CANTOR FITZGERALD INVESTMENT ADVISORS L.P. — 13F Holdings & Portfolio
CIK 1710477 · latest 13F-HR filed 2026-10-16
CANTOR FITZGERALD INVESTMENT ADVISORS L.P. manages $1.47B in 13F-reported U.S. long-equity assets across 178 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IEI (5.85%), IVV (5.52%), VOO (3.55%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 5 new positions and exited 11; 46 existing positions rose in reported value and 72 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$1.47B
Long-equity book
Holdings
178
Distinct positions
Period
2026-09-30
Filed 2026-10-16
Q/Q Activity
+5 / −11 / ↑46 / ↓72
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26IEI5.8% · -1%IVV5.5% · +3%VOO3.5% · -3%QQQ3.3% · -0%VMBS3.2% · -2%VEA2.8% · -1%HPE2.1% · -34%SCHX1.7% · +2%EMR1.5% · +2%CVS1.5% · +2%HPQ1.5% · +2%SPIB1.4% · -1%WFC1.4% · +2%ACN1.4% · +3%JNJ1.4% · +1%VWO1.3% · +1%IJH1.3% · +1%ARB1.3% · +0%SWK1.3% · +2%TFC1.3% · +2%SJM1.3% · +2%USB1.2% · +3%BBY1.2% · +2%IBM1.2% · +93%TGT1.2% · +2%IFF1.2% · +2%MDLZ1.2% · +2%PEP1.2% · +1032%KMB1.1% · +2%MET1.1% · +2%BMY1.1% · +2%GPC1.1% · +5%UPS1.1% · +2%XOM1.1% · +2%PRU1.1% · +2%PPG1.0% · +2%MDT1.0% · +2%PFE1.0% · +1%CVX1.0% · +1%PM1.0% · +3%DVN0.9% · +2%COP0.9% · -16%HD0.9% · +2%WY0.9% · +0%TXN0.9% · -36%NVO0.9% · +56%FITB0.9% · +3%DG0.8% · +4%DUK0.8% · +2%STT0.8% · -0%VZ0.8% · +4%FIS0.8% · +3%AMCR0.7% · +2%LMT0.7% · +3%CMCSA0.7% · -11%AAPL0.7% · -2%SHEL0.7% · +2%VGIT0.6% · -8%JPM0.6% · -1%SLB0.6% · +2%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 31.1%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jul 15, 2026.
Assets Under Management
$3.24B
Discretionary
$3.24B
Employees
35
Accounts
1,302
Address
110 EAST 59TH STREET
7TH FLOOR
NEW YORK, NY 10022
7TH FLOOR
NEW YORK, NY 10022
Phone
(212) 915-1722
This firm reports 4 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BRAJER, ADAM, MARC Control | GENERAL COUNSEL AND SECRETARY since Aug 2025 | Less than 5% | Individual |
| CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC Control | MANAGING PARTNER since Feb 2010 | Less than 5% | Domestic Entity |
| CFAM HOLDINGS, LLC Control | MEMBER since May 2025 | 75% or more | Domestic Entity |
| FERRI, WILLIAM, JOSEPH Control | GLOBAL HEAD OF ASSET MANAGEMENT since Jun 2022 | Less than 5% | Individual |
| KARLE, WALTER, DESMOND Control | CHIEF COMPLIANCE OFFICER since Aug 2018 | Less than 5% | Individual |
| SALINAS, DANNY, H Control | CHIEF FINANCIAL OFFICER since Apr 2025 | Less than 5% | Individual |
| Ambach, Glenn | PORTFOLIO MANAGER since Aug 2017 | Less than 5% | Individual |
| BRUCE, JOHN, THOMAS | PORTFOLIO MANAGER AND SR MANAGING DIRECTOR since Jun 2021 | Less than 5% | Individual |
| Brim, John, David | CO-CHIEF INVESTMENT OFFICER since Aug 2025 | Less than 5% | Individual |
| MILNER, CHRISTOPHER, ALAN | CO-CHIEF INVESTMENT OFFICER since Aug 2025 | Less than 5% | Individual |
| BGL MANAGEMENT TRUST Control Indirect owner via CF GROUP MANAGEMENT, INC. | SHAREHOLDER since Oct 2025 | 25–50% | Domestic Entity |
| CANTOR FITZGERALD, L.P. Control Indirect owner via CFAM HOLDINGS, LLC | MEMBER since May 2005 | 75% or more | Domestic Entity |
| CF GROUP MANAGEMENT, INC. Control Indirect owner via CANTOR FITZGERALD, L.P. | MANAGING GENERAL PARTNER since Jan 2010 | General partner, trustee or manager | Domestic Entity |
| CFAM HOLDINGS, LLC Control Indirect owner via CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC | MEMBER since May 2025 | 75% or more | Domestic Entity |
| CJL MANAGEMENT TRUST Control Indirect owner via CF GROUP MANAGEMENT, INC. | SHAREHOLDER since Oct 2025 | 25–50% | Domestic Entity |
| KSL MANAGEMENT TRUST Control Indirect owner via CF GROUP MANAGEMENT, INC. | SHAREHOLDER since Oct 2025 | 25–50% | Domestic Entity |
| LUTNICK, BRANDON, GERALD Control Indirect owner via KSL MANAGEMENT TRUST | CONTROLLING TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, BRANDON, GERALD Control Indirect owner via BGL MANAGEMENT TRUST | CONTROLLING TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, BRANDON, GERALD Control Indirect owner via CJL MANAGEMENT TRUST | CONTROLLING TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, BRANDON, GERALD Control Indirect owner via RGL MANAGEMENT TRUST | CONTROLLING TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, BRANDON, GERALD Control Indirect owner via DYNASTY TRUST A | CONTROLLING TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, BRANDON, GERALD Control Indirect owner via CF GROUP MANAGEMENT, INC. | CHIEF EXECUTIVE OFFICER since Oct 2025 | General partner, trustee or manager | Individual |
| RGL MANAGEMENT TRUST Control Indirect owner via CF GROUP MANAGEMENT, INC. | SHAREHOLDER since Oct 2025 | 25–50% | Domestic Entity |
| DYNASTY TRUST A Indirect owner via CANTOR FITZGERALD, L.P. | LIMITED PARTNER since Oct 2025 | 50–75% | Domestic Entity |
| DYNASTY TRUST A Indirect owner via CF GROUP MANAGEMENT, INC. | SHAREHOLDER since Oct 2025 | 75% or more | Domestic Entity |
| LUTNICK, CASEY, J Indirect owner via CJL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, CASEY, J Indirect owner via KSL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, CASEY, J Indirect owner via BGL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, CASEY, J Indirect owner via RGL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, CASEY, J Indirect owner via DYNASTY TRUST A | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, KYLE, S Indirect owner via KSL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, KYLE, S Indirect owner via BGL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, KYLE, S Indirect owner via CJL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, KYLE, S Indirect owner via RGL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| LUTNICK, KYLE, S Indirect owner via DYNASTY TRUST A | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| Lutnick, Ryan, G Indirect owner via RGL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| Lutnick, Ryan, G Indirect owner via KSL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| Lutnick, Ryan, G Indirect owner via BGL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| Lutnick, Ryan, G Indirect owner via CJL MANAGEMENT TRUST | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
| Lutnick, Ryan, G Indirect owner via DYNASTY TRUST A | TRUSTEE since Oct 2025 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 24 filings with changes since Nov 8, 2011
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 10, 2026 filing
- AddedCFAM HOLDINGS, LLC · MEMBER · 75% or more · control person
- ChangedCANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC · ownership 75% or more → Less than 5%
Mar 23, 2026 filing
- No longer listedMORGAN, HERBERT, WILLIAM · PORTFOLIO MANGER AND SR MANAGING DIRECTOR · Less than 5% · listed since Feb 2017
- AddedAmbach, Glenn · PORTFOLIO MANAGER · Less than 5%
Oct 21, 2025 filing
- No longer listedCANTOR FITZGERALD, L.P. · MEMBER · 75% or more · indirect via CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC · control person · listed since Jun 2005
- No longer listedHOWARD W. LUTNICK PERSONAL ASSET TRUST · LIMITED PARTNER · 25–50% · indirect via CANTOR FITZGERALD, L.P. · control person · listed since Nov 2011
- No longer listedHOWARD W. LUTNICK REVOCABLE TRUST · SHAREHOLDER · 75% or more · indirect via CF GROUP MANAGEMENT, INC. · control person · listed since Nov 2011
- No longer listedLUTNICK, HOWARD, WILLIAM · SOLE TRUSTEE · 75% or more · indirect via HOWARD W. LUTNICK PERSONAL ASSET TRUST · control person · listed since May 2009
- No longer listedLUTNICK, HOWARD, WILLIAM · SOLE TRUSTEE · 75% or more · indirect via HOWARD W. LUTNICK REVOCABLE TRUST · control person · listed since Jan 2010
- No longer listedPAULSON, KENNETH, MICHAEL · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jan 2020
- AddedBGL MANAGEMENT TRUST · SHAREHOLDER · 25–50% · indirect via CF GROUP MANAGEMENT, INC. · control person
- AddedCANTOR FITZGERALD, L.P. · MEMBER · 75% or more · indirect via CFAM HOLDINGS, LLC · control person
- AddedCFAM HOLDINGS, LLC · MEMBER · 75% or more · indirect via CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC · control person
- AddedCJL MANAGEMENT TRUST · SHAREHOLDER · 25–50% · indirect via CF GROUP MANAGEMENT, INC. · control person
- AddedDYNASTY TRUST A · LIMITED PARTNER · 50–75% · indirect via CANTOR FITZGERALD, L.P.
- AddedDYNASTY TRUST A · SHAREHOLDER · 75% or more · indirect via CF GROUP MANAGEMENT, INC.
- AddedKSL MANAGEMENT TRUST · SHAREHOLDER · 25–50% · indirect via CF GROUP MANAGEMENT, INC. · control person
- AddedLUTNICK, BRANDON, GERALD · CONTROLLING TRUSTEE · General partner, trustee or manager · indirect via KSL MANAGEMENT TRUST · control person
- AddedLUTNICK, BRANDON, GERALD · CONTROLLING TRUSTEE · General partner, trustee or manager · indirect via BGL MANAGEMENT TRUST · control person
- AddedLUTNICK, BRANDON, GERALD · CONTROLLING TRUSTEE · General partner, trustee or manager · indirect via CJL MANAGEMENT TRUST · control person
- AddedLUTNICK, BRANDON, GERALD · CONTROLLING TRUSTEE · General partner, trustee or manager · indirect via RGL MANAGEMENT TRUST · control person
- AddedLUTNICK, BRANDON, GERALD · CONTROLLING TRUSTEE · General partner, trustee or manager · indirect via DYNASTY TRUST A · control person
- AddedLUTNICK, BRANDON, GERALD · CHIEF EXECUTIVE OFFICER · General partner, trustee or manager · indirect via CF GROUP MANAGEMENT, INC. · control person
- AddedLUTNICK, CASEY, J · TRUSTEE · General partner, trustee or manager · indirect via CJL MANAGEMENT TRUST
- AddedLUTNICK, CASEY, J · TRUSTEE · General partner, trustee or manager · indirect via KSL MANAGEMENT TRUST
- AddedLUTNICK, CASEY, J · TRUSTEE · General partner, trustee or manager · indirect via BGL MANAGEMENT TRUST
- AddedLUTNICK, CASEY, J · TRUSTEE · General partner, trustee or manager · indirect via RGL MANAGEMENT TRUST
- AddedLUTNICK, CASEY, J · TRUSTEE · General partner, trustee or manager · indirect via DYNASTY TRUST A
- AddedLUTNICK, KYLE, S · TRUSTEE · General partner, trustee or manager · indirect via KSL MANAGEMENT TRUST
- and 11 more
Aug 1, 2025 filing
- No longer listedMERKEL, STEPHEN, MARCUS · GENERAL COUNSEL AND SECRETARY · Less than 5% · control person · listed since Feb 2010
- No longer listedMILLARD, MICHAEL, GERARD · EXECUTIVE VICE PRESIDENT · Less than 5% · control person · listed since Jul 2022
- AddedBRAJER, ADAM, MARC · GENERAL COUNSEL AND SECRETARY · Less than 5% · control person
- AddedBrim, John, David · CO-CHIEF INVESTMENT OFFICER · Less than 5%
- AddedMILNER, CHRISTOPHER, ALAN · CO-CHIEF INVESTMENT OFFICER · Less than 5%
- ChangedBRUCE, JOHN, THOMAS · title SR MANAGING DIRECTOR → PORTFOLIO MANAGER AND SR MANAGING DIRECTOR
- ChangedMORGAN, HERBERT, WILLIAM · title SR MANAGING DIRECTOR → PORTFOLIO MANGER AND SR MANAGING DIRECTOR
May 8, 2025 filing
- No longer listedKAPLAN, MARK, ELLIOT · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Jan 2019
Jul 28, 2022 filing
- AddedFERRI, WILLIAM, JOSEPH · GLOBAL HEAD OF ASSET MANAGEMENT · Less than 5% · control person
- ChangedMILLARD, MICHAEL, GERARD · title GLOBAL HEAD OF ASSET MANAGEMENT → EXECUTIVE VICE PRESIDENT
Jun 8, 2021 filing
- AddedBRUCE, JOHN, THOMAS · SR MANAGING DIRECTOR · Less than 5%
May 10, 2021 filing
- No longer listedANZALONE, THOMAS, JOSEPH · CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since Feb 2010
- AddedKAPLAN, MARK, ELLIOT · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ChangedCANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC · title GENERAL PARTNER → MANAGING PARTNER
Jan 23, 2020 filing
- No longer listedBISGAY, STEVEN · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Apr 2015
- AddedPAULSON, KENNETH, MICHAEL · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Jan 18, 2019 filing
- AddedMORGAN, HERBERT, WILLIAM · SR MANAGING DIRECTOR · Less than 5%
Older changes (15 more filings)
Sep 20, 2018 filing
- No longer listedCANTOR FITZGERALD, L.P. · MEMBER · 75% or more · indirect via HOWARD W. LUTNICK PERSONAL ASSET TRUST · control person · listed since Jun 2005
- No longer listedCF GROUP MANAGEMENT, INC. · MANAGING GENERAL PARTNER · 75% or more · indirect via HOWARD W. LUTNICK REVOCABLE TRUST · control person · listed since Jan 2010
- No longer listedHOWARD W. LUTNICK PERSONAL ASSET TRUST · LIMITED PARTNER · 25–50% · indirect via LUTNICK, HOWARD, WILLIAM · control person · listed since Nov 2011
- No longer listedHOWARD W. LUTNICK REVOCABLE TRUST · SHAREHOLDER · 75% or more · indirect via LUTNICK, HOWARD, WILLIAM · control person · listed since Nov 2011
- AddedHOWARD W. LUTNICK PERSONAL ASSET TRUST · LIMITED PARTNER · 25–50% · indirect via CANTOR FITZGERALD, L.P. · control person
- AddedHOWARD W. LUTNICK REVOCABLE TRUST · SHAREHOLDER · 75% or more · indirect via CF GROUP MANAGEMENT, INC. · control person
- Listed againCANTOR FITZGERALD, L.P. · MEMBER · 75% or more · indirect via CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC · control person
- Listed againCF GROUP MANAGEMENT, INC. · MANAGING GENERAL PARTNER · General partner, trustee or manager · indirect via CANTOR FITZGERALD, L.P. · control person
- ChangedLUTNICK, HOWARD, WILLIAM · indirect via HOWARD W. LUTNICK REVOCABLE TRUST: ownership 25–50% → 75% or more
Aug 24, 2018 filing
- No longer listedSHIELDS, WILLIAM, MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2018
- AddedKARLE, WALTER, DESMOND · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jul 27, 2018 filing
- No longer listedHART, STEPHEN, MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2017
- AddedSHIELDS, WILLIAM, MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
May 21, 2018 filing
- No longer listedBOND, JAMES, MICHAEL · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Feb 2010
- No longer listedMATTHEWS, SHAWN, PETER · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Feb 2010
Feb 23, 2018 filing
- No longer listedCANTOR FITZGERALD, L.P. · PARTNER · 75% or more · indirect via CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC · control person · listed since Feb 2010
- No longer listedCF GROUP MANAGEMENT, INC. · MANAGING G.P. · 25–50% · indirect via CANTOR FITZGERALD, L.P. · control person · listed since Sep 1992
- No longer listedLUTNICK, HOWARD, WILLIAM · SHAREHOLDER · 75% or more · indirect via CF GROUP MANAGEMENT, INC. · control person · listed since Sep 1992
- No longer listedLUTNICK, HOWARD, WILLIAM · PARTNER · 25–50% · indirect via CANTOR FITZGERALD, L.P. · control person · listed since Sep 1992
- AddedCANTOR FITZGERALD, L.P. · MEMBER · 75% or more · indirect via HOWARD W. LUTNICK PERSONAL ASSET TRUST · control person
- AddedCF GROUP MANAGEMENT, INC. · MANAGING GENERAL PARTNER · 75% or more · indirect via HOWARD W. LUTNICK REVOCABLE TRUST · control person
- AddedHOWARD W. LUTNICK PERSONAL ASSET TRUST · LIMITED PARTNER · 25–50% · indirect via LUTNICK, HOWARD, WILLIAM · control person
- AddedHOWARD W. LUTNICK REVOCABLE TRUST · SHAREHOLDER · 75% or more · indirect via LUTNICK, HOWARD, WILLIAM · control person
- AddedLUTNICK, HOWARD, WILLIAM · SOLE TRUSTEE · 75% or more · indirect via HOWARD W. LUTNICK PERSONAL ASSET TRUST · control person
- AddedLUTNICK, HOWARD, WILLIAM · SOLE TRUSTEE · 25–50% · indirect via HOWARD W. LUTNICK REVOCABLE TRUST · control person
- AddedMILLARD, MICHAEL, GERARD · GLOBAL HEAD OF ASSET MANAGEMENT · Less than 5% · control person
- ChangedMERKEL, STEPHEN, MARCUS · title CHIEF LEGAL OFFICER → GENERAL COUNSEL AND SECRETARY; now a control person
Jun 8, 2017 filing
- No longer listedGOLDFARB, DAVID · GLOBAL HEAD OF ASSET AND WEALTH MANAGEMENT · Less than 5% · control person · listed since Sep 2015
Mar 28, 2017 filing
- No longer listedBOGNER, HARRIS, JASON · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Mar 2015
- AddedHART, STEPHEN, MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Nov 1, 2016 filing
- No longer listedCANTOR FITZGERALD INVESTMENT ADVISEOS HOLDINGS, LLC · GENERAL PARTNER · 75% or more · control person · listed since Feb 2010
- Listed againCANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC · GENERAL PARTNER · 75% or more · control person
Mar 30, 2016 filing
- AddedGOLDFARB, DAVID · GLOBAL HEAD OF ASSET AND WEALTH MANAGEMENT · Less than 5% · control person
Jun 19, 2015 filing
- No longer listedBARNARD, DOUGLAS, RANKIN · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Feb 2010
- AddedBISGAY, STEVEN · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Mar 31, 2015 filing
- No longer listedDISTELL, GARY, NEIL · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Feb 2010
- AddedBOGNER, HARRIS, JASON · CHIEF COMPLIANCE OFFICER · Less than 5%
Mar 28, 2014 filing
- No longer listedCANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC · GENERAL PARTNER · Less than 5% · control person · listed since Feb 2010
- No longer listedCANTOR FITZGERALD, L.P. · LIMITED PARTNER · 75% or more · listed since Feb 2010
- AddedCANTOR FITZGERALD INVESTMENT ADVISEOS HOLDINGS, LLC · GENERAL PARTNER · 75% or more · control person
- AddedCANTOR FITZGERALD, L.P. · PARTNER · 75% or more · indirect via CANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC · control person
- ChangedLUTNICK, HOWARD, WILLIAM · indirect via CF GROUP MANAGEMENT, INC.: title JH → SHAREHOLDER
Apr 1, 2013 filing
- No longer listedKAPLAN, MARLENA, ANN · CHIEF FINANCIAL OFFICER, FUND ADVISORY SERVIVCES · Less than 5% · control person · listed since Mar 2012
Mar 30, 2012 filing
- No longer listedCANTOR FITZGERALD INVESTEMENT ADVISORS HOLDINGS, LLC · GENERAL PARTNER · Less than 5% · control person · listed since Feb 2010
- AddedANZALONE, THOMAS, JOSEPH · CHIEF OPERATIONS OFFICER · Less than 5% · control person
- AddedBARNARD, DOUGLAS, RANKIN · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedBOND, JAMES, MICHAEL · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedCANTOR FITZGERALD INVESTMENT ADVISORS HOLDINGS, LLC · GENERAL PARTNER · Less than 5% · control person
- AddedKAPLAN, MARLENA, ANN · CHIEF FINANCIAL OFFICER, FUND ADVISORY SERVIVCES · Less than 5% · control person
- AddedMATTHEWS, SHAWN, PETER · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- AddedMERKEL, STEPHEN, MARCUS · CHIEF LEGAL OFFICER · Less than 5%
Nov 8, 2011 filing (earliest on record)
- ListedCANTOR FITZGERALD INVESTEMENT ADVISORS HOLDINGS, LLC · GENERAL PARTNER · Less than 5% · control person
- ListedCANTOR FITZGERALD, L.P. · LIMITED PARTNER · 75% or more
- ListedCF GROUP MANAGEMENT, INC. · MANAGING G.P. · 25–50% · indirect via CANTOR FITZGERALD, L.P. · control person
- ListedDISTELL, GARY, NEIL · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedLUTNICK, HOWARD, WILLIAM · JH · 75% or more · indirect via CF GROUP MANAGEMENT, INC. · control person
- ListedLUTNICK, HOWARD, WILLIAM · PARTNER · 25–50% · indirect via CANTOR FITZGERALD, L.P. · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- PEPSICO INC$15.4M +959.8%
- ACCENTURE PLC IRELAND$7.0M +51.2%
- HP INC$6.9M +45.2%
- INTERNATIONAL BUSINESS MACHS$6.0M +51.0%
- ISHARES TR$4.2M +5.4%
Top Trims
- TRAVELERS COMPANIES INC-$12.8M -81.7%
- MERCK & CO INC-$8.8M -61.4%
- TEXAS INSTRS INC-$8.7M -39.9%
- CVS HEALTH CORP-$4.0M -15.1%
- VANGUARD SCOTTSDALE FDS-$3.6M -7.1%
New Positions
- ARBITRAGE FDS$18.6M
- EXXONMOBIL HOLDINGS CORP$16.0M
- DICKS SPORTING GOODS INC$1.3M
- SPDR SERIES TRUST$508.6K
- CRESCENT ENERGY COMPANY$400.4K
Exited Positions
- ALTSHARES TRUST$18.4M
- CORNING INC$17.7M
- EXXON MOBIL CORP$13.2M
- GLOBAL X FDS$828.8K
- PROCTER & GAMBLE CO$744.6K
CANTOR FITZGERALD INVESTMENT ADVISORS L.P. Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IEI | 464288661 | $85.8M | 5.85% | 756,408 | SH |
| 2 | ISHARES TR | IVV | 464287200 | $81.0M | 5.52% | 105,772 | SH |
| 3 | VANGUARD INDEX FDS | VOO | 922908363 | $52.1M | 3.55% | 74,284 | SH |
| 4 | INVESCO QQQ TR | QQQ | 46090E103 | $48.4M | 3.30% | 65,467 | SH |
| 5 | VANGUARD SCOTTSDALE FDS | VMBS | 92206C771 | $47.3M | 3.22% | 1,064,853 | SH |
| 6 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $41.3M | 2.81% | 584,724 | SH |
| 7 | HEWLETT PACKARD ENTERPRISE C | HPE | 42824C109 | $30.7M | 2.09% | 480,844 | SH |
| 8 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $25.0M | 1.70% | 831,851 | SH |
| 9 | EMERSON ELEC CO | EMR | 291011104 | $22.7M | 1.55% | 146,450 | SH |
| 10 | CVS HEALTH CORP | CVS | 126650100 | $22.3M | 1.52% | 260,592 | SH |
| 11 | HP INC | HPQ | 40434L105 | $22.0M | 1.50% | 704,367 | SH |
| 12 | SPDR SERIES TRUST | SPIB | 78464A375 | $20.8M | 1.42% | 645,225 | SH |
| 13 | WELLS FARGO & CO | WFC | 949746101 | $20.8M | 1.42% | 259,999 | SH |
| 14 | ACCENTURE PLC IRELAND | ACN | G1151C101 | $20.8M | 1.42% | 113,411 | SH |
| 15 | JOHNSON & JOHNSON | JNJ | 478160104 | $19.9M | 1.36% | 75,199 | SH |
| 16 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $19.7M | 1.34% | 331,640 | SH |
| 17 | ISHARES TR | IJH | 464287507 | $19.3M | 1.31% | 267,642 | SH |
| 18 | ARBITRAGE FDS | ARB | 03875R791 | $18.6M | 1.27% | 620,955 | SH |
| 19 | STANLEY BLACK & DECKER INC | SWK | 854502101 | $18.5M | 1.26% | 209,118 | SH |
| 20 | TRUIST FINL CORP | TFC | 89832Q109 | $18.5M | 1.26% | 399,655 | SH |
| 21 | SMUCKER J M CO | SJM | 832696405 | $18.5M | 1.26% | 155,311 | SH |
| 22 | US BANCORP | USB | 902973304 | $18.3M | 1.25% | 317,209 | SH |
| 23 | BEST BUY INC | BBY | 086516101 | $17.9M | 1.22% | 202,773 | SH |
| 24 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $17.8M | 1.21% | 80,802 | SH |
| 25 | TARGET CORP | TGT | 87612E106 | $17.5M | 1.20% | 111,915 | SH |
| 26 | INTERNATIONAL FLAVORS&FRAGRA | IFF | 459506101 | $17.4M | 1.19% | 208,502 | SH |
| 27 | MONDELEZ INTL INC | MDLZ | 609207105 | $17.1M | 1.17% | 296,156 | SH |
| 28 | PEPSICO INC | PEP | 713448108 | $17.0M | 1.16% | 134,247 | SH |
| 29 | KIMBERLY-CLARK CORP | KMB | 494368103 | $16.7M | 1.14% | 171,324 | SH |
| 30 | METLIFE INC | MET | 59156R108 | $16.6M | 1.13% | 175,989 | SH |
| 31 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $16.5M | 1.13% | 265,090 | SH |
| 32 | GENUINE PARTS CO | GPC | 372460105 | $16.4M | 1.12% | 130,625 | SH |
| 33 | UNITED PARCEL SVCS INC | UPS | 911312106 | $16.3M | 1.11% | 174,271 | SH |
| 34 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $16.0M | 1.09% | 98,299 | SH |
| 35 | PRUDENTIAL FINL INC | PRU | 744320102 | $15.9M | 1.08% | 139,967 | SH |
| 36 | PPG INDS INC | PPG | 693506107 | $14.6M | 0.99% | 139,895 | SH |
| 37 | MEDTRONIC PLC | MDT | G5960L103 | $14.4M | 0.98% | 167,041 | SH |
| 38 | PFIZER INC | PFE | 717081103 | $14.3M | 0.98% | 501,592 | SH |
| 39 | CHEVRON CORPORATION | CVX | 166764100 | $14.3M | 0.97% | 69,921 | SH |
| 40 | PHILIP MORRIS INTL INC | PM | 718172109 | $14.0M | 0.96% | 73,509 | SH |
| 41 | DEVON ENERGY CORP NEW | DVN | 25179M103 | $13.6M | 0.93% | 295,754 | SH |
| 42 | CONOCOPHILLIPS | COP | 20825C104 | $13.6M | 0.93% | 108,730 | SH |
| 43 | HOME DEPOT INC | HD | 437076102 | $13.5M | 0.92% | 47,360 | SH |
| 44 | WEYERHAEUSER CO | WY | 962166104 | $13.2M | 0.90% | 691,952 | SH |
| 45 | TEXAS INSTRS INC | TXN | 882508104 | $13.2M | 0.90% | 47,038 | SH |
| 46 | NOVO-NORDISK A S | NVO | 670100205 | $12.6M | 0.86% | 333,620 | SH |
| 47 | FIFTH THIRD BANCORP | FITB | 316773100 | $12.5M | 0.85% | 247,045 | SH |
| 48 | DOLLAR GEN CORP | DG | 256677105 | $12.4M | 0.84% | 103,463 | SH |
| 49 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $12.4M | 0.84% | 108,444 | SH |
| 50 | STATE STR CORP | STT | 857477103 | $12.3M | 0.84% | 70,321 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-16 | $1.47B | 178 | 0001710477-26-000004 |
| 2026-06-30 | 2026-07-24 | $1.48B | 184 | 0001710477-26-000003 |
| 2026-03-31 | 2026-04-23 | $1.36B | 178 | 0001710477-26-000002 |
| 2025-12-31 | 2026-01-23 | $1.35B | 185 | 0001710477-26-000001 |
Filer Information
Address
110 EAST 59TH STREETNEW YORK, NY 10022
Phone
(212) 829-4952
Filing Manager
CANTOR FITZGERALD INVESTMENT ADVISORS L.P.
NEW YORK, NY
Signatory
Walter Karle
Chief Compliance Officer