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Henry James International Management Inc. — 13F Holdings & Portfolio

CIK 1750423 · latest 13F-HR filed 2026-10-14

Backtest portfolio

Henry James International Management Inc. manages $330.0M in 13F-reported U.S. long-equity assets across 90 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are TSM (6.85%), NBIS (6.33%), ASML (5.49%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 0 new positions and exited 1; 31 existing positions rose in reported value and 34 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$330.0M

Long-equity book

Holdings
90

Distinct positions

Period
2026-09-30

Filed 2026-10-14

Q/Q Activity
+0 / −1 / ↑31 / ↓34

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
TSM6.8% · -0%NBIS6.3% · +14%ASML5.5% · -0%SHOP4.4% · +15%UBS4.0% · -0%RYCEY3.9% · newAER3.4% · -0%NOK3.3% · -0%IHG3.2% · -0%SAP2.8% · +1%SFTBF2.4% · +17%MUFG2.4% · +14%SONY2.2% · -22%RACE2.1% · -0%LYG2.0% · -0%STM1.9% · 0%CRZBF1.8% · -0%DB1.8% · -0%NVS1.7% · 0%SDZNY1.7% · newKB1.6% · +0%Commonwealth Bank1.5% · newTCEHY1.4% · +0%CAE1.3% · -0%SNN1.2% · 0%ASND1.2% · +4%IBN1.2% · +0%AU1.1% · +0%AZN1.1% · -37%ESLT1.1% · -0%LOGI1.1% · -0%IX1.0% · -0%SMMNY1.0% · 0%CCJ1.0% · -0%BABA1.0% · +0%BAESF0.9% · +16%AAIGF0.9% · newAMX0.9% · +0%ABLZF0.9% · newNSRGY0.8% · 0%OTEX0.7% · 0%NGG0.7% · +2%NVO0.7% · 0%ERIC0.6% · -0%SKM0.6% · +0%B0.6% · +14%BSAC0.5% · 0%HSBC0.5% · +4%TECK0.5% · 0%BCS0.5% · -0%RELX0.4% · 0%YUMC0.4% · +0%PPERF0.4% · newJBARF0.4% · -0%TM0.4% · 0%CHKP0.3% · 0%SIMO0.3% · -11%BAP0.3% · +14%BNPZY0.3% · newARM0.3% · -7%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 43.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 10, 2026.

Assets Under Management
$402.4M
Discretionary
$402.4M
Employees
5
Accounts
63
Address
274 MADISON AVE.
ROOM 904
NEW YORK, NY 10016
Phone
(917) 261-7723
Website
Name Title / Status Ownership Type
CASTRELO-HUNTLEY, MERCEDES, VICTORIA ControlCHIEF COMPLIANCE OFFICER
since Jan 2026
Less than 5%Individual
O'LEARY, JAMES, HENRY ControlCHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER
since Jan 2014
75% or moreIndividual
AIDAN O'LEARY 2014 TRUSTOWNER
since Jan 2014
5–10%Domestic Entity
O'LEARY, CHRISTOPHER, JAMESOWNER
since Jan 2014
5–10%Individual
O'LEARY, SUSAN, HILLMEYEROWNER
since Jan 2014
5–10%Individual
Ownership & leadership changes · 5 filings with changes since Jan 24, 2014

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 5, 2026 filing
  • No longer listedKUYPER, ARJEN, PHILIP · CCO · Less than 5% · listed since Oct 2018
  • AddedCASTRELO-HUNTLEY, MERCEDES, VICTORIA · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 8, 2023 filing
  • No longer listedO'LEARY, JAMES, HENRY · TRUSTEE · General partner, trustee or manager · indirect via AIDAN O'LEARY 2014 TRUST · control person · listed since Mar 2016
Mar 27, 2019 filing
  • AddedKUYPER, ARJEN, PHILIP · CCO · Less than 5%
  • ChangedO'LEARY, JAMES, HENRY · title CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER → CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER
Mar 24, 2016 filing
  • AddedAIDAN O'LEARY 2014 TRUST · OWNER · 5–10%
  • AddedO'LEARY, CHRISTOPHER, JAMES · OWNER · 5–10%
  • AddedO'LEARY, JAMES, HENRY · TRUSTEE · General partner, trustee or manager · indirect via AIDAN O'LEARY 2014 TRUST · control person
  • AddedO'LEARY, SUSAN, HILLMEYER · OWNER · 5–10%
Jan 28, 2014 filing
  • ChangedO'LEARY, JAMES, HENRY · title PRESIDENT, CHIEF COMPLIANCE OFFICER → CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER AND PORTFOLIO MANAGER
Jan 24, 2014 filing (earliest on record)
  • ListedO'LEARY, JAMES, HENRY · PRESIDENT, CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 31 →

Top Trims

Show all 34 →

New Positions

  • No new positions this quarter.
Show all 0 →

Exited Positions

Show all 1 →

Henry James International Management Inc. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 Taiwan Semiconductor Manufactu TSM 874039100 $22.6M 6.85% 49,546 SH
2 Nebius Group N.V. Class A NBIS N97284108 $20.9M 6.33% 88,621 SH
3 ASML HOLDING NV ASML N07059210 $18.1M 5.49% 10,002 SH
4 Shopify, Inc. Class A SHOP 82509L107 $14.5M 4.38% 97,550 SH
5 UBS Group AG UBS H42097107 $13.1M 3.97% 272,328 SH
6 Rolls Royce Holdings ADR RYCEY 775781206 $12.9M 3.90% 662,815 SH
7 Aercap Holdings N.V. AER N00985106 $11.2M 3.40% 78,129 SH
8 Nokia Oyj Sponsored ADR NOK 654902204 $10.7M 3.26% 1,059,839 SH
9 INTERCONTINENTAL HOTELS GROUP IHG 45857P806 $10.6M 3.20% 65,649 SH
10 SAP SE Sponsored ADR SAP 803054204 $9.2M 2.77% 43,913 SH
11 SoftBank Group Corp. Unsponsor SFTBF 83404D109 $7.9M 2.38% 393,468 SH
12 Mitsubishi UFJ Financial Group MUFG 606822104 $7.8M 2.36% 337,370 SH
13 Sony Group Corporation Sponsor SONY 835699307 $7.2M 2.19% 306,884 SH
14 Ferrari NV RACE N3167Y103 $6.9M 2.09% 17,571 SH
15 Lloyds Banking Group plc Spons LYG 539439109 $6.5M 1.97% 1,157,068 SH
16 Stmicroelectronics N.V. STM 861012102 $6.3M 1.92% 118,447 SH
17 Commerzbank AG Sponsored ADR CRZBF 202597605 $6.0M 1.83% 131,726 SH
18 Deutsche Bank Ag DB D18190898 $5.9M 1.78% 163,658 SH
19 NOVARTIS AG ADR NVS 66987V109 $5.8M 1.75% 40,427 SH
20 Sandoz Group Ltd Sponsored ADR SDZNY 799926100 $5.5M 1.67% 64,767 SH
21 KB Financial Group Inc. Sponso KB 48241A105 $5.3M 1.62% 43,297 SH
22 Commonwealth Bank of Australia — 202712600 $4.8M 1.47% 46,089 SH
23 Tencent Holdings Ltd. Unsponso TCEHY 88032Q109 $4.7M 1.43% 86,118 SH
24 Cae Inc. CAE 124765108 $4.4M 1.33% 182,150 SH
25 Smith & Nephew Plc SNN 83175M205 $4.0M 1.22% 149,903 SH
26 Ascendis Pharma A/S ASND K08588103 $4.0M 1.22% 17,658 SH
27 ICICI Bank Limited Sponsored A IBN 45104G104 $3.8M 1.16% 138,760 SH
28 Anglogold Ashanti PLC AU G0378L100 $3.8M 1.14% 40,145 SH
29 AstraZeneca PLC AZN G0593M107 $3.7M 1.13% 23,140 SH
30 Elbit Systems Ltd. ESLT M3760D101 $3.7M 1.11% 5,354 SH
31 Logitech International S.A. LOGI H50430232 $3.6M 1.09% 35,598 SH
32 ORIX Corporation Sponsored ADR IX 686330101 $3.3M 1.01% 88,148 SH
33 Siemens Aktiengesellschaft Spo SMMNY 826197501 $3.3M 1.00% 21,248 SH
34 Cameco Corp. CCJ 13321L108 $3.2M 0.96% 36,382 SH
35 Alibaba Group Holding Ltd. Spo BABA 01609W102 $3.1M 0.95% 29,286 SH
36 BAE Systems plc Sponsored ADR BAESF 05523R107 $3.1M 0.95% 30,099 SH
37 AIA GROUP LTD AAIGF 001317205 $3.1M 0.94% 82,908 SH
38 America Movil SAB de CV Sponso AMX 02390A101 $3.0M 0.92% 142,695 SH
39 ABB Ltd. Sponsored ADR ABLZF 000375204 $2.8M 0.85% 29,534 SH
40 Nestle S.A. Sponsored ADR NSRGY 641069406 $2.8M 0.84% 30,495 SH
41 Open Text Corp. OTEX 683715106 $2.5M 0.75% 110,288 SH
42 National Grid Transco NGG 636274409 $2.4M 0.72% 31,507 SH
43 Novo Nordisk A/S NVO 670100205 $2.2M 0.65% 56,781 SH
44 Telefonaktiebolaget LM Ericsso ERIC 294821608 $2.0M 0.62% 222,988 SH
45 SK Telecom Co., Ltd. Sponsored SKM 78440P306 $2.0M 0.62% 58,377 SH
46 Barrick Gold Corp. B 06849F108 $1.9M 0.57% 46,635 SH
47 Banco Santander-Chile BSAC 05965X109 $1.7M 0.52% 51,021 SH
48 HSBC Holdings PLC Sponsored AD HSBC 404280406 $1.7M 0.50% 16,732 SH
49 Teck Resources Ltd. TECK 878742204 $1.6M 0.48% 24,003 SH
50 Barclays Plc BCS 06738E204 $1.5M 0.45% 61,272 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-14 $330.0M 90 0001104659-26-115800
2026-06-30 2026-07-09 $333.8M 91 0001104659-26-082183
2026-03-31 2026-04-10 $276.9M 94 0001104659-26-041848
2025-12-31 2026-02-17 $317.3M 93 0001104659-26-016574
Filer Information
Address
274 MADISON AVE
SUITE 904
NEW YORK, NY 10016
Phone
(917) 951-5170
Filing Manager
Henry James International Management Inc.
NEW YORK, NY
Signatory
James OLeary
President