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Peak Financial Management, Inc. — 13F Holdings & Portfolio

CIK 1669662 · latest 13F-HR filed 2026-10-16

Backtest portfolio

Peak Financial Management, Inc. manages $441.2M in 13F-reported U.S. long-equity assets across 116 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VXUS (11.66%), VTI (7.75%), SPGM (7.20%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 10 new positions and exited 8; 23 existing positions rose in reported value and 28 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$441.2M

Long-equity book

Holdings
116

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+10 / −8 / ↑23 / ↓28

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VXUS11.7% · +1%VTI7.8% · -0%SPGM7.2% · +1%RSP4.8% · +2%JPIB3.9% · +4%VOO3.8% · -2%SCHB3.4% · +5%SPEM3.1% · +2%VCIT3.1% · +2%SCHM3.1% · +1%NFLT3.0% · +2%RPV2.8% · +1%GLTR2.7% · +3%SDCI2.7% · +1%AGG2.7% · +1%FLXR2.7% · +3%SHYG2.6% · +4%SCHZ2.2% · +6%IJR2.2% · +1%SCHP2.2% · +4%AAPL1.9% · -1%ACWI1.5% · +1%USRT1.5% · +2%SCHX1.1% · -1%SCHF1.0% · -1%NVDA1.0% · -6%IEFA0.7% · -0%CEF0.7% · -0%ITOT0.6% · +1%IVV0.6% · -1%DJP0.5% · -0%TIP0.5% · +2%STIP0.5% · +0%USFR0.5% · newRSPH0.5% · -1%FMAT0.4% · -3%MSFT0.4% · +6%VEA0.3% · -8%RTX0.3% · +0%TOTL0.3% · -7%VTV0.2% · +0%VWO0.2% · +0%GOOG0.2% · -1%GOOGL0.2% · +5%RSPM0.2% · -0%DSI0.2% · -0%SNDK0.2% · +28%AMD0.2% · +8%ESGD0.2% · -0%MU0.2% · -9%SUSA0.2% · -0%SCHC0.2% · -0%PHYS0.2% · 0%QQQ0.1% · 0%ESGU0.1% · -1%AMZN0.1% · -20%COST0.1% · 0%META0.1% · +21%GEV0.1% · +12%TSM0.1% · +16%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 51.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 31, 2015.

Assets Under Management
$1.02B
Discretionary
$1.01B
Employees
2
Accounts
44
Address
865 S. FIGUEROA STREET
SUITE 700
LOS ANGELES, CA 90017
Phone
(213) 891-6311
Name Title / Status Ownership Type
KRYSTYNIAK, RONALD, J ControlMANAGER
since Mar 2004
75% or moreIndividual
MILLER, ROBERTCHIEF COMPLIANCE OFFICER
since Jul 2008
Less than 5%Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 23 →

Top Trims

Show all 28 →

New Positions

Show all 10 →

Exited Positions

Show all 8 →

Peak Financial Management, Inc. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD STAR FDS VXUS 921909768 $51.4M 11.66% 605,468 SH
2 VANGUARD INDEX FDS VTI 922908769 $34.2M 7.75% 91,398 SH
3 SPDR INDEX SHS FDS SPGM 78463X475 $31.8M 7.20% 367,153 SH
4 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $21.1M 4.78% 101,391 SH
5 J P MORGAN EXCHANGE TRADED F JPIB 46641Q852 $17.3M 3.92% 370,686 SH
6 VANGUARD INDEX FDS VOO 922908363 $16.9M 3.84% 24,159 SH
7 SCHWAB STRATEGIC TR SCHB 808524102 $15.1M 3.42% 515,518 SH
8 SPDR INDEX SHS FDS SPEM 78463X509 $13.9M 3.15% 268,118 SH
9 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $13.6M 3.08% 173,415 SH
10 SCHWAB STRATEGIC TR SCHM 808524508 $13.5M 3.05% 396,042 SH
11 ETFIS SER TR I NFLT 26923G707 $13.3M 3.01% 601,115 SH
12 INVESCO EXCHANGE TRADED FD T RPV 46137V258 $12.3M 2.79% 107,154 SH
13 ABRDN PRECIOUS METALS BASKET GLTR 003263100 $12.0M 2.72% 64,451 SH
14 USCF ETF TR SDCI 90290T809 $12.0M 2.71% 383,617 SH
15 ISHARES TR AGG 464287226 $12.0M 2.71% 126,565 SH
16 TCW ETF TRUST FLXR 29287L700 $11.9M 2.69% 313,345 SH
17 ISHARES TR SHYG 46434V407 $11.6M 2.63% 280,963 SH
18 SCHWAB STRATEGIC TR SCHZ 808524839 $9.9M 2.24% 447,574 SH
19 ISHARES TR IJR 464287804 $9.6M 2.18% 70,691 SH
20 SCHWAB STRATEGIC TR SCHP 808524870 $9.6M 2.17% 380,735 SH
21 APPLE INC AAPL 037833100 $8.5M 1.93% 25,632 SH
22 ISHARES TR ACWI 464288257 $6.8M 1.53% 42,529 SH
23 ISHARES TR USRT 464288521 $6.6M 1.49% 106,395 SH
24 SCHWAB STRATEGIC TR SCHX 808524201 $5.0M 1.14% 167,149 SH
25 SCHWAB STRATEGIC TR SCHF 808524805 $4.5M 1.01% 162,900 SH
26 NVIDIA CORPORATION NVDA 67066G104 $4.4M 1.00% 19,388 SH
27 ISHARES TR IEFA 46432F842 $3.1M 0.71% 32,432 SH
28 SPROTT ASSET MANAGEMENT LP CEF 85208R101 $3.1M 0.70% 74,493 SH
29 ISHARES TR ITOT 464287150 $2.7M 0.62% 16,505 SH
30 ISHARES TR IVV 464287200 $2.5M 0.58% 3,326 SH
31 BARCLAYS BANK PLC DJP 06738C778 $2.3M 0.53% 45,556 SH
32 ISHARES TR TIP 464287176 $2.3M 0.51% 21,732 SH
33 ISHARES TR STIP 46429B747 $2.2M 0.50% 21,965 SH
34 WISDOMTREE TR USFR 97717Y527 $2.1M 0.48% 41,900 SH
35 INVESCO EXCHANGE TRADED FD T RSPH 46137V332 $2.1M 0.46% 55,426 SH
36 FIDELITY COVINGTON TRUST FMAT 316092881 $1.8M 0.40% 31,962 SH
37 MICROSOFT CORP MSFT 594918104 $1.6M 0.37% 3,194 SH
38 VANGUARD TAX-MANAGED FDS VEA 921943858 $1.5M 0.34% 21,056 SH
39 RTX CORPORATION RTX 75513E101 $1.2M 0.28% 6,567 SH
40 SSGA ACTIVE ETF TR TOTL 78467V848 $1.1M 0.26% 30,183 SH
41 VANGUARD INDEX FDS VTV 922908744 $1.1M 0.25% 5,096 SH
42 VANGUARD INTL EQUITY INDEX F VWO 922042858 $1.0M 0.24% 17,607 SH
43 ALPHABET INC GOOG 02079K107 $1.0M 0.23% 3,009 SH
44 ALPHABET INC GOOGL 02079K305 $914.2K 0.21% 2,657 SH
45 INVESCO EXCHANGE TRADED FD T RSPM 46137V316 $911.3K 0.21% 24,517 SH
46 ISHARES TR DSI 464288570 $901.3K 0.20% 6,166 SH
47 SANDISK CORP SNDK 80004C200 $894.3K 0.20% 514 SH
48 ADVANCED MICRO DEVICES INC AMD 007903107 $886.9K 0.20% 1,449 SH
49 ISHARES TR ESGD 46435G516 $851.3K 0.19% 8,260 SH
50 MICRON TECHNOLOGY INC MU 595112103 $779.2K 0.18% 731 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $441.2M 116 0001669662-26-000005
2026-06-30 2026-07-20 $435.5M 114 0001669662-26-000003
2026-03-31 2026-04-28 $393.9M 100 0001669662-26-000002
2025-12-31 2026-01-23 $387.7M 98 0001669662-26-000001
Filer Information
Address
93 WORCESTER STREET
SUITE 101
WELLESLEY, MA 02481
Phone
(781) 487-9500
Filing Manager
Peak Financial Management, Inc.
WELLESLEY, MA
Signatory
Shaun Thompson
Chief Compliance Officer