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KWB Wealth — 13F Holdings & Portfolio

CIK 1822236 · latest 13F-HR filed 2026-10-16

Backtest portfolio

KWB Wealth manages $1.17B in 13F-reported U.S. long-equity assets across 178 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPYM (13.62%), SPYG (8.28%), SPYV (7.08%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 18 new positions and exited 9; 28 existing positions rose in reported value and 68 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.17B

Long-equity book

Holdings
178

Distinct positions

Period
2026-09-30

Filed 2026-10-16

Q/Q Activity
+18 / −9 / ↑28 / ↓68

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SPYM13.6% · +3%SPYG8.3% · -1%SPYV7.1% · -1%CORO3.6% · newSPDW3.4% · +1%DYNF2.7% · 0%IUSB2.5% · +25%SPTI2.3% · -2%MFSV2.2% · newSPEM2.2% · +4%SPSM2.0% · +0%BLCR1.7% · +54%PAB1.5% · newFBCG1.4% · newCGDG1.3% · newIDHQ1.3% · -37%BAI1.2% · -14%RECS1.2% · -50%QEFA1.2% · -7%CGBL1.2% · -58%CGGE1.2% · newCNEQ1.2% · newSPIB1.1% · -2%CGMS1.1% · -5%CGGO1.1% · -33%IEMG1.1% · -50%JMBS1.1% · -28%VOO1.1% · 0%CGNG1.0% · newCGGR1.0% · +37%IVLU0.9% · -27%THRO0.9% · +3%JIVE0.9% · -2%JPIB0.9% · +2504%IAGG0.9% · +4%CGCB0.9% · newIALT0.8% · +1%OSEA0.8% · +146%SHLD0.8% · -21%IVV0.8% · -1%SPMD0.8% · +7%BINC0.8% · +0%JPEM0.8% · -8%LPLA0.8% · +0%SPTL0.7% · +7%SLYG0.7% · -3%SPAB0.7% · +2%CGDV0.6% · -75%SLYV0.6% · -3%JQUA0.5% · newCGMM0.5% · -50%MSFT0.5% · -2%AAPL0.5% · -2%GOVT0.5% · +1%GLDM0.3% · -15%CGUS0.3% · newPG0.3% · +4%PRF0.3% · +1%PXF0.3% · -0%SPTM0.3% · -2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 47.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 14, 2026.

Assets Under Management
$1.23B
Discretionary
$1.23B
Employees
10
Accounts
3,280
Address
1782 ORANGE TREE LANE
REDLANDS, CA 92374
Phone
(909) 307-8220
Website
Name Title / Status Ownership Type
BUBB FAMILY TRUST ControlOWNER
since May 2020
75% or moreDomestic Entity
BUBB, KERRICK, WALTER ControlPRESIDENT & INVESTMENT ADVISER REPRESENTATIVE
since May 2019
Less than 5%Individual
BUBB, QUENTIN, KERRICK ControlOWNER & CHIEF OPERATING OFFICER
since May 2019
5–10%Individual
TEJEDA, EMILY, KATHERINE ControlOWNER & CHIEF COMPLIANCE OFFICER
since May 2019
Less than 5%Individual
BUBB, RACHEL, ALISAOWNER
since Apr 2023
5–10%Individual
GORMLEY, STEVEN, DANIELOWNER & INVESTMENT ADVISER REPRESENTATIVE
since May 2019
Less than 5%Individual
RAZZOUK, MICHAEL, NABILOWNER & INVESTMENT ADVISER REPRESENTATIVE
since May 2019
5–10%Individual
SAILLER, DIANA, LYNNOWNER & INVESTMENT ADVISER REPRESENTATIVE
since May 2019
5–10%Individual
BUBB, KERRICK, WALTER Control
Indirect owner via BUBB FAMILY TRUST
TRUSTEE
since May 2020
50–75%Individual
Bubb, Lisa, A. Control
Indirect owner via BUBB FAMILY TRUST
TRUSTEE
since May 2023
50–75%Individual
Ownership & leadership changes · 3 filings with changes since May 3, 2019

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 12, 2024 filing
  • AddedBubb, Lisa, A. · TRUSTEE · 50–75% · indirect via BUBB FAMILY TRUST · control person
  • ChangedBUBB, KERRICK, WALTER · indirect via BUBB FAMILY TRUST: ownership General partner, trustee or manager → 50–75%
  • ChangedBUBB, QUENTIN, KERRICK · title OWNER & INVESTMENT ADVISER REPRESENTATIVE → OWNER & CHIEF OPERATING OFFICER; now a control person
Jul 17, 2023 filing
  • AddedBUBB, RACHEL, ALISA · OWNER · 5–10%
  • ChangedBUBB, KERRICK, WALTER · title OWNER, PRESIDENT & INVESTMENT ADVISER REPRESENTATIVE → PRESIDENT & INVESTMENT ADVISER REPRESENTATIVE
Feb 8, 2021 filing
  • AddedBUBB FAMILY TRUST · OWNER · 75% or more · control person
  • AddedBUBB, KERRICK, WALTER · TRUSTEE · General partner, trustee or manager · indirect via BUBB FAMILY TRUST · control person
  • ChangedBUBB, KERRICK, WALTER · ownership 75% or more → Less than 5%
  • ChangedTEJEDA, EMILY, KATHERINE · now a control person
May 3, 2019 filing (earliest on record)
  • ListedBUBB, KERRICK, WALTER · OWNER, PRESIDENT & INVESTMENT ADVISER REPRESENTATIVE · 75% or more · control person
  • ListedBUBB, QUENTIN, KERRICK · OWNER & INVESTMENT ADVISER REPRESENTATIVE · 5–10%
  • ListedGORMLEY, STEVEN, DANIEL · OWNER & INVESTMENT ADVISER REPRESENTATIVE · Less than 5%
  • ListedRAZZOUK, MICHAEL, NABIL · OWNER & INVESTMENT ADVISER REPRESENTATIVE · 5–10%
  • ListedSAILLER, DIANA, LYNN · OWNER & INVESTMENT ADVISER REPRESENTATIVE · 5–10%
  • ListedTEJEDA, EMILY, KATHERINE · OWNER & CHIEF COMPLIANCE OFFICER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

KWB Wealth Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPYM 78464A854 $159.5M 13.62% 1,776,546 SH
2 SPDR SERIES TRUST SPYG 78464A409 $96.9M 8.28% 787,164 SH
3 SPDR SERIES TRUST SPYV 78464A508 $82.9M 7.08% 1,356,608 SH
4 BLACKROCK ETF TRUST CORO 09290C764 $41.8M 3.57% 1,150,732 SH
5 SPDR INDEX SHS FDS SPDW 78463X889 $39.9M 3.41% 794,993 SH
6 BLACKROCK ETF TRUST DYNF 09290C103 $31.0M 2.65% 448,281 SH
7 ISHARES TR IUSB 46434V613 $29.4M 2.52% 667,944 SH
8 SPDR SERIES TRUST SPTI 78464A672 $26.6M 2.27% 975,764 SH
9 MFS ACTIVE EXCHANGE TRADED F MFSV 55286W504 $25.9M 2.21% 919,981 SH
10 SPDR INDEX SHS FDS SPEM 78463X509 $25.5M 2.18% 493,608 SH
11 SPDR SERIES TRUST SPSM 78468R853 $24.0M 2.05% 453,296 SH
12 BLACKROCK ETF TRUST BLCR 09290C855 $20.2M 1.72% 412,104 SH
13 PGIM ETF TR PAB 69344A701 $17.2M 1.47% 429,144 SH
14 FIDELITY COVINGTON TRUST FBCG 316092352 $16.5M 1.41% 260,788 SH
15 CAPITAL GROUP DIVIDEND GROWE CGDG 14021L109 $15.4M 1.32% 417,000 SH
16 INVESCO EXCH TRADED FD TR II IDHQ 46138E214 $14.7M 1.25% 340,589 SH
17 BLACKROCK ETF TRUST BAI 09290C780 $14.5M 1.24% 307,559 SH
18 COLUMBIA ETF TR I RECS 19761L706 $14.4M 1.23% 319,750 SH
19 SPDR INDEX SHS FDS QEFA 78463X434 $14.3M 1.22% 146,466 SH
20 CAPITAL GROUP CORE BALANCED CGBL 14021D107 $14.3M 1.22% 387,913 SH
21 CAPITAL GROUP GLOBAL EQUITY CGGE 14020R107 $13.7M 1.17% 394,079 SH
22 THE ALGER ETF TRUST CNEQ 015564404 $13.5M 1.15% 332,219 SH
23 SPDR SERIES TRUST SPIB 78464A375 $13.4M 1.15% 415,981 SH
24 CAPITAL GRP FIXED INCM ETF T CGMS 14020Y300 $13.1M 1.12% 500,525 SH
25 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $13.1M 1.12% 328,448 SH
26 ISHARES INC IEMG 46434G103 $12.9M 1.10% 158,441 SH
27 JANUS DETROIT STR TR JMBS 47103U852 $12.8M 1.10% 303,890 SH
28 VANGUARD INDEX FDS VOO 922908363 $12.8M 1.10% 18,293 SH
29 CAPITAL GROUP NEW GEOGRAPHY CGNG 14021N105 $11.6M 0.99% 318,875 SH
30 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $11.5M 0.99% 243,471 SH
31 ISHARES TR IVLU 46435G409 $10.5M 0.90% 244,745 SH
32 BLACKROCK ETF TRUST THRO 09290C806 $10.3M 0.88% 234,499 SH
33 J P MORGAN EXCHANGE TRADED F JIVE 46654Q757 $10.3M 0.88% 108,193 SH
34 J P MORGAN EXCHANGE TRADED F JPIB 46641Q852 $10.2M 0.87% 218,500 SH
35 ISHARES TR IAGG 46435G672 $10.0M 0.86% 203,972 SH
36 CAPITAL GRP FIXED INCM ETF T CGCB 14020Y508 $10.0M 0.86% 401,603 SH
37 BLACKROCK ETF TRUST IALT 09290C665 $9.9M 0.85% 332,984 SH
38 HARBOR ETF TRUST OSEA 41151J885 $9.9M 0.84% 337,817 SH
39 GLOBAL X FDS SHLD 37960A529 $9.7M 0.83% 161,467 SH
40 ISHARES TR IVV 464287200 $9.5M 0.81% 12,396 SH
41 SPDR SERIES TRUST SPMD 78464A847 $9.4M 0.80% 148,811 SH
42 BLACKROCK ETF TRUST II BINC 092528603 $9.2M 0.79% 181,320 SH
43 J P MORGAN EXCHANGE TRADED F JPEM 46641Q308 $9.1M 0.78% 143,583 SH
44 LPL FINL HLDGS INC LPLA 50212V100 $8.8M 0.75% 28,889 SH
45 SPDR SERIES TRUST SPTL 78464A664 $8.4M 0.72% 353,594 SH
46 SPDR SERIES TRUST SLYG 78464A201 $7.8M 0.67% 72,938 SH
47 SPDR SERIES TRUST SPAB 78464A649 $7.7M 0.66% 316,410 SH
48 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $7.1M 0.61% 145,691 SH
49 SPDR SERIES TRUST SLYV 78464A300 $7.1M 0.61% 69,424 SH
50 J P MORGAN EXCHANGE TRADED F JQUA 46641Q761 $6.1M 0.52% 82,915 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-16 $1.17B 178 0001822236-26-000005
2026-06-30 2026-07-10 $1.17B 169 0001822236-26-000003
2026-03-31 2026-04-08 $1.01B 166 0001822236-26-000002
2025-12-31 2026-01-12 $1.06B 175 0001822236-26-000001
Filer Information
Address
1782 ORANGE TREE LANE
REDLANDS, CA 92374
Phone
(909) 307-8220
Filing Manager
KWB Wealth
REDLANDS, CA
Signatory
Emily Tejeda
Chief Compliance Officer