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Klingman & Associates, LLC — 13F Holdings & Portfolio

CIK 1662449 · latest 13F-HR filed 2026-07-29

Backtest portfolio

Klingman & Associates, LLC manages $2.35B in 13F-reported U.S. long-equity assets across 350 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (16.92%), VTIP (5.58%), IJH (5.27%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 33 new positions and exited 15; 186 existing positions rose in reported value and 53 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$2.35B

Long-equity book

Holdings
350

Distinct positions

Period
2026-06-30

Filed 2026-07-29

Q/Q Activity
+33 / −15 / ↑186 / ↓53

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV16.9% · +1%VTIP5.6% · +8%IJH5.3% · +3%IEFA4.1% · +5%VEA3.8% · +3%IJR3.8% · +1%SPY3.7% · -0%SPYG3.3% · -1%AAPL3.3% · -2%SPYV3.0% · 0%VWO2.5% · -2%RWL1.9% · +8%IEMG1.8% · +4%IBDU1.6% · +3%IBDV1.6% · +4%IBDW1.6% · +4%USMV1.5% · -2%MDYG1.4% · -8%PRF1.4% · -1%IBDT1.4% · -1%MDYV1.4% · -8%SLYV1.3% · -0%IBDX1.3% · +9%MDY1.2% · -0%CFG1.2% · -10%SDY1.2% · -1%SLYG1.0% · -0%IBDS1.0% · newDDOG0.7% · -18%VTI0.7% · +0%AMZN0.6% · +6%MSFT0.6% · +2%NVDA0.6% · +4%SCZ0.5% · -1%NYF0.5% · -2%GOOG0.5% · +2%GOOGL0.4% · +2%IWM0.4% · -1%IWB0.4% · -1%JPM0.4% · +2%VOO0.3% · +1%BRK.B0.3% · +11%SOXX0.3% · -14%AMAT0.3% · +0%TDTT0.3% · -1%JLL0.3% · 0%VNQ0.2% · -1%AVGO0.2% · +4%XOM0.2% · +0%DVY0.2% · -0%JNJ0.2% · -4%DFAT0.2% · -2%SPLV0.2% · 0%VEU0.2% · +0%META0.2% · +5%MA0.2% · -4%CROX0.2% · +5%GE0.2% · +2%IWF0.2% · +300%DFIV0.2% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 52.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 1, 2026.

Assets Under Management
$5.66B
Discretionary
$4.14B
Employees
25
Accounts
3,532
Address
120 WEST 45TH STREET
SUITE 3800
NEW YORK, NY 10036
Phone
(212) 867-7647
Website
Name Title / Status Ownership Type
DELMORO, DANIEL, MICHAEL ControlDIRECTOR OF INVESTMENTS
since Jan 2022
10–25%Individual
KLINGMAN, GERARD, ALBERT ControlPRESIDENT/MANAGING MEMBER
since Mar 2001
50–75%Individual
KLINGMAN, THOMAS, JOSEPH ControlWEALTH ADVISOR
since Jan 2022
10–25%Individual
PALEY, MICHAEL, DAVID ControlCHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER
since Nov 2014
10–25%Individual
Ownership & leadership changes · 5 filings with changes since Mar 19, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 14, 2024 filing
  • ChangedKLINGMAN, GERARD, ALBERT · ownership 75% or more → 50–75%
Mar 8, 2023 filing
  • ChangedPALEY, MICHAEL, DAVID · ownership Less than 5% → 10–25%
Mar 18, 2022 filing
  • AddedDELMORO, DANIEL, MICHAEL · DIRECTOR OF INVESTMENTS · 10–25% · control person
  • AddedKLINGMAN, THOMAS, JOSEPH · WEALTH ADVISOR · 10–25% · control person
Mar 27, 2015 filing
  • No longer listedBROWN, NANCY, CAROLYN · VICE PRESIDENT · Less than 5% · control person · listed since Jan 2001
  • No longer listedLAUB, CRAIG · VICE PRESIDENT · Less than 5% · control person · listed since Jan 2006
  • ChangedPALEY, MICHAEL, DAVID · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER
Nov 14, 2014 filing
  • AddedPALEY, MICHAEL, DAVID · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedBROWN, NANCY, CAROLYN · title VICE PRESIDENT/CHIEF COMPLIANCE OFFICER → VICE PRESIDENT
Mar 19, 2012 filing (earliest on record)
  • ListedBROWN, NANCY, CAROLYN · VICE PRESIDENT/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedKLINGMAN, GERARD, ALBERT · PRESIDENT/MANAGING MEMBER · 75% or more · control person
  • ListedLAUB, CRAIG · VICE PRESIDENT · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 186 →

Top Trims

Show all 53 →

New Positions

Show all 33 →

Exited Positions

Show all 15 →

Klingman & Associates, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $397.5M 16.92% 530,731 SH
2 VANGUARD MALVERN FDS VTIP 922020805 $131.2M 5.58% 2,611,590 SH
3 ISHARES TR IJH 464287507 $123.7M 5.27% 1,604,169 SH
4 ISHARES TR IEFA 46432F842 $96.8M 4.12% 1,002,180 SH
5 VANGUARD TAX-MANAGED FDS VEA 921943858 $88.8M 3.78% 1,245,724 SH
6 ISHARES TR IJR 464287804 $88.5M 3.77% 596,811 SH
7 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $85.8M 3.65% 114,856 SH
8 SPDR SERIES TRUST SPYG 78464A409 $77.0M 3.28% 646,841 SH
9 APPLE INC AAPL 037833100 $76.4M 3.25% 263,977 SH
10 SPDR SERIES TRUST SPYV 78464A508 $71.3M 3.04% 1,173,526 SH
11 VANGUARD INTL EQUITY INDEX F VWO 922042858 $58.8M 2.50% 984,338 SH
12 INVESCO EXCH TRADED FD TR II RWL 46138G698 $45.2M 1.92% 353,559 SH
13 ISHARES INC IEMG 46434G103 $41.5M 1.77% 501,018 SH
14 ISHARES TR IBDU 46436E205 $37.6M 1.60% 1,622,444 SH
15 ISHARES TR IBDV 46436E726 $37.4M 1.59% 1,715,577 SH
16 ISHARES TR IBDW 46436E486 $36.8M 1.57% 1,766,564 SH
17 ISHARES TR USMV 46429B697 $34.2M 1.46% 354,842 SH
18 SPDR SERIES TRUST MDYG 78464A821 $33.4M 1.42% 297,555 SH
19 INVESCO EXCHANGE TRADED FD T PRF 46137V613 $33.2M 1.41% 614,153 SH
20 ISHARES TR IBDT 46435U515 $32.7M 1.39% 1,294,887 SH
21 SPDR SERIES TRUST MDYV 78464A839 $32.3M 1.38% 340,538 SH
22 SPDR SERIES TRUST SLYV 78464A300 $30.5M 1.30% 279,909 SH
23 ISHARES TR IBDX 46436E312 $29.6M 1.26% 1,175,446 SH
24 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $29.2M 1.24% 41,488 SH
25 CITIZENS FINL GROUP INC CFG 174610105 $28.7M 1.22% 409,912 SH
26 SPDR SERIES TRUST SDY 78464A763 $28.5M 1.21% 187,332 SH
27 SPDR SERIES TRUST SLYG 78464A201 $24.3M 1.03% 203,898 SH
28 ISHARES TR IBDS 46435UAA9 $23.2M 0.99% 959,571 SH
29 DATADOG INC DDOG 23804L103 $17.6M 0.75% 67,523 SH
30 VANGUARD INDEX FDS VTI 922908769 $16.6M 0.71% 44,970 SH
31 AMAZON COM INC AMZN 023135106 $14.7M 0.63% 61,796 SH
32 MICROSOFT CORP MSFT 594918104 $14.1M 0.60% 37,765 SH
33 NVIDIA CORPORATION NVDA 67066G104 $13.9M 0.59% 69,645 SH
34 ISHARES TR SCZ 464288273 $12.8M 0.54% 155,240 SH
35 ISHARES TR NYF 464288323 $12.7M 0.54% 236,010 SH
36 ALPHABET INC GOOG 02079K107 $11.2M 0.48% 31,594 SH
37 ALPHABET INC GOOGL 02079K305 $9.9M 0.42% 27,837 SH
38 ISHARES TR IWM 464287655 $9.3M 0.39% 30,863 SH
39 ISHARES TR IWB 464287622 $8.9M 0.38% 21,719 SH
40 JPMORGAN CHASE & CO JPM 46625H100 $8.6M 0.36% 26,178 SH
41 VANGUARD INDEX FDS VOO 922908363 $7.8M 0.33% 11,409 SH
42 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $7.7M 0.33% 15,430 SH
43 ISHARES TR SOXX 464287523 $7.7M 0.33% 11,969 SH
44 APPLIED MATLS INC AMAT 038222105 $7.6M 0.32% 10,507 SH
45 FLEXSHARES TR TDTT 33939L506 $6.3M 0.27% 264,386 SH
46 JONES LANG LASALLE INC JLL 48020Q107 $5.9M 0.25% 19,041 SH
47 VANGUARD INDEX FDS VNQ 922908553 $5.6M 0.24% 57,654 SH
48 BROADCOM INC AVGO 11135F101 $5.5M 0.23% 14,435 SH
49 EXXON MOBIL CORP XOM 30231G102 $5.3M 0.23% 39,028 SH
50 ISHARES TR DVY 464287168 $5.0M 0.21% 32,133 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-29 $2.35B 350 0001172661-26-002895
2026-03-31 2026-05-14 $2.09B 332 0001172661-26-001944
2025-12-31 2026-01-29 $2.07B 326 0001172661-26-000376
2025-09-30 2025-10-27 $1.98B 319 0001172661-25-004438
Filer Information
Address
120 WEST 45TH STREET
SUITE 3800
NEW YORK, NY 10036
Phone
(212) 867-7647
Filing Manager
Klingman & Associates, LLC
New York, NY
Signatory
Michael Paley
CCO