Leverty Financial Group, LLC — 13F Holdings & Portfolio
CIK 1908386 · latest 13F-HR filed 2026-10-08
Leverty Financial Group, LLC manages $548.5M in 13F-reported U.S. long-equity assets across 48 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (34.96%), IEFA (12.16%), JPIE (8.00%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 3 new positions and exited 4; 14 existing positions rose in reported value and 14 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-08
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 89.6%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Jan 22, 2026.
HUDSON, WI 54016
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| HAWKINS, JOSHUA, QUENTIN Control | CHIEF OPERATING OFFICER since Jan 2023 | 10–25% | Individual |
| LEVERTY, MICHAEL, THOMAS Control | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER since Sep 2020 | 75% or more | Individual |
| PIZZI, HOLLY, KATHLEEN | CHIEF COMPLIANCE OFFICER since Jun 2024 | Less than 5% | Individual |
Ownership & leadership changes · 5 filings with changes since Jul 27, 2020
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedKEENE, LUKE, EDWARD · CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER · 10–25% · control person · listed since Feb 2021
- AddedPIZZI, HOLLY, KATHLEEN · CHIEF COMPLIANCE OFFICER · Less than 5%
- ChangedHAWKINS, JOSHUA, QUENTIN · ownership 5–10% → 10–25%
- AddedHAWKINS, JOSHUA, QUENTIN · CHIEF OPERATING OFFICER · 5–10% · control person
- ChangedKEENE, LUKE, EDWARD · ownership Less than 5% → 10–25%
- No longer listedMEYERS, ABBY, LYNN · CHIEF COMPLIANCE OFFICER/VP OF WEALTH MANAGEMENT SERVICES · Less than 5% · control person · listed since Sep 2020
- ChangedKEENE, LUKE, EDWARD · title CHIEF INVESTMENT OFFICER/EXECUTIVE VICE PRESIDENT → CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER
- No longer listedHansen, Alexander, William · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2020
- No longer listedKupfer, Corey, NMN · SOLE MEMBER · 75% or more · indirect via RIAKA HOLDINGS, LLC · control person · listed since Jul 2020
- No longer listedRIAKA HOLDINGS, LLC · RIAKA HOLDINGS, LLC · 75% or more · control person · listed since Jul 2020
- AddedKEENE, LUKE, EDWARD · CHIEF INVESTMENT OFFICER/EXECUTIVE VICE PRESIDENT · Less than 5% · control person
- AddedLEVERTY, MICHAEL, THOMAS · CHIEF EXECUTIVE OFFICER/MANAGING MEMBER · 75% or more · control person
- AddedMEYERS, ABBY, LYNN · CHIEF COMPLIANCE OFFICER/VP OF WEALTH MANAGEMENT SERVICES · Less than 5% · control person
- ListedHansen, Alexander, William · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedKupfer, Corey, NMN · SOLE MEMBER · 75% or more · indirect via RIAKA HOLDINGS, LLC · control person
- ListedRIAKA HOLDINGS, LLC · RIAKA HOLDINGS, LLC · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- J P MORGAN EXCHANGE TRADED F$33.6M +324.8%
- ISHARES TR$5.5M +9.0%
- AB ACTIVE ETFS INC$3.8M +196.3%
- CAPITAL GRP FIXED INCM ETF T$3.2M +69.7%
- ISHARES TR$2.8M +7.1%
Top Trims
- CAPITAL GRP FIXED INCM ETF T-$15.0M -35.2%
- J P MORGAN EXCHANGE TRADED F-$5.8M -50.7%
- ISHARES TR-$272.0K -14.8%
- CATERPILLAR INC-$170.1K -23.9%
- TESLA INC-$98.8K -15.6%
New Positions
- ISHARES TR$681.1K
- EXXONMOBIL HOLDINGS CORP$273.5K
- WHEATON PRECIOUS METALS CORP$226.3K
Exited Positions
- VANGUARD BD INDEX FDS$334.3K
- EXXON MOBIL CORP$229.8K
- HOME DEPOT INC$208.4K
- API GROUP CORP$200.8K
Leverty Financial Group, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $191.7M | 34.96% | 250,359 | SH |
| 2 | ISHARES TR | IEFA | 46432F842 | $66.7M | 12.16% | 688,238 | SH |
| 3 | J P MORGAN EXCHANGE TRADED F | JPIE | 46641Q159 | $43.9M | 8.00% | 977,616 | SH |
| 4 | ISHARES TR | IJH | 464287507 | $42.3M | 7.71% | 587,929 | SH |
| 5 | ISHARES INC | IEMG | 46434G103 | $38.3M | 6.98% | 471,894 | SH |
| 6 | J P MORGAN EXCHANGE TRADED F | JPEF | 46654Q781 | $28.8M | 5.25% | 354,233 | SH |
| 7 | CAPITAL GRP FIXED INCM ETF T | CGCB | 14020Y508 | $27.6M | 5.03% | 1,103,427 | SH |
| 8 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $25.6M | 4.67% | 508,568 | SH |
| 9 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $17.7M | 3.23% | 590,174 | SH |
| 10 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $8.6M | 1.58% | 314,835 | SH |
| 11 | CAPITAL GRP FIXED INCM ETF T | CGMU | 14020Y201 | $7.8M | 1.42% | 301,063 | SH |
| 12 | J P MORGAN EXCHANGE TRADED F | JMST | 46641Q654 | $6.6M | 1.21% | 131,413 | SH |
| 13 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $6.2M | 1.14% | 8,166 | SH |
| 14 | AB ACTIVE ETFS INC | TAFM | 00039J889 | $5.7M | 1.04% | 238,217 | SH |
| 15 | J P MORGAN EXCHANGE TRADED F | JMUB | 46641Q647 | $5.6M | 1.02% | 117,623 | SH |
| 16 | 3M CO | MMM | 88579Y101 | $5.4M | 0.99% | 33,110 | SH |
| 17 | ISHARES TR | EFA | 464287465 | $4.9M | 0.89% | 46,900 | SH |
| 18 | ECOLAB INC | ECL | 278865100 | $2.1M | 0.38% | 7,551 | SH |
| 19 | ISHARES TR | IJR | 464287804 | $1.6M | 0.28% | 11,473 | SH |
| 20 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $847.0K | 0.15% | 16,870 | SH |
| 21 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $710.6K | 0.13% | 20,887 | SH |
| 22 | VICTORY PORTFOLIOS II | MODL | 92647P126 | $687.0K | 0.13% | 13,126 | SH |
| 23 | ISHARES TR | IEI | 464288661 | $681.1K | 0.12% | 6,004 | SH |
| 24 | APPLE INC | AAPL | 037833100 | $654.7K | 0.12% | 1,966 | SH |
| 25 | ISHARES TR | ESGD | 46435G516 | $560.0K | 0.10% | 5,434 | SH |
| 26 | SCHWAB STRATEGIC TR | SCHA | 808524607 | $545.3K | 0.10% | 16,711 | SH |
| 27 | CATERPILLAR INC | CAT | 149123101 | $542.9K | 0.10% | 670 | SH |
| 28 | TESLA INC | TSLA | 88160R101 | $532.9K | 0.10% | 1,502 | SH |
| 29 | SPDR SERIES TRUST | SPYM | 78464A854 | $483.9K | 0.09% | 5,391 | SH |
| 30 | MICROSOFT CORP | MSFT | 594918104 | $435.4K | 0.08% | 849 | SH |
| 31 | NUSHARES ETF TR | NUDM | 67092P805 | $409.9K | 0.07% | 10,323 | SH |
| 32 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $384.0K | 0.07% | 8,112 | SH |
| 33 | SHERWIN WILLIAMS CO | SHW | 824348106 | $382.8K | 0.07% | 1,184 | SH |
| 34 | ISHARES TR | ESGU | 46435G425 | $368.5K | 0.07% | 2,209 | SH |
| 35 | SOLVENTUM CORP | SOLV | 83444M101 | $319.8K | 0.06% | 3,627 | SH |
| 36 | INVESCO QQQ TR | QQQ | 46090E103 | $314.4K | 0.06% | 425 | SH |
| 37 | ISHARES INC | ESGE | 46434G863 | $310.0K | 0.06% | 5,723 | SH |
| 38 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $273.5K | 0.05% | 1,681 | SH |
| 39 | XCEL ENERGY INC | XEL | 98389B100 | $269.0K | 0.05% | 3,817 | SH |
| 40 | NVIDIA CORPORATION | NVDA | 67066G104 | $246.4K | 0.04% | 1,079 | SH |
| 41 | ISHARES TR | IWF | 464287614 | $246.0K | 0.04% | 1,964 | SH |
| 42 | WHEATON PRECIOUS METALS CORP | WPM | 962879102 | $226.3K | 0.04% | 1,692 | SH |
| 43 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $212.6K | 0.04% | 466 | SH |
| 44 | VANGUARD MUN BD FDS | VTEB | 922907746 | $203.9K | 0.04% | 4,306 | SH |
| 45 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $200.9K | 0.04% | 2,845 | SH |
| 46 | GABELLI UTIL TR | GUT | 36240A101 | $177.9K | 0.03% | 31,267 | SH |
| 47 | CEMEX SAB DE CV | CX | 151290889 | $95.1K | 0.02% | 10,000 | SH |
| 48 | ROCKY MTN CHOCOLATE FACTORY | RMCF | 77467X101 | $32.7K | 0.01% | 40,371 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-08 | $548.5M | 48 | 0002085853-26-001117 |
| 2026-06-30 | 2026-07-10 | $514.1M | 49 | 0002085853-26-000686 |
| 2026-03-31 | 2026-04-09 | $452.0M | 44 | 0002085853-26-000307 |
| 2025-12-31 | 2026-01-09 | $418.1M | 49 | 0002085853-26-000020 |
HUDSON, WI 54016