PTY PIMCO Corporate & Income Opportunity Fund

XNYS
Find condors

Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Fibonacci levels Insider trading

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

PTY — —
Key stats
About
Exchange
XNYS
Market Cap
$2.4B
List Date
2002-12-24
CIK
0001190935
Homepage
https://www.pimco.com

PIMCO Corporate & Income Opportunity Fds operates as a closed-end management investment company. It seeks to maximize total return through a combination of current income and capital appreciation. The fund invests a majority of the total assets in a combination of corporate debt obligations of varying maturities, other corporate income-producing securities, and income-producing securities of non-corporate issuers, such as U.S. Government securities, municipal securities, and mortgage-backed and other asset-backed securities issued on both public or private basis.

Fund profile
Taxable Bond Investment-Grade Corporate PIMCO Actively managed
Expense ratio
—
Assets
$2.4B
shares × price, Oct 21, 2026
Trailing yield
—
Average daily volume
$22M
30 sessions
Holdings
—
Listed
Dec 24, 2002
NYSE
FrenzyCap ETF score
82
how it is built
Costn/a
Liquidity78
Scale88
Diversificationn/a

Moves with. US large-cap stocks (12% of its variance, beta 0.39). These factors explain 15% of its daily moves over the last year, so most of what drives this fund is something else.

Overlap toolAll Investment-Grade Corporate ETFs

Similar funds
FundOverlapFeeAssets1Y
VCITVanguard Intermediate-Term Corporate Bond ETF—0.03%$67.0B−6.9%compare
LQDiShares iBoxx $ Investment Grade Corporate Bond ETF—0.14%$28.9B−8.3%compare
IGIBiShares Trust iShares 5-10 Year Investment Grade Corporate Bond ETF—0.04%$19.3B−6.9%compare
USIGiShares Broad USD Investment Grade Corporate Bond ETF—0.04%$17.8B−6.6%compare
SPIBState Street SPDR Portfolio Intermediate Term Corporate Bond ETF—0.04%$11.4B−4.8%compare

The largest other funds in the Investment-Grade Corporate category.

Summary
—
composite
—
No summary data available for this symbol yet.

Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.

Chart
Seasonality
'21'22'23'24'25'26Avg
Jan0.11%-6.02%12.15%3.59%2.43%1.01%2.21%
Feb0.51%-6.59%-4.61%2.15%-0.27%-1.62%-1.74%
Mar1.78%1.39%-7.08%4.10%-1.63%-5.93%-1.23%
Apr3.77%-6.32%3.90%-4.03%-5.38%0.25%-1.30%
May4.41%1.11%-2.44%0.84%-0.29%-3.18%0.08%
Jun-1.35%-14.55%8.70%-1.04%0.87%1.52%-0.98%
Jul3.47%6.80%4.66%-0.35%0.14%-3.22%1.92%
Aug-1.97%0.07%-2.08%-0.42%1.22%0.09%-0.52%
Sep-10.74%-12.83%-7.04%0.70%1.83%-6.62%-5.78%
Oct-1.20%-0.49%1.59%0.76%-3.90%-2.45%*-0.95%
Nov-3.82%7.67%5.83%1.03%-3.55%--1.43%
Dec-6.50%-6.97%-5.16%-2.71%-2.93%---4.85%
Total-11.95%-33.10%6.40%4.40%-11.19%-18.72%-10.69%
Technical Indicators

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators
  • SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
  • EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
  • MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
  • ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
  • +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
  • RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
  • Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
  • Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility
  • Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
  • OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
  • Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
  • ATR / True Range — average daily $ move; sizing and stop-loss reference.
  • HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators

SMA 20: $10.84
SMA 50: $11.29
SMA 200: $12.01
Current: $10.74
EMA 12: $10.80
EMA 26: $10.95
MACD: -0.1571 | Signal: 0.0127
BEARISH
ADX (14): 32.37
TREND
+DI: 16.04
−DI: 28.92

Momentum Oscillators

RSI (14): 40.82
NEUTRAL
Stoch %K: 27.38
Stoch %D: 28.10
Williams %R: -69.91

Volume & Volatility

BB Upper: $11.08
BB Lower: $10.59
NEUTRAL
OBV: -5,502,291
Vol SMA 20: 1,799,794
Vol ROC: -34.75%
ATR: $0.18
True Range: $0.10
HV 20: 19.7%
HV 30: 19.8%
HV 60: 15.0%

Data Summary

Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis

LLM Stock Analysis Report: PTY

Executive Summary

BULLISH (Confidence Level: 7/10)

Key drivers: Neutral news sentiment, low volatility, and bullish MACD signal.

Primary risks: Potential earnings miss, regulatory issues, and high implied volatility.

Investment thesis: PTY is a stable dividend-paying stock with a strong track record, poised for continued growth.

Recent news sentiment impact: Neutral headlines have not significantly influenced the stock price.

Technical Analysis

Trend Direction: Medium-term uptrend (1-3 months)

Support/Resistance Levels: Key levels include SMA 20 ($11.91), SMA 50 ($11.95), and upper Bollinger Band ($12.24).

Momentum Signals:

  • RSI interpretation: Neutral (60.51)
  • MACD signal: Bullish (0.06 / Signal: 0.03 / Histogram: 0.03)
  • Bollinger Bands position: Neutral (price between middle and upper bands)

Volume Analysis: Volume trends suggest institutional interest, with an increasing trend in recent days.

News & Sentiment Analysis

Recent Headlines Summary: All recent headlines are neutral, focusing on general market commentary and routine announcements.

Sentiment Assessment: Neutral sentiment prevails, with no significant news influencing the stock price.

Catalyst Identification: No upcoming earnings or product launches reported.

Market Narrative: Technical signals align with low volatility and a stable market narrative.

Risk & Volatility Assessment

Beta Interpretation: Low risk relative to market (beta: 0.30)

Volatility Regime: Current volatility is lower than historical levels, indicating reduced risk.

Options Market Signals: No unusual options activity observed.

Downside Protection: Support levels include SMA 20 and SMA 50.

Market Context & Positioning

Sector Performance: PTY's sector (Financials) has performed similarly to the market.

Institutional Activity: Institutional interest is increasing, as indicated by rising volume trends.

Correlation Analysis: PTY moves relatively closely with the market (R-squared: 0.33).

Relative Valuation: PTY is positioned within a trading range, with no clear overvaluation or undervaluation signals.

Key Levels & Action Items

Critical Price Levels: SMA 20 ($11.91), SMA 50 ($11.95), and upper Bollinger Band ($12.24) are key levels to monitor.

Breakout/Breakdown Levels: A breakout above $12.24 or a breakdown below $11.59 could trigger significant moves.

Time-Sensitive Catalysts: No upcoming events or catalysts reported.

Risk Management: Consider stop-loss levels at SMA 20 and SMA 50, with position sizing considerations based on risk tolerance.

I hope this analysis meets your expectations!

Generated
News
All PTY news →
Showing 1–10 of 50
Page 1 of 5

PTY Options Activity & IV Rank

Loading options activity...
Spread Scanner GPU
Full Algorithm Docs ↗

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score (GPU scanner)

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
  • RSI <40 bullish / >60 bearish
  • MACD crossover + histogram trend
  • Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
  • Stochastic %K <20 / >80
  • Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
  • Blended ATR + straddle expected-move penalty
  • Bollinger Band signal (+ counter-trend penalty)
  • BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
  • IV rank ≥ 75 → strong boost for credit spreads
  • IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
  • Min open interest across all legs
  • OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Enter a ticker to scan for optimal spread opportunities.

Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.

Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Metric:
Wing vs ATM
IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

  • Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
  • Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
  • Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
  • Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

  • Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
  • Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
  • Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
  • Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

  • High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
  • Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
  • Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d —
— pts EXTREME
ATM — / Wing —
30 DTE / 10d —
— pts EXTREME
ATM — / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Enter a ticker to render the implied volatility surface.

Volatility Smile

Enter a ticker to render the implied volatility smile.

IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis

Risk Metrics

Beta: 0.3834
Alpha: -28.93%
Correlation: 0.4022
R-Squared: 16.2%
Stock Volatility: 12.1%
Market Volatility: 12.7%

Analysis Details

Benchmark: SPY
Data Points: 251
Period: 252 trading days
Interpretation:
Low volatility - stock moves less than market
Beta & Alpha Over Time
Notable investors who own PTY
2 of 37 tracked investors
InvestorValueShare of their portfolioRankQ/Q sharesSource
Citadel Hedge fund
Ken Griffin
$1.2M
0.00%
#3451 of 6285new13F
Rockefeller Capital Management Family office
Rockefeller family
$632K
0.00%
#1966 of 4729+27.1%13F

Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions

PTY Institutional Ownership (13F)

Latest filings — 2026-09-30

Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.

  • Shares — long equity positions in this name, aggregated across share classes.
  • Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
  • % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
  • Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.

Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.

233 filers34,925,394 shares$418.70M value
# Filer Shares Value % of Total % of Float Period
1 Northwestern Mutual Wealth Management Co 2,723,452 $32.76M 7.82% — 2026-06-30
2 LPL Financial LLC Custodian 2,646,888 $31.84M 7.61% — 2026-06-30
3 Morgan Stanley Custodian 2,595,560 $31.22M 7.46% — 2026-06-30
4 Wells Fargo & Company Custodian 2,454,824 $29.53M 7.05% — 2026-06-30
5 XML Financial, LLC 1,754,583 $21.11M 5.04% — 2026-06-30
6 Merrithew & Thorsten Inc 1,492,851 $17.96M 4.29% — 2026-06-30
7 Invesco Ltd. Custodian 1,485,366 $17.87M 4.27% — 2026-06-30
8 Cetera Investment Advisers Custodian 1,302,411 $15.67M 3.74% — 2026-06-30
9 Envestnet Asset Management, Inc. 949,380 $11.42M 2.73% — 2026-06-30
10 OSAIC HOLDINGS, INC. Custodian 931,885 $11.21M 2.68% — 2026-06-30
11 GUGGENHEIM CAPITAL LLC 794,118 $9.55M 2.28% — 2026-06-30
12 Logan Stone Capital, LLC 675,432 $8.13M 1.94% — 2026-06-30
13 Royal Bank of Canada Custodian 638,181 $7.68M 1.83% — 2026-06-30
14 AXXCESS WEALTH MANAGEMENT, LLC 624,690 $7.52M 1.79% — 2026-06-30
15 Equitable Holdings, Inc. 553,112 $6.65M 1.59% — 2026-06-30
16 Cambridge Investment Research Advisors, Inc. 531,454 $6.39M 1.53% — 2026-06-30
17 PFG Investments, LLC 504,390 $6.07M 1.45% — 2026-06-30
18 Private Advisor Group, LLC 477,867 $5.75M 1.37% — 2026-06-30
19 COMMONWEALTH EQUITY SERVICES, LLC 441,508 $5.31M 1.27% — 2026-06-30
20 Accel Wealth Management 464,191 $5.11M 1.22% — 2026-09-30
21 Kestra Advisory Services, LLC 413,459 $4.97M 1.19% — 2026-06-30
22 Evergreen Wealth Management, LLC 388,873 $4.68M 1.12% — 2026-06-30
23 Bank of America Corp Custodian 336,236 $4.04M 0.97% — 2026-06-30
24 Noble Wealth Management PBC 363,339 $4.00M 0.96% — 2026-09-30
25 TRUIST FINANCIAL CORP Custodian 309,623 $3.72M 0.89% — 2026-06-30
# Filer Notional Value % of Total Period
# Filer Notional Value % of Total Period

PTY Insider Trading (Form 4)

Latest: 2024-04-18
Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
Filed Reporter Role Action Shares Avg Price Net $ Link
2024-04-18 UBS Group AG 10%+ Owner Other (J) −3,242 — EDGAR
2023-11-27 Grace Vandecruze Director Buy (P) +7,513 $13.61 $102.3K EDGAR
2023-09-20 BANK OF AMERICA CORP /DE/ Other (J) −10,076 $24000.00 -$241.82M EDGAR
2020-03-17 BOFA SECURITIES, INC. 10%+ Owner Buy (P) +2 $15.21 $30 EDGAR
2019-12-18 Craig A Dawson Director Sell (S) −2 $18.51 -$37 EDGAR
2015-04-24 Brigade Leveraged Capital Structures Fund Ltd. 10%+ Owner Sell (S) −1,852 — EDGAR
2015-02-20 William H Gross Sell (S) −25,685 $16.75 -$430.3K EDGAR
2015-02-18 William H Gross Sell (S) −50,000 $16.63 -$831.5K EDGAR
2015-02-12 William H Gross Sell (S) −70,248 $16.20 -$1.14M EDGAR
2015-02-12 William H Gross Sell (S) −70,246 $15.91 -$1.12M EDGAR
2015-02-06 William H Gross Sell (S) −70,246 $16.02 -$1.13M EDGAR
2015-02-06 William H Gross Sell (S) −70,246 $16.26 -$1.14M EDGAR
2015-02-06 William H Gross Sell (S) −6,708 $16.75 -$112.4K EDGAR
2015-02-06 William H Gross Sell (S) −70,246 $16.16 -$1.14M EDGAR
2015-02-05 William H Gross Sell (S) −50,000 $16.76 -$838.1K EDGAR
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
ETF Holders
2 ETFs hold PTY
2 shown · $17.13M total exposure
# ETF Provider Weight $ Exposure ETF AUM As Of
1 PCEF Invesco CEF Income Composite ETF Invesco 2.08% $15.5M — 2026-10-20
2 HYIN WisdomTree Private Credit and Alternative Income Fund Nport 3.17% $1.6M — 2026-05-31
Fundamentals

Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.

Metrics
  • Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
  • Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
  • Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
  • Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
  • Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
  • YoY growth — compare to the same quarter a year earlier to remove seasonality.
  • Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
  • Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.

TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.