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AVAII WEALTH MANAGEMENT, LLC — 13F Holdings & Portfolio

CIK 1904431 · latest 13F-HR filed 2026-10-09

Backtest portfolio

AVAII WEALTH MANAGEMENT, LLC manages $348.2M in 13F-reported U.S. long-equity assets across 178 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are CGDV (8.52%), IVV (6.92%), RDVY (5.72%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 19 new positions and exited 18; 47 existing positions rose in reported value and 47 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$348.2M

Long-equity book

Holdings
178

Distinct positions

Period
2026-09-30

Filed 2026-10-09

Q/Q Activity
+19 / −18 / ↑47 / ↓47

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
CGDV8.6% · -0%IVV6.9% · -1%RDVY5.7% · -0%JIVE4.3% · +3%NVDA3.6% · -2%IAU3.2% · +7%TSLA3.0% · -2%PYLD3.0% · +2%XMMO2.9% · +4%SOXX2.8% · -5%GLW2.6% · +10%IREN2.5% · +24%GRID2.5% · newFBTC2.4% · +28%USTB2.4% · +3%BUFR2.4% · -7%VOLT2.3% · +422%BRK.B2.1% · +9%AAPL2.1% · +10%QQQ2.1% · +4%PWV2.0% · newMU1.5% · +15%FEOE1.3% · -18%DSCO1.0% · -4%MRVL0.9% · +74%LLY0.8% · +52%USD0.7% · 0%DGRW0.7% · -2%AMZN0.5% · -0%JPM0.5% · +1%AMD0.5% · -1%MRK0.5% · -4%ETH0.4% · +414%TGTX0.4% · -4%JHMM0.4% · -0%USFR0.4% · +2%MSFT0.4% · +10%FBCG0.4% · 0%SPY0.4% · +1%JBND0.4% · -8%UNH0.3% · -3%FSMB0.3% · +2%KMB0.3% · -2%HL0.3% · +137%BMY0.3% · -5%CRWD0.3% · +297%USMV0.3% · -0%IEFA0.3% · +38%CGXU0.3% · -0%VIG0.2% · -2%SPGP0.2% · -2%XOM0.2% · +3%IEUR0.2% · +53%GOOG0.2% · -12%IQLT0.2% · 0%HELO0.2% · +0%PYPL0.2% · -4%OCSL0.2% · +19%LMBS0.2% · -2%IOO0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 44%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 29, 2026.

Assets Under Management
$602.8M
Discretionary
$593.8M
Employees
18
Accounts
2,927
Address
2101 N CASALOMA DR
APPLETON, WI 54913
Phone
(920) 214-1212
Website
Name Title / Status Ownership Type
BLATTNER, JOEL, THOMAS ControlMEMBER / DIRECTOR OF INVESTMENTS / CHIEF COMPLIANCE OFFICER
since Jul 2018
Less than 5%Individual
DOULE, CHRISTIAN, JAMES ControlMANAGING MEMBER / WEALTH MANAGEMENT ADVISOR
since Jul 2018
50–75%Individual
TRUETTNER, MARK, DAVID ControlMEMBER / WEALTH MANAGEMENT ADVISOR
since Jan 2020
10–25%Individual
BAKER, BENJAMIN, LUKEDIRECTOR OF TAX PLANNING AND STRATEGY
since Jan 2025
5–10%Individual
JENSEN, DAVID, ROBERTMEMBER / WEALTH ADVISOR
since Jul 2024
10–25%Individual
Ownership & leadership changes · 8 filings with changes since Aug 6, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Dec 18, 2025 filing
  • AddedBAKER, BENJAMIN, LUKE · DIRECTOR OF TAX PLANNING AND STRATEGY · 5–10%
Jul 30, 2024 filing
  • AddedJENSEN, DAVID, ROBERT · MEMBER / WEALTH ADVISOR · 10–25%
  • ChangedBLATTNER, JOEL, THOMAS · ownership 5–10% → Less than 5%
  • ChangedDOULE, CHRISTIAN, JAMES · ownership 75% or more → 50–75%
Apr 14, 2023 filing
  • No longer listedSKURR, AARON, MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2019
  • ChangedBLATTNER, JOEL, THOMAS · title MEMBER / DIRECTOR OF INVESTMENTS → MEMBER / DIRECTOR OF INVESTMENTS / CHIEF COMPLIANCE OFFICER
Feb 8, 2023 filing
  • ChangedBLATTNER, JOEL, THOMAS · ownership Less than 5% → 5–10%
Mar 2, 2022 filing
  • ChangedBLATTNER, JOEL, THOMAS · ownership 5–10% → Less than 5%
Sep 13, 2021 filing
  • No longer listedRAINER, JEFFREY, JAMES · MEMBER / WEALTH MANAGEMENT ADVISOR · 10–25% · control person · listed since Jul 2018
  • ChangedDOULE, CHRISTIAN, JAMES · ownership 50–75% → 75% or more
  • ChangedTRUETTNER, MARK, DAVID · ownership 5–10% → 10–25%
Mar 16, 2020 filing
  • AddedTRUETTNER, MARK, DAVID · MEMBER / WEALTH MANAGEMENT ADVISOR · 5–10% · control person
Oct 14, 2019 filing
  • AddedSKURR, AARON, MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedBLATTNER, JOEL, THOMAS · title MEMBER / DIRECTOR OF INVESTMENTS / CHIEF COMPLIANCE OFFICER → MEMBER / DIRECTOR OF INVESTMENTS
Aug 6, 2018 filing (earliest on record)
  • ListedBLATTNER, JOEL, THOMAS · MEMBER / DIRECTOR OF INVESTMENTS / CHIEF COMPLIANCE OFFICER · 5–10% · control person
  • ListedDOULE, CHRISTIAN, JAMES · MANAGING MEMBER / WEALTH MANAGEMENT ADVISOR · 50–75% · control person
  • ListedRAINER, JEFFREY, JAMES · MEMBER / WEALTH MANAGEMENT ADVISOR · 10–25% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

AVAII WEALTH MANAGEMENT, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $29.7M 8.52% 603,272 SH
2 ISHARES TR IVV 464287200 $24.1M 6.92% 31,186 SH
3 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $19.9M 5.72% 251,511 SH
4 J P MORGAN EXCHANGE TRADED F JIVE 46654Q757 $15.0M 4.31% 158,151 SH
5 NVIDIA CORPORATION NVDA 67066G104 $12.6M 3.61% 53,778 SH
6 ISHARES GOLD TR IAU 464285204 $11.0M 3.15% 140,871 SH
7 TESLA INC TSLA 88160R101 $10.3M 2.97% 27,896 SH
8 PIMCO ETF TR PYLD 72201R585 $10.3M 2.96% 408,457 SH
9 INVESCO EXCHANGE TRADED FD T XMMO 46137V464 $10.0M 2.87% 66,099 SH
10 ISHARES TR SOXX 464287523 $9.8M 2.82% 16,690 SH
11 CORNING INC GLW 219350105 $9.1M 2.62% 55,494 SH
12 IREN LIMITED IREN Q4982L109 $8.8M 2.53% 211,009 SH
13 FIRST TR EXCHANGE-TRADED FD GRID 33737A108 $8.6M 2.47% 46,989 SH
14 FIDELITY WISE ORIGIN BITCOIN FBTC 315948109 $8.3M 2.40% 113,787 SH
15 VICTORY PORTFOLIOS II USTB 92647N535 $8.2M 2.36% 164,576 SH
16 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $8.2M 2.36% 218,132 SH
17 TEMA ETF TRUST VOLT 87975E834 $8.1M 2.32% 219,907 SH
18 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $7.5M 2.14% 14,849 SH
19 APPLE INC AAPL 037833100 $7.4M 2.13% 22,229 SH
20 INVESCO QQQ TR QQQ 46090E103 $7.3M 2.10% 9,740 SH
21 INVESCO EXCHANGE TRADED FD T PWV 46137V738 $6.9M 1.97% 89,491 SH
22 MICRON TECHNOLOGY INC MU 595112103 $5.3M 1.52% 4,930 SH
23 RBB FUND TRUST FEOE 75526L878 $4.4M 1.27% 82,359 SH
24 DOUBLELINE ETF TRUST DSCO 25861R881 $3.4M 0.98% 140,613 SH
25 MARVELL TECHNOLOGY INC MRVL 573874104 $3.0M 0.87% 11,152 SH
26 ELI LILLY & CO LLY 532457108 $2.9M 0.83% 2,522 SH
27 PROSHARES TR USD 74347R669 $2.5M 0.72% 24,864 SH
28 WISDOMTREE TR DGRW 97717X669 $2.3M 0.66% 23,241 SH
29 AMAZON COM INC AMZN 023135106 $1.9M 0.54% 7,433 SH
30 JPMORGAN CHASE & CO JPM 46625H100 $1.8M 0.52% 5,469 SH
31 ADVANCED MICRO DEVICES INC AMD 007903107 $1.7M 0.50% 2,733 SH
32 MERCK & CO INC MRK 58933Y105 $1.7M 0.49% 11,720 SH
33 GRAYSCALE ETHEREUM STAKING ETH 38964R203 $1.5M 0.42% 57,831 SH
34 TG THERAPEUTICS INC TGTX 88322Q108 $1.5M 0.42% 27,096 SH
35 JOHN HANCOCK EXCHANGE TRADED JHMM 47804J206 $1.5M 0.42% 20,069 SH
36 WISDOMTREE TR USFR 97717Y527 $1.4M 0.41% 28,448 SH
37 MICROSOFT CORP MSFT 594918104 $1.4M 0.41% 2,731 SH
38 FIDELITY COVINGTON TRUST FBCG 316092352 $1.4M 0.39% 21,272 SH
39 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $1.3M 0.39% 1,742 SH
40 J P MORGAN EXCHANGE TRADED F JBND 46654Q716 $1.3M 0.37% 25,373 SH
41 UNITEDHEALTH GROUP INC UNH 91324P102 $1.2M 0.35% 3,231 SH
42 FIRST TR EXCH TRADED FD III FSMB 33739P830 $1.1M 0.31% 55,320 SH
43 KIMBERLY-CLARK CORP KMB 494368103 $1.1M 0.31% 11,335 SH
44 HECLA MINING COMPANY HL 422704106 $1.0M 0.29% 58,763 SH
45 BRISTOL-MYERS SQUIBB CO BMY 110122108 $993.8K 0.29% 16,252 SH
46 CROWDSTRIKE HLDGS INC CRWD 22788C105 $985.7K 0.28% 3,650 SH
47 ISHARES TR USMV 46429B697 $962.3K 0.28% 9,798 SH
48 ISHARES TR IEFA 46432F842 $935.3K 0.27% 9,641 SH
49 INVESCO QQQ TR Put QQQ 46090E953 $899.5K 0.26% 1,200 PRN
50 CAPITAL GROUP INTL FOCUS EQT CGXU 14019W109 $887.1K 0.25% 25,556 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-09 $348.2M 178 0001951757-26-001655
2026-06-30 2026-08-10 $340.5M 176 0001951757-26-001196
2026-03-31 2026-04-21 $286.6M 158 0001951757-26-000654
2025-12-31 2026-01-13 $275.9M 144 0001951757-26-000068
Filer Information
Address
2101 N CASALOMA DR
APPLETON, WI 54913
Phone
(920) 214-1212
Filing Manager
AVAII WEALTH MANAGEMENT, LLC
APPLETON, WI
Signatory
Joel Blattner
Chief Compliance Officer