Peak Financial Management, Inc. — 13F Holdings & Portfolio
CIK 1669662 · latest 13F-HR filed 2026-04-28
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$393.9M
Long-equity book
Holdings
100
Distinct positions
Period
2026-03-31
Filed 2026-04-28
Q/Q Activity
+5 / −3 / ↑28 / ↓33
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- USCF ETF TR$2.2M +27.6%
- TCW ETF TRUST$1.8M +20.1%
- J P MORGAN EXCHANGE TRADED F$1.3M +8.3%
- APPLE INC$1.0M +20.4%
- ETFIS SER TR I$1.0M +8.6%
Top Trims
- VANGUARD INDEX FDS-$1.8M -10.4%
- ABRDN PRECIOUS METALS BASKET-$1.4M -9.1%
- MICROSOFT CORP-$1.0M -48.1%
- MICRON TECHNOLOGY INC-$354.9K -63.6%
- SCHWAB STRATEGIC TR-$341.8K -7.3%
New Positions
- PALANTIR TECHNOLOGIES INC$257.3K
- TEXAS PACIFIC LAND CORPORATI$252.0K
- CHEVRON CORPORATION$234.8K
- CORTEVA INC$222.0K
- CONSOLIDATED EDISON INC$211.1K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD STAR FDS | VXUS | 921909768 | $45.7M | 11.61% | 593,252 | SH |
| 2 | VANGUARD INDEX FDS | VTI | 922908769 | $29.7M | 7.54% | 92,527 | SH |
| 3 | SPDR INDEX SHS FDS | SPGM | 78463X475 | $27.6M | 7.00% | 364,427 | SH |
| 4 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $18.3M | 4.63% | 95,100 | SH |
| 5 | J P MORGAN EXCHANGE TRADED F | JPIB | 46641Q852 | $16.5M | 4.18% | 344,083 | SH |
| 6 | VANGUARD INDEX FDS | VOO | 922908363 | $15.1M | 3.83% | 25,270 | SH |
| 7 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $13.7M | 3.48% | 165,708 | SH |
| 8 | ABRDN PRECIOUS METALS BASKET | GLTR | 003263100 | $13.5M | 3.43% | 61,857 | SH |
| 9 | ETFIS SER TR I | NFLT | 26923G707 | $12.8M | 3.25% | 562,332 | SH |
| 10 | ISHARES TR | AGG | 464287226 | $12.4M | 3.14% | 124,444 | SH |
| 11 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $12.3M | 3.11% | 261,256 | SH |
| 12 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $12.1M | 3.08% | 392,134 | SH |
| 13 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $11.8M | 2.99% | 468,548 | SH |
| 14 | INVESCO EXCHANGE TRADED FD T | RPV | 46137V258 | $11.3M | 2.88% | 105,457 | SH |
| 15 | ISHARES TR | SHYG | 46434V407 | $11.0M | 2.80% | 260,488 | SH |
| 16 | TCW ETF TRUST | FLXR | 29287L700 | $11.0M | 2.79% | 279,656 | SH |
| 17 | USCF ETF TR | SDCI | 90290T809 | $10.3M | 2.61% | 377,422 | SH |
| 18 | SCHWAB STRATEGIC TR | SCHP | 808524870 | $9.4M | 2.37% | 351,526 | SH |
| 19 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $9.1M | 2.32% | 393,380 | SH |
| 20 | ISHARES TR | IJR | 464287804 | $8.7M | 2.20% | 69,833 | SH |
| 21 | ISHARES TR | USRT | 464288521 | $6.1M | 1.54% | 102,569 | SH |
| 22 | APPLE INC | AAPL | 037833100 | $6.1M | 1.54% | 23,913 | SH |
| 23 | ISHARES TR | ACWI | 464288257 | $5.9M | 1.49% | 42,305 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $4.3M | 1.10% | 169,078 | SH |
| 25 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $4.1M | 1.03% | 164,515 | SH |
| 26 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.9M | 0.99% | 22,458 | SH |
| 27 | SPROTT ASSET MANAGEMENT LP | CEF | 85208R101 | $3.6M | 0.91% | 75,019 | SH |
| 28 | ISHARES TR | IEFA | 46432F842 | $3.0M | 0.75% | 32,598 | SH |
| 29 | ISHARES TR | TIP | 464287176 | $2.3M | 0.59% | 21,004 | SH |
| 30 | ISHARES TR | STIP | 46429B747 | $2.3M | 0.58% | 22,201 | SH |
| 31 | ISHARES TR | ITOT | 464287150 | $2.3M | 0.58% | 16,091 | SH |
| 32 | ISHARES TR | IVV | 464287200 | $2.2M | 0.56% | 3,398 | SH |
| 33 | BARCLAYS BANK PLC | DJP | 06738C778 | $2.2M | 0.56% | 45,821 | SH |
| 34 | FIDELITY COVINGTON TRUST | FMAT | 316092881 | $2.0M | 0.50% | 34,155 | SH |
| 35 | INVESCO EXCHANGE TRADED FD T | RSPH | 46137V332 | $1.7M | 0.43% | 56,571 | SH |
| 36 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $1.5M | 0.38% | 23,101 | SH |
| 37 | SSGA ACTIVE ETF TR | TOTL | 78467V848 | $1.3M | 0.33% | 33,030 | SH |
| 38 | RTX CORPORATION | RTX | 75513E101 | $1.2M | 0.31% | 6,315 | SH |
| 39 | MICROSOFT CORP | MSFT | 594918104 | $1.1M | 0.28% | 3,009 | SH |
| 40 | VANGUARD INDEX FDS | VTV | 922908744 | $1.0M | 0.26% | 5,262 | SH |
| 41 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $981.2K | 0.25% | 18,154 | SH |
| 42 | INVESCO EXCHANGE TRADED FD T | RSPM | 46137V316 | $954.3K | 0.24% | 24,680 | SH |
| 43 | ALPHABET INC | GOOG | 02079K107 | $883.5K | 0.22% | 3,080 | SH |
| 44 | ISHARES TR | ESGD | 46435G516 | $793.3K | 0.20% | 8,295 | SH |
| 45 | SPROTT ASSET MANAGEMENT LP | PHYS | 85207H104 | $779.7K | 0.20% | 22,000 | SH |
| 46 | ISHARES TR | DSI | 464288570 | $749.6K | 0.19% | 6,185 | SH |
| 47 | ALPHABET INC | GOOGL | 02079K305 | $729.3K | 0.19% | 2,536 | SH |
| 48 | AMAZON COM INC | AMZN | 023135106 | $713.5K | 0.18% | 3,426 | SH |
| 49 | SCHWAB STRATEGIC TR | SCHC | 808524888 | $706.0K | 0.18% | 15,105 | SH |
| 50 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $663.0K | 0.17% | 665 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-28 | $393.9M | 100 | 0001669662-26-000002 |
| 2025-12-31 | 2026-01-23 | $387.7M | 98 | 0001669662-26-000001 |