Resonant Capital Advisors, LLC — 13F Holdings & Portfolio
CIK 1803236 · latest 13F-HR filed 2026-10-15
Resonant Capital Advisors, LLC manages $2.08B in 13F-reported U.S. long-equity assets across 551 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (8.64%), DSTL (3.57%), GARP (3.36%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 47 new positions and exited 34; 183 existing positions rose in reported value and 174 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$2.08B
Long-equity book
Holdings
551
Distinct positions
Period
2026-09-30
Filed 2026-10-15
Q/Q Activity
+47 / −34 / ↑183 / ↓174
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26IVV8.6% · -0%DSTL3.6% · +1%GARP3.4% · +4%JMST3.2% · -27%MEAR3.1% · -28%VCSH3.0% · +3%IJH2.7% · +1%FNDX2.1% · -2%SCHR2.0% · -34%AAPL1.9% · +6%IEFA1.9% · -1%NVDA1.7% · +6%FNDF1.6% · -1%SPY1.6% · +0%IJR1.5% · -1%VIG1.5% · +0%COMB1.3% · +6%MSFT1.3% · +14%JPIE1.3% · +8%FNDA1.3% · -1%IEMG1.3% · +3%VIGI1.2% · -0%FNDE1.2% · +3%SGOV1.2% · -14%SCHP1.1% · +838%RWK1.1% · -0%JSMD1.1% · +0%VTEB0.9% · -33%VOO0.9% · -0%AMZN0.9% · +6%GOOGL0.8% · +2%MUB0.8% · -32%IAU0.8% · +14%GOOG0.8% · +1%HGER0.7% · +14%JPST0.7% · 0%JMUB0.7% · +268%ICSH0.6% · -2%AVGO0.6% · +1%DSMC0.6% · +1%BRK.B0.6% · -4%JPM0.6% · +2%META0.6% · +12%SCMB0.5% · +4935%DFNM0.5% · -22%VTI0.5% · 0%RWL0.4% · -0%PRF0.4% · 0%XOM0.4% · +1%V0.4% · +3%PKW0.4% · 0%IDEV0.4% · +1%MPC0.4% · -2%CSCO0.4% · -2%ADI0.4% · -2%LLY0.4% · +4%PANW0.4% · -2%MCK0.4% · +1%SPMD0.3% · +2%INMU0.3% · -22%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 33.7%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jun 15, 2026.
Assets Under Management
$2.96B
Discretionary
$2.55B
Employees
25
Accounts
2,816
Address
33 E. MAIN STREET
SUITE 440
MADISON, WI 53703
SUITE 440
MADISON, WI 53703
Phone
(608) 733-6220
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BLAKE, DANIEL, PENNING Control | CHIEF OPERATING OFFICER, RCA INTERMEDIATE, LLC BOARD MEMBER since Jun 2025 | Less than 5% | Individual |
| DICKEY, BENJAMIN, NATHAN Control | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, AND RCA INTERMEDIATE, LLC BOARD MEMBER since May 2025 | Less than 5% | Individual |
| RCA INTERMEDIATE, LLC Control | PARENT COMPANY/OWNER since May 2025 | 75% or more | Domestic Entity |
| DERR, JILL | CHIEF FINANCIAL OFFICER since Jun 2019 | Less than 5% | Individual |
| THOMPSON, RICHARD, ALLAN | CHIEF INVESTMENT OFFICER since Oct 2018 | Less than 5% | Individual |
| BERNDT, ANTHONY, JAMES Control Indirect owner via RCA INTERMEDIATE, LLC | RCA INTERMEDIATE, LLC BOARD MEMBER since May 2025 | General partner, trustee or manager | Individual |
| BLAKE, DANIEL, PENNING Control Indirect owner via RCA HOLDCO, INC. | BOARD MEMBER since Jun 2025 | General partner, trustee or manager | Individual |
| DICKEY, BENJAMIN, NATHAN Control Indirect owner via RCA HOLDCO, INC. | OWNER/BOARD MEMBER since May 2025 | 25–50% | Individual |
| RCA HOLDCO, INC. Control Indirect owner via RCA INTERMEDIATE, LLC | OWNER since May 2025 | 75% or more | Domestic Entity |
Ownership & leadership changes · 6 filings with changes since Aug 17, 2018
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jun 15, 2026 filing
- No longer listedSCHMIDT, REBECCA, A. · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Aug 2019
- ChangedDICKEY, BENJAMIN, NATHAN · title PRESIDENT, CHIEF EXECUTIVE OFFICER, RCA INTERMEDIATE, LLC BOARD MEMBER → PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, AND RCA INTERMEDIATE, LLC BOARD MEMBER
Jul 16, 2025 filing
- No longer listed2024 IRREVOCABLE TRUST FOR THE FAMILY OF WALTER DEWEY · OWNER · 10–25% · listed since Dec 2024
- No longer listedBEHNKE, DARRELL, WAYNE · TRUSTEE · Less than 5% · listed since Dec 2024
- No longer listedDEWEY, WALTER, EDWARD · EXECUTIVE CHAIRMAN & CHIEF INVESTMENT STRATEGIST, MANAGING MEMBER · 10–25% · control person · listed since Dec 2024
- AddedBERNDT, ANTHONY, JAMES · RCA INTERMEDIATE, LLC BOARD MEMBER · General partner, trustee or manager · indirect via RCA INTERMEDIATE, LLC · control person
- AddedBLAKE, DANIEL, PENNING · BOARD MEMBER · General partner, trustee or manager · indirect via RCA HOLDCO, INC. · control person
- AddedDICKEY, BENJAMIN, NATHAN · OWNER/BOARD MEMBER · 25–50% · indirect via RCA HOLDCO, INC. · control person
- AddedRCA HOLDCO, INC. · OWNER · 75% or more · indirect via RCA INTERMEDIATE, LLC · control person
- AddedRCA INTERMEDIATE, LLC · PARENT COMPANY/OWNER · 75% or more · control person
- ChangedBLAKE, DANIEL, PENNING · title CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER, RCA INTERMEDIATE, LLC BOARD MEMBER; now a control person
- ChangedDICKEY, BENJAMIN, NATHAN · title CHIEF EXECUTIVE OFFICER, MANAGING MEMBER → PRESIDENT, CHIEF EXECUTIVE OFFICER, RCA INTERMEDIATE, LLC BOARD MEMBER; ownership 25–50% → Less than 5%
Mar 28, 2025 filing
- Added2024 IRREVOCABLE TRUST FOR THE FAMILY OF WALTER DEWEY · OWNER · 10–25%
- AddedBEHNKE, DARRELL, WAYNE · TRUSTEE · Less than 5%
- ChangedDEWEY, WALTER, EDWARD · title CHIEF EXECUTIVE OFFICER, MANAGING MEMBER → EXECUTIVE CHAIRMAN & CHIEF INVESTMENT STRATEGIST, MANAGING MEMBER; ownership 25–50% → 10–25%
- ChangedDICKEY, BENJAMIN, NATHAN · title PRESIDENT, MANAGING MEMBER → CHIEF EXECUTIVE OFFICER, MANAGING MEMBER
Mar 22, 2022 filing
- AddedDERR, JILL · CHIEF FINANCIAL OFFICER · Less than 5%
- AddedTHOMPSON, RICHARD, ALLAN · CHIEF INVESTMENT OFFICER · Less than 5%
- Listed againBLAKE, DANIEL, PENNING · CHIEF OPERATING OFFICER · Less than 5%
- ChangedDEWEY, WALTER, EDWARD · title MANAGING MEMBER → CHIEF EXECUTIVE OFFICER, MANAGING MEMBER
- ChangedDICKEY, BENJAMIN, NATHAN · title MANAGING MEMBER → PRESIDENT, MANAGING MEMBER
- ChangedSCHMIDT, REBECCA, A. · no longer a control person
Aug 27, 2019 filing
- AddedSCHMIDT, REBECCA, A. · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedDICKEY, BENJAMIN, NATHAN · title MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER → MANAGING MEMBER
Oct 23, 2018 filing
- No longer listedBLAKE, DANIEL, PENNING · MEMBER, CHIEF COMPLIANCE OFFICER, AND CHIEF OPERATIONS OFFICER · 75% or more · control person · listed since May 2018
- AddedDEWEY, WALTER, EDWARD · MANAGING MEMBER · 25–50% · control person
- AddedDICKEY, BENJAMIN, NATHAN · MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER · 25–50% · control person
Aug 17, 2018 filing (earliest on record)
- ListedBLAKE, DANIEL, PENNING · MEMBER, CHIEF COMPLIANCE OFFICER, AND CHIEF OPERATIONS OFFICER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$21.3M +789.7%
- MICROSOFT CORP$10.0M +56.5%
- SCHWAB STRATEGIC TR$9.9M +4611.3%
- J P MORGAN EXCHANGE TRADED F$9.7M +245.8%
- APPLE INC$6.9M +21.4%
Top Trims
- J P MORGAN EXCHANGE TRADED F-$26.3M -28.0%
- ISHARES U S ETF TR-$26.2M -28.8%
- SCHWAB STRATEGIC TR-$24.3M -36.5%
- VANGUARD MUN BD FDS-$11.3M -37.4%
- ISHARES TR-$10.0M -36.6%
New Positions
- EXXONMOBIL HOLDINGS CORP$9.0M
- PIMCO ETF TR$4.4M
- INTUIT$2.1M
- PUBLIC STORAGE$1.3M
- PIMCO ETF TR$924.8K
Exited Positions
- EXXON MOBIL CORP$7.5M
- ELECTRONIC ARTS INC$3.9M
- TAYLOR MORRISON HOME CORP$683.0K
- ASTRAZENECA PLC$296.9K
- ADVANCED ENERGY INDS$289.7K
Resonant Capital Advisors, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $180.0M | 8.64% | 234,989 | SH |
| 2 | ETF SER SOLUTIONS | DSTL | 26922A321 | $74.5M | 3.57% | 1,164,268 | SH |
| 3 | ISHARES TR | GARP | 46436E403 | $70.1M | 3.36% | 821,730 | SH |
| 4 | J P MORGAN EXCHANGE TRADED F | JMST | 46641Q654 | $67.7M | 3.25% | 1,338,109 | SH |
| 5 | ISHARES U S ETF TR | MEAR | 46431W838 | $64.7M | 3.10% | 1,303,337 | SH |
| 6 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $62.6M | 3.01% | 810,657 | SH |
| 7 | ISHARES TR | IJH | 464287507 | $56.5M | 2.71% | 785,672 | SH |
| 8 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $43.8M | 2.10% | 1,392,485 | SH |
| 9 | SCHWAB STRATEGIC TR | SCHR | 808524854 | $42.3M | 2.03% | 1,783,860 | SH |
| 10 | APPLE INC | AAPL | 037833100 | $39.3M | 1.89% | 118,043 | SH |
| 11 | ISHARES TR | IEFA | 46432F842 | $38.6M | 1.85% | 398,925 | SH |
| 12 | NVIDIA CORPORATION | NVDA | 67066G104 | $34.7M | 1.66% | 151,685 | SH |
| 13 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $33.6M | 1.61% | 624,771 | SH |
| 14 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $32.5M | 1.56% | 42,469 | SH |
| 15 | ISHARES TR | IJR | 464287804 | $30.4M | 1.46% | 223,110 | SH |
| 16 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $30.3M | 1.45% | 129,893 | SH |
| 17 | GRANITESHARES ETF TR | COMB | 38747R108 | $27.9M | 1.34% | 1,002,726 | SH |
| 18 | MICROSOFT CORP | MSFT | 594918104 | $27.7M | 1.33% | 53,990 | SH |
| 19 | J P MORGAN EXCHANGE TRADED F | JPIE | 46641Q159 | $27.3M | 1.31% | 607,907 | SH |
| 20 | SCHWAB STRATEGIC TR | FNDA | 808524763 | $26.5M | 1.27% | 757,337 | SH |
| 21 | ISHARES INC | IEMG | 46434G103 | $26.3M | 1.26% | 324,433 | SH |
| 22 | VANGUARD WHITEHALL FDS | VIGI | 921946810 | $25.3M | 1.21% | 267,713 | SH |
| 23 | SCHWAB STRATEGIC TR | FNDE | 808524730 | $24.6M | 1.18% | 587,121 | SH |
| 24 | ISHARES TR | SGOV | 46436E718 | $24.2M | 1.16% | 240,245 | SH |
| 25 | SCHWAB STRATEGIC TR | SCHP | 808524870 | $23.9M | 1.15% | 952,750 | SH |
| 26 | INVESCO EXCH TRADED FD TR II | RWK | 46138G672 | $23.8M | 1.14% | 171,809 | SH |
| 27 | JANUS DETROIT STR TR | JSMD | 47103U209 | $22.9M | 1.10% | 256,732 | SH |
| 28 | VANGUARD MUN BD FDS | VTEB | 922907746 | $18.9M | 0.91% | 398,221 | SH |
| 29 | VANGUARD INDEX FDS | VOO | 922908363 | $18.7M | 0.90% | 26,643 | SH |
| 30 | AMAZON COM INC | AMZN | 023135106 | $18.0M | 0.87% | 72,377 | SH |
| 31 | ALPHABET INC | GOOGL | 02079K305 | $17.4M | 0.84% | 50,569 | SH |
| 32 | ISHARES TR | MUB | 464288414 | $17.3M | 0.83% | 171,590 | SH |
| 33 | ISHARES GOLD TR | IAU | 464285204 | $16.5M | 0.79% | 211,021 | SH |
| 34 | ALPHABET INC | GOOG | 02079K107 | $16.3M | 0.78% | 47,879 | SH |
| 35 | HARBOR ETF TRUST | HGER | 41151J505 | $15.2M | 0.73% | 431,048 | SH |
| 36 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $13.8M | 0.66% | 273,270 | SH |
| 37 | J P MORGAN EXCHANGE TRADED F | JMUB | 46641Q647 | $13.7M | 0.66% | 287,986 | SH |
| 38 | ISHARES TR | ICSH | 46434V878 | $13.3M | 0.64% | 263,708 | SH |
| 39 | BROADCOM INC | AVGO | 11135F101 | $12.7M | 0.61% | 36,127 | SH |
| 40 | ETF SER SOLUTIONS | DSMC | 26922B667 | $12.6M | 0.60% | 301,287 | SH |
| 41 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $12.2M | 0.59% | 24,483 | SH |
| 42 | JPMORGAN CHASE & CO | JPM | 46625H100 | $12.1M | 0.58% | 36,714 | SH |
| 43 | META PLATFORMS INC | META | 30303M102 | $11.8M | 0.57% | 16,309 | SH |
| 44 | SCHWAB STRATEGIC TR | SCMB | 808524649 | $10.2M | 0.49% | 420,371 | SH |
| 45 | DIMENSIONAL ETF TRUST | DFNM | 25434V849 | $10.0M | 0.48% | 218,100 | SH |
| 46 | VANGUARD INDEX FDS | VTI | 922908769 | $9.6M | 0.46% | 25,687 | SH |
| 47 | INVESCO EXCH TRADED FD TR II | RWL | 46138G698 | $9.4M | 0.45% | 72,662 | SH |
| 48 | INVESCO EXCHANGE TRADED FD T | PRF | 46137V613 | $9.3M | 0.44% | 170,207 | SH |
| 49 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $9.0M | 0.43% | 55,419 | SH |
| 50 | VISA INC | V | 92826C839 | $9.0M | 0.43% | 24,914 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-15 | $2.08B | 551 | 0002085853-26-001196 |
| 2026-06-30 | 2026-07-27 | $2.09B | 538 | 0002085853-26-000857 |
| 2026-03-31 | 2026-04-29 | $1.90B | 495 | 0002085853-26-000527 |
| 2025-12-31 | 2026-01-29 | $1.82B | 440 | 0002085853-26-000137 |
Filer Information
Address
33 EAST MAIN STREETSUITE 440
MADISON, WI 53703
Phone
(608) 733-6220
Filing Manager
Resonant Capital Advisors, LLC
Madison, WI
Signatory
Benjamin N. Dickey
CEO, CCO