Elm3 Financial Group, LLC — 13F Holdings & Portfolio
CIK 2011201 · latest 13F-HR filed 2026-07-29
Elm3 Financial Group, LLC manages $146.0M in 13F-reported U.S. long-equity assets across 135 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AMZN (6.02%), NVDA (5.54%), AVGO (4.25%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 25 new positions, exited 7, added to 62, and trimmed 24.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 92
ALPHARETTA, GA 30022
$146.0M
Long-equity book
135
Distinct positions
2026-06-30
Filed 2026-07-29
+25 / −7 / ↑62 / ↓24
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- STERLING INFRASTRUCTURE INC$1.2M +113.3%
- BROADCOM INC$1.1M +22.8%
- ELI LILLY & CO$1.1M +31.0%
- AMAZON COM INC$1.1M +15.0%
- INVESCO EXCH TRADED FD TR II$1.1M +32.8%
Top Trims
- INVESCO ACTIVELY MANAGED EXC-$365.4K -10.0%
- HOME DEPOT INC-$314.0K -22.2%
- PIMCO CORPORATE & INCOME OPP-$234.2K -12.1%
- JANUS DETROIT STR TR-$185.5K -24.2%
- NASDAQ INC-$136.7K -31.7%
New Positions
- GLOBAL X FDS$2.9M
- VANGUARD BD INDEX FDS$784.3K
- VANGUARD INSTL INDEX FD$743.2K
- TIDAL TRUST II$479.3K
- TIDAL TRUST II$463.6K
Exited Positions
- BLACKSTONE SECD LENDING FD$706.8K
- AUTOZONE INC$250.0K
- ISHARES INC$236.0K
- ISHARES INC$210.1K
- VANECK ETF TRUST$207.4K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | AMAZON COM INC | AMZN | 023135106 | $8.8M | 6.02% | 36,886 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $8.1M | 5.54% | 40,418 | SH |
| 3 | BROADCOM INC | AVGO | 11135F101 | $6.2M | 4.25% | 16,418 | SH |
| 4 | ELI LILLY & CO | LLY | 532457108 | $4.9M | 3.33% | 4,052 | SH |
| 5 | INVESCO QQQ TR | QQQ | 46090E103 | $4.8M | 3.28% | 6,497 | SH |
| 6 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $4.5M | 3.09% | 14,882 | SH |
| 7 | INVESCO EXCHANGE TRADED FD T | XMMO | 46137V464 | $3.7M | 2.54% | 21,776 | SH |
| 8 | APPLE INC | AAPL | 037833100 | $3.7M | 2.51% | 12,657 | SH |
| 9 | MICROSOFT CORP | MSFT | 594918104 | $3.6M | 2.48% | 9,693 | SH |
| 10 | ISHARES TR | MTUM | 46432F396 | $3.5M | 2.41% | 10,255 | SH |
| 11 | INVESCO ACTIVELY MANAGED EXC | ICLO | 46090A721 | $3.3M | 2.25% | 128,316 | SH |
| 12 | ALPHABET INC | GOOGL | 02079K305 | $3.1M | 2.10% | 8,594 | SH |
| 13 | GLOBAL X FDS | CLIP | 37960A438 | $2.9M | 1.98% | 28,742 | SH |
| 14 | SPDR SERIES TRUST | SPHY | 78468R606 | $2.5M | 1.71% | 106,362 | SH |
| 15 | SCHWAB STRATEGIC TR | SCYB | 808524631 | $2.4M | 1.68% | 93,577 | SH |
| 16 | STERLING INFRASTRUCTURE INC | STRL | 859241101 | $2.3M | 1.57% | 2,729 | SH |
| 17 | ISHARES INC | EWY | 464286772 | $2.2M | 1.52% | 10,976 | SH |
| 18 | FIDELITY COVINGTON TRUST | FTEC | 316092808 | $2.2M | 1.49% | 7,609 | SH |
| 19 | PIMCO DYNAMIC INCOME FD | PDI | 72201Y101 | $2.2M | 1.47% | 128,874 | SH |
| 20 | HOWMET AEROSPACE INC | HWM | 443201108 | $2.1M | 1.42% | 7,691 | SH |
| 21 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $1.9M | 1.34% | 9,162 | SH |
| 22 | PIMCO CORPORATE & INCOME OPP | PTY | 72201B101 | $1.7M | 1.16% | 140,964 | SH |
| 23 | KLA CORP | KLAC | 482480100 | $1.6M | 1.09% | 5,250 | SH |
| 24 | VANECK ETF TRUST | SMH | 92189F676 | $1.6M | 1.07% | 2,381 | SH |
| 25 | BERKLEY W R CORP | WRB | 084423102 | $1.5M | 1.05% | 21,679 | SH |
| 26 | T ROWE PRICE EXCHANGE-TRADED | THYF | 87283Q875 | $1.5M | 1.04% | 29,493 | SH |
| 27 | VANGUARD INDEX FDS | VB | 922908751 | $1.4M | 0.96% | 4,631 | SH |
| 28 | FIDELITY COVINGTON TRUST | FDEV | 316092535 | $1.4M | 0.93% | 38,361 | SH |
| 29 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $1.4M | 0.93% | 27,532 | SH |
| 30 | ISHARES INC | EWT | 46434G772 | $1.3M | 0.92% | 12,367 | SH |
| 31 | VANGUARD INDEX FDS | VO | 922908629 | $1.3M | 0.87% | 15,848 | SH |
| 32 | PIMCO HIGH INCOME FD | PHK | 722014107 | $1.2M | 0.84% | 264,575 | SH |
| 33 | INVESCO EXCHANGE TRADED FD T | PPA | 46137V100 | $1.2M | 0.84% | 6,943 | SH |
| 34 | FIDELITY MERRIMACK STR TR | FLDR | 316188408 | $1.2M | 0.80% | 23,250 | SH |
| 35 | ISHARES TR | IFRA | 46435U713 | $1.1M | 0.78% | 18,111 | SH |
| 36 | VANGUARD INDEX FDS | VBK | 922908595 | $1.1M | 0.77% | 3,057 | SH |
| 37 | HOME DEPOT INC | HD | 437076102 | $1.1M | 0.75% | 3,124 | SH |
| 38 | PIMCO ETF TR | LONZ | 72201R627 | $1.1M | 0.74% | 21,960 | SH |
| 39 | VANGUARD INDEX FDS | VTI | 922908769 | $1.1M | 0.72% | 2,853 | SH |
| 40 | ETFIS SER TR I | UTES | 26923G806 | $1.0M | 0.69% | 12,276 | SH |
| 41 | FIDELITY COVINGTON TRUST | FEMR | 31609A800 | $939.4K | 0.64% | 22,061 | SH |
| 42 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $873.5K | 0.60% | 1,829 | SH |
| 43 | J P MORGAN EXCHANGE TRADED F | JQUA | 46641Q761 | $860.0K | 0.59% | 11,898 | SH |
| 44 | PALO ALTO NETWORKS INC | PANW | 697435105 | $858.7K | 0.59% | 2,518 | SH |
| 45 | FIDELITY COVINGTON TRUST | FELG | 31609A305 | $856.9K | 0.59% | 19,586 | SH |
| 46 | PROGRESSIVE CORP | PGR | 743315103 | $835.1K | 0.57% | 3,823 | SH |
| 47 | VERTIV HOLDINGS CO | VRT | 92537N108 | $834.1K | 0.57% | 2,491 | SH |
| 48 | FIDELITY COVINGTON TRUST | FHLC | 316092600 | $793.7K | 0.54% | 10,275 | SH |
| 49 | VANGUARD BD INDEX FDS | VUSB | 92203C303 | $784.3K | 0.54% | 15,755 | SH |
| 50 | VANGUARD SCOTTSDALE FDS | VTWG | 92206C623 | $777.3K | 0.53% | 2,702 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-29 | $146.0M | 135 | 0002011201-26-000003 |
| 2026-03-31 | 2026-04-13 | $118.4M | 117 | 0002011201-26-000002 |
| 2025-12-31 | 2026-01-22 | $120.6M | 113 | 0002011201-26-000001 |