GUARDIAN WEALTH ADVISORS, LLC / NC — 13F Holdings & Portfolio
CIK 1901403 · latest 13F-HR filed 2026-05-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.59B
Long-equity book
Holdings
611
Distinct positions
Period
2026-03-31
Filed 2026-05-15
Q/Q Activity
+261 / −17 / ↑95 / ↓124
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- BLUEROCK PVT REAL ESTATE FD$3.3M +95.0%
- FIRST TR EXCHANGE TRADED FD$2.2M +11.5%
- FIRST TR EXCHANGE-TRADED FD$2.0M +5.2%
- VANGUARD TAX-MANAGED FDS$1.9M +5.3%
- LISTED FDS TR$1.4M +29.0%
Top Trims
- WISDOMTREE TR-$8.1M -36.8%
- MICROSOFT CORP-$5.0M -24.9%
- APPLE INC-$3.2M -10.4%
- NVIDIA CORPORATION-$3.2M -8.4%
- TESLA INC-$3.0M -20.4%
New Positions
- PROSHARES TR$7.4M
- PROSHARES TR$848.1K
- CAPITAL GROUP INTERNATIONAL$473.2K
- INNOVATOR ETFS TRUST$351.8K
- INNOVATOR ETFS TRUST$286.9K
Exited Positions
- OWENS CORNING NEW$1.1M
- SCHWAB STRATEGIC TR$516.5K
- DOMINION ENERGY INC$471.2K
- FIRST TR EXCH TRADED FD III$457.2K
- DANAHER CORPORATION$307.1K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ETF SER SOLUTIONS | ACIO | 26922A222 | $187.7M | 11.82% | 4,472,403 | SH |
| 2 | ETF SER SOLUTIONS | DRSK | 26922A388 | $123.2M | 7.76% | 4,508,481 | SH |
| 3 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $71.1M | 4.48% | 2,772,378 | SH |
| 4 | ETF SER SOLUTIONS | OSCV | 26922A446 | $60.7M | 3.82% | 1,538,543 | SH |
| 5 | VANGUARD INDEX FDS | VOO | 922908363 | $59.3M | 3.74% | 99,289 | SH |
| 6 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $53.4M | 3.37% | 1,255,489 | SH |
| 7 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $49.3M | 3.11% | 1,461,076 | SH |
| 8 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $44.1M | 2.77% | 645,395 | SH |
| 9 | FIRST TR EXCHANGE-TRADED FD | LQTI | 33738D747 | $40.3M | 2.54% | 2,058,213 | SH |
| 10 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $36.8M | 2.32% | 574,533 | SH |
| 11 | NVIDIA CORPORATION | NVDA | 67066G104 | $34.6M | 2.18% | 198,148 | SH |
| 12 | EA SERIES TRUST | FRDM | 02072L607 | $33.4M | 2.10% | 610,969 | SH |
| 13 | J P MORGAN EXCHANGE TRADED F | JCPB | 46641Q670 | $28.9M | 1.82% | 614,474 | SH |
| 14 | APPLE INC | AAPL | 037833100 | $27.3M | 1.72% | 107,707 | SH |
| 15 | GOLDMAN SACHS ETF TR | GSEW | 381430438 | $25.1M | 1.58% | 296,650 | SH |
| 16 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $21.6M | 1.36% | 547,352 | SH |
| 17 | ETF SER SOLUTIONS | ADME | 26922A784 | $20.5M | 1.29% | 414,364 | SH |
| 18 | ETF SER SOLUTIONS | DUBS | 26922B535 | $17.3M | 1.09% | 479,540 | SH |
| 19 | ISHARES TR | IVV | 464287200 | $15.9M | 1.00% | 24,358 | SH |
| 20 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $15.3M | 0.96% | 23,491 | SH |
| 21 | MICROSOFT CORP | MSFT | 594918104 | $15.2M | 0.95% | 40,944 | SH |
| 22 | DOUBLELINE ETF TRUST | DBND | 25861R105 | $14.1M | 0.89% | 308,616 | SH |
| 23 | WISDOMTREE TR | USFR | 97717Y527 | $13.9M | 0.87% | 275,161 | SH |
| 24 | ETF SER SOLUTIONS | JUCY | 26922B642 | $13.8M | 0.87% | 623,475 | SH |
| 25 | DIMENSIONAL ETF TRUST | DFAI | 25434V203 | $13.5M | 0.85% | 345,655 | SH |
| 26 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $13.3M | 0.84% | 27,726 | SH |
| 27 | ISHARES TR | EFV | 464288877 | $12.7M | 0.80% | 171,167 | SH |
| 28 | ALPHABET INC | GOOGL | 02079K305 | $12.7M | 0.80% | 44,002 | SH |
| 29 | ISHARES TR | ITOT | 464287150 | $11.9M | 0.75% | 83,378 | SH |
| 30 | TESLA INC | TSLA | 88160R101 | $11.8M | 0.75% | 31,854 | SH |
| 31 | BROADCOM INC | AVGO | 11135F101 | $11.4M | 0.72% | 36,784 | SH |
| 32 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $11.1M | 0.70% | 196,208 | SH |
| 33 | AMAZON COM INC | AMZN | 023135106 | $11.0M | 0.69% | 52,995 | SH |
| 34 | SPDR SERIES TRUST | SPYM | 78464A854 | $8.4M | 0.53% | 110,042 | SH |
| 35 | JPMORGAN CHASE & CO | JPM | 46625H100 | $8.4M | 0.53% | 28,592 | SH |
| 36 | FIDELITY COMWLTH TR | ONEQ | 315912808 | $8.3M | 0.52% | 97,176 | SH |
| 37 | PROSHARES TR | SH | 74349Y753 | $7.4M | 0.47% | 195,208 | SH |
| 38 | ISHARES TR | QUAL | 46432F339 | $7.3M | 0.46% | 37,992 | SH |
| 39 | WALMART INC | WMT | 931142103 | $7.1M | 0.45% | 57,215 | SH |
| 40 | EA SERIES TRUST | BOXX | 02072L565 | $6.9M | 0.43% | 59,007 | SH |
| 41 | VANGUARD STAR FDS | VXUS | 921909768 | $6.8M | 0.43% | 88,555 | SH |
| 42 | BLUEROCK PVT REAL ESTATE FD | BPRE | 09631P102 | $6.7M | 0.42% | 402,270 | SH |
| 43 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $6.5M | 0.41% | 161,517 | SH |
| 44 | COLUMBIA ETF TR II | XCEM | 19762B202 | $6.5M | 0.41% | 158,751 | SH |
| 45 | VISA INC | V | 92826C839 | $6.5M | 0.41% | 21,394 | SH |
| 46 | VANGUARD INDEX FDS | VTI | 922908769 | $6.4M | 0.41% | 20,064 | SH |
| 47 | LISTED FDS TR | INFL | 53656F623 | $6.1M | 0.38% | 116,707 | SH |
| 48 | VANGUARD SCOTTSDALE FDS | VONG | 92206C680 | $5.8M | 0.36% | 52,584 | SH |
| 49 | HOME DEPOT INC | HD | 437076102 | $5.6M | 0.35% | 17,088 | SH |
| 50 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $5.4M | 0.34% | 25,199 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $1.59B | 611 | 0001398344-26-009209 |
| 2025-12-31 | 2026-02-17 | $1.61B | 366 | 0001398344-26-003216 |
| 2025-09-30 | 2025-11-14 | $1.54B | 357 | 0001398344-25-020894 |