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GUARDIAN WEALTH ADVISORS, LLC / NC — 13F Holdings & Portfolio

CIK 1901403 · latest 13F-HR filed 2026-08-14

Backtest portfolio

GUARDIAN WEALTH ADVISORS, LLC / NC manages $1.78B in 13F-reported U.S. long-equity assets across 384 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are ACIO (11.77%), DRSK (7.46%), SCHX (4.71%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 35 new positions and exited 262; 218 existing positions rose in reported value and 58 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.78B

Long-equity book

Holdings
384

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+35 / −262 / ↑218 / ↓58

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
ACIO11.9% · +2%DRSK7.5% · +2%SCHX4.8% · +3%VOO3.9% · +1%OSCV3.7% · +2%CGDV3.6% · +2%BUFR3.1% · +2%RDVY3.1% · +3%FRDM2.5% · -0%VEA2.4% · +2%NVDA2.2% · -1%LQTI2.2% · -2%AAPL1.8% · -0%JCPB1.6% · +0%GSEW1.6% · +3%SDVY1.4% · +4%ADME1.3% · +2%DUBS1.2% · +2%IVV1.1% · +3%SPY1.0% · -4%AVGO0.9% · +15%GOOGL0.9% · -0%MSFT0.9% · +0%USFR0.8% · +2%DBND0.8% · -0%ITOT0.8% · +2%DFAI0.8% · -2%BRK.B0.8% · -0%JUCY0.8% · -0%EFV0.8% · +2%TSLA0.8% · -0%AMZN0.7% · +2%JEPI0.6% · -8%SPYM0.6% · +2%JPM0.5% · -0%ONEQ0.5% · -12%QUAL0.5% · +2%VXUS0.4% · +2%VTI0.4% · +4%SH0.4% · +19%XCEM0.4% · -11%V0.4% · +1%CGGR0.4% · -4%BOXX0.4% · +4%QQQ0.4% · +3%VONG0.4% · +2%INFL0.4% · +10%WMT0.4% · -1%HD0.3% · +2%VO0.3% · +312%VIG0.3% · +0%LLY0.3% · +8%BPRE0.3% · +12%GOOG0.3% · +3%DFCF0.3% · +15%MU0.3% · +15%PWR0.3% · -4%KHPI0.3% · +4%DGRO0.3% · -2%AMD0.2% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 46.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 26, 2026.

Assets Under Management
$2.74B
Discretionary
$2.61B
Employees
50
Accounts
5,387
Address
2413 BLUE RIDGE RD
SUITE 201
RALEIGH, NC 27607
Phone
(919) 249-1810
Website
This firm reports 3 disclosure items on its registration.
Name Title / Status Ownership Type
HENSLEY, MICHAEL, JAY ControlMANAGING PARTNER
since Mar 2019
25–50%Individual
KEEDY, CHRISTIAN, DAVID ControlMANAGING PARTNER; CCO
since Mar 2019
25–50%Individual
MILLWOOD, ERVIN, RANDOLPH ControlPARTNER
since Oct 2023
5–10%Individual
MISENHEIMER, DAVID, TODD ControlMANAGING PARTNER
since Oct 2023
25–50%Individual
PRATT, MARISSA, LEIGH ControlPARTNER; COO
since Jan 2023
Less than 5%Individual
RHINEHARDT, GREGORY, THOMPSON ControlPARTNER
since Jan 2020
Less than 5%Individual
SMITH, RUSSELL, BRENTON ControlPARTNER
since Oct 2023
5–10%Individual
Ownership & leadership changes · 5 filings with changes since Jan 24, 2020

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 15, 2025 filing
  • No longer listedFREEDLAND, MADELEINE, CARLSON · PARTNER · Less than 5% · control person · listed since Oct 2023
Mar 27, 2025 filing
  • ChangedSMITH, RUSSELL, BRENTON · ownership 10–25% → 5–10%
Mar 26, 2024 filing
  • AddedFREEDLAND, MADELEINE, CARLSON · PARTNER · Less than 5% · control person
  • AddedMILLWOOD, ERVIN, RANDOLPH · PARTNER · 5–10% · control person
  • AddedMISENHEIMER, DAVID, TODD · MANAGING PARTNER · 25–50% · control person
  • AddedSMITH, RUSSELL, BRENTON · PARTNER · 10–25% · control person
  • ChangedHENSLEY, MICHAEL, JAY · ownership 50–75% → 25–50%
  • ChangedKEEDY, CHRISTIAN, DAVID · ownership 50–75% → 25–50%
  • ChangedPRATT, MARISSA, LEIGH · title COO → PARTNER; COO
Mar 30, 2023 filing
  • AddedPRATT, MARISSA, LEIGH · COO · Less than 5% · control person
Mar 30, 2022 filing
  • AddedRHINEHARDT, GREGORY, THOMPSON · PARTNER · Less than 5% · control person
Jan 24, 2020 filing (earliest on record)
  • ListedHENSLEY, MICHAEL, JAY · MANAGING PARTNER · 50–75% · control person
  • ListedKEEDY, CHRISTIAN, DAVID · MANAGING PARTNER; CCO · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

GUARDIAN WEALTH ADVISORS, LLC / NC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ETF SER SOLUTIONS ACIO 26922A222 $209.6M 11.77% 4,543,323 SH
2 ETF SER SOLUTIONS DRSK 26922A388 $132.9M 7.46% 4,621,680 SH
3 SCHWAB STRATEGIC TR SCHX 808524201 $83.9M 4.71% 2,849,825 SH
4 VANGUARD INDEX FDS VOO 922908363 $68.6M 3.85% 99,947 SH
5 ETF SER SOLUTIONS OSCV 26922A446 $65.9M 3.70% 1,562,215 SH
6 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $63.2M 3.55% 1,281,501 SH
7 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $54.2M 3.04% 1,484,319 SH
8 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $53.9M 3.03% 665,509 SH
9 EA SERIES TRUST FRDM 02072L607 $44.5M 2.50% 610,225 SH
10 VANGUARD TAX-MANAGED FDS VEA 921943858 $41.8M 2.34% 586,087 SH
11 NVIDIA CORPORATION NVDA 67066G104 $39.3M 2.21% 196,485 SH
12 FIRST TR EXCHANGE-TRADED FD LQTI 33738D747 $39.0M 2.19% 2,020,581 SH
13 APPLE INC AAPL 037833100 $31.1M 1.75% 107,643 SH
14 J P MORGAN EXCHANGE TRADED F JCPB 46641Q670 $29.0M 1.63% 617,587 SH
15 GOLDMAN SACHS ETF TR GSEW 381430438 $28.9M 1.62% 305,636 SH
16 FIRST TR EXCHANGE TRADED FD SDVY 33741X102 $24.7M 1.38% 571,663 SH
17 ETF SER SOLUTIONS ADME 26922A784 $23.6M 1.32% 423,537 SH
18 ETF SER SOLUTIONS DUBS 26922B535 $20.3M 1.14% 488,028 SH
19 ISHARES TR IVV 464287200 $18.8M 1.05% 25,045 SH
20 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $16.8M 0.94% 22,505 SH
21 BROADCOM INC AVGO 11135F101 $16.0M 0.90% 42,451 SH
22 ALPHABET INC GOOGL 02079K305 $15.7M 0.88% 43,897 SH
23 MICROSOFT CORP MSFT 594918104 $15.3M 0.86% 41,054 SH
24 WISDOMTREE TR USFR 97717Y527 $14.1M 0.79% 280,466 SH
25 DOUBLELINE ETF TRUST DBND 25861R105 $14.0M 0.79% 306,991 SH
26 ISHARES TR ITOT 464287150 $13.9M 0.78% 84,901 SH
27 DIMENSIONAL ETF TRUST DFAI 25434V203 $13.9M 0.78% 337,743 SH
28 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $13.9M 0.78% 27,717 SH
29 ETF SER SOLUTIONS JUCY 26922B642 $13.7M 0.77% 623,093 SH
30 ISHARES TR EFV 464288877 $13.4M 0.75% 175,178 SH
31 TESLA INC TSLA 88160R101 $13.3M 0.75% 31,696 SH
32 AMAZON COM INC AMZN 023135106 $12.8M 0.72% 53,814 SH
33 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $10.2M 0.57% 180,861 SH
34 SPDR SERIES TRUST SPYM 78464A854 $9.9M 0.56% 112,634 SH
35 JPMORGAN CHASE & CO JPM 46625H100 $9.4M 0.52% 28,569 SH
36 FIDELITY COMWLTH TR ONEQ 315912808 $8.8M 0.50% 85,475 SH
37 ISHARES TR QUAL 46432F339 $8.5M 0.48% 38,609 SH
38 VANGUARD STAR FDS VXUS 921909768 $7.7M 0.43% 90,597 SH
39 VANGUARD INDEX FDS VTI 922908769 $7.7M 0.43% 20,823 SH
40 PROSHARES TR SH 74349Y753 $7.7M 0.43% 233,122 SH
41 COLUMBIA ETF TR II XCEM 19762B202 $7.5M 0.42% 141,938 SH
42 VISA INC V 92826C839 $7.4M 0.41% 21,544 SH
43 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $7.3M 0.41% 154,858 SH
44 EA SERIES TRUST BOXX 02072L565 $7.2M 0.40% 61,358 SH
45 INVESCO QQQ TR QQQ 46090E103 $7.1M 0.40% 9,634 SH
46 VANGUARD SCOTTSDALE FDS VONG 92206C680 $6.9M 0.38% 53,629 SH
47 LISTED FDS TR INFL 53656F623 $6.4M 0.36% 128,631 SH
48 WALMART INC WMT 931142103 $6.4M 0.36% 56,643 SH
49 HOME DEPOT INC HD 437076102 $6.1M 0.34% 17,390 SH
50 VANGUARD INDEX FDS VO 922908629 $6.1M 0.34% 75,380 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $1.78B 384 0001398344-26-014482
2026-03-31 2026-05-15 $1.59B 611 0001398344-26-009209
2025-12-31 2026-02-17 $1.61B 366 0001398344-26-003216
2025-09-30 2025-11-14 $1.54B 357 0001398344-25-020894
Filer Information
Address
4270 THE CIRCLE AT NORTH HILLS STREET
SUITE 200
RALEIGH, NC 27609
Phone
(919) 874-1900
Filing Manager
GUARDIAN WEALTH ADVISORS, LLC / NC
RALEIGH, NC
Signatory
Christian Keedy
Chief Compliance Officer