Northeast Financial Group, Inc. — 13F Holdings & Portfolio
CIK 1965773 · latest 13F-HR filed 2026-05-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$404.0M
Long-equity book
Holdings
90
Distinct positions
Period
2026-03-31
Filed 2026-05-15
Q/Q Activity
+4 / −12 / ↑15 / ↓46
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$6.6M +187.4%
- SPDR SERIES TRUST$2.4M +32.2%
- INVESCO ACTVELY MNGD ETC FD$1.8M +25.7%
- JANUS DETROIT STR TR$1.3M +14.9%
- SCHWAB STRATEGIC TR$826.5K +14.0%
Top Trims
- GOLDMAN SACHS ETF TR-$12.4M -72.7%
- STATE STR SPDR S&P 500 ETF T-$4.2M -28.3%
- ISHARES TR-$3.3M -20.2%
- ISHARES TR-$2.3M -14.4%
- SCHWAB STRATEGIC TR-$2.0M -8.5%
New Positions
- NEOS ETF TRUST$7.6M
- NEOS ETF TRUST$5.9M
- INVESCO EXCH TRD SLF IDX FD$269.0K
- PEPSICO INC$206.1K
Exited Positions
- NPK INTERNATIONAL INC$785.6K
- SELECT SECTOR SPDR TR$655.0K
- ISHARES TR$622.7K
- ISHARES TR$506.1K
- AMERIPRISE FINL INC$359.9K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $54.9M | 13.59% | 2,141,313 | SH |
| 2 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $25.0M | 6.19% | 807,726 | SH |
| 3 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $21.9M | 5.43% | 752,372 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $20.1M | 4.97% | 811,818 | SH |
| 5 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $16.8M | 4.15% | 549,657 | SH |
| 6 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $14.8M | 3.67% | 22,800 | SH |
| 7 | ISHARES TR | USHY | 46435U853 | $13.7M | 3.40% | 373,064 | SH |
| 8 | ISHARES TR | MUB | 464288414 | $12.9M | 3.20% | 121,903 | SH |
| 9 | SCHWAB STRATEGIC TR | SCHO | 808524862 | $12.7M | 3.14% | 522,603 | SH |
| 10 | VANGUARD INDEX FDS | VNQ | 922908553 | $11.9M | 2.94% | 133,902 | SH |
| 11 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $11.7M | 2.91% | 217,180 | SH |
| 12 | VANGUARD SCOTTSDALE FDS | VCLT | 92206C813 | $10.7M | 2.66% | 143,713 | SH |
| 13 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $10.6M | 2.61% | 16,234 | SH |
| 14 | JANUS DETROIT STR TR | JAAA | 47103U845 | $10.1M | 2.50% | 200,651 | SH |
| 15 | SCHWAB STRATEGIC TR | SCHP | 808524870 | $10.1M | 2.50% | 379,803 | SH |
| 16 | SPDR SERIES TRUST | SPHY | 78468R606 | $10.0M | 2.48% | 429,967 | SH |
| 17 | INVESCO ACTVELY MNGD ETC FD | PDBC | 46090F100 | $8.9M | 2.20% | 512,673 | SH |
| 18 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $8.5M | 2.11% | 150,184 | SH |
| 19 | SPDR SERIES TRUST | SPAB | 78464A649 | $8.0M | 1.97% | 310,565 | SH |
| 20 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $8.0M | 1.97% | 258,864 | SH |
| 21 | ISHARES TR | TLT | 464287432 | $7.6M | 1.89% | 87,919 | SH |
| 22 | NEOS ETF TRUST | QQQI | 78433H675 | $7.6M | 1.89% | 153,434 | SH |
| 23 | ISHARES TR | SUB | 464288158 | $7.1M | 1.76% | 66,914 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $6.7M | 1.67% | 290,058 | SH |
| 25 | ISHARES TR Put | IWM | 464287655 | $6.6M | 1.65% | 26,800 | SH |
| 26 | ISHARES TR | AGG | 464287226 | $6.3M | 1.56% | 63,628 | SH |
| 27 | NEOS ETF TRUST | SPYI | 78433H303 | $5.9M | 1.45% | 118,594 | SH |
| 28 | GOLDMAN SACHS ETF TR | GPIX | 38149W622 | $4.7M | 1.15% | 93,037 | SH |
| 29 | ISHARES TR | IWM | 464287655 | $4.2M | 1.05% | 17,048 | SH |
| 30 | SPDR GOLD TR | GLD | 78463V107 | $3.8M | 0.94% | 8,847 | SH |
| 31 | SPDR SERIES TRUST | TFI | 78468R721 | $3.1M | 0.76% | 67,845 | SH |
| 32 | TESLA INC | TSLA | 88160R101 | $3.0M | 0.75% | 8,201 | SH |
| 33 | VANGUARD SCOTTSDALE FDS | VCSH | 92206C409 | $3.0M | 0.73% | 37,341 | SH |
| 34 | APPLE INC | AAPL | 037833100 | $2.8M | 0.68% | 10,863 | SH |
| 35 | SCHWAB STRATEGIC TR | SCHA | 808524607 | $2.7M | 0.68% | 94,042 | SH |
| 36 | APPLE INC Put | AAPL | 037833100 | $1.9M | 0.46% | 7,300 | SH |
| 37 | TESLA INC Put | TSLA | 88160R101 | $1.6M | 0.40% | 4,400 | SH |
| 38 | INVESCO EXCH TRADED FD TR II | PZA | 46138E537 | $1.5M | 0.37% | 65,599 | SH |
| 39 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.5M | 0.37% | 8,581 | SH |
| 40 | ALPHABET INC | GOOGL | 02079K305 | $1.1M | 0.28% | 3,864 | SH |
| 41 | SCHWAB STRATEGIC TR | SCMB | 808524649 | $978.2K | 0.24% | 38,390 | SH |
| 42 | VANGUARD INDEX FDS | VOO | 922908363 | $888.0K | 0.22% | 1,486 | SH |
| 43 | NVIDIA CORPORATION Put | NVDA | 67066G104 | $872.0K | 0.22% | 5,000 | SH |
| 44 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $826.7K | 0.20% | 17,620 | SH |
| 45 | ISHARES TR | IGSB | 464288646 | $812.9K | 0.20% | 15,467 | SH |
| 46 | VANGUARD INDEX FDS | VTI | 922908769 | $750.1K | 0.19% | 2,338 | SH |
| 47 | AMAZON COM INC | AMZN | 023135106 | $741.2K | 0.18% | 3,559 | SH |
| 48 | ALPHABET INC | GOOG | 02079K107 | $723.5K | 0.18% | 2,522 | SH |
| 49 | ALPHABET INC Put | GOOGL | 02079K305 | $603.9K | 0.15% | 2,100 | SH |
| 50 | MICROSOFT CORP | MSFT | 594918104 | $580.0K | 0.14% | 1,564 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $404.0M | 90 | 0001172661-26-002401 |
| 2025-12-31 | 2026-02-17 | $442.2M | 98 | 0001172661-26-001212 |
| 2025-09-30 | 2025-11-10 | $401.6M | 86 | 0001172661-25-004650 |