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Gimbal Financial — 13F Holdings & Portfolio

CIK 1835206 · latest 13F-HR filed 2026-08-04

Backtest portfolio

Gimbal Financial manages $162.7M in 13F-reported U.S. long-equity assets across 56 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (18.58%), IWM (17.68%), DGRO (9.27%). Quarter over quarter (versus its 2025-09-30 filing) the fund opened 14 new positions and exited 15; 21 existing positions rose in reported value and 11 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$162.7M

Long-equity book

Holdings
56

Distinct positions

Period
2026-06-30

Filed 2026-08-04

Q/Q Activity
+14 / −15 / ↑21 / ↓11

vs 2025-09-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV19.2% · +2%IWM18.3% · +2449%DGRO9.6% · +5576%FHLC9.1% · newXRT7.3% · newIYT7.1% · newLLY7.0% · -35%USRT6.5% · newRPG2.2% · -85%TXN1.0% · +0%AAPL0.7% · -18%JNJ0.6% · -17%MSFT0.6% · -21%FBT0.6% · newCLMT0.6% · 0%GOOGL0.6% · -19%WMT0.5% · -11%ABBV0.5% · -2%PTNQ0.5% · -77%JPM0.5% · -3%CSCO0.5% · -25%OEF0.5% · -24%PTLC0.4% · -77%JPIN0.4% · 0%SPY0.3% · -15%VIG0.3% · -16%ONEQ0.3% · +23%VO0.3% · +300%JPST0.3% · 0%PTMC0.2% · newAMGN0.2% · -7%NVDA0.2% · +48%VTV0.2% · 0%RSP0.2% · -1%HD0.2% · -5%NVS0.2% · -9%PTEU0.2% · -83%IEMG0.2% · 0%MINT0.2% · 0%EMR0.2% · -7%BTU0.2% · +1%QQQ0.2% · +7%DELL0.2% · newABT0.2% · +1%AMZN0.2% · -8%VTI0.2% · +1%HON0.2% · -50%HONA0.2% · newKO0.1% · newNVTS0.1% · +4%AM0.1% · newTDOC0.1% · newMDXG0.1% · newNXDR0.0% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q3 25 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 87.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 5, 2026.

Assets Under Management
$290.0M
Discretionary
$270.4M
Employees
6
Accounts
847
Address
620 N. RANGELINE ROAD
CARMEL, IN 46032
Phone
(317) 578-1600
Website
Name Title / Status Ownership Type
SHRIEVE, DOUGLAS, ALLEN ControlMEMBER
since Oct 2019
50–75%Individual
TYNER, KEITH, ALAN ControlMEMBER
since Jun 1997
50–75%Individual
MITCHELL, SUSAN, ELAINECHIEF COMPLIANCE OFFICER
since Dec 2025
Less than 5%Individual
Ownership & leadership changes · 6 filings with changes since Jun 23, 2017

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 5, 2026 filing
  • AddedMITCHELL, SUSAN, ELAINE · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedSHRIEVE, DOUGLAS, ALLEN · title MEMBER, CCO → MEMBER
Mar 28, 2025 filing
  • ChangedSHRIEVE, DOUGLAS, ALLEN · ownership 25–50% → 50–75%
Mar 29, 2023 filing
  • ChangedTYNER, KEITH, ALAN · ownership 75% or more → 50–75%
Mar 18, 2023 filing
  • ChangedSHRIEVE, DOUGLAS, ALLEN · ownership 10–25% → 25–50%; now a control person
Mar 9, 2021 filing
  • ChangedSHRIEVE, DOUGLAS, ALLEN · title CCO → MEMBER, CCO; ownership Less than 5% → 10–25%
Oct 3, 2019 filing
  • No longer listedHERNANDEZ, HENRY, MATTHEW · CCO · Less than 5% · listed since May 2017
  • No longer listedPINKSTON, JIM, DAVID · MEMBER · 50–75% · control person · listed since Jun 1997
  • AddedSHRIEVE, DOUGLAS, ALLEN · CCO · Less than 5%
  • ChangedTYNER, KEITH, ALAN · ownership 50–75% → 75% or more
Jun 23, 2017 filing (earliest on record)
  • ListedHERNANDEZ, HENRY, MATTHEW · CCO · Less than 5%
  • ListedPINKSTON, JIM, DAVID · MEMBER · 50–75% · control person
  • ListedTYNER, KEITH, ALAN · MEMBER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 21 →

Top Trims

Show all 11 →

New Positions

Show all 14 →

Exited Positions

Show all 15 →

Gimbal Financial Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $30.2M 18.58% 40,370 SH
2 ISHARES TR IWM 464287655 $28.8M 17.68% 95,751 SH
3 ISHARES TR DGRO 46434V621 $15.1M 9.27% 199,017 SH
4 FIDELITY COVINGTON TRUST FHLC 316092600 $14.3M 8.78% 184,965 SH
5 SPDR SERIES TRUST XRT 78464A714 $11.4M 7.03% 130,301 SH
6 ISHARES TR IYT 464287192 $11.1M 6.84% 128,232 SH
7 ELI LILLY & CO LLY 532457108 $11.1M 6.80% 9,217 SH
8 ISHARES TR USRT 464288521 $10.2M 6.27% 153,565 SH
9 INVESCO EXCHANGE TRADED FD T RPG 46137V266 $3.5M 2.13% 54,193 SH
10 ELI LILLY & CO Put LLY 532457108 $2.8M 1.70% 2,300 SH
11 ELI LILLY & CO Put LLY 532457108 $2.6M 1.62% 2,200 SH
12 TEXAS INSTRS INC TXN 882508104 $1.5M 0.95% 5,162 SH
13 APPLE INC AAPL 037833100 $1.0M 0.64% 3,614 SH
14 JOHNSON & JOHNSON JNJ 478160104 $960.7K 0.59% 3,783 SH
15 MICROSOFT CORP MSFT 594918104 $941.5K 0.58% 2,524 SH
16 FIRST TR EXCHANGE-TRADED FD FBT 33733E203 $890.7K 0.55% 3,593 SH
17 CALUMET INC CLMT 131428104 $884.1K 0.54% 24,545 SH
18 ALPHABET INC GOOGL 02079K305 $866.4K 0.53% 2,424 SH
19 WALMART INC WMT 931142103 $835.0K 0.51% 7,372 SH
20 ABBVIE INC ABBV 00287Y109 $763.4K 0.47% 3,034 SH
21 PACER FDS TR PTNQ 69374H303 $759.9K 0.47% 8,572 SH
22 JPMORGAN CHASE & CO JPM 46625H100 $749.7K 0.46% 2,290 SH
23 CISCO SYS INC CSCO 17275R102 $748.9K 0.46% 6,376 SH
24 ISHARES TR OEF 464287101 $711.1K 0.44% 1,943 SH
25 PACER FDS TR PTLC 69374H105 $654.4K 0.40% 11,232 SH
26 J P MORGAN EXCHANGE TRADED F JPIN 46641Q209 $574.6K 0.35% 7,946 SH
27 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $494.3K 0.30% 662 SH
28 VANGUARD SPECIALIZED FUNDS VIG 921908844 $476.4K 0.29% 2,014 SH
29 FIDELITY COMWLTH TR ONEQ 315912808 $451.1K 0.28% 4,370 SH
30 VANGUARD INDEX FDS VO 922908629 $403.5K 0.25% 5,008 SH
31 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $397.6K 0.24% 7,862 SH
32 PACER FDS TR PTMC 69374H204 $389.9K 0.24% 9,322 SH
33 AMGEN INC AMGN 031162100 $335.3K 0.21% 926 SH
34 NVIDIA CORPORATION NVDA 67066G104 $327.6K 0.20% 1,637 SH
35 VANGUARD INDEX FDS VTV 922908744 $326.9K 0.20% 1,500 SH
36 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $323.7K 0.20% 1,521 SH
37 HOME DEPOT INC HD 437076102 $319.5K 0.20% 906 SH
38 NOVARTIS AG NVS 66987V109 $313.7K 0.19% 2,002 SH
39 PACER FDS TR PTEU 69374H808 $308.2K 0.19% 9,253 SH
40 ISHARES INC IEMG 46434G103 $297.4K 0.18% 3,590 SH
41 PIMCO ETF TR MINT 72201R833 $294.4K 0.18% 2,920 SH
42 EMERSON ELEC CO EMR 291011104 $293.2K 0.18% 2,048 SH
43 PEABODY ENGR CORP BTU 704551100 $292.8K 0.18% 12,666 SH
44 INVESCO QQQ TR QQQ 46090E103 $280.2K 0.17% 381 SH
45 DELL TECHNOLOGIES INC DELL 24703L202 $273.5K 0.17% 634 SH
46 ABBOTT LABORATORIES ABT 002824100 $261.1K 0.16% 2,878 SH
47 AMAZON COM INC AMZN 023135106 $252.2K 0.15% 1,058 SH
48 VANGUARD INDEX FDS VTI 922908769 $250.1K 0.15% 676 SH
49 HONEYWELL INTL INC HON 438516205 $243.8K 0.15% 1,089 SH
50 HONEYWELL AEROSPACE INC HONA 43849R105 $240.8K 0.15% 1,089 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-04 $162.7M 56 0001835206-26-000005
2025-09-30 2025-11-04 $166.5M 55 0001835206-25-000006
2025-06-30 2025-07-30 $162.8M 47 0001835206-25-000004
Filer Information
Address
620 N. RANGELINE ROAD
CARMEL, IN 46032
Phone
(317) 418-7365
Filing Manager
Gimbal Financial
CARMEL, IN
Signatory
Susan E Mitchell
Compliance Officer