Peak Financial Management, Inc. — 13F Holdings & Portfolio
CIK 1669662 · latest 13F-HR filed 2026-07-20
Peak Financial Management, Inc. manages $435.5M in 13F-reported U.S. long-equity assets across 114 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VXUS (11.78%), VTI (7.80%), SPGM (7.18%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 20 new positions, exited 6, added to 56, and trimmed 12.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 101
WELLESLEY, MA 02481
$435.5M
Long-equity book
114
Distinct positions
2026-06-30
Filed 2026-07-20
+20 / −6 / ↑56 / ↓12
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD STAR FDS$5.6M +12.2%
- VANGUARD INDEX FDS$4.3M +14.4%
- SPDR INDEX SHS FDS$3.7M +13.4%
- INVESCO EXCHANGE TRADED FD T$2.8M +15.6%
- SCHWAB STRATEGIC TR$2.5M +21.3%
Top Trims
- ABRDN PRECIOUS METALS BASKET-$2.2M -15.9%
- SPROTT ASSET MANAGEMENT LP-$569.5K -15.9%
- BARCLAYS BANK PLC-$212.8K -9.6%
- META PLATFORMS INC-$173.1K -30.8%
- SPROTT ASSET MANAGEMENT LP-$115.9K -14.9%
New Positions
- SANDISK CORP$909.5K
- INTEL CORP$420.2K
- ELI LILLY & CO$383.8K
- WESTERN DIGITAL CORP$383.2K
- CROWDSTRIKE HLDGS INC$351.8K
Exited Positions
- PALANTIR TECHNOLOGIES INC$257.3K
- PARKER-HANNIFIN CORP$254.2K
- CHEVRON CORPORATION$234.8K
- JPMORGAN CHASE & CO$229.1K
- VANECK ETF TRUST$222.9K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD STAR FDS | VXUS | 921909768 | $51.3M | 11.78% | 600,302 | SH |
| 2 | VANGUARD INDEX FDS | VTI | 922908769 | $34.0M | 7.80% | 91,750 | SH |
| 3 | SPDR INDEX SHS FDS | SPGM | 78463X475 | $31.3M | 7.18% | 365,097 | SH |
| 4 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $21.1M | 4.84% | 99,142 | SH |
| 5 | J P MORGAN EXCHANGE TRADED F | JPIB | 46641Q852 | $17.3M | 3.97% | 357,597 | SH |
| 6 | VANGUARD INDEX FDS | VOO | 922908363 | $16.9M | 3.89% | 24,661 | SH |
| 7 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $14.5M | 3.33% | 393,869 | SH |
| 8 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $14.3M | 3.28% | 492,683 | SH |
| 9 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $14.1M | 3.23% | 170,334 | SH |
| 10 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $13.7M | 3.14% | 264,218 | SH |
| 11 | ETFIS SER TR I | NFLT | 26923G707 | $13.5M | 3.11% | 589,643 | SH |
| 12 | ISHARES TR | AGG | 464287226 | $12.4M | 2.84% | 125,149 | SH |
| 13 | INVESCO EXCHANGE TRADED FD T | RPV | 46137V258 | $12.1M | 2.78% | 106,190 | SH |
| 14 | TCW ETF TRUST | FLXR | 29287L700 | $11.9M | 2.73% | 303,122 | SH |
| 15 | ISHARES TR | SHYG | 46434V407 | $11.5M | 2.64% | 271,489 | SH |
| 16 | ABRDN PRECIOUS METALS BASKET | GLTR | 003263100 | $11.4M | 2.61% | 62,781 | SH |
| 17 | ISHARES TR | IJR | 464287804 | $10.4M | 2.39% | 70,239 | SH |
| 18 | USCF ETF TR | SDCI | 90290T809 | $10.1M | 2.31% | 380,981 | SH |
| 19 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $9.8M | 2.25% | 423,666 | SH |
| 20 | SCHWAB STRATEGIC TR | SCHP | 808524870 | $9.7M | 2.24% | 367,655 | SH |
| 21 | APPLE INC | AAPL | 037833100 | $7.5M | 1.72% | 25,872 | SH |
| 22 | ISHARES TR | USRT | 464288521 | $7.0M | 1.60% | 104,740 | SH |
| 23 | ISHARES TR | ACWI | 464288257 | $6.6M | 1.52% | 42,275 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $5.0M | 1.14% | 168,838 | SH |
| 25 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $4.5M | 1.04% | 163,833 | SH |
| 26 | NVIDIA CORPORATION | NVDA | 67066G104 | $4.1M | 0.95% | 20,723 | SH |
| 27 | ISHARES TR | IEFA | 46432F842 | $3.1M | 0.72% | 32,477 | SH |
| 28 | SPROTT ASSET MANAGEMENT LP | CEF | 85208R101 | $3.0M | 0.69% | 74,831 | SH |
| 29 | ISHARES TR | ITOT | 464287150 | $2.7M | 0.62% | 16,407 | SH |
| 30 | ISHARES TR | IVV | 464287200 | $2.5M | 0.58% | 3,365 | SH |
| 31 | ISHARES TR | TIP | 464287176 | $2.3M | 0.54% | 21,410 | SH |
| 32 | ISHARES TR | STIP | 46429B747 | $2.2M | 0.51% | 21,949 | SH |
| 33 | BARCLAYS BANK PLC | DJP | 06738C778 | $2.0M | 0.46% | 45,596 | SH |
| 34 | FIDELITY COVINGTON TRUST | FMAT | 316092881 | $1.9M | 0.44% | 32,967 | SH |
| 35 | INVESCO EXCHANGE TRADED FD T | RSPH | 46137V332 | $1.9M | 0.43% | 55,886 | SH |
| 36 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $1.6M | 0.38% | 22,951 | SH |
| 37 | SSGA ACTIVE ETF TR | TOTL | 78467V848 | $1.3M | 0.29% | 32,465 | SH |
| 38 | RTX CORPORATION | RTX | 75513E101 | $1.2M | 0.29% | 6,556 | SH |
| 39 | MICROSOFT CORP | MSFT | 594918104 | $1.1M | 0.26% | 3,010 | SH |
| 40 | VANGUARD INDEX FDS | VTV | 922908744 | $1.1M | 0.25% | 5,070 | SH |
| 41 | ALPHABET INC | GOOG | 02079K107 | $1.1M | 0.25% | 3,029 | SH |
| 42 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $1.0M | 0.24% | 17,542 | SH |
| 43 | INVESCO EXCHANGE TRADED FD T | RSPM | 46137V316 | $950.8K | 0.22% | 24,604 | SH |
| 44 | MICRON TECHNOLOGY INC | MU | 595112103 | $925.2K | 0.21% | 801 | SH |
| 45 | SANDISK CORP | SNDK | 80004C200 | $909.5K | 0.21% | 400 | SH |
| 46 | ALPHABET INC | GOOGL | 02079K305 | $904.8K | 0.21% | 2,531 | SH |
| 47 | ISHARES TR | DSI | 464288570 | $881.5K | 0.20% | 6,191 | SH |
| 48 | ISHARES TR | ESGD | 46435G516 | $852.9K | 0.20% | 8,295 | SH |
| 49 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $783.5K | 0.18% | 1,348 | SH |
| 50 | ISHARES TR | SUSA | 464288802 | $765.3K | 0.18% | 4,960 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-20 | $435.5M | 114 | 0001669662-26-000003 |
| 2026-03-31 | 2026-04-28 | $393.9M | 100 | 0001669662-26-000002 |
| 2025-12-31 | 2026-01-23 | $387.7M | 98 | 0001669662-26-000001 |