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Northeast Financial Group, Inc. — 13F Holdings & Portfolio

CIK 1965773 · latest 13F-HR filed 2026-05-15

Backtest portfolio

Northeast Financial Group, Inc. manages $404.0M in 13F-reported U.S. long-equity assets across 90 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SCHX (13.59%), SCHM (6.19%), SCHG (5.43%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 4 new positions and exited 12; 15 existing positions rose in reported value and 46 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$404.0M

Long-equity book

Holdings
90

Distinct positions

Period
2026-03-31

Filed 2026-05-15

Q/Q Activity
+4 / −12 / ↑15 / ↓46

vs 2025-12-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q1 26
SCHX14.6% · +8%SCHM6.7% · -9%SCHG5.8% · +2%SCHF5.3% · -11%SCHV4.5% · -9%USHY3.7% · -13%MUB3.4% · -20%SCHO3.4% · -12%VNQ3.2% · +3%VWO3.1% · -10%VCLT2.9% · -9%SPY2.8% · -25%JAAA2.7% · +15%SCHP2.7% · +186%SPHY2.7% · +34%PDBC2.4% · -4%JEPI2.3% · -17%SPAB2.1% · -5%SCHD2.1% · -9%TLT2.0% · -8%QQQI2.0% · newSUB1.9% · -21%SCHZ1.8% · +15%AGG1.7% · -10%SPYI1.6% · newGPIX1.2% · -71%IWM1.1% · -19%GLD1.0% · -6%TFI0.8% · -23%TSLA0.8% · -0%VCSH0.8% · +15%AAPL0.7% · -9%SCHA0.7% · +4%PZA0.4% · -28%NVDA0.4% · -8%GOOGL0.3% · -12%SCMB0.3% · -4%VOO0.2% · -22%SPEM0.2% · -11%IGSB0.2% · -9%VTI0.2% · -71%AMZN0.2% · -24%GOOG0.2% · -8%MSFT0.2% · -30%PPL0.2% · 0%LLY0.1% · -8%JNJ0.1% · -13%BND0.1% · -5%MSTR0.1% · 0%SGOL0.1% · +8%COST0.1% · -5%ESGV0.1% · 0%WMT0.1% · -8%CCNE0.1% · 0%PNC0.1% · -3%NFLX0.1% · +0%VO0.1% · -18%DFAC0.1% · -71%VOOG0.1% · -2%MPC0.1% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q4 25 → Q1 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 53.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Feb 19, 2026.

Assets Under Management
$3.27B
Discretionary
$3.23B
Employees
25
Accounts
1,651
Address
24 FEDERAL STREET
FLOOR 9
BOSTON, MA 02110-2516
Phone
(617) 523-3588
Website
This firm reports 1 disclosure item on its registration.
Name Title / Status Ownership Type
FRANCINI, JOHN, FRANK ControlDIRECTOR
since Aug 2012
10–25%Individual
LAWRIE, JOHN, ROBERT ControlDIRECTOR
since Jan 2019
10–25%Individual
MANOOGIAN, RICHARD, GEORGE ControlCCO, CFO & DIRECTOR
since Aug 2012
10–25%Individual
MULLIGAN, NANCY, MARIE ControlPRESIDENT & DIRECTOR
since Jan 2017
10–25%Individual
OATES, JUSTIN, E ControlDIRECTOR
since Aug 2012
10–25%Individual
Ownership & leadership changes · 4 filings with changes since Dec 22, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 17, 2021 filing
  • No longer listedMOORE, THOMAS, BOUSHALL · DIRECTOR · 10–25% · control person · listed since Jul 2003
  • ChangedLAWRIE, JOHN, ROBERT · ownership Less than 5% → 10–25%
  • ChangedMANOOGIAN, RICHARD, GEORGE · title CHIEF COMPLIANCE OFFICER & DIRECTOR → CCO, CFO & DIRECTOR
Mar 11, 2020 filing
  • AddedLAWRIE, JOHN, ROBERT · DIRECTOR · Less than 5% · control person
Mar 16, 2017 filing
  • No longer listedOATES, WILLIAM, ARMSTRONG · PRESIDENT & DIRECTOR · 50–75% · control person · listed since Jan 2000
  • ChangedFRANCINI, JOHN, FRANK · ownership 5–10% → 10–25%
  • ChangedMANOOGIAN, RICHARD, GEORGE · ownership 5–10% → 10–25%
  • ChangedMOORE, THOMAS, BOUSHALL · ownership 5–10% → 10–25%
  • ChangedMULLIGAN, NANCY, MARIE · title DIRECTOR → PRESIDENT & DIRECTOR; ownership 5–10% → 10–25%
  • ChangedOATES, JUSTIN, E · ownership 5–10% → 10–25%
Mar 1, 2013 filing
  • AddedFRANCINI, JOHN, FRANK · DIRECTOR · 5–10% · control person
  • AddedMULLIGAN, NANCY, MARIE · DIRECTOR · 5–10% · control person
  • AddedOATES, JUSTIN, E · DIRECTOR · 5–10% · control person
  • ChangedMANOOGIAN, RICHARD, GEORGE · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER & DIRECTOR; ownership Less than 5% → 5–10%; now a control person
  • ChangedMOORE, THOMAS, BOUSHALL · title VICE PRESIDENT → DIRECTOR; ownership 10–25% → 5–10%
  • ChangedOATES, WILLIAM, ARMSTRONG · ownership 75% or more → 50–75%
Dec 22, 2011 filing (earliest on record)
  • ListedMANOOGIAN, RICHARD, GEORGE · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedMOORE, THOMAS, BOUSHALL · VICE PRESIDENT · 10–25% · control person
  • ListedOATES, WILLIAM, ARMSTRONG · PRESIDENT & DIRECTOR · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 15 →

Top Trims

Show all 46 →

New Positions

Show all 4 →

Exited Positions

Show all 12 →

Northeast Financial Group, Inc. Holdings (2026-03-31)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SCHWAB STRATEGIC TR SCHX 808524201 $54.9M 13.59% 2,141,313 SH
2 SCHWAB STRATEGIC TR SCHM 808524508 $25.0M 6.19% 807,726 SH
3 SCHWAB STRATEGIC TR SCHG 808524300 $21.9M 5.43% 752,372 SH
4 SCHWAB STRATEGIC TR SCHF 808524805 $20.1M 4.97% 811,818 SH
5 SCHWAB STRATEGIC TR SCHV 808524409 $16.8M 4.15% 549,657 SH
6 STATE STR SPDR S&P 500 ETF T Put SPY 78462F103 $14.8M 3.67% 22,800 SH
7 ISHARES TR USHY 46435U853 $13.7M 3.40% 373,064 SH
8 ISHARES TR MUB 464288414 $12.9M 3.20% 121,903 SH
9 SCHWAB STRATEGIC TR SCHO 808524862 $12.7M 3.14% 522,603 SH
10 VANGUARD INDEX FDS VNQ 922908553 $11.9M 2.94% 133,902 SH
11 VANGUARD INTL EQUITY INDEX F VWO 922042858 $11.7M 2.91% 217,180 SH
12 VANGUARD SCOTTSDALE FDS VCLT 92206C813 $10.7M 2.66% 143,713 SH
13 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $10.6M 2.61% 16,234 SH
14 JANUS DETROIT STR TR JAAA 47103U845 $10.1M 2.50% 200,651 SH
15 SCHWAB STRATEGIC TR SCHP 808524870 $10.1M 2.50% 379,803 SH
16 SPDR SERIES TRUST SPHY 78468R606 $10.0M 2.48% 429,967 SH
17 INVESCO ACTVELY MNGD ETC FD PDBC 46090F100 $8.9M 2.20% 512,673 SH
18 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $8.5M 2.11% 150,184 SH
19 SPDR SERIES TRUST SPAB 78464A649 $8.0M 1.97% 310,565 SH
20 SCHWAB STRATEGIC TR SCHD 808524797 $8.0M 1.97% 258,864 SH
21 ISHARES TR TLT 464287432 $7.6M 1.89% 87,919 SH
22 NEOS ETF TRUST QQQI 78433H675 $7.6M 1.89% 153,434 SH
23 ISHARES TR SUB 464288158 $7.1M 1.76% 66,914 SH
24 SCHWAB STRATEGIC TR SCHZ 808524839 $6.7M 1.67% 290,058 SH
25 ISHARES TR Put IWM 464287655 $6.6M 1.65% 26,800 SH
26 ISHARES TR AGG 464287226 $6.3M 1.56% 63,628 SH
27 NEOS ETF TRUST SPYI 78433H303 $5.9M 1.45% 118,594 SH
28 GOLDMAN SACHS ETF TR GPIX 38149W622 $4.7M 1.15% 93,037 SH
29 ISHARES TR IWM 464287655 $4.2M 1.05% 17,048 SH
30 SPDR GOLD TR GLD 78463V107 $3.8M 0.94% 8,847 SH
31 SPDR SERIES TRUST TFI 78468R721 $3.1M 0.76% 67,845 SH
32 TESLA INC TSLA 88160R101 $3.0M 0.75% 8,201 SH
33 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $3.0M 0.73% 37,341 SH
34 APPLE INC AAPL 037833100 $2.8M 0.68% 10,863 SH
35 SCHWAB STRATEGIC TR SCHA 808524607 $2.7M 0.68% 94,042 SH
36 APPLE INC Put AAPL 037833100 $1.9M 0.46% 7,300 SH
37 TESLA INC Put TSLA 88160R101 $1.6M 0.40% 4,400 SH
38 INVESCO EXCH TRADED FD TR II PZA 46138E537 $1.5M 0.37% 65,599 SH
39 NVIDIA CORPORATION NVDA 67066G104 $1.5M 0.37% 8,581 SH
40 ALPHABET INC GOOGL 02079K305 $1.1M 0.28% 3,864 SH
41 SCHWAB STRATEGIC TR SCMB 808524649 $978.2K 0.24% 38,390 SH
42 VANGUARD INDEX FDS VOO 922908363 $888.0K 0.22% 1,486 SH
43 NVIDIA CORPORATION Put NVDA 67066G104 $872.0K 0.22% 5,000 SH
44 SPDR INDEX SHS FDS SPEM 78463X509 $826.7K 0.20% 17,620 SH
45 ISHARES TR IGSB 464288646 $812.9K 0.20% 15,467 SH
46 VANGUARD INDEX FDS VTI 922908769 $750.1K 0.19% 2,338 SH
47 AMAZON COM INC AMZN 023135106 $741.2K 0.18% 3,559 SH
48 ALPHABET INC GOOG 02079K107 $723.5K 0.18% 2,522 SH
49 ALPHABET INC Put GOOGL 02079K305 $603.9K 0.15% 2,100 SH
50 MICROSOFT CORP MSFT 594918104 $580.0K 0.14% 1,564 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-15 $404.0M 90 0001172661-26-002401
2025-12-31 2026-02-17 $442.2M 98 0001172661-26-001212
2025-09-30 2025-11-10 $401.6M 86 0001172661-25-004650