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Sage Mountain Advisors LLC — 13F Holdings & Portfolio

CIK 1832274 · latest 13F-HR filed 2026-08-05

Backtest portfolio

Sage Mountain Advisors LLC manages $1.63B in 13F-reported U.S. long-equity assets across 304 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are JAAA (17.38%), JQUA (12.94%), VTI (9.84%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 40 new positions and exited 17; 187 existing positions rose in reported value and 30 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.63B

Long-equity book

Holdings
304

Distinct positions

Period
2026-06-30

Filed 2026-08-05

Q/Q Activity
+40 / −17 / ↑187 / ↓30

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
JAAA17.4% · +8%JQUA12.9% · -2%VTI9.8% · +3%QUAL7.8% · -0%IQLT5.2% · +5%VOO3.1% · -9%GBDC3.0% · +2%VGIT2.8% · +9%VEA2.7% · +11%JMBS2.0% · +17%QUS1.9% · -1%JMST1.7% · +2%VGT1.1% · +701%VXUS1.1% · +2%SPHQ0.9% · +5%SPY0.9% · -2%VB0.8% · +0%ITOT0.8% · +0%AVGO0.8% · +5%VUG0.8% · +511%QQQM0.8% · +0%AAPL0.7% · +15%OMFL0.6% · +26%JPM0.6% · +2%VGSH0.6% · +4%TSLA0.6% · +3%IVV0.6% · +6%IWF0.5% · +300%QQQ0.5% · +0%UYLD0.5% · +23%IWB0.5% · -0%SCHX0.5% · 0%VTEB0.4% · -22%FTNT0.4% · +0%VTV0.4% · +1%SMH0.4% · 0%CPRT0.4% · 0%XLG0.4% · -2%GOOGL0.4% · +109%VO0.3% · +300%IJR0.3% · +2%AMZN0.3% · +18%QEFA0.3% · +2%VONG0.3% · -2%IEFA0.3% · +4%KBDC0.3% · -16%VEU0.3% · 0%DFLV0.3% · 0%VONV0.2% · 0%TBIL0.2% · +145%SGOV0.2% · +6%LGLV0.2% · 0%META0.2% · +14%NVDA0.2% · +81%MSFT0.2% · +47%BRK.B0.2% · +8%DFAC0.2% · 0%TSM0.2% · +47%SCHG0.2% · -6%VBR0.2% · -0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 66.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 9, 2026.

Assets Under Management
$4.29B
Discretionary
$4.29B
Employees
31
Accounts
193
Address
945 EAST PACES FERRY ROAD NE
SUITE 2660
ATLANTA, GA 30326
Phone
(404) 795-8361
Website
Name Title / Status Ownership Type
COX, ANTHONY, JOHN ControlPRESIDENT, CHIEF INVESTMENT OFFICER AND MEMBER
since Sep 2018
Less than 5%Individual
IMERAJ, ANDREA, WHITNEY ControlCHIEF COMPLIANCE OFFICER
since Sep 2018
Less than 5%Individual
LAKE CHUTES, LLC ControlMANAGING MEMBER
since Sep 2018
50–75%Domestic Entity
NEU, SCOTT, MATTHEW ControlCHIEF EXECUTIVE OFFICER AND MEMBER
since Sep 2018
Less than 5%Individual
TC ADVISORY ControlOWNER
since Sep 2018
5–10%Domestic Entity
YAMAATO, BRENT, MASATAKA ControlCHIEF OPERATING OFFICER
since Jul 2025
Less than 5%Individual
SERENITY GP, LLCOWNER
since Jun 2025
5–10%Domestic Entity
SERENITY WEALTH HOLDINGS, LLCOWNER
since Jun 2025
10–25%Domestic Entity
WHIM HOLDINGS, LLCMANAGING MEMBER
since Dec 2025
Less than 5%Domestic Entity
BURTON IV, CLAUDE, SHREVE Control
Indirect owner via SERENITY GP, LLC
OWNER
since May 2025
75% or moreIndividual
BURTON IV, CLAUDE, SHREVE Control
Indirect owner via SERENITY WEALTH HOLDINGS, LLC
GENERAL PARTNER
since May 2025
General partner, trustee or managerIndividual
COX, ANTHONY, JOHN Control
Indirect owner via TC ADVISORY
OWNER
since Sep 2018
General partner, trustee or managerIndividual
NEU, SCOTT, MATTHEW Control
Indirect owner via LAKE CHUTES, LLC
SHAREHOLDER
since Sep 2018
75% or moreIndividual
Ownership & leadership changes · 6 filings with changes since Aug 17, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 17, 2026 filing
  • AddedWHIM HOLDINGS, LLC · MANAGING MEMBER · Less than 5%
Jul 31, 2025 filing
  • AddedBURTON IV, CLAUDE, SHREVE · OWNER · 75% or more · indirect via SERENITY GP, LLC · control person
  • AddedBURTON IV, CLAUDE, SHREVE · GENERAL PARTNER · General partner, trustee or manager · indirect via SERENITY WEALTH HOLDINGS, LLC · control person
  • AddedSERENITY GP, LLC · OWNER · 5–10%
  • AddedSERENITY WEALTH HOLDINGS, LLC · OWNER · 10–25%
  • AddedYAMAATO, BRENT, MASATAKA · CHIEF OPERATING OFFICER · Less than 5% · control person
  • ChangedIMERAJ, ANDREA, WHITNEY · title CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER → CHIEF COMPLIANCE OFFICER
  • ChangedLAKE CHUTES, LLC · ownership 75% or more → 50–75%
  • ChangedTC ADVISORY · ownership 10–25% → 5–10%
Mar 27, 2023 filing
  • Listed againCOX, ANTHONY, JOHN · OWNER · General partner, trustee or manager · indirect via TC ADVISORY · control person
Mar 14, 2023 filing
  • No longer listedCOX, ANTHONY, JOHN · OWNER · 75% or more · indirect via TC ADVISORY · control person · listed since Sep 2018
  • ChangedCOX, ANTHONY, JOHN · title CHIEF INVESTMENT OFFICER AND MEMBER → PRESIDENT, CHIEF INVESTMENT OFFICER AND MEMBER
Mar 25, 2022 filing
  • No longer listedLAKE CHUTES, INC. · MANAGING MEMBER · 75% or more · control person · listed since Sep 2018
  • No longer listedNEU, SCOTT, MATTHEW · SHAREHOLDER · 75% or more · indirect via LAKE CHUTES, INC. · control person · listed since Sep 2018
  • AddedCOX, ANTHONY, JOHN · OWNER · 75% or more · indirect via TC ADVISORY · control person
  • AddedLAKE CHUTES, LLC · MANAGING MEMBER · 75% or more · control person
  • AddedNEU, SCOTT, MATTHEW · SHAREHOLDER · 75% or more · indirect via LAKE CHUTES, LLC · control person
  • AddedTC ADVISORY · OWNER · 10–25% · control person
  • ChangedCOX, ANTHONY, JOHN · ownership 10–25% → Less than 5%
Sep 28, 2018 filing
  • No longer listedBERNSTEIN, DANIEL, ADAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2018
  • No longer listedINTERIM HOLDINGS, LLC · MANAGING MEMBER · 75% or more · control person · listed since Aug 2018
  • AddedCOX, ANTHONY, JOHN · CHIEF INVESTMENT OFFICER AND MEMBER · 10–25% · control person
  • AddedIMERAJ, ANDREA, WHITNEY · CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER · Less than 5% · control person
  • AddedLAKE CHUTES, INC. · MANAGING MEMBER · 75% or more · control person
  • AddedNEU, SCOTT, MATTHEW · CHIEF EXECUTIVE OFFICER AND MEMBER · Less than 5% · control person
  • AddedNEU, SCOTT, MATTHEW · SHAREHOLDER · 75% or more · indirect via LAKE CHUTES, INC. · control person
Aug 17, 2018 filing (earliest on record)
  • ListedBERNSTEIN, DANIEL, ADAM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedINTERIM HOLDINGS, LLC · MANAGING MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Sage Mountain Advisors LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 JANUS DETROIT STR TR JAAA 47103U845 $282.6M 17.38% 5,596,571 SH
2 J P MORGAN EXCHANGE TRADED F JQUA 46641Q761 $210.4M 12.94% 2,910,657 SH
3 VANGUARD INDEX FDS VTI 922908769 $160.0M 9.84% 432,445 SH
4 ISHARES TR QUAL 46432F339 $126.3M 7.77% 575,644 SH
5 ISHARES TR IQLT 46434V456 $84.6M 5.20% 1,706,820 SH
6 VANGUARD INDEX FDS VOO 922908363 $50.8M 3.13% 74,026 SH
7 GOLUB CAP BDC INC GBDC 38173M102 $49.3M 3.03% 3,829,164 SH
8 VANGUARD SCOTTSDALE FDS VGIT 92206C706 $45.8M 2.82% 776,955 SH
9 VANGUARD TAX-MANAGED FDS VEA 921943858 $44.3M 2.73% 622,002 SH
10 JANUS DETROIT STR TR JMBS 47103U852 $32.2M 1.98% 716,333 SH
11 SPDR SERIES TRUST QUS 78468R812 $31.1M 1.91% 166,196 SH
12 J P MORGAN EXCHANGE TRADED F JMST 46641Q654 $28.4M 1.75% 556,512 SH
13 VANGUARD WORLD FD VGT 92204A702 $18.4M 1.13% 154,016 SH
14 VANGUARD STAR FDS VXUS 921909768 $18.1M 1.11% 211,636 SH
15 INVESCO EXCHANGE TRADED FD T SPHQ 46137V241 $14.4M 0.89% 160,030 SH
16 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $13.9M 0.86% 18,667 SH
17 VANGUARD INDEX FDS VB 922908751 $13.4M 0.82% 44,152 SH
18 ISHARES TR ITOT 464287150 $13.1M 0.81% 80,034 SH
19 BROADCOM INC AVGO 11135F101 $13.0M 0.80% 34,510 SH
20 VANGUARD INDEX FDS VUG 922908736 $13.0M 0.80% 151,254 SH
21 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $12.8M 0.79% 42,317 SH
22 APPLE INC AAPL 037833100 $10.9M 0.67% 37,830 SH
23 INVESCO EXCH TRD SLF IDX FD OMFL 46138J619 $10.4M 0.64% 151,832 SH
24 JPMORGAN CHASE & CO JPM 46625H100 $9.9M 0.61% 30,247 SH
25 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $9.5M 0.58% 163,403 SH
26 TESLA INC TSLA 88160R101 $9.5M 0.58% 22,581 SH
27 ISHARES TR IVV 464287200 $9.4M 0.58% 12,524 SH
28 ISHARES TR IWF 464287614 $8.2M 0.51% 66,240 SH
29 INVESCO QQQ TR QQQ 46090E103 $8.0M 0.49% 10,846 SH
30 ANGEL OAK FUNDS TRUST UYLD 03463K752 $7.9M 0.49% 155,404 SH
31 ISHARES TR IWB 464287622 $7.8M 0.48% 19,136 SH
32 SCHWAB STRATEGIC TR SCHX 808524201 $7.4M 0.45% 249,841 SH
33 VANGUARD MUN BD FDS VTEB 922907746 $6.7M 0.41% 133,358 SH
34 FORTINET INC FTNT 34959E109 $6.5M 0.40% 42,527 SH
35 VANGUARD INDEX FDS VTV 922908744 $6.5M 0.40% 29,939 SH
36 VANECK ETF TRUST SMH 92189F676 $6.4M 0.39% 9,739 SH
37 COPART INC CPRT 217204106 $6.4M 0.39% 226,504 SH
38 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $6.4M 0.39% 104,090 SH
39 ALPHABET INC GOOGL 02079K305 $5.9M 0.36% 16,663 SH
40 VANGUARD INDEX FDS VO 922908629 $5.1M 0.31% 62,803 SH
41 ISHARES TR IJR 464287804 $5.1M 0.31% 34,072 SH
42 AMAZON COM INC AMZN 023135106 $5.0M 0.31% 21,011 SH
43 SPDR INDEX SHS FDS QEFA 78463X434 $4.9M 0.30% 50,581 SH
44 VANGUARD SCOTTSDALE FDS VONG 92206C680 $4.8M 0.29% 37,501 SH
45 ISHARES TR IEFA 46432F842 $4.8M 0.29% 49,608 SH
46 KAYNE ANDERSON BDC INC KBDC 48662X105 $4.8M 0.29% 353,274 SH
47 VANGUARD INTL EQUITY INDEX F VEU 922042775 $4.3M 0.27% 51,920 SH
48 DIMENSIONAL ETF TRUST DFLV 25434V666 $4.2M 0.26% 106,502 SH
49 VANGUARD SCOTTSDALE FDS VONV 92206C714 $4.1M 0.25% 38,239 SH
50 RBB FD INC TBIL 74933W452 $3.9M 0.24% 78,922 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-05 $1.63B 304 0001398344-26-013547
2026-03-31 2026-05-11 $1.43B 281 0001398344-26-008901
2025-12-31 2026-01-23 $1.89B 559 0001398344-26-001120
2025-09-30 2025-10-29 $1.75B 547 0001398344-25-019993
Filer Information
Address
945 E PACES FERRY ROAD NE
SUITE 2660
ATLANTA, GA 30326
Phone
(404) 795-8361
Filing Manager
Sage Mountain Advisors LLC
ATLANTA, GA
Signatory
Whitney Imeraj
Chief Compliance Officer