | 464287168 | $4.9M | 0.23% | 32,219 | SH |
| 49 | ISHARES TR | SOXX | 464287523 | $4.6M | 0.22% | 13,969 | SH |
| 50 | JOHNSON & JOHNSON | JNJ | 478160104 | $4.4M | 0.21% | 18,072 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $2.09B | 332 | 0001172661-26-001944 |
| 2025-12-31 | 2026-01-29 | $2.07B | 326 | 0001172661-26-000376 |
| 2025-09-30 | 2025-10-27 | $1.98B | 319 | 0001172661-25-004438 |