Periscope Capital Inc. — 13F Holdings & Portfolio

CIK 1695320 · latest 13F-HR filed 2026-11-06

Periscope Capital Inc. manages $989.7M in 13F-reported U.S. long-equity assets across 516 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are ENB (10.27%), BCE (8.03%), TD (5.94%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 98 new positions and exited 62; 53 existing positions rose in reported value and 277 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$989.7M

Long-equity book

Holdings

516

Distinct positions

Period

2026-09-30

Filed 2026-11-06

Q/Q Activity

+98 / −62 / ↑53 / ↓277

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

HYAC.U1.1% · new BRTM1.1% · new CRAN1.0% · -5%ARTC0.9% · -8%IVAI0.9% · new OSPR0.8% · new JENA0.8% · +5%BCSS0.8% · +6%HCMA0.8% · -2%PNAQ.U0.8% · new KBON0.8% · -1%CCII0.7% · +5%BDCI0.7% · -6%ARCI0.7% · +4%VHCP0.7% · 0%IPHXU0.7% · new PMTR0.7% · +22%RAC0.7% · +2%WLII0.7% · +0%LEGO0.7% · -4%LATA0.7% · -6%CATLU0.7% · new KFII0.7% · 0%KEYY0.7% · -20%GUAC0.7% · new CCCT0.7% · new BIXI0.7% · -11%OIM0.7% · +25%JACS0.7% · -7%DNMX0.7% · -12%LOVIU0.6% · new GTEN0.6% · 0%SVCC0.6% · -8%MBVI0.6% · -4%FSM0.6% · 0%SVIV0.6% · 0%FVAV0.6% · +17%SBXE0.6% · -22%AAC0.6% · new GSRF0.6% · -8%IGAC0.6% · -14%OACC0.6% · 0%MRCO0.6% · new VII0.6% · new GSHR0.6% · +16%GTERA0.6% · -14%SOCA0.6% · -14%GHXI0.6% · new KPET0.6% · +18%MLAA0.6% · -7%BEAG0.6% · -13%ALDF0.6% · -14%PTOR0.6% · -35%IACQ0.6% · +2%CXII0.6% · 0%ISNR0.6% · new MIAC0.5% · new HACQ0.5% · +1%FCRS0.5% · -1%CEPF0.5% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

5 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 29, 2026.

Address

BAY ADELAIDE CENTRE, 333 BAY STREET
SUITE 1240
TORONTO, ONTARIO M5H 2R2
Canada

Phone

(416) 365-5606

Website

www.periscopecap.com

Name	Title / Status	Ownership	Type
Elgee, Stephen, John Control	CHIEF INVESTMENT OFFICER since Mar 2009	10–25%	Individual
FAVERSHAM HOLDINGS INC. Control	SHAREHOLDER since Mar 2009	10–25%	Foreign Entity
Galbraith, Michael, William Control	CHIEF OPERATING OFFICER since Dec 2018	Less than 5%	Individual
JLE WISE HOLDINGS INC. Control	SHAREHOLDER since Mar 2009	50–75%	Foreign Entity
Lim, Grace Control	CHIEF FINANCIAL OFFICER since Apr 2017	Less than 5%	Individual
WISE, JAMES, M Control	CEO AND DIRECTOR since Mar 2009	50–75%	Individual
BRINDLE, MARIA LOUISE	CHIEF RISK OFFICER since Sep 2024	Less than 5%	Individual
Elgee, Stephen, John Control Indirect owner via FAVERSHAM HOLDINGS INC.	INDIRECT OWNER; CLASS VOTING SHARES since Dec 2012	75% or more	Individual
Elgee, Stephen, John Control Indirect owner via STEVE ELGEE FAMILY TRUST	TRUSTEE since Dec 2012	General partner, trustee or manager	Individual
Gignac, Lorraine Control Indirect owner via STEVE ELGEE FAMILY TRUST	TRUSTEE since Dec 2012	General partner, trustee or manager	Individual
Solmes, John, Paul Control Indirect owner via STEVE ELGEE FAMILY TRUST	TRUSTEE since Dec 2012	General partner, trustee or manager	Individual
WISE, JAMES, M Control Indirect owner via JLE WISE HOLDINGS INC.	INDIRECT OWNER since Mar 2009	75% or more	Individual
Gignac, Lorraine Indirect owner via FAVERSHAM HOLDINGS INC.	INDIRECT OWNER, CLASS PREFERRED since Dec 2012	75% or more	Individual
STEVE ELGEE FAMILY TRUST Indirect owner via FAVERSHAM HOLDINGS INC.	INDIRECT OWNER; COMMON SHARES since Dec 2012	75% or more	Foreign Entity

Ownership & leadership changes · 2 filings with changes since Jul 29, 2022

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 29, 2026 filing

No longer listedSHOSTACK, LISA, DEBORAH · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2021

Mar 28, 2025 filing

AddedBRINDLE, MARIA LOUISE · CHIEF RISK OFFICER · Less than 5%

Jul 29, 2022 filing (earliest on record)

ListedElgee, Stephen, John · CHIEF INVESTMENT OFFICER · 10–25% · control person
ListedElgee, Stephen, John · INDIRECT OWNER; CLASS VOTING SHARES · 75% or more · indirect via FAVERSHAM HOLDINGS INC. · control person
ListedElgee, Stephen, John · TRUSTEE · General partner, trustee or manager · indirect via STEVE ELGEE FAMILY TRUST · control person
ListedFAVERSHAM HOLDINGS INC. · SHAREHOLDER · 10–25% · control person
ListedGalbraith, Michael, William · CHIEF OPERATING OFFICER · Less than 5% · control person
ListedGignac, Lorraine · INDIRECT OWNER, CLASS PREFERRED · 75% or more · indirect via FAVERSHAM HOLDINGS INC.
ListedGignac, Lorraine · TRUSTEE · General partner, trustee or manager · indirect via STEVE ELGEE FAMILY TRUST · control person
ListedJLE WISE HOLDINGS INC. · SHAREHOLDER · 50–75% · control person
ListedLim, Grace · CHIEF FINANCIAL OFFICER · Less than 5% · control person
ListedSHOSTACK, LISA, DEBORAH · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person
ListedSTEVE ELGEE FAMILY TRUST · INDIRECT OWNER; COMMON SHARES · 75% or more · indirect via FAVERSHAM HOLDINGS INC.
ListedSolmes, John, Paul · TRUSTEE · General partner, trustee or manager · indirect via STEVE ELGEE FAMILY TRUST · control person
ListedWISE, JAMES, M · CEO AND DIRECTOR · 50–75% · control person
ListedWISE, JAMES, M · INDIRECT OWNER · 75% or more · indirect via JLE WISE HOLDINGS INC. · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

METALS ACQUISITION CORP II$1.1M +77.4%
ALUSSA ENERGY ACQUISIT CORP$1.0M +68.3%
ONEIM ACQUISITION CORP$785.3K +26.0%
PERIMETER ACQUISITION CORP I$755.9K +22.1%
GENERAL CATALYST GBL RESIL M$666.9K +35.6%

Show all 53 →

Top Trims

SILICON VY ACQUISITION CORP-$3.0M -66.5%
INFLECTION POINT ACQU CORP V-$2.8M -65.0%
APEX TREAS CORP-$2.8M -73.1%
BLUEROCK ACQUISITION CORP-$2.7M -68.3%
TITAN ACQUISITION CORP-$2.3M -68.9%

Show all 277 →

New Positions

Show all 98 →

Exited Positions

Show all 62 →

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#	Issuer	Symbol	CUSIP	Value	Δ

Periscope Capital Inc. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	ENBRIDGE INC Call	ENB	29250N105	$101.6M	10.27%	2,186,500	SH
2	BCE INC Call	BCE	05534B760	$79.5M	8.03%	3,903,800	SH
3	TORONTO DOMINION BK ONT Call	TD	891160509	$58.8M	5.94%	500,000	SH
4	ISHARES TR Put	HYG	464288513	$34.7M	3.51%	450,000	SH
5	SUN LIFE FINANCIAL INC. Call	SLF	866796105	$29.1M	2.94%	373,400	SH
6	PEMBINA PIPELINE CORP Call	PBA	706327103	$27.7M	2.80%	619,800	SH
7	MANULIFE FINL CORP Call	MFC	56501R106	$21.3M	2.15%	500,600	SH
8	TESLA INC Call	TSLA	88160R101	$10.6M	1.08%	30,000	SH
9	TESLA INC Put	TSLA	88160R101	$10.6M	1.08%	30,000	SH
10	TC ENERGY CORP Call	TRP	87807B107	$9.0M	0.91%	155,000	SH
11	TELUS CORPORATION Call	TU	87971M103	$8.3M	0.84%	990,000	SH
12	HAYMAKER ACQUISITION CORP V	HYAC.U	G43866121	$6.5M	0.65%	646,900	SH
13	B&R TECHNOLOGY MERGER CORP	BRTM	G1535G109	$6.4M	0.64%	650,000	SH
14	CRANE HBR ACQUISITION CORP I	CRAN	G25014104	$5.5M	0.56%	545,000	SH
15	ART TECHNOLOGY ACQUISITION C	ARTC	G0579E103	$5.4M	0.55%	540,000	SH
16	IVES ULTRA AI OPPORTUNITIES	IVAI	90386L108	$5.1M	0.52%	500,000	SH
17	STATE STR SPDR S&P 500 ETF T Put	SPY	78462F103	$5.0M	0.50%	6,500	SH
18	OSPREY ACQUISITION CORP III	OSPR	G6841G107	$4.9M	0.50%	499,500	SH
19	UNITED STS COMMODITY INDEX F Call	CPER	911718104	$4.8M	0.48%	120,000	SH
20	JENA ACQUISITION CORP II	JENA	G5093B105	$4.7M	0.47%	446,825	SH
21	BAIN CAP GSS INVT CORP	BCSS	G0R78B106	$4.6M	0.47%	450,000	SH
22	BANK NOVA SCOTIA B C Call	BNS	064149107	$4.5M	0.46%	50,000	SH
23	HCM III ACQUISITION CORP	HCMA	G4365E103	$4.5M	0.46%	440,000	SH
24	PINNACLE ACQUISITION CORP	PNAQ.U	G7115W125	$4.5M	0.46%	450,000	SH
25	KARBON CAP PARTNERS CORP	KBON	G5225W100	$4.5M	0.46%	447,500	SH
26	COHEN CIRCLE ACQUISIT CORP I	CCII	G2254C121	$4.3M	0.44%	420,400	SH
27	BTC DEV CORP	BDCI	G0701G109	$4.3M	0.44%	425,000	SH
28	ARCHIMEDES TECH SPAC PTNRS I	ARCI	G0453R105	$4.3M	0.43%	425,000	SH
29	VINE HILL CAP INVTS CORP II	VHCP	G9709D109	$4.3M	0.43%	425,100	SH
30	INFLECTION POINT ACQUISITION	IPHXU	G47918126	$4.3M	0.43%	425,000	SH
31	PERIMETER ACQUISITION CORP I	PMTR	G7010A129	$4.2M	0.42%	400,000	SH
32	RITHM ACQUISITION CORP	RAC	G75751100	$4.1M	0.42%	391,203	SH
33	WILLOW LANE ACQUISITION CRP	WLII	G9675K103	$4.1M	0.42%	400,000	SH
34	LEGATO MERGER CORP IV	LEGO	G7318R105	$4.1M	0.41%	406,100	SH
35	GALATA ACQUISITION CORP II	LATA	G3R25N108	$4.1M	0.41%	397,400	SH
36	CATALYST ACQUISITION CORP	CATLU	G1955J120	$4.0M	0.41%	400,000	SH
37	K&F GROWTH ACQUISITION CORP	KFII	G52258111	$4.0M	0.40%	375,000	SH
38	KEYSTONE ACQUISITION CORP	KEYY	G52539106	$4.0M	0.40%	400,000	SH
39	BERTO ACQUISITION CORP II	GUAC	G1051M100	$4.0M	0.40%	400,000	SH
40	COLUMBUS CIRCLE CAP CORP III	CCCT	G2296W101	$3.9M	0.40%	399,600	SH
41	BITCOIN INFRASTRUCTURE ACQUI	BIXI	G1143H101	$3.9M	0.40%	387,100	SH
42	ONEIM ACQUISITION CORP	OIM	G6S74K106	$3.8M	0.38%	375,001	SH
43	JACKSON ACQUISITION CO II	JACS	G4992A110	$3.8M	0.38%	350,000	SH
44	DYNAMIX CORP III	DNMX	G2949T109	$3.8M	0.38%	375,000	SH
45	LIVE OAK ACQUISITION CORP VI	LOVIU	G5509W123	$3.8M	0.38%	375,000	SH
46	GORES HLDGS X INC	GTEN	G4002F109	$3.7M	0.37%	354,300	SH
47	STELLAR V CAP CORP	SVCC	G8475V103	$3.7M	0.37%	345,000	SH
48	M3-BRIGADE ACQUISITION VI CO	MBVI	G63221108	$3.7M	0.37%	360,089	SH
49	FORTUNA MNG CORP	FSM	349915AE8	$3.7M	0.37%	2,000,000	PRN
50	SPRING VY ACQUISITION CORP I	SVIV	G8377G105	$3.7M	0.37%	360,400	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-11-06	$989.7M	516	0001193125-26-451911
2026-06-30	2026-08-11	$1.14B	481	0001193125-26-344570
2026-03-31	2026-05-14	$902.0M	429	0001193125-26-222255
2025-12-31	2026-02-10	$874.4M	348	0001193125-26-043917
2025-09-30	2025-11-13	$628.5M	286	0001193125-25-279757

Filer Information

Address

333 BAY STREET, SUITE 1240
BAY ADELAIDE CENTRE
TORONTO, A6 M5H 2R2

Phone

(416) 365-2785

Filing Manager

Periscope Capital Inc.

Toronto, A6

Signatory

Louise Brindle

Chief Risk & Chief Compliance Officer