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Klingman & Associates, LLC — 13F Holdings & Portfolio

CIK 1662449 · latest 13F-HR filed 2026-07-29

Backtest portfolio

Klingman & Associates, LLC manages $2.35B in 13F-reported U.S. long-equity assets across 350 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (16.92%), VTIP (5.58%), IJH (5.27%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 33 new positions, exited 15, added to 186, and trimmed 53.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
120 WEST 45TH STREET
SUITE 3800
NEW YORK, NY 10036
Phone
(212) 867-7647
Filing Manager
Klingman & Associates, LLC
New York, NY
Signatory
Michael Paley
CCO
Loading holdings…
AUM

$2.35B

Long-equity book

Holdings

350

Distinct positions

Period

2026-06-30

Filed 2026-07-29

Q/Q Activity

+33 / −15 / ↑186 / ↓53

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES TR$53.4M +15.5%
  • ISHARES TR$18.6M +17.7%
  • ISHARES TR$14.8M +20.1%
  • SPDR SERIES TRUST$12.9M +20.1%
  • VANGUARD TAX-MANAGED FDS$11.2M +14.4%
Show all 186 →

Top Trims

  • J P MORGAN EXCHANGE TRADED F-$5.4M -87.4%
  • EXXON MOBIL CORP-$1.3M -19.2%
  • ISHARES TR-$1.1M -63.5%
  • PIMCO ETF TR-$1.0M -48.7%
  • ISHARES U S ETF TR-$758.0K -36.9%
Show all 53 →

New Positions

  • ISHARES TR$2.0M
  • VIASAT INC$473.4K
  • DELL TECHNOLOGIES INC$375.4K
  • HONEYWELL INTL INC$327.7K
  • HONEYWELL AEROSPACE INC$324.4K
Show all 33 →

Exited Positions

  • PJT PARTNERS INC$2.0M
  • ISHARES TR$1.2M
  • BERKSHIRE HATHAWAY INC DEL$718.1K
  • HONEYWELL INTL INC$664.8K
  • POST HLDGS INC$462.0K
Show all 15 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $397.5M 16.92% 530,731 SH
2 VANGUARD MALVERN FDS VTIP 922020805 $131.2M 5.58% 2,611,590 SH
3 ISHARES TR IJH 464287507 $123.7M 5.27% 1,604,169 SH
4 ISHARES TR IEFA 46432F842 $96.8M 4.12% 1,002,180 SH
5 VANGUARD TAX-MANAGED FDS VEA 921943858 $88.8M 3.78% 1,245,724 SH
6 ISHARES TR IJR 464287804 $88.5M 3.77% 596,811 SH
7 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $85.8M 3.65% 114,856 SH
8 SPDR SERIES TRUST SPYG 78464A409 $77.0M 3.28% 646,841 SH
9 APPLE INC AAPL 037833100 $76.4M 3.25% 263,977 SH
10 SPDR SERIES TRUST SPYV 78464A508 $71.3M 3.04% 1,173,526 SH
11 VANGUARD INTL EQUITY INDEX F VWO 922042858 $58.8M 2.50% 984,338 SH
12 INVESCO EXCH TRADED FD TR II RWL 46138G698 $45.2M 1.92% 353,559 SH
13 ISHARES INC IEMG 46434G103 $41.5M 1.77% 501,018 SH
14 ISHARES TR IBDU 46436E205 $37.6M 1.60% 1,622,444 SH
15 ISHARES TR IBDV 46436E726 $37.4M 1.59% 1,715,577 SH
16 ISHARES TR IBDW 46436E486 $36.8M 1.57% 1,766,564 SH
17 ISHARES TR USMV 46429B697 $34.2M 1.46% 354,842 SH
18 SPDR SERIES TRUST MDYG 78464A821 $33.4M 1.42% 297,555 SH
19 INVESCO EXCHANGE TRADED FD T PRF 46137V613 $33.2M 1.41% 614,153 SH
20 ISHARES TR IBDT 46435U515 $32.7M 1.39% 1,294,887 SH
21 SPDR SERIES TRUST MDYV 78464A839 $32.3M 1.38% 340,538 SH
22 SPDR SERIES TRUST SLYV 78464A300 $30.5M 1.30% 279,909 SH
23 ISHARES TR IBDX 46436E312 $29.6M 1.26% 1,175,446 SH
24 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $29.2M 1.24% 41,488 SH
25 CITIZENS FINL GROUP INC CFG 174610105 $28.7M 1.22% 409,912 SH
26 SPDR SERIES TRUST SDY 78464A763 $28.5M 1.21% 187,332 SH
27 SPDR SERIES TRUST SLYG 78464A201 $24.3M 1.03% 203,898 SH
28 ISHARES TR IBDS 46435UAA9 $23.2M 0.99% 959,571 SH
29 DATADOG INC DDOG 23804L103 $17.6M 0.75% 67,523 SH
30 VANGUARD INDEX FDS VTI 922908769 $16.6M 0.71% 44,970 SH
31 AMAZON COM INC AMZN 023135106 $14.7M 0.63% 61,796 SH
32 MICROSOFT CORP MSFT 594918104 $14.1M 0.60% 37,765 SH
33 NVIDIA CORPORATION NVDA 67066G104 $13.9M 0.59% 69,645 SH
34 ISHARES TR SCZ 464288273 $12.8M 0.54% 155,240 SH
35 ISHARES TR NYF 464288323 $12.7M 0.54% 236,010 SH
36 ALPHABET INC GOOG 02079K107 $11.2M 0.48% 31,594 SH
37 ALPHABET INC GOOGL 02079K305 $9.9M 0.42% 27,837 SH
38 ISHARES TR IWM 464287655 $9.3M 0.39% 30,863 SH
39 ISHARES TR IWB 464287622 $8.9M 0.38% 21,719 SH
40 JPMORGAN CHASE & CO JPM 46625H100 $8.6M 0.36% 26,178 SH
41 VANGUARD INDEX FDS VOO 922908363 $7.8M 0.33% 11,409 SH
42 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $7.7M 0.33% 15,430 SH
43 ISHARES TR SOXX 464287523 $7.7M 0.33% 11,969 SH
44 APPLIED MATLS INC AMAT 038222105 $7.6M 0.32% 10,507 SH
45 FLEXSHARES TR TDTT 33939L506 $6.3M 0.27% 264,386 SH
46 JONES LANG LASALLE INC JLL 48020Q107 $5.9M 0.25% 19,041 SH
47 VANGUARD INDEX FDS VNQ 922908553 $5.6M 0.24% 57,654 SH
48 BROADCOM INC AVGO 11135F101 $5.5M 0.23% 14,435 SH
49 EXXON MOBIL CORP XOM 30231G102 $5.3M 0.23% 39,028 SH
50 ISHARES TR DVY 464287168 $5.0M 0.21% 32,133 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-29 $2.35B 350 0001172661-26-002895
2026-03-31 2026-05-14 $2.09B 332 0001172661-26-001944
2025-12-31 2026-01-29 $2.07B 326 0001172661-26-000376
2025-09-30 2025-10-27 $1.98B 319 0001172661-25-004438