Flaharty Asset Management, LLC — 13F Holdings & Portfolio
CIK 1697882 · latest 13F-HR filed 2026-05-05
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$805.5M
Long-equity book
Holdings
133
Distinct positions
Period
2026-03-31
Filed 2026-05-05
Q/Q Activity
+4 / −12 / ↑23 / ↓51
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- FIRST TR EXCHANGE TRAD FD VI$19.4M +183.5%
- AMERICAN CENTY ETF TR$1.4M +6.6%
- T ROWE PRICE ETF INC$902.1K +5.3%
- BROADCOM INC$449.8K +171.0%
- INVESCO EXCHANGE TRADED FD T$339.6K +5.4%
Top Trims
- FIRST TR EXCHANGE-TRADED FD-$14.5M -97.6%
- INVESCO EXCHANGE TRADED FD T-$8.2M -23.5%
- ISHARES TR-$3.8M -12.0%
- SELECT SECTOR SPDR TR-$3.0M -8.7%
- MICROSOFT CORP-$1.7M -32.5%
New Positions
- FIRST TR EXCHANGE-TRADED FD$17.9M
- ASTRAZENECA PLC$1.2M
- ALPHABET INC$274.3K
- NEXTERA ENERGY INC$268.3K
Exited Positions
- ASTRAZENECA PLC$1.1M
- ISHARES TR$303.1K
- RTX CORPORATION$287.0K
- ISHARES SILVER TR$251.3K
- INTERNATIONAL BUSINESS MACHS$238.3K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | PIMCO ETF TR | MINT | 72201R833 | $46.8M | 5.81% | 465,654 | SH |
| 2 | JANUS DETROIT STR TR | JAAA | 47103U845 | $38.4M | 4.77% | 762,225 | SH |
| 3 | FIRST TR EXCHANGE-TRADED FD | FTSL | 33738D309 | $35.8M | 4.45% | 800,071 | SH |
| 4 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $31.6M | 3.93% | 640,913 | SH |
| 5 | AMERICAN CENTY ETF TR | KORP | 025072109 | $31.5M | 3.91% | 676,583 | SH |
| 6 | COLUMBIA ETF TR II | XCEM | 19762B202 | $30.9M | 3.84% | 757,268 | SH |
| 7 | FIRST TR EXCHANGE TRAD FD VI | FTGC | 33739H101 | $29.9M | 3.71% | 1,042,226 | SH |
| 8 | SPDR SERIES TRUST | SDY | 78464A763 | $28.8M | 3.58% | 197,469 | SH |
| 9 | FRANKLIN TEMPLETON ETF TR | FLGV | 35473P488 | $28.6M | 3.55% | 1,398,174 | SH |
| 10 | ISHARES TR | IWF | 464287614 | $28.3M | 3.52% | 66,442 | SH |
| 11 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $27.6M | 3.42% | 170,452 | SH |
| 12 | INVESCO EXCHANGE TRADED FD T | RSPG | 46137V365 | $26.6M | 3.31% | 243,438 | SH |
| 13 | PIMCO ETF TR | BOND | 72201R775 | $26.6M | 3.31% | 288,621 | SH |
| 14 | ISHARES TR | IWD | 464287598 | $26.6M | 3.30% | 124,484 | SH |
| 15 | INVESCO EXCHANGE TRADED FD T | PFM | 46137V506 | $25.5M | 3.17% | 500,017 | SH |
| 16 | FIRST TR EXCHANGE TRADED FD | TDIV | 33738R118 | $24.7M | 3.06% | 263,542 | SH |
| 17 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $22.8M | 2.83% | 206,389 | SH |
| 18 | SPDR SERIES TRUST | SPBO | 78464A144 | $21.7M | 2.69% | 746,259 | SH |
| 19 | GLOBAL X FDS | PFFD | 37954Y657 | $21.1M | 2.62% | 1,145,766 | SH |
| 20 | JANUS DETROIT STR TR | JSI | 47103U746 | $20.3M | 2.52% | 393,067 | SH |
| 21 | FIRST TR EXCHANGE-TRADED FD | SKYY | 33734X192 | $17.9M | 2.22% | 163,815 | SH |
| 22 | T ROWE PRICE ETF INC | TVAL | 87283Q859 | $17.8M | 2.21% | 492,412 | SH |
| 23 | FIRST TR EXCHANGE-TRADED FD | KNG | 33739Q705 | $17.5M | 2.17% | 359,204 | SH |
| 24 | GLOBAL X FDS | EMBD | 37954Y350 | $17.4M | 2.16% | 744,279 | SH |
| 25 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $16.8M | 2.09% | 332,006 | SH |
| 26 | AMERICAN CENTY ETF TR | QGRO | 025072307 | $15.9M | 1.97% | 151,015 | SH |
| 27 | ETFIS SER TR I | UTES | 26923G806 | $9.1M | 1.14% | 114,439 | SH |
| 28 | ISHARES TR | IWO | 464287648 | $8.4M | 1.04% | 26,652 | SH |
| 29 | ISHARES TR | IJJ | 464287705 | $7.9M | 0.98% | 59,328 | SH |
| 30 | JANUS DETROIT STR TR | JSMD | 47103U209 | $6.7M | 0.84% | 84,881 | SH |
| 31 | INVESCO EXCHANGE TRADED FD T | RPV | 46137V258 | $6.6M | 0.82% | 61,746 | SH |
| 32 | MFS ACTIVE EXCHANGE TRADED F | MFSI | 55286W405 | $6.2M | 0.77% | 209,354 | SH |
| 33 | INVESCO QQQ TR | QQQ | 46090E103 | $5.5M | 0.68% | 9,473 | SH |
| 34 | MICROSOFT CORP | MSFT | 594918104 | $3.6M | 0.45% | 9,735 | SH |
| 35 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $3.5M | 0.44% | 51,522 | SH |
| 36 | CATERPILLAR INC | CAT | 149123101 | $2.7M | 0.34% | 3,867 | SH |
| 37 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $2.6M | 0.32% | 3,982 | SH |
| 38 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.3M | 0.29% | 13,389 | SH |
| 39 | ISHARES TR | DVY | 464287168 | $2.3M | 0.29% | 15,384 | SH |
| 40 | GLOBAL X FDS | XYLD | 37954Y475 | $2.3M | 0.28% | 58,269 | SH |
| 41 | GLOBAL X FDS | QYLD | 37954Y483 | $2.1M | 0.26% | 123,907 | SH |
| 42 | FIRST TR EXCHANGE-TRADED FD | GRID | 33737A108 | $2.1M | 0.26% | 12,874 | SH |
| 43 | APPLE INC | AAPL | 037833100 | $2.1M | 0.26% | 8,136 | SH |
| 44 | JOHNSON & JOHNSON | JNJ | 478160104 | $1.9M | 0.24% | 7,970 | SH |
| 45 | VANGUARD INDEX FDS | VNQ | 922908553 | $1.9M | 0.23% | 21,253 | SH |
| 46 | FIRST TR EXCHANGE-TRADED FD | FDN | 33733E302 | $1.8M | 0.22% | 7,496 | SH |
| 47 | INVESCO EXCHANGE TRADED FD T | RSPU | 46137V274 | $1.5M | 0.18% | 18,308 | SH |
| 48 | GLOBAL X FDS | MLPA | 37954Y343 | $1.4M | 0.18% | 26,706 | SH |
| 49 | INVESCO EXCH TRD SLF IDX FD | BSCQ | 46138J791 | $1.3M | 0.16% | 67,901 | SH |
| 50 | VULCAN MATLS CO | VMC | 929160109 | $1.2M | 0.15% | 4,572 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-05 | $805.5M | 133 | 0001420506-26-000797 |
| 2025-12-31 | 2026-02-06 | $800.7M | 141 | 0001420506-26-000194 |