Financial Advocates Investment Management — 13F Holdings & Portfolio
CIK 1730293 · latest 13F-HR filed 2025-11-06
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$177.9M
Long-equity book
Holdings
104
Distinct positions
Period
2025-09-30
Filed 2025-11-06
Q/Q Activity
+3 / −509 / ↑13 / ↓82
vs 2025-06-30
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- BLACKROCK ETF TRUST$612.5K +236.8%
- SPROTT PHYSICAL SILVER TR$398.1K +31.6%
- VANGUARD INDEX FDS$371.9K +40.9%
- ISHARES TR$367.9K +6.2%
- ISHARES TR$341.2K +8.9%
Top Trims
- SPDR S&P 500 ETF TR-$38.8M -90.8%
- NVIDIA CORPORATION-$36.9M -96.0%
- APPLE INC-$27.4M -60.1%
- VANGUARD INDEX FDS-$24.8M -86.0%
- MICROSOFT CORP-$23.8M -91.0%
Exited Positions
- ISHARES TR$25.0M
- ISHARES TR$20.8M
- ISHARES TR$14.0M
- SPDR SERIES TRUST$12.9M
- AXON ENTERPRISE INC$12.7M
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $18.2M | 10.22% | 71,372 | SH |
| 2 | SPDR GOLD TR | GLD | 78463V107 | $7.8M | 4.36% | 21,837 | SH |
| 3 | ISHARES TR | AOA | 464289859 | $6.3M | 3.55% | 71,608 | SH |
| 4 | PIMCO ETF TR | MINT | 72201R833 | $6.0M | 3.39% | 59,889 | SH |
| 5 | ISHARES TR | IVV | 464287200 | $5.7M | 3.19% | 8,485 | SH |
| 6 | ISHARES TR | IUSB | 46434V613 | $4.7M | 2.66% | 101,424 | SH |
| 7 | INVESCO EXCHANGE TRADED FD T | XLG | 46137V233 | $4.6M | 2.60% | 80,409 | SH |
| 8 | PACER FDS TR | PTLC | 69374H105 | $4.5M | 2.54% | 82,362 | SH |
| 9 | ISHARES TR | AOM | 464289875 | $4.4M | 2.50% | 93,348 | SH |
| 10 | ISHARES TR | ITA | 464288760 | $4.2M | 2.35% | 19,979 | SH |
| 11 | VANGUARD INDEX FDS | VTI | 922908769 | $4.1M | 2.28% | 12,358 | SH |
| 12 | SPDR S&P 500 ETF TR | SPY | 78462F103 | $4.0M | 2.22% | 5,931 | SH |
| 13 | J P MORGAN EXCHANGE TRADED F | JGRO | 46654Q609 | $3.9M | 2.18% | 41,414 | SH |
| 14 | VANGUARD BD INDEX FDS | BND | 921937835 | $3.7M | 2.06% | 49,253 | SH |
| 15 | INVESCO EXCH TRADED FD TR II | SPMO | 46138E339 | $3.7M | 2.05% | 30,187 | SH |
| 16 | VANGUARD WORLD FD | VPU | 92204A876 | $3.1M | 1.75% | 16,395 | SH |
| 17 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $3.0M | 1.70% | 50,979 | SH |
| 18 | ISHARES TR | IVW | 464287309 | $3.0M | 1.70% | 24,989 | SH |
| 19 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $3.0M | 1.67% | 12,012 | SH |
| 20 | ISHARES TR | MUB | 464288414 | $2.9M | 1.65% | 27,564 | SH |
| 21 | ETF SER SOLUTIONS | SPDV | 26922A594 | $2.8M | 1.56% | 79,724 | SH |
| 22 | ISHARES TR | IGSB | 464288646 | $2.7M | 1.53% | 51,395 | SH |
| 23 | ISHARES TR | EFV | 464288877 | $2.5M | 1.42% | 37,332 | SH |
| 24 | ISHARES SILVER TR | SLV | 46428Q109 | $2.4M | 1.37% | 57,484 | SH |
| 25 | MICROSOFT CORP | MSFT | 594918104 | $2.4M | 1.33% | 4,562 | SH |
| 26 | ISHARES TR | IEF | 464287440 | $2.4M | 1.32% | 24,395 | SH |
| 27 | ISHARES TR | QUAL | 46432F339 | $2.3M | 1.32% | 12,028 | SH |
| 28 | ISHARES TR | USMV | 46429B697 | $2.2M | 1.25% | 21,568 | SH |
| 29 | ISHARES TR | IVE | 464287408 | $2.1M | 1.18% | 10,181 | SH |
| 30 | ISHARES TR | OEF | 464287101 | $2.0M | 1.14% | 6,106 | SH |
| 31 | ISHARES INC | IEMG | 46434G103 | $1.9M | 1.09% | 29,509 | SH |
| 32 | META PLATFORMS INC | META | 30303M102 | $1.7M | 0.97% | 2,343 | SH |
| 33 | ALPHABET INC | GOOG | 02079K107 | $1.7M | 0.97% | 7,052 | SH |
| 34 | SPROTT PHYSICAL SILVER TR | PSLV | 85207K107 | $1.7M | 0.93% | 105,499 | SH |
| 35 | PIMCO ETF TR | ZROZ | 72201R882 | $1.5M | 0.86% | 22,499 | SH |
| 36 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.5M | 0.86% | 8,160 | SH |
| 37 | ISHARES TR | MBB | 464288588 | $1.4M | 0.81% | 15,174 | SH |
| 38 | AMAZON COM INC | AMZN | 023135106 | $1.4M | 0.79% | 6,391 | SH |
| 39 | ISHARES TR | STIP | 46429B747 | $1.4M | 0.76% | 13,137 | SH |
| 40 | PACER FDS TR | COWZ | 69374H881 | $1.3M | 0.74% | 22,885 | SH |
| 41 | VANGUARD INDEX FDS | VNQ | 922908553 | $1.3M | 0.72% | 14,009 | SH |
| 42 | VANECK ETF TRUST | GDX | 92189F106 | $1.3M | 0.72% | 16,749 | SH |
| 43 | BLACKROCK ETF TRUST | THRO | 09290C806 | $1.3M | 0.70% | 33,078 | SH |
| 44 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $1.2M | 0.65% | 8,265 | SH |
| 45 | BLACKROCK ETF TRUST II | BINC | 092528603 | $1.1M | 0.62% | 20,628 | SH |
| 46 | VANGUARD STAR FDS | VXUS | 921909768 | $1.1M | 0.59% | 14,356 | SH |
| 47 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $1.0M | 0.59% | 7,519 | SH |
| 48 | VANGUARD INDEX FDS | VB | 922908751 | $1.0M | 0.59% | 4,100 | SH |
| 49 | ALPHABET INC | GOOGL | 02079K305 | $1.0M | 0.59% | 4,286 | SH |
| 50 | VANGUARD WORLD FD | MGK | 921910816 | $958.2K | 0.54% | 2,381 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2025-09-30 | 2025-11-06 | $177.9M | 104 | 0001730293-25-000007 |
| 2025-06-30 | 2025-08-12 | $1.23B | 627 | 0001730293-25-000006 |