SFAM, LLC — 13F Holdings & Portfolio
CIK 1713286 · latest 13F-HR filed 2026-11-03
SFAM, LLC manages $124.3M in 13F-reported U.S. long-equity assets across 273 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VV (24.71%), AGG (12.00%), SMMD (11.92%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 19 new positions and exited 8; 70 existing positions rose in reported value and 112 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-11-03
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 80.8%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 27, 2026.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| FALDUTO, JOHN, JOSEPH Control | MEMBER since Aug 2007 | 50–75% | Individual |
| SAWYER, THOMAS, SAMUEL Control | MEMBER/CHIEF COMPLIANCE OFFICER since Aug 2007 | 50–75% | Individual |
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$625.6K +5.9%
- VANGUARD BD INDEX FDS$482.3K +6.1%
- ISHARES TR$275.8K +14.7%
- APPLE INC$212.7K +15.6%
- MICROSOFT CORP$210.2K +34.6%
Top Trims
- ISHARES TR-$338.8K -74.6%
- VANGUARD INDEX FDS-$237.8K -11.8%
- VANGUARD INDEX FDS-$151.3K -6.0%
- ELI LILLY & CO-$145.9K -17.0%
- ALPHABET INC-$120.9K -17.1%
New Positions
- EXXONMOBIL HOLDINGS CORP$77.3K
- SK HYNIX INC$51.3K
- STATE STR SPDR DOW JONES IND$29.5K
- RUSH STREET INTERACTIVE INC$25.1K
- MARSH & MCLENNAN COS INC$22.8K
Exited Positions
- EXXON MOBIL CORP$71.1K
- JACOBS SOLUTIONS INC$58.0K
- PULTE GROUP INC$41.2K
- AMERICAN EXPRESS CO$23.7K
- ONEOK INC NEW$8.7K
SFAM, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VV | 922908637 | $30.7M | 24.71% | 87,275 | SH |
| 2 | ISHARES TR | AGG | 464287226 | $14.9M | 12.00% | 157,788 | SH |
| 3 | ISHARES TR | SMMD | 46435G268 | $14.8M | 11.92% | 173,309 | SH |
| 4 | ISHARES TR | DGRO | 46434V621 | $11.3M | 9.07% | 149,535 | SH |
| 5 | SPDR SERIES TRUST | SPYG | 78464A409 | $11.2M | 9.02% | 91,134 | SH |
| 6 | VANGUARD BD INDEX FDS | BSV | 921937827 | $8.5M | 6.80% | 110,638 | SH |
| 7 | VANECK ETF TRUST | ANGL | 92189F437 | $2.7M | 2.20% | 98,204 | SH |
| 8 | VANGUARD INDEX FDS | VUG | 922908736 | $2.4M | 1.90% | 26,202 | SH |
| 9 | ISHARES TR | SUB | 464288158 | $2.2M | 1.73% | 20,597 | SH |
| 10 | VANGUARD INDEX FDS | VTV | 922908744 | $1.8M | 1.43% | 8,199 | SH |
| 11 | APPLE INC | AAPL | 037833100 | $1.6M | 1.27% | 4,739 | SH |
| 12 | ISHARES TR | ICF | 464287564 | $1.6M | 1.26% | 24,859 | SH |
| 13 | VANGUARD INDEX FDS | VOO | 922908363 | $1.5M | 1.23% | 2,175 | SH |
| 14 | ISHARES TR | IXUS | 46432F834 | $1.2M | 0.95% | 12,433 | SH |
| 15 | MICROSOFT CORP | MSFT | 594918104 | $818.6K | 0.66% | 1,596 | SH |
| 16 | ISHARES TR | IVV | 464287200 | $775.8K | 0.62% | 1,013 | SH |
| 17 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $758.1K | 0.61% | 994 | SH |
| 18 | ELI LILLY & CO | LLY | 532457108 | $710.4K | 0.57% | 614 | SH |
| 19 | ISHARES TR | IJR | 464287804 | $615.1K | 0.49% | 4,521 | SH |
| 20 | ALPHABET INC | GOOGL | 02079K305 | $586.7K | 0.47% | 1,705 | SH |
| 21 | ISHARES TR | IWR | 464287499 | $548.3K | 0.44% | 5,138 | SH |
| 22 | AMPHENOL CORP | APH | 032095101 | $539.5K | 0.43% | 6,400 | SH |
| 23 | ISHARES TR | IVW | 464287309 | $442.4K | 0.36% | 3,110 | SH |
| 24 | VISA INC | V | 92826C839 | $395.6K | 0.32% | 1,101 | SH |
| 25 | J P MORGAN EXCHANGE TRADED F | JMEE | 46641Q118 | $384.1K | 0.31% | 5,220 | SH |
| 26 | JPMORGAN CHASE & CO | JPM | 46625H100 | $305.7K | 0.25% | 924 | SH |
| 27 | ALPHABET INC | GOOG | 02079K107 | $305.7K | 0.25% | 897 | SH |
| 28 | NVIDIA CORPORATION | NVDA | 67066G104 | $305.0K | 0.25% | 1,335 | SH |
| 29 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $289.3K | 0.23% | 581 | SH |
| 30 | AMAZON COM INC | AMZN | 023135106 | $285.8K | 0.23% | 1,147 | SH |
| 31 | VANGUARD SCOTTSDALE FDS | VTWO | 92206C664 | $253.4K | 0.20% | 2,258 | SH |
| 32 | JOHNSON & JOHNSON | JNJ | 478160104 | $238.8K | 0.19% | 902 | SH |
| 33 | ISHARES TR | IEFA | 46432F842 | $231.8K | 0.19% | 2,393 | SH |
| 34 | AXON ENTERPRISE INC | AXON | 05464C101 | $221.0K | 0.18% | 523 | SH |
| 35 | NUCOR CORP | NUE | 670346105 | $217.6K | 0.18% | 931 | SH |
| 36 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $216.7K | 0.17% | 238 | SH |
| 37 | ISHARES TR | DVY | 464287168 | $206.8K | 0.17% | 1,360 | SH |
| 38 | ABBVIE INC | ABBV | 00287Y109 | $204.0K | 0.16% | 780 | SH |
| 39 | ABBOTT LABORATORIES | ABT | 002824100 | $193.8K | 0.16% | 1,961 | SH |
| 40 | DEERE & CO | DE | 244199105 | $183.3K | 0.15% | 273 | SH |
| 41 | THERMO FISHER SCIENTIFIC INC | TMO | 883556102 | $165.4K | 0.13% | 245 | SH |
| 42 | OREILLY AUTOMOTIVE INC | ORLY | 67103H107 | $165.3K | 0.13% | 1,935 | SH |
| 43 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $163.3K | 0.13% | 267 | SH |
| 44 | CATERPILLAR INC | CAT | 149123101 | $158.1K | 0.13% | 195 | SH |
| 45 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $158.0K | 0.13% | 2,045 | SH |
| 46 | PARKER-HANNIFIN CORP | PH | 701094104 | $157.6K | 0.13% | 165 | SH |
| 47 | OLD REP INTL CORP | ORI | 680223104 | $141.1K | 0.11% | 3,781 | SH |
| 48 | BROADCOM INC | AVGO | 11135F101 | $132.1K | 0.11% | 376 | SH |
| 49 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $128.2K | 0.10% | 3,569 | SH |
| 50 | PROCTER & GAMBLE CO | PG | 742718109 | $122.4K | 0.10% | 842 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-03 | $124.3M | 273 | 0001713286-26-000004 |
| 2026-06-30 | 2026-08-13 | $122.6M | 262 | 0001713286-26-000003 |
| 2026-03-31 | 2026-05-04 | $107.8M | 269 | 0001713286-26-000002 |
| 2025-12-31 | 2026-02-12 | $109.4M | 260 | 0001713286-26-000001 |
ELMHURST, IL 60126