SONA ASSET MANAGEMENT (US) LLC — 13F Holdings & Portfolio

CIK 1856405 · latest 13F-HR filed 2026-08-14

SONA ASSET MANAGEMENT (US) LLC manages $4.76B in 13F-reported U.S. long-equity assets across 691 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are TLT (13.67%), ECHO (4.44%), SMH (4.32%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 139 new positions and exited 54; 72 existing positions rose in reported value and 26 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$4.76B

Long-equity book

Holdings

691

Distinct positions

Period

2026-06-30

Filed 2026-08-14

Q/Q Activity

+139 / −54 / ↑72 / ↓26

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

ECHO8.7% · new WBD5.5% · -7%RSP5.2% · new BILL4.8% · +10%ETSY3.7% · +21%TRPCF3.5% · -5%KYIV2.4% · -28%SHAZ2.4% · +649%GOOGN2.3% · new DKNG2.0% · -29%EMB1.9% · +6647%FOUR1.9% · +17%AES1.8% · -70%GOOGM1.6% · new RKT1.5% · new SMCIP1.4% · new BACC1.3% · 0%CHTR1.0% · +1710%BORR0.9% · new VSAT0.9% · new CELC0.9% · new LQD0.9% · -81%BTDR0.8% · +23%SVC0.8% · new SORN0.7% · 0%IHRT0.7% · +119%ZKP0.6% · 0%CCC0.6% · new MANU0.6% · new GOOGL0.6% · new W0.5% · 0%AMC0.5% · new RREVU0.4% · new DCH0.4% · new GDS0.4% · new NN0.4% · +9%FVAV0.4% · 0%IACQ0.4% · new ACAA0.4% · new MLAA0.4% · 0%CMCSA0.4% · new ROKU0.4% · new NSC0.4% · -57%CAQ0.4% · new BBCQ0.3% · +160%DLR0.3% · new ILLU0.3% · new KEYY0.3% · new RVMD0.3% · new QGEN0.3% · 0%IRAB0.3% · 0%OHAC0.3% · new NHIVU0.3% · new FLUT0.3% · new ARCI0.3% · 0%MUZE0.3% · 0%BCAR0.3% · new STUB0.3% · new AACOU0.3% · 0%ARTC0.3% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 40.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 9, 2026.

Assets Under Management

$33.49B

Discretionary

$33.49B

Employees

Accounts

Address

730 3RD AVENUE
26TH FLOOR
NEW YORK, NY 10017

Phone

(646) 779-6300

Website

www.linkedin.com/company/sona-asset-management
www.sona-am.com/login

Name	Title / Status	Ownership	Type
AYLWARD, JOHN, BRIAN Control	CIO since Jan 2017	Less than 5%	Individual
BERKERY, JOHN, PAUL Control	HEAD OF US since Jan 2017	Less than 5%	Individual
Erasmus, Gabriel, Jacobus Control	CRO since Jan 2026	Less than 5%	Individual
GROGAN, JOSEPH, ALBERT Control	US CHIEF COMPLIANCE OFFICER since Jan 2026	Less than 5%	Individual
HASWELL, KATHRYN, LOUISE Control	GLOBALCCO since Jun 2026	Less than 5%	Individual
HILL, CHRISTOPHER, DAVID Control	CHIEF FINANCIAL OFFICER since Oct 2025	Less than 5%	Individual
JOHNSSON, HENRIK, JAN GUSTAV Control	CEO since Jan 2026	Less than 5%	Individual
KNOX, JOHN, BAILLIE CONSTANTINE Control	CHIEF LEGAL OFFICER since Mar 2025	Less than 5%	Individual
SHIH, JUSTIN Control	COO since Apr 2026	Less than 5%	Individual
SONA ASSET MANAGEMENT LIMITED Control	OWNER/MEMBER since Jan 2017	75% or more	Foreign Entity
AYLWARD, JOHN, BRIAN Control Indirect owner via SONA ASSET MANAGEMENT CAYMAN LIMITED	OWNER since Dec 2016	75% or more	Individual
SONA ASSET MANAGEMENT CAYMAN LIMITED Control Indirect owner via SONA ASSET MANAGEMENT LIMITED	OWNER since Dec 2016	75% or more	Foreign Entity

Ownership & leadership changes · 7 filings with changes since Jan 8, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Jul 9, 2026 filing

AddedErasmus, Gabriel, Jacobus · CRO · Less than 5% · control person
AddedHASWELL, KATHRYN, LOUISE · GLOBALCCO · Less than 5% · control person
ChangedGROGAN, JOSEPH, ALBERT · title CCO → US CHIEF COMPLIANCE OFFICER
ChangedKNOX, JOHN, BAILLIE CONSTANTINE · title GENERAL COUNSEL → CHIEF LEGAL OFFICER

Jun 12, 2026 filing

No longer listedSHIH, JUSTIN · COO · Less than 5% · control person · listed since Apr 2026
AddedSHIH, JUSTIN · COO · Less than 5% · control person

Mar 31, 2026 filing

AddedKNOX, JOHN, BAILLIE CONSTANTINE · GENERAL COUNSEL · Less than 5% · control person
AddedSHIH, JUSTIN · COO · Less than 5% · control person
ChangedAYLWARD, JOHN, BRIAN · indirect via SONA ASSET MANAGEMENT CAYMAN LIMITED: now a control person
ChangedBERKERY, JOHN, PAUL · title COO → HEAD OF US
ChangedSONA ASSET MANAGEMENT CAYMAN LIMITED · indirect via SONA ASSET MANAGEMENT LIMITED: now a control person

Jan 28, 2026 filing

No longer listedTAMAYE, JUSTIN, MASAO · CHIEF RISK OFFICER · Less than 5% · control person · listed since Jan 2017
AddedGROGAN, JOSEPH, ALBERT · CCO · Less than 5% · control person
AddedJOHNSSON, HENRIK, JAN GUSTAV · CEO · Less than 5% · control person
ChangedAYLWARD, JOHN, BRIAN · title CEO/CIO → CIO
ChangedBERKERY, JOHN, PAUL · title CCO/COO → COO

Dec 10, 2025 filing

AddedHILL, CHRISTOPHER, DAVID · CHIEF FINANCIAL OFFICER · Less than 5% · control person

May 14, 2025 filing

No longer listedCOLQUHOUN, IAIN, MATTHEW · CFO · Less than 5% · control person · listed since Jun 2018

Mar 31, 2025 filing

AddedCOLQUHOUN, IAIN, MATTHEW · CFO · Less than 5% · control person

Jan 8, 2018 filing (earliest on record)

ListedAYLWARD, JOHN, BRIAN · CEO/CIO · Less than 5% · control person
ListedAYLWARD, JOHN, BRIAN · OWNER · 75% or more · indirect via SONA ASSET MANAGEMENT CAYMAN LIMITED
ListedBERKERY, JOHN, PAUL · CCO/COO · Less than 5% · control person
ListedSONA ASSET MANAGEMENT CAYMAN LIMITED · OWNER · 75% or more · indirect via SONA ASSET MANAGEMENT LIMITED
ListedSONA ASSET MANAGEMENT LIMITED · OWNER/MEMBER · 75% or more · control person
ListedTAMAYE, JUSTIN, MASAO · CHIEF RISK OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

SHARONAI HOLDINGS INC$61.2M +2691.1%
ISHARES TR$51.0M +6827.5%
CHARTER COMMUNICATIONS INC$23.6M +1092.5%
ECHOSTAR CORP$13.7M +6.3%
BITDEER TECHNOLOGIES GROUP$12.4M +125.3%

Show all 72 →

Top Trims

AES CORP-$107.2M -68.8%
ISHARES TR-$98.6M -81.2%
ETSY INC-$64.7M -75.8%
ISHARES TR-$64.3M -97.4%
VANGUARD SCOTTSDALE FDS-$57.2M -98.5%

Show all 26 →

New Positions

Show all 139 →

Exited Positions

Show all 54 →

Loading…

#	Issuer	Symbol	CUSIP	Value	Δ

SONA ASSET MANAGEMENT (US) LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	ISHARES TR Call	TLT	464287432	$651.2M	13.67%	7,535,600	SH
2	ECHOSTAR CORP	ECHO	278768106	$211.5M	4.44%	2,084,182	SH
3	VANECK ETF TRUST Put	SMH	92189F676	$205.6M	4.32%	313,500	SH
4	ISHARES TR Put	HYG	464288513	$177.9M	3.73%	2,225,000	SH
5	WARNER BROS DISCOVERY INC	WBD	934423104	$144.6M	3.04%	5,425,408	SH
6	INVESCO EXCHANGE TRADED FD T	RSP	46137V357	$135.1M	2.84%	634,971	SH
7	BILL HOLDINGS INC	BILL	090043AF7	$127.1M	2.67%	147,076,000	PRN
8	ISHARES TR Put	LQD	464287242	$105.8M	2.22%	970,000	SH
9	TRIP COM GROUP LTD	TRPCF	89677QAB3	$91.7M	1.93%	93,100,000	PRN
10	INVESCO EXCH TRADED FD TR II Put	BKLN	46138G508	$84.0M	1.76%	4,122,500	SH
11	ISHARES TR Put	IWM	464287655	$81.8M	1.72%	272,100	SH
12	WARNER BROS DISCOVERY INC Put	WBD	934423104	$79.4M	1.67%	2,980,000	SH
13	ISHARES INC Call	EWZ	464286400	$72.2M	1.52%	2,092,800	SH
14	ETSY INC	ETSY	29786AAN6	$69.5M	1.46%	75,950,000	PRN
15	ISHARES INC Put	EWY	464286772	$64.9M	1.36%	321,500	SH
16	SHARONAI HOLDINGS INC	SHAZ	778920306	$63.4M	1.33%	749,362	SH
17	ALPHABET INC	GOOGN	02079K602	$61.2M	1.28%	1,220,100	SH
18	COREWEAVE INC Put	CRWV	21873S108	$58.5M	1.23%	588,000	SH
19	KRANESHARES TRUST Call	KWEB	500767306	$53.8M	1.13%	2,199,500	SH
20	KYIVSTAR GROUP LTD	KYIV	G5331N101	$53.7M	1.13%	3,321,543	SH
21	DRAFTKINGS INC NEW	DKNG	26142RAB0	$51.2M	1.08%	54,879,000	PRN
22	ISHARES TR	EMB	464288281	$50.7M	1.06%	525,866	SH
23	SHIFT4 PMTS INC	FOUR	82452JAD1	$50.0M	1.05%	52,330,000	PRN
24	WARNER BROS DISCOVERY INC Call	WBD	934423104	$49.9M	1.05%	1,871,900	SH
25	ECHOSTAR CORP Call	ECHO	278768106	$48.9M	1.03%	482,200	SH
26	AES CORP	AES	00130H105	$48.7M	1.02%	3,319,005	SH
27	ISHARES TR Put	SOXX	464287523	$48.1M	1.01%	75,000	SH
28	ALPHABET INC	GOOGM	02079K404	$42.1M	0.88%	833,000	SH
29	ROCKET COS INC	RKT	77311W101	$39.7M	0.83%	2,523,500	SH
30	SUPER MICRO COMPUTER INC	SMCIP	86800U500	$37.7M	0.79%	735,000	SH
31	BLUE ACQUISITION CORP.	BACC	G1331A108	$34.5M	0.73%	3,259,182	SH
32	ISHARES INC Call	EWY	464286772	$32.8M	0.69%	162,700	SH
33	ISHARES TR Call	IWM	464287655	$30.0M	0.63%	100,000	SH
34	INVESCO QQQ TR Call	QQQ	46090E103	$28.9M	0.61%	39,200	SH
35	NEBIUS GROUP N.V. Put	NBIS	N97284108	$27.1M	0.57%	98,000	SH
36	IREN LIMITED Put	IREN	Q4982L109	$26.9M	0.56%	588,000	SH
37	CHARTER COMMUNICATIONS INC	CHTR	16119P108	$25.1M	0.53%	176,779	SH
38	BORR DRILLING LTD	BORR	G1466R173	$24.5M	0.51%	5,929,000	SH
39	INVESCO QQQ TR Put	QQQ	46090E103	$24.2M	0.51%	32,800	SH
40	VIASAT INC	VSAT	92552V100	$23.9M	0.50%	265,916	SH
41	CELCUITY INC	CELC	15102KAB6	$23.4M	0.49%	20,580,000	PRN
42	ISHARES TR	LQD	464287242	$22.8M	0.48%	209,432	SH
43	SERVICE PPTYS TR	SVC	81761L102	$22.1M	0.46%	13,100,000	SH
44	BITDEER TECHNOLOGIES GROUP	BTDR	G11448100	$22.0M	0.46%	1,386,000	SH
45	ETSY INC	ETSY	29786AAJ5	$20.2M	0.42%	19,818,000	PRN
46	ISHARES TR Call	TLT	464287432	$19.5M	0.41%	225,800	SH
47	SOREN ACQUISITION CORP	SORN	G8274J103	$18.4M	0.39%	1,850,000	SH
48	BITDEER TECHNOLOGIES GROUP Call	BTDR	G11448100	$17.6M	0.37%	1,112,000	SH
49	IHEARTMEDIA INC	IHRT	45174J509	$17.2M	0.36%	4,011,613	SH
50	SPACE EXPLORATION TECHN CORP Put	SPCX	84615Q103	$16.7M	0.35%	98,000	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-06-30	2026-08-14	$4.76B	691	0000905148-26-003745
2026-03-31	2026-05-15	$4.74B	605	0000905148-26-002399
2025-12-31	2026-02-17	$4.39B	270	0000905148-26-000843
2025-09-30	2025-11-14	$4.10B	284	0000905148-25-004047

Filer Information

Address

730 3RD AVENUE
26TH FLOOR
NEW YORK, NY 10017

Phone

(646) 779-6300

Filing Manager

SONA ASSET MANAGEMENT (US) LLC

NEW YORK, NY

Signatory

Joe Grogan

CCO