Sterling Manor Financial, LLC — 13F Holdings & Portfolio
CIK 1842015 · latest 13F-HR filed 2026-04-13
Sterling Manor Financial, LLC manages $159.9M in 13F-reported U.S. long-equity assets across 39 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SPBO (12.21%), JANU (8.87%), FTSM (7.14%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 6 new positions and exited 2; 7 existing positions rose in reported value and 19 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-04-13
vs 2025-12-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q1 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q4 25 → Q1 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
2 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 69.8%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated May 11, 2026.
SUITE 202
SARATOGA SPRINGS, NY 12866
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| DOIG, ADAM, FLETCHER Control | MANAGING MEMBER since Apr 2006 | 50–75% | Individual |
| KYNE, STEPHEN, MATTHEW Control | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER since Apr 2006 | 50–75% | Individual |
Ownership & leadership changes · 1 filing with changes since Jun 8, 2016
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedJENKINS, STEPHEN, ARTHUR · MANAGING MEMBER · 25–50% · control person · listed since Apr 2006
- ChangedDOIG, ADAM, FLETCHER · ownership 25–50% → 50–75%
- ChangedKYNE, STEPHEN, MATTHEW · ownership 25–50% → 50–75%
- ListedDOIG, ADAM, FLETCHER · MANAGING MEMBER · 25–50% · control person
- ListedJENKINS, STEPHEN, ARTHUR · MANAGING MEMBER · 25–50% · control person
- ListedKYNE, STEPHEN, MATTHEW · MANAGING MEMBER & CHIEF COMPLIANCE OFFICER · 25–50% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$950.3K +5.1%
- GLOBAL X FDS$323.2K +79.6%
- AIM ETF PRODUCTS TRUST$228.4K +47.5%
- FIRST TR EXCHANGE-TRADED FD$147.0K +26.8%
- J P MORGAN EXCHANGE TRADED F$122.6K +21.3%
Top Trims
- AIM ETF PRODUCTS TRUST-$4.1M -22.4%
- INVESCO EXCHANGE TRADED FD T-$2.5M -18.8%
- SPDR SERIES TRUST-$2.0M -17.8%
- ISHARES TR-$1.3M -11.7%
- ISHARES TR-$1.2M -9.7%
New Positions
- WISDOMTREE TR$6.5M
- GLOBAL X FDS$4.4M
- ADAMS DIVERSIFIED EQUITY FD$275.8K
- EXXON MOBIL CORP$256.7K
- XPO INC$232.5K
Sterling Manor Financial, LLC Holdings (2026-03-31)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | SPBO | 78464A144 | $19.5M | 12.21% | 672,350 | SH |
| 2 | AIM ETF PRODUCTS TRUST | JANU | 00888H513 | $14.2M | 8.87% | 518,639 | SH |
| 3 | FIRST TR EXCHANGE-TRADED FD | FTSM | 33739Q408 | $11.4M | 7.14% | 190,997 | SH |
| 4 | ISHARES TR | IDEV | 46435G326 | $11.1M | 6.91% | 132,269 | SH |
| 5 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $10.6M | 6.64% | 55,335 | SH |
| 6 | ISHARES TR | DGRO | 46434V621 | $9.9M | 6.21% | 141,477 | SH |
| 7 | SPDR SERIES TRUST | SPYG | 78464A409 | $9.3M | 5.80% | 94,787 | SH |
| 8 | FIRST TR EXCHNG TRADED FD VI | YSEP | 33740U828 | $9.0M | 5.60% | 342,177 | SH |
| 9 | SPDR SERIES TRUST | SJNK | 78468R408 | $8.6M | 5.40% | 345,836 | SH |
| 10 | VANGUARD WELLINGTON FD | VFVA | 921935805 | $8.0M | 4.98% | 59,117 | SH |
| 11 | GLOBAL X FDS | SHLD | 37960A529 | $7.6M | 4.77% | 107,682 | SH |
| 12 | ISHARES TR | IWP | 464287481 | $7.5M | 4.71% | 58,718 | SH |
| 13 | WISDOMTREE TR | XC | 97717Y535 | $6.5M | 4.10% | 209,878 | SH |
| 14 | ISHARES TR | SHY | 464287457 | $5.2M | 3.26% | 63,035 | SH |
| 15 | FIDELITY COVINGTON TRUST | FSMD | 316092527 | $4.7M | 2.96% | 105,784 | SH |
| 16 | GLOBAL X FDS | ZAP | 37960A370 | $4.4M | 2.73% | 135,793 | SH |
| 17 | APPLE INC | AAPL | 037833100 | $3.2M | 1.99% | 12,513 | SH |
| 18 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.2M | 0.77% | 1,882 | SH |
| 19 | GLOBAL X FDS | SDIV | 37960A669 | $729.3K | 0.46% | 28,872 | SH |
| 20 | AIM ETF PRODUCTS TRUST | OCTU | 00888H547 | $708.9K | 0.44% | 25,681 | SH |
| 21 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $698.9K | 0.44% | 12,330 | SH |
| 22 | FIRST TR EXCHANGE-TRADED FD | DOGG | 33738D846 | $696.2K | 0.44% | 32,066 | SH |
| 23 | AMAZON COM INC | AMZN | 023135106 | $693.5K | 0.43% | 3,330 | SH |
| 24 | MICROSOFT CORP | MSFT | 594918104 | $510.5K | 0.32% | 1,379 | SH |
| 25 | ONEOK INC NEW | OKE | 682680103 | $339.0K | 0.21% | 3,750 | SH |
| 26 | WALMART INC | WMT | 931142103 | $337.2K | 0.21% | 2,714 | SH |
| 27 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $337.1K | 0.21% | 1,657 | SH |
| 28 | BLACKROCK ETF TRUST | LCTU | 09290C509 | $279.6K | 0.17% | 3,986 | SH |
| 29 | ALPHABET INC | GOOGL | 02079K305 | $276.1K | 0.17% | 960 | SH |
| 30 | ADAMS DIVERSIFIED EQUITY FD | ADX | 006212104 | $275.8K | 0.17% | 12,598 | SH |
| 31 | EXXON MOBIL CORP | XOM | 30231G102 | $256.7K | 0.16% | 1,513 | SH |
| 32 | COCA COLA CO | KO | 191216100 | $241.8K | 0.15% | 3,180 | SH |
| 33 | CITIGROUP INC | C | 172967424 | $238.2K | 0.15% | 2,100 | SH |
| 34 | XPO INC | XPO | 983793100 | $232.5K | 0.15% | 1,195 | SH |
| 35 | BROADCOM INC | AVGO | 11135F101 | $232.1K | 0.15% | 750 | SH |
| 36 | CATERPILLAR INC | CAT | 149123101 | $222.9K | 0.14% | 315 | SH |
| 37 | JPMORGAN CHASE & CO | JPM | 46625H100 | $212.4K | 0.13% | 722 | SH |
| 38 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $209.2K | 0.13% | 863 | SH |
| 39 | ISHARES TR | ESGU | 46435G425 | $208.9K | 0.13% | 1,477 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-13 | $159.9M | 39 | 0002085853-26-000352 |
| 2025-12-31 | 2026-01-07 | $160.3M | 35 | 0002085853-26-000008 |