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Flaharty Asset Management, LLC — 13F Holdings & Portfolio

CIK 1697882 · latest 13F-HR filed 2026-07-08

Backtest portfolio

Flaharty Asset Management, LLC manages $69.9M in 13F-reported U.S. long-equity assets across 52 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are MINT (6.58%), JAAA (4.19%), FTSL (4.17%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 5 new positions and exited 86; 0 existing positions rose in reported value and 47 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$69.9M

Long-equity book

Holdings
52

Distinct positions

Period
2026-06-30

Filed 2026-07-08

Q/Q Activity
+5 / −86 / ↑0 / ↓47

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
MINT6.6% · -90%JAAA4.2% · -92%FTSL4.2% · -92%XLF3.8% · -93%PFM3.8% · -91%KORP3.8% · -92%XCEM3.7% · -93%SDY3.7% · -92%TDIV3.6% · -91%XLI3.4% · -92%FTGC3.2% · -92%IWD3.2% · -93%FLGV3.1% · -92%BOND3.1% · -92%JPST3.1% · -87%IWF2.8% · -76%PFFD2.6% · -92%AVUV2.6% · -93%TVAL2.5% · -92%SPBO2.4% · -92%QGRO2.4% · -91%RSPG2.3% · -93%JSI2.2% · -92%SKYY2.1% · -93%KNG2.1% · -92%EMBD1.9% · -92%IWO1.3% · -91%UTES1.3% · -90%JSMD1.0% · -91%AAPL1.0% · -72%IJJ1.0% · -92%RPV0.9% · -91%SPY0.9% · -79%QQQ0.9% · -91%MFSI0.9% · -91%MSFT0.8% · -85%JPM0.8% · -54%SCHF0.8% · -21%VONG0.7% · -25%VONV0.7% · -37%VMC0.6% · -72%SCHC0.5% · -13%RSPU0.5% · -78%LAMR0.5% · newXLP0.4% · newRDVY0.4% · -94%IHI0.3% · newNSC0.3% · newUNH0.3% · -78%XOM0.3% · -64%NEE0.3% · -21%MDIV0.3% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 40.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 19, 2026.

Assets Under Management
$901.6M
Discretionary
$899.4M
Employees
10
Accounts
1,964
Address
311 PARK PLACE BLVD.
SUITE 150
CLEARWATER, FL 33759
Phone
(727) 252-1050
Website
Name Title / Status Ownership Type
DAVIS, KAMELLA, LYNN ControlCCO
since Nov 2025
Less than 5%Individual
FLAHARTY & ASSOCIATES, LLC ControlOWNER, MEMBER
since Jun 2013
75% or moreDomestic Entity
FLAHARTY, SHON, EDWARD ControlCEO, ELECTED MANAGER
since Jun 2013
Less than 5%Individual
ORR, JOHN, HUNTERCHIEF INVESTMENT OFFICER
since Jan 2014
10–25%Individual
FLAHARTY, SHON, EDWARD Control
Indirect owner via FLAHARTY & ASSOCIATES, LLC
MANAGER AND MEMBER
since Jul 2007
75% or moreIndividual
Ownership & leadership changes · 9 filings with changes since Aug 7, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Nov 17, 2025 filing
  • No longer listedROBINSON, MELISSA, MITA · CCO / COO · Less than 5% · control person · listed since May 2024
  • AddedDAVIS, KAMELLA, LYNN · CCO · Less than 5% · control person
Jun 6, 2024 filing
  • No longer listedREYMANN, THOMAS, GREGORY · CCO · Less than 5% · listed since May 2023
  • AddedROBINSON, MELISSA, MITA · CCO / COO · Less than 5% · control person
May 24, 2023 filing
  • AddedREYMANN, THOMAS, GREGORY · CCO · Less than 5%
  • ChangedFLAHARTY, SHON, EDWARD · title CCO / CEO, ELECTED MANAGER → CEO, ELECTED MANAGER
Jan 24, 2018 filing
  • ChangedFLAHARTY & ASSOCIATES, LLC · title OWNER → OWNER, MEMBER
  • ChangedFLAHARTY, SHON, EDWARD · title CCO / CEO, MANAGER → CCO / CEO, ELECTED MANAGER
Jan 15, 2018 filing
  • ChangedFLAHARTY, SHON, EDWARD · title CCO / CEO → CCO / CEO, MANAGER
Jan 10, 2018 filing
  • AddedORR, JOHN, HUNTER · CHIEF INVESTMENT OFFICER · 10–25%
Jul 2, 2015 filing
  • No longer listedCORNELISON, LUCY, KELLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2015
  • ChangedFLAHARTY, SHON, EDWARD · title CEO → CCO / CEO
Mar 26, 2015 filing
  • AddedCORNELISON, LUCY, KELLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedFLAHARTY, SHON, EDWARD · title CEO & CHIEF COMPLIANCE OFFICER → CEO
Mar 15, 2014 filing
  • No longer listedSMITH, CINDY, SUZANNE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2013
  • AddedFLAHARTY & ASSOCIATES, LLC · OWNER · 75% or more · control person
  • AddedFLAHARTY, SHON, EDWARD · MANAGER AND MEMBER · 75% or more · indirect via FLAHARTY & ASSOCIATES, LLC · control person
  • ChangedFLAHARTY, SHON, EDWARD · title CEO → CEO & CHIEF COMPLIANCE OFFICER; ownership 75% or more → Less than 5%
Aug 7, 2013 filing (earliest on record)
  • ListedFLAHARTY, SHON, EDWARD · CEO · 75% or more · control person
  • ListedSMITH, CINDY, SUZANNE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

  • No increased positions.
Show all 0 →

Top Trims

Show all 47 →

New Positions

Show all 5 →

Exited Positions

Show all 86 →

Flaharty Asset Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 PIMCO ETF TR MINT 72201R833 $4.6M 6.58% 45,705 SH
2 JANUS DETROIT STR TR JAAA 47103U845 $2.9M 4.19% 57,945 SH
3 FIRST TR EXCHANGE-TRADED FD FTSL 33738D309 $2.9M 4.17% 64,936 SH
4 SELECT SECTOR SPDR TR XLF 81369Y605 $2.6M 3.79% 47,506 SH
5 INVESCO EXCHANGE TRADED FD T PFM 46137V506 $2.6M 3.77% 47,080 SH
6 AMERICAN CENTY ETF TR KORP 025072109 $2.6M 3.75% 55,973 SH
7 COLUMBIA ETF TR II XCEM 19762B202 $2.6M 3.71% 50,945 SH
8 SPDR SERIES TRUST SDY 78464A763 $2.6M 3.69% 16,573 SH
9 FIRST TR EXCHANGE TRADED FD TDIV 33738R118 $2.5M 3.61% 22,589 SH
10 SELECT SECTOR SPDR TR XLI 81369Y704 $2.4M 3.41% 12,937 SH
11 FIRST TR EXCHANGE TRAD FD VI FTGC 33739H101 $2.3M 3.24% 83,146 SH
12 ISHARES TR IWD 464287598 $2.2M 3.20% 9,052 SH
13 FRANKLIN TEMPLETON ETF TR FLGV 35473P488 $2.2M 3.13% 108,143 SH
14 PIMCO ETF TR BOND 72201R775 $2.2M 3.11% 23,676 SH
15 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $2.2M 3.08% 42,699 SH
16 ISHARES TR IWF 464287614 $2.0M 2.79% 16,096 SH
17 GLOBAL X FDS PFFD 37954Y657 $1.8M 2.60% 97,614 SH
18 AMERICAN CENTY ETF TR AVUV 025072877 $1.8M 2.59% 14,622 SH
19 T ROWE PRICE EXCHANGE-TRADED TVAL 87283Q859 $1.8M 2.54% 42,060 SH
20 SPDR SERIES TRUST SPBO 78464A144 $1.7M 2.44% 58,923 SH
21 AMERICAN CENTY ETF TR QGRO 025072307 $1.7M 2.37% 14,154 SH
22 INVESCO EXCHANGE TRADED FD T RSPG 46137V365 $1.6M 2.29% 16,436 SH
23 JANUS DETROIT STR TR JSI 47103U746 $1.5M 2.18% 29,751 SH
24 FIRST TR EXCHANGE-TRADED FD SKYY 33734X192 $1.5M 2.13% 10,992 SH
25 FIRST TR EXCHANGE-TRADED FD KNG 33739Q705 $1.5M 2.11% 28,594 SH
26 GLOBAL X FDS EMBD 37954Y350 $1.4M 1.95% 56,983 SH
27 ISHARES TR IWO 464287648 $888.2K 1.27% 2,296 SH
28 ETFIS SER TR I UTES 26923G806 $884.8K 1.27% 10,904 SH
29 JANUS DETROIT STR TR JSMD 47103U209 $715.4K 1.02% 7,272 SH
30 APPLE INC AAPL 037833100 $704.9K 1.01% 2,284 SH
31 ISHARES TR IJJ 464287705 $668.3K 0.96% 4,553 SH
32 INVESCO EXCHANGE TRADED FD T RPV 46137V258 $623.4K 0.89% 5,389 SH
33 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $615.7K 0.88% 827 SH
34 INVESCO QQQ TR QQQ 46090E103 $611.0K 0.87% 857 SH
35 MFS ACTIVE EXCHANGE TRADED F MFSI 55286W405 $596.3K 0.85% 18,224 SH
36 MICROSOFT CORP MSFT 594918104 $575.5K 0.82% 1,474 SH
37 JPMORGAN CHASE & CO JPM 46625H100 $565.6K 0.81% 1,691 SH
38 SCHWAB STRATEGIC TR SCHF 808524805 $560.1K 0.80% 20,390 SH
39 VANGUARD SCOTTSDALE FDS VONG 92206C680 $488.6K 0.70% 3,917 SH
40 VANGUARD SCOTTSDALE FDS VONV 92206C714 $486.9K 0.70% 4,499 SH
41 VULCAN MATLS CO VMC 929160109 $391.7K 0.56% 1,292 SH
42 SCHWAB STRATEGIC TR SCHC 808524888 $378.2K 0.54% 7,790 SH
43 INVESCO EXCHANGE TRADED FD T RSPU 46137V274 $334.2K 0.48% 4,079 SH
44 LAMAR ADVERTISING CO LAMR 512816109 $314.3K 0.45% 1,995 SH
45 SELECT SECTOR SPDR TR XLP 81369Y308 $305.9K 0.44% 3,599 SH
46 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $264.3K 0.38% 3,298 SH
47 ISHARES TR IHI 464288810 $244.3K 0.35% 4,709 SH
48 NORFOLK SOUTHN CORP NSC 655844108 $238.8K 0.34% 740 SH
49 UNITEDHEALTH GROUP INC UNH 91324P102 $221.2K 0.32% 520 SH
50 EXXON MOBIL CORP XOM 30231G102 $218.7K 0.31% 1,595 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-08 $69.9M 52 0001420506-26-001202
2026-03-31 2026-05-05 $805.5M 133 0001420506-26-000797
2025-12-31 2026-02-06 $800.7M 141 0001420506-26-000194
Filer Information
Address
311 PARK PLACE BLVD
STE 150
CLEARWATER, FL 33759
Phone
(727) 252-1050
Filing Manager
Flaharty Asset Management, LLC
CLEARWATER, FL
Signatory
John Hunter Orr
CIO