THEORY FINANCIAL LLC — 13F Holdings & Portfolio
CIK 1899158 · latest 13F-HR filed 2026-05-05
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$284.9M
Long-equity book
Holdings
94
Distinct positions
Period
2026-03-31
Filed 2026-05-05
Q/Q Activity
+5 / −12 / ↑24 / ↓44
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SELECT SECTOR SPDR TR$6.8M +1834.3%
- ETF OPPORTUNITIES TRUST$5.1M +214.0%
- SIMPLIFY EXCHANGE TRADED FUN$4.6M +81.8%
- ISHARES INC$3.0M +106.7%
- ISHARES TR$2.9M +695.5%
Top Trims
- VANGUARD WORLD FD-$13.0M -69.2%
- SCHWAB STRATEGIC TR-$4.8M -17.8%
- SELECT SECTOR SPDR TR-$3.6M -14.7%
- ISHARES TR-$3.2M -52.4%
- ISHARES INC-$2.9M -79.0%
New Positions
- BLACKROCK ETF TRUST$2.9M
- ISHARES TR$2.6M
- ISHARES TR$1.9M
- BLACKROCK ETF TRUST$1.8M
- ISHARES TR$226.3K
Exited Positions
- INVESCO EXCHANGE TRADED FD T$4.4M
- ISHARES TR$889.3K
- ISHARES TR$763.6K
- BLACKROCK ETF TRUST II$688.7K
- ISHARES GOLD TR$403.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $22.0M | 7.71% | 946,329 | SH |
| 2 | SELECT SECTOR SPDR TR | XLC | 81369Y852 | $20.6M | 7.23% | 185,823 | SH |
| 3 | ISHARES TR | MBB | 464288588 | $10.6M | 3.73% | 111,949 | SH |
| 4 | SIMPLIFY EXCHANGE TRADED FUN | CTA | 82889N699 | $10.2M | 3.59% | 338,200 | SH |
| 5 | ISHARES TR | IGIB | 464288638 | $9.0M | 3.14% | 168,331 | SH |
| 6 | DBX ETF TR | HYLB | 233051432 | $8.9M | 3.13% | 246,269 | SH |
| 7 | TIDAL TRUST I | GRNY | 886364231 | $7.6M | 2.68% | 319,543 | SH |
| 8 | ETF OPPORTUNITIES TRUST | FCTE | 26923N512 | $7.5M | 2.64% | 304,894 | SH |
| 9 | SELECT SECTOR SPDR TR | XLP | 81369Y308 | $7.2M | 2.53% | 87,992 | SH |
| 10 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $6.6M | 2.30% | 44,762 | SH |
| 11 | SPDR GOLD TR | GLD | 78463V107 | $6.5M | 2.27% | 15,010 | SH |
| 12 | SPDR SERIES TRUST | SPYM | 78464A854 | $6.4M | 2.24% | 83,451 | SH |
| 13 | WISDOMTREE TR | EZM | 97717W570 | $6.0M | 2.11% | 89,563 | SH |
| 14 | VANGUARD WORLD FD | VFH | 92204A405 | $5.8M | 2.03% | 47,928 | SH |
| 15 | ISHARES INC | PICK | 46434G848 | $5.8M | 2.03% | 102,094 | SH |
| 16 | ISHARES TR | IVE | 464287408 | $5.4M | 1.90% | 25,705 | SH |
| 17 | VANGUARD STAR FDS | VXUS | 921909768 | $5.4M | 1.89% | 69,927 | SH |
| 18 | SCHWAB STRATEGIC TR | SCHP | 808524870 | $5.3M | 1.86% | 199,063 | SH |
| 19 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $5.1M | 1.80% | 88,140 | SH |
| 20 | INVESCO ACTVELY MNGD ETC FD | PDBC | 46090F100 | $4.9M | 1.73% | 285,094 | SH |
| 21 | VANGUARD INDEX FDS | VBR | 922908611 | $4.9M | 1.71% | 22,428 | SH |
| 22 | ISHARES TR | IVW | 464287309 | $4.8M | 1.69% | 42,611 | SH |
| 23 | INVESCO EXCHANGE TRADED FD T | XSMO | 46137V498 | $4.7M | 1.65% | 61,993 | SH |
| 24 | INVESCO EXCHANGE TRADED FD T | RZV | 46137V167 | $4.7M | 1.65% | 37,781 | SH |
| 25 | ISHARES TR | SOXX | 464287523 | $4.4M | 1.54% | 13,323 | SH |
| 26 | INVESCO EXCHANGE TRADED FD T | PTF | 46137V811 | $4.4M | 1.53% | 50,614 | SH |
| 27 | VANGUARD WORLD FD | VGT | 92204A702 | $4.2M | 1.49% | 6,071 | SH |
| 28 | ISHARES TR | IUSB | 46434V613 | $4.1M | 1.45% | 89,293 | SH |
| 29 | BONDBLOXX ETF TRUST | XTEN | 09789C812 | $4.1M | 1.43% | 89,028 | SH |
| 30 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $4.1M | 1.43% | 17,105 | SH |
| 31 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $3.7M | 1.31% | 28,111 | SH |
| 32 | ISHARES TR | GOVT | 46429B267 | $3.3M | 1.16% | 144,851 | SH |
| 33 | BLACKROCK ETF TRUST | CORO | 09290C764 | $2.9M | 1.02% | 90,570 | SH |
| 34 | ISHARES TR | QUAL | 46432F339 | $2.9M | 1.02% | 15,138 | SH |
| 35 | VANECK ETF TRUST | NLR | 92189F601 | $2.8M | 1.00% | 21,291 | SH |
| 36 | VANGUARD INDEX FDS | VTV | 922908744 | $2.8M | 0.97% | 14,108 | SH |
| 37 | ISHARES TR | ACWX | 464288240 | $2.6M | 0.90% | 37,246 | SH |
| 38 | VANGUARD MUN BD FDS | VTEB | 922907746 | $2.5M | 0.88% | 50,438 | SH |
| 39 | ISHARES TR | MUB | 464288414 | $2.4M | 0.86% | 22,963 | SH |
| 40 | ISHARES TR | EFV | 464288877 | $2.3M | 0.82% | 31,579 | SH |
| 41 | BLACKROCK ETF TRUST | THRO | 09290C806 | $2.3M | 0.80% | 63,221 | SH |
| 42 | BLACKROCK ETF TRUST | BAI | 09290C780 | $2.3M | 0.79% | 68,517 | SH |
| 43 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $2.2M | 0.77% | 46,888 | SH |
| 44 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $2.2M | 0.76% | 27,027 | SH |
| 45 | ISHARES TR | IAGG | 46435G672 | $2.1M | 0.73% | 41,440 | SH |
| 46 | INVESCO EXCH TRADED FD TR II | SPMO | 46138E339 | $2.0M | 0.72% | 18,256 | SH |
| 47 | ISHARES TR | LMUB | 46438G448 | $1.9M | 0.66% | 37,773 | SH |
| 48 | BLACKROCK ETF TRUST II | BINC | 092528603 | $1.9M | 0.66% | 36,132 | SH |
| 49 | ISHARES TR | IVV | 464287200 | $1.8M | 0.64% | 2,773 | SH |
| 50 | BLACKROCK ETF TRUST | BLCR | 09290C855 | $1.8M | 0.64% | 44,105 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-05 | $284.9M | 94 | 0001899158-26-000002 |
| 2025-12-31 | 2026-02-10 | $296.9M | 101 | 0001899158-26-000001 |