Fi3 FINANCIAL ADVISORS, LLC — 13F Holdings & Portfolio
CIK 1862427 · latest 13F-HR filed 2026-08-14
Fi3 FINANCIAL ADVISORS, LLC manages $417.9M in 13F-reported U.S. long-equity assets across 233 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IJH (13.71%), VO (11.45%), USRT (11.06%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 64 new positions and exited 50; 82 existing positions rose in reported value and 82 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$417.9M
Long-equity book
Holdings
233
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+64 / −50 / ↑82 / ↓82
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IJH13.7% · +759%VO11.5% · newUSRT11.1% · +2280%EME6.1% · +4045%MDY4.5% · newVT3.6% · +908%STX3.4% · newAIT3.2% · newODFL2.6% · newVTI1.8% · -39%AXP1.6% · +2357%MHK1.5% · +690%SCZ1.2% · +1647%MO1.2% · newMSFT1.1% · -75%VB1.1% · -75%IEMG1.0% · +838%BURL1.0% · +883%GOOGL0.9% · newTXN0.7% · newMET0.6% · newJPST0.6% · +55%BLK0.6% · +1630%INTU0.5% · newA0.5% · +85%WMT0.4% · -61%CBRE0.4% · newAPP0.3% · newFDX0.3% · +482%COF0.3% · +3071%DIS0.3% · +256%MRSH0.3% · -80%GIS0.3% · newLRMR0.3% · -90%VIK0.3% · newJCI0.3% · +58%VOO0.3% · +73%QCOM0.3% · newSCHV0.2% · +136%COP0.2% · -81%MESO0.2% · -81%CRWD0.2% · newWMB0.2% · -67%DINO0.2% · -73%CFG0.2% · +80%GNSS0.2% · -100%PFE0.2% · -43%C0.2% · +29%KEYS0.2% · newBRK.B0.2% · +284%SNOW0.2% · +1777%USB0.2% · -50%ACN0.2% · +81%CB0.2% · +222%SCHW0.2% · -94%BKNG0.2% · +2273%GD0.2% · +45550%PANW0.2% · newHWM0.2% · +79%CHTR0.2% · new
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 61.5%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jul 24, 2026.
Assets Under Management
$1.14B
Discretionary
$975.3M
Employees
21
Accounts
1,643
Address
8900 KEYSTONE CROSSING
SUITE 225
INDIANAPOLIS, IN 46240
SUITE 225
INDIANAPOLIS, IN 46240
Phone
(317) 426-8800
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| DEL PRIORE, MICHAEL, J Control | CHIEF COMPLIANCE OFFICER since Jul 2026 | Less than 5% | Individual |
| GOSS, MICHAEL, EDMOND Control | DIRECTOR since Jul 2026 | Less than 5% | Individual |
| HILZENRATH, ROBERT, JAY Control | DIRECTOR since Jul 2026 | Less than 5% | Individual |
| LAMENA, MICHAEL, ANTHONY Control | CHIEF EXECUTIVE OFFICER, WEALTHSPIRE, LP since Jul 2026 | Less than 5% | Individual |
| LONG, BRAD, Leighton Control | CHIEF INVESTMENT OFFICER since Jul 2026 | Less than 5% | Individual |
| MOO, VERONICA, EI CHUN Control | DIRECTOR since Jul 2026 | Less than 5% | Individual |
| NELSON, CARL, EDWARD Control | PRESIDENT, WEALTHSPIRE, LP since Jul 2026 | Less than 5% | Individual |
| Olson, Channing Control | CHIEF OPERATIONS OFFICER since Jul 2026 | Less than 5% | Individual |
| SCHNEIDER, BRETT, RONALD Control | DIRECTOR since Jul 2026 | Less than 5% | Individual |
| SONTAG, ERIC, MATTHEW Control | PRESIDENT since Jul 2026 | Less than 5% | Individual |
| WEALTHSPIRE HOLDINGS, LLC Control | MEMBER since Jul 2026 | 75% or more | Domestic Entity |
| HOFFMAN, IVAN, DOUGLAS | MANAGING DIRECTOR since Jul 2026 | Less than 5% | Individual |
| MUSE, SAMUEL, DAVID | MANAGING DIRECTOR since Jul 2026 | Less than 5% | Individual |
| SIMPSON, MATTHEW, JOSEPH | MANAGING DIRECTOR since Jul 2026 | Less than 5% | Individual |
| MADISON DEARBORN PARTNERS Control Indirect owner via MDCP CO-INVESTORS (CHICAGO-C), L.P. | GENERAL PARTNER since Oct 2025 | General partner, trustee or manager | Domestic Entity |
| MDCP CO-INVESTORS (CHICAGO-C), L.P. Control Indirect owner via WEALTHSPIRE GP LLC | OWNER since Oct 2025 | 25–50% | Domestic Entity |
| MDCP IX CHICAGO SPLITTER AGGREGATOR, L.P. Control Indirect owner via WEALTHSPIRE HOLDCO, LP | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| WEALTHSPIRE GP LLC Control Indirect owner via WEALTHSPIRE HOLDCO, LP | GENERAL PARTNER since Oct 2025 | General partner, trustee or manager | Domestic Entity |
| WEALTHSPIRE HOLDCO, LP Control Indirect owner via WEALTHSPIRE TOPCO, LP | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| WEALTHSPIRE I, LP Control Indirect owner via WEALTHSPIRE II, LP | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| WEALTHSPIRE II, LP Control Indirect owner via WEALTHSPIRE, LP | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| WEALTHSPIRE TOPCO, LP Control Indirect owner via WEALTHSPIRE I, LP | OWNER since Oct 2025 | 75% or more | Domestic Entity |
| WEALTHSPIRE US PARENT, LLC Control Indirect owner via WEALTHSPIRE HOLDINGS, LLC | SHAREHOLDER since Oct 2025 | 75% or more | Domestic Entity |
| WEALTHSPIRE, LP Control Indirect owner via WEALTHSPIRE US PARENT, LLC | OWNER since Oct 2025 | 75% or more | Domestic Entity |
Ownership & leadership changes · 3 filings with changes since Apr 13, 2018
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 24, 2026 filing
- No longer listedWARNING, ANDREW, S · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Sep 2021
- AddedDEL PRIORE, MICHAEL, J · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedGOSS, MICHAEL, EDMOND · DIRECTOR · Less than 5% · control person
- AddedHILZENRATH, ROBERT, JAY · DIRECTOR · Less than 5% · control person
- AddedLAMENA, MICHAEL, ANTHONY · CHIEF EXECUTIVE OFFICER, WEALTHSPIRE, LP · Less than 5% · control person
- AddedLONG, BRAD, Leighton · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- AddedMADISON DEARBORN PARTNERS · GENERAL PARTNER · General partner, trustee or manager · indirect via MDCP CO-INVESTORS (CHICAGO-C), L.P. · control person
- AddedMDCP CO-INVESTORS (CHICAGO-C), L.P. · OWNER · 25–50% · indirect via WEALTHSPIRE GP LLC · control person
- AddedMDCP IX CHICAGO SPLITTER AGGREGATOR, L.P. · OWNER · 75% or more · indirect via WEALTHSPIRE HOLDCO, LP · control person
- AddedMOO, VERONICA, EI CHUN · DIRECTOR · Less than 5% · control person
- AddedNELSON, CARL, EDWARD · PRESIDENT, WEALTHSPIRE, LP · Less than 5% · control person
- AddedOlson, Channing · CHIEF OPERATIONS OFFICER · Less than 5% · control person
- AddedSCHNEIDER, BRETT, RONALD · DIRECTOR · Less than 5% · control person
- AddedSONTAG, ERIC, MATTHEW · PRESIDENT · Less than 5% · control person
- AddedWEALTHSPIRE GP LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via WEALTHSPIRE HOLDCO, LP · control person
- AddedWEALTHSPIRE HOLDCO, LP · OWNER · 75% or more · indirect via WEALTHSPIRE TOPCO, LP · control person
- AddedWEALTHSPIRE HOLDINGS, LLC · MEMBER · 75% or more · control person
- AddedWEALTHSPIRE I, LP · OWNER · 75% or more · indirect via WEALTHSPIRE II, LP · control person
- AddedWEALTHSPIRE II, LP · OWNER · 75% or more · indirect via WEALTHSPIRE, LP · control person
- AddedWEALTHSPIRE TOPCO, LP · OWNER · 75% or more · indirect via WEALTHSPIRE I, LP · control person
- AddedWEALTHSPIRE US PARENT, LLC · SHAREHOLDER · 75% or more · indirect via WEALTHSPIRE HOLDINGS, LLC · control person
- AddedWEALTHSPIRE, LP · OWNER · 75% or more · indirect via WEALTHSPIRE US PARENT, LLC · control person
- ChangedHOFFMAN, IVAN, DOUGLAS · title MANAGING PARTNER → MANAGING DIRECTOR; ownership 75% or more → Less than 5%; no longer a control person
- ChangedMUSE, SAMUEL, DAVID · title BUSINESS PARTNER → MANAGING DIRECTOR; ownership 10–25% → Less than 5%; no longer a control person
- ChangedSIMPSON, MATTHEW, JOSEPH · title BUSINESS PARTNER → MANAGING DIRECTOR; ownership 10–25% → Less than 5%; no longer a control person
Mar 31, 2022 filing
- No longer listedKasting, Jonathan, G · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jul 2021
- AddedWARNING, ANDREW, S · CHIEF COMPLIANCE OFFICER · Less than 5%
Jul 19, 2021 filing
- AddedKasting, Jonathan, G · CHIEF COMPLIANCE OFFICER · Less than 5%
- ChangedHOFFMAN, IVAN, DOUGLAS · title MANAGING PARTNER/CHIEF COMPLIANCE OFFICER → MANAGING PARTNER
- ChangedSIMPSON, MATTHEW, JOSEPH · ownership 5–10% → 10–25%
Apr 13, 2018 filing (earliest on record)
- ListedHOFFMAN, IVAN, DOUGLAS · MANAGING PARTNER/CHIEF COMPLIANCE OFFICER · 75% or more · control person
- ListedMUSE, SAMUEL, DAVID · BUSINESS PARTNER · 10–25% · control person
- ListedSIMPSON, MATTHEW, JOSEPH · BUSINESS PARTNER · 5–10% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- iShares Core S&P 500 ETF$56.7M +9430.4%
- iShares Core S&P Small Cap ETF$45.5M +5864.0%
- Eli Lilly & Co$25.2M +6634.4%
- Vanguard Total Stock Market Index Fund ETF$14.6M +2595.7%
- Microsoft$6.1M +2893.2%
Top Trims
- iShares Core MSCI Total International Stock ETF-$49.7M -99.4%
- Vanguard Emerging Markets Stock Index Fund ETF-$41.2M -99.3%
- iShares Core S&P Mid-Cap ETF-$39.2M -98.3%
- SPDR Bloomberg 1-3 (month T-Bill Etf)-$16.6M -98.0%
- Edison International-$13.8M -96.1%
New Positions
- Vanguard FTSE Developed Markets ETF$47.9M
- SPDR S&P 500 ETF Trust$18.8M
- Schwab US TIPS ETF$14.2M
- Apple Inc$13.4M
- Nvidia Corporation$10.8M
Exited Positions
- Capital Group Municipal Inc ETF$1.4M
- Micron Technology$1.3M
- Markel Group Inc Com$1.3M
- Vanguard Real Estate ETF$1.2M
- General MTRS Co Com$701.4K
Fi3 FINANCIAL ADVISORS, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | iShares Core S&P 500 ETF | IJH | 464287507 | $57.3M | 13.71% | 76,482 | SH |
| 2 | Vanguard FTSE Developed Markets ETF | VO | 922908629 | $47.9M | 11.45% | 671,664 | SH |
| 3 | iShares Core S&P Small Cap ETF | USRT | 464288521 | $46.2M | 11.06% | 311,720 | SH |
| 4 | Eli Lilly & Co | EME | 29084Q100 | $25.6M | 6.12% | 21,307 | SH |
| 5 | SPDR S&P 500 ETF Trust | MDY | 78467Y107 | $18.8M | 4.49% | 25,046 | SH |
| 6 | Vanguard Total Stock Market Index Fund ETF | VT | 922042742 | $15.2M | 3.63% | 41,008 | SH |
| 7 | Schwab US TIPS ETF | STX | G7997R103 | $14.2M | 3.40% | 535,463 | SH |
| 8 | Apple Inc | AIT | 03820C105 | $13.4M | 3.21% | 46,397 | SH |
| 9 | Nvidia Corporation | ODFL | 679580100 | $10.8M | 2.57% | 53,747 | SH |
| 10 | Vanguard Small-Cap Index Fund ETF | VTI | 922908769 | $7.6M | 1.83% | 25,168 | SH |
| 11 | Amazon.Com Inc | AXP | 025816109 | $6.5M | 1.55% | 27,172 | SH |
| 12 | Microsoft | MHK | 608190104 | $6.4M | 1.52% | 17,042 | SH |
| 13 | iShares MSCI EAFE ETF | SCZ | 464288273 | $5.2M | 1.25% | 50,162 | SH |
| 14 | Alphabet Inc Cap STK | MO | 02209S103 | $4.9M | 1.18% | 13,851 | SH |
| 15 | Micron Technology | MSFT | 594918104 | $4.7M | 1.13% | 4,089 | SH |
| 16 | Vanguard S&P 500 ETF | VB | 922908751 | $4.5M | 1.09% | 6,617 | SH |
| 17 | iShares Core MSCI EAFE ETF | IEMG | 46434G103 | $4.2M | 1.01% | 43,834 | SH |
| 18 | Broadcom Inc Com | BURL | 122017106 | $4.0M | 0.96% | 10,628 | SH |
| 19 | Alphabet Inc Cap STK | GOOGL | 02079K305 | $3.6M | 0.87% | 10,233 | SH |
| 20 | Tesla Motors | TXN | 882508104 | $3.0M | 0.71% | 7,098 | SH |
| 21 | Meta Platforms Inc | MET | 59156R108 | $2.6M | 0.63% | 4,673 | SH |
| 22 | JPMorgan Chase | JPST | 46641Q837 | $2.5M | 0.61% | 7,752 | SH |
| 23 | Berkshire Hathaway | BLK | 09290D101 | $2.4M | 0.58% | 4,879 | SH |
| 24 | Intel | INTU | 461202103 | $2.0M | 0.47% | 14,027 | SH |
| 25 | Advanced Micro | A | 00846U101 | $1.9M | 0.46% | 3,292 | SH |
| 26 | Visa Inc | WMT | 931142103 | $1.6M | 0.38% | 4,677 | SH |
| 27 | Caterpillar | CBRE | 12504L109 | $1.6M | 0.37% | 1,458 | SH |
| 28 | Applied Materials | APP | 03831W108 | $1.4M | 0.35% | 2,000 | SH |
| 29 | ExxonMobil | FDX | 31428X106 | $1.4M | 0.34% | 10,539 | SH |
| 30 | Capital Group Municipal Inc ETF | COF | 14040H105 | $1.4M | 0.34% | 52,322 | SH |
| 31 | Wal-Mart | DIS | 254687106 | $1.4M | 0.34% | 12,583 | SH |
| 32 | Markel Group Inc Com | MRSH | 571748102 | $1.3M | 0.31% | 673 | SH |
| 33 | General Electric Co | GIS | 370334104 | $1.3M | 0.31% | 3,505 | SH |
| 34 | Lam Research Corp | LRMR | 517125100 | $1.3M | 0.30% | 2,915 | SH |
| 35 | Vertiv Holdings Co | VIK | G93A5A101 | $1.2M | 0.30% | 3,729 | SH |
| 36 | Johnson & Johnson | JCI | G51502105 | $1.2M | 0.30% | 4,914 | SH |
| 37 | Vanguard Real Estate ETF | VOO | 922908363 | $1.2M | 0.29% | 12,516 | SH |
| 38 | Procter & Gamble | QCOM | 747525103 | $1.1M | 0.27% | 7,599 | SH |
| 39 | Schwab US Large Cap Growth ETF | SCHV | 808524409 | $1.0M | 0.25% | 30,834 | SH |
| 40 | Comfort Systems USA | COP | 20825C104 | $1.0M | 0.24% | 516 | SH |
| 41 | Merck &co. Inc Com | MESO | 590717401 | $1.0M | 0.24% | 7,891 | SH |
| 42 | Costco Wholesale | CRWD | 22788C105 | $1.0M | 0.24% | 1,091 | SH |
| 43 | Western Digital | WMB | 969457100 | $1.0M | 0.24% | 1,592 | SH |
| 44 | Goldman Sachs Group | DINO | 403949100 | $993.2K | 0.24% | 982 | SH |
| 45 | Citigroup Inc | CFG | 174610105 | $982.0K | 0.23% | 7,016 | SH |
| 46 | GE Vernova LLC Wi When | GNSS | 36872P103 | $969.7K | 0.23% | 825 | SH |
| 47 | Pepsico Inc | PFE | 717081103 | $958.3K | 0.23% | 7,078 | SH |
| 48 | Cisco Systems | C | 172967424 | $935.4K | 0.22% | 7,963 | SH |
| 49 | JPMorgan Ultra Short Income ETF | KEYS | 49338L103 | $933.5K | 0.22% | 18,459 | SH |
| 50 | Bank America Corp | BRK.B | 084670702 | $916.9K | 0.22% | 16,091 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $417.9M | 233 | 0001765380-26-000392 |
| 2026-03-31 | 2026-05-07 | $346.4M | 218 | 0001765380-26-000182 |
| 2025-12-31 | 2026-02-06 | $326.9M | 192 | 0001765380-26-000070 |
Filer Information
Address
10401 N. MERIDIAN STREETSUITE 205
INDIANAPOLIS, IN 46290
Phone
(317) 426-8800
Filing Manager
Fi3 FINANCIAL ADVISORS, LLC
INDIANAPOLIS, IN
Signatory
Andy Warning
Chief Compliance Officer