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Legacy CG, LLC — 13F Holdings & Portfolio

CIK 1904825 · latest 13F-HR filed 2026-07-22

Backtest portfolio

Legacy CG, LLC manages $390.6M in 13F-reported U.S. long-equity assets across 45 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are BBEU (8.02%), HEGD (5.13%), BKGI (5.04%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 7 new positions and exited 7; 21 existing positions rose in reported value and 7 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$390.6M

Long-equity book

Holdings
45

Distinct positions

Period
2026-06-30

Filed 2026-07-22

Q/Q Activity
+7 / −7 / ↑21 / ↓7

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
BBEU8.0% · -7%HEGD5.1% · +9%BKGI5.0% · +0%JPST4.6% · -7%AAPR4.5% · newTJUL4.4% · +2%DMBS4.3% · +2%FLMI4.2% · +2%FLCO4.1% · +2%FEGE3.9% · +8%AVEM3.1% · +30%SNDK2.6% · newAMZN2.6% · -10%GOOG2.3% · -14%VPL2.2% · newCARY2.2% · +4%FPEI2.1% · +4%XTWO2.0% · -16%NVDA2.0% · -3%AVGO2.0% · -5%CVS2.0% · -5%BRK.B1.8% · -13%WELL1.8% · -4%ABBV1.8% · +1%MSFT1.6% · +11%V1.6% · +1%MSI1.6% · +6%HLT1.6% · -1%JPM1.5% · -1%WMT1.5% · -6%NUE1.5% · -4%AAPL1.5% · -1%JCI1.4% · +4%UNP1.3% · newDVN1.3% · -0%ORCL1.2% · +4%PY1.1% · newIOO1.0% · newRBIL0.9% · newPEP0.2% · -81%VTI0.2% · 0%XONE0.1% · -58%HELO0.1% · 0%SPIB0.1% · 0%AFL0.1% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 48%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 11, 2026.

Assets Under Management
$378.6M
Discretionary
$366.3M
Employees
4
Accounts
516
Address
5340 LEGACY DRIVE
STE 165
PLANO, TX 75024
Phone
(972) 599-4750
Website
Name Title / Status Ownership Type
ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED ControlMEMBER
since Jan 2021
25–50%Domestic Entity
SHAKE, ROGER, ALAN ControlVP/SEC/TREAS.
since Jan 1999
Less than 5%Individual
WACHS, STEVEN, GREGG ControlPRESIDENT, CHIEF COMPLIANCE OFFICER
since Jan 1999
25–50%Individual
BOLING, JENNIFER, KATHARINEMEMBER
since Jan 2021
5–10%Individual
QUINN, MATTHEW, PETERMEMBER
since Jan 2021
5–10%Individual
SCHMITT REVOCABLE TRUST, DATED 12/28/2018MEMBER
since Jan 2021
5–10%Domestic Entity
SCHMITT, JENNIFER, YOUNG Control
Indirect owner via SCHMITT REVOCABLE TRUST, DATED 12/28/2018
TRUSTEE
since Dec 2018
General partner, trustee or managerIndividual
SHAKE, ROGER, ALAN Control
Indirect owner via ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED
TRUSTEE
since Nov 1989
General partner, trustee or managerIndividual
Ownership & leadership changes · 1 filing with changes since Mar 29, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 9, 2021 filing
  • AddedBOLING, JENNIFER, KATHARINE · MEMBER · 5–10%
  • AddedQUINN, MATTHEW, PETER · MEMBER · 5–10%
  • AddedROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED · MEMBER · 25–50% · control person
  • AddedSCHMITT REVOCABLE TRUST, DATED 12/28/2018 · MEMBER · 5–10%
  • AddedSCHMITT, JENNIFER, YOUNG · TRUSTEE · General partner, trustee or manager · indirect via SCHMITT REVOCABLE TRUST, DATED 12/28/2018 · control person
  • AddedSHAKE, ROGER, ALAN · TRUSTEE · General partner, trustee or manager · indirect via ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATED · control person
  • ChangedSHAKE, ROGER, ALAN · ownership 50–75% → Less than 5%
  • ChangedWACHS, STEVEN, GREGG · ownership 50–75% → 25–50%
Mar 29, 2012 filing (earliest on record)
  • ListedSHAKE, ROGER, ALAN · VP/SEC/TREAS. · 50–75% · control person
  • ListedWACHS, STEVEN, GREGG · PRESIDENT, CHIEF COMPLIANCE OFFICER · 50–75% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Legacy CG, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 J P MORGAN EXCHANGE TRADED F BBEU 46641Q191 $31.3M 8.02% 402,641 SH
2 LISTED FDS TR HEGD 53656F599 $20.0M 5.13% 751,283 SH
3 BNY MELLON ETF TRUST BKGI 09661T826 $19.7M 5.04% 437,775 SH
4 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $17.9M 4.59% 354,161 SH
5 INNOVATOR ETFS TRUST AAPR 45783Y335 $17.5M 4.48% 592,967 SH
6 INNOVATOR ETFS TRUST TJUL 45783Y541 $17.1M 4.37% 564,487 SH
7 DOUBLELINE ETF TRUST DMBS 25861R402 $16.7M 4.28% 340,863 SH
8 FRANKLIN TEMPLETON ETF TR FLMI 35473P868 $16.3M 4.16% 646,293 SH
9 FRANKLIN TEMPLETON ETF TR FLCO 35473P603 $16.1M 4.12% 751,190 SH
10 RBB FUND TRUST FEGE 75526L886 $15.0M 3.85% 307,601 SH
11 AMERICAN CENTY ETF TR AVEM 025072604 $12.2M 3.12% 126,193 SH
12 SANDISK CORP SNDK 80004C200 $10.2M 2.61% 4,489 SH
13 AMAZON COM INC AMZN 023135106 $10.0M 2.56% 41,972 SH
14 ALPHABET INC GOOG 02079K107 $9.0M 2.31% 25,494 SH
15 VANGUARD INTL EQUITY INDEX F VPL 922042866 $8.7M 2.23% 75,193 SH
16 ANGEL OAK FUNDS TRUST CARY 03463K760 $8.6M 2.19% 412,073 SH
17 FIRST TR EXCH TRADED FD III FPEI 33739P855 $8.3M 2.13% 431,768 SH
18 BONDBLOXX ETF TRUST XTWO 09789C853 $7.9M 2.03% 161,849 SH
19 NVIDIA CORPORATION NVDA 67066G104 $7.9M 2.02% 39,464 SH
20 BROADCOM INC AVGO 11135F101 $7.8M 2.01% 20,750 SH
21 CVS HEALTH CORP CVS 126650100 $7.8M 2.01% 75,718 SH
22 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $7.2M 1.84% 14,368 SH
23 WELLTOWER INC WELL 95040Q104 $7.1M 1.81% 31,196 SH
24 ABBVIE INC ABBV 00287Y109 $7.1M 1.81% 28,096 SH
25 MICROSOFT CORP MSFT 594918104 $6.4M 1.64% 17,172 SH
26 VISA INC V 92826C839 $6.4M 1.63% 18,512 SH
27 MOTOROLA SOLUTIONS INC MSI 620076307 $6.3M 1.61% 15,136 SH
28 HILTON WORLDWIDE HLDGS INC HLT 43300A203 $6.2M 1.59% 18,736 SH
29 JPMORGAN CHASE & CO JPM 46625H100 $6.1M 1.55% 18,490 SH
30 WALMART INC WMT 931142103 $5.9M 1.52% 52,380 SH
31 NUCOR CORP NUE 670346105 $5.9M 1.51% 26,473 SH
32 APPLE INC AAPL 037833100 $5.7M 1.45% 19,617 SH
33 JOHNSON CONTROLS INTERNATION JCI G51502105 $5.5M 1.40% 37,519 SH
34 UNION PAC CORP UNP 907818108 $5.1M 1.29% 18,597 SH
35 DEVON ENERGY CORP NEW DVN 25179M103 $5.0M 1.28% 120,854 SH
36 ORACLE CORP ORCL 68389X105 $4.6M 1.17% 31,209 SH
37 PRINCIPAL EXCHANGE TRADED FD PSC 74255Y607 $4.2M 1.07% 59,520 SH
38 ISHARES TR IOO 464287572 $3.7M 0.96% 27,352 SH
39 RBB FD INC RBIL 74933W213 $3.6M 0.93% 72,942 SH
40 PEPSICO INC PEP 713448108 $657.2K 0.17% 4,854 SH
41 VANGUARD INDEX FDS VTI 922908769 $646.5K 0.17% 1,747 SH
42 BONDBLOXX ETF TRUST XONE 09789C861 $497.6K 0.13% 10,078 SH
43 J P MORGAN EXCHANGE TRADED F HELO 46654Q724 $331.8K 0.08% 4,910 SH
44 SPDR SERIES TRUST SPIB 78464A375 $296.5K 0.08% 8,861 SH
45 AFLAC INC AFL 001055102 $270.1K 0.07% 2,304 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-22 $390.6M 45 0001904825-26-000004
2026-03-31 2026-05-05 $360.0M 45 0001904825-26-000003
2025-12-31 2026-01-26 $357.2M 46 0001904825-26-000001
Filer Information
Address
5340 LEGACY DRIVE, STE 165
PLANO, TX 75024
Phone
(972) 599-4750
Filing Manager
Legacy CG, LLC
PLANO, TX
Signatory
Steve Wachs
CCO