Elm3 Financial Group, LLC — 13F Holdings & Portfolio
CIK 2011201 · latest 13F-HR filed 2026-04-13
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$118.4M
Long-equity book
Holdings
117
Distinct positions
Period
2026-03-31
Filed 2026-04-13
Q/Q Activity
+8 / −4 / ↑30 / ↓48
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO EXCHANGE TRADED FD T$1.4M +333.8%
- SPDR SERIES TRUST$771.4K +46.8%
- SCHWAB STRATEGIC TR$762.7K +45.3%
- VANGUARD INDEX FDS$350.3K +41.6%
- ISHARES INC$250.2K +24.3%
Top Trims
- MICROSOFT CORP-$1.2M -24.6%
- AMAZON COM INC-$864.4K -10.2%
- NVIDIA CORPORATION-$722.4K -9.1%
- ELI LILLY & CO-$704.0K -15.9%
- BROADCOM INC-$651.3K -11.4%
New Positions
- VICTORY PORTFOLIOS II$444.0K
- EMCOR GROUP INC$293.8K
- MARATHON PETE CORP$273.7K
- VANGUARD INTL EQUITY INDEX F$239.8K
- ISHARES INC$236.0K
Exited Positions
- CROWDSTRIKE HLDGS INC$318.8K
- BLACKROCK CORPOR HI YLD FD I$262.4K
- NRG ENERGY INC$237.9K
- GUGGENHEIM STRATEGIC OPPORTU$129.1K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | AMAZON COM INC | AMZN | 023135106 | $7.6M | 6.46% | 36,717 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $7.2M | 6.09% | 41,339 | SH |
| 3 | BROADCOM INC | AVGO | 11135F101 | $5.1M | 4.27% | 16,323 | SH |
| 4 | INVESCO QQQ TR | QQQ | 46090E103 | $4.0M | 3.39% | 6,945 | SH |
| 5 | ELI LILLY & CO | LLY | 532457108 | $3.7M | 3.13% | 4,035 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $3.7M | 3.12% | 9,979 | SH |
| 7 | INVESCO ACTIVELY MANAGED EXC | ICLO | 46090A721 | $3.6M | 3.08% | 142,991 | SH |
| 8 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $3.4M | 2.87% | 14,293 | SH |
| 9 | APPLE INC | AAPL | 037833100 | $3.4M | 2.84% | 13,238 | SH |
| 10 | INVESCO EXCHANGE TRADED FD T | XMMO | 46137V464 | $3.1M | 2.62% | 21,419 | SH |
| 11 | ISHARES TR | MTUM | 46432F396 | $2.5M | 2.12% | 10,442 | SH |
| 12 | SCHWAB STRATEGIC TR | SCYB | 808524631 | $2.4M | 2.07% | 94,088 | SH |
| 13 | SPDR SERIES TRUST | SPHY | 78468R606 | $2.4M | 2.05% | 103,826 | SH |
| 14 | ALPHABET INC | GOOGL | 02079K305 | $2.3M | 1.98% | 8,152 | SH |
| 15 | PIMCO DYNAMIC INCOME FD | PDI | 72201Y101 | $2.2M | 1.86% | 128,837 | SH |
| 16 | PIMCO CORPORATE & INCOME OPP | PTY | 72201B101 | $1.9M | 1.63% | 160,030 | SH |
| 17 | HOWMET AEROSPACE INC | HWM | 443201108 | $1.8M | 1.49% | 7,668 | SH |
| 18 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $1.8M | 1.49% | 9,185 | SH |
| 19 | FIDELITY COVINGTON TRUST | FTEC | 316092808 | $1.5M | 1.31% | 7,446 | SH |
| 20 | BERKLEY W R CORP | WRB | 084423102 | $1.5M | 1.30% | 23,280 | SH |
| 21 | T ROWE PRICE ETF INC | THYF | 87283Q875 | $1.5M | 1.24% | 28,824 | SH |
| 22 | HOME DEPOT INC | HD | 437076102 | $1.4M | 1.20% | 4,304 | SH |
| 23 | FIDELITY COVINGTON TRUST | FDEV | 316092535 | $1.4M | 1.15% | 38,201 | SH |
| 24 | ISHARES INC | EWY | 464286772 | $1.3M | 1.08% | 10,410 | SH |
| 25 | PIMCO HIGH INCOME FD | PHK | 722014107 | $1.2M | 1.01% | 259,069 | SH |
| 26 | VANGUARD INDEX FDS | VB | 922908751 | $1.2M | 1.01% | 4,556 | SH |
| 27 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $1.2M | 1.00% | 27,822 | SH |
| 28 | VANGUARD INDEX FDS | VO | 922908629 | $1.1M | 0.97% | 3,997 | SH |
| 29 | PIMCO ETF TR | LONZ | 72201R627 | $1.1M | 0.95% | 22,820 | SH |
| 30 | INVESCO EXCHANGE TRADED FD T | PPA | 46137V100 | $1.1M | 0.93% | 6,638 | SH |
| 31 | STERLING INFRASTRUCTURE INC | STRL | 859241101 | $1.1M | 0.91% | 2,637 | SH |
| 32 | ETFIS SER TR I | UTES | 26923G806 | $1.1M | 0.90% | 13,306 | SH |
| 33 | ISHARES TR | IFRA | 46435U713 | $1.0M | 0.88% | 18,182 | SH |
| 34 | VANGUARD INDEX FDS | VBK | 922908595 | $915.5K | 0.77% | 3,029 | SH |
| 35 | VANGUARD INDEX FDS | VTI | 922908769 | $865.0K | 0.73% | 2,696 | SH |
| 36 | ISHARES INC | EWT | 46434G772 | $817.3K | 0.69% | 11,524 | SH |
| 37 | PROGRESSIVE CORP | PGR | 743315103 | $811.6K | 0.69% | 4,094 | SH |
| 38 | KLA CORP | KLAC | 482480100 | $795.1K | 0.67% | 540 | SH |
| 39 | FIDELITY COVINGTON TRUST | FELG | 31609A305 | $780.9K | 0.66% | 20,830 | SH |
| 40 | JANUS DETROIT STR TR | JAAA | 47103U845 | $768.0K | 0.65% | 15,248 | SH |
| 41 | VANECK ETF TRUST | SMH | 92189F676 | $759.3K | 0.64% | 1,981 | SH |
| 42 | VANGUARD SCOTTSDALE FDS | VTWG | 92206C623 | $741.6K | 0.63% | 3,238 | SH |
| 43 | J P MORGAN EXCHANGE TRADED F | JQUA | 46641Q761 | $736.3K | 0.62% | 12,007 | SH |
| 44 | BLACKROCK ETF TRUST II | BRLN | 092528405 | $725.3K | 0.61% | 14,294 | SH |
| 45 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $711.8K | 0.60% | 714 | SH |
| 46 | WISDOMTREE TR | GDE | 97717Y568 | $710.4K | 0.60% | 11,294 | SH |
| 47 | BLACKSTONE SECD LENDING FD | BXSL | 09261X102 | $706.8K | 0.60% | 29,835 | SH |
| 48 | ISHARES TR | IWY | 464289438 | $682.8K | 0.58% | 2,744 | SH |
| 49 | TRANSDIGM GROUP INC | TDG | 893641100 | $680.3K | 0.57% | 587 | SH |
| 50 | DT MIDSTREAM INC | DTM | 23345M107 | $642.7K | 0.54% | 4,772 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-13 | $118.4M | 117 | 0002011201-26-000002 |
| 2025-12-31 | 2026-01-22 | $120.6M | 113 | 0002011201-26-000001 |