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Dynamic Advisor Solutions LLC — 13F Holdings & Portfolio

CIK 1599747 · latest 13F-HR filed 2026-10-13

Backtest portfolio

Dynamic Advisor Solutions LLC manages $3.52B in 13F-reported U.S. long-equity assets across 1,029 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (3.92%), SPYM (2.24%), NVDA (2.14%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 78 new positions and exited 79; 274 existing positions rose in reported value and 336 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$3.52B

Long-equity book

Holdings
1,029

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+78 / −79 / ↑274 / ↓336

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
AAPL3.9% · +6%SPYM2.2% · +3%NVDA2.1% · +8%MSFT1.9% · +2%GSLC1.5% · +2%FBND1.4% · +3%QQQ1.4% · +11%DFUS1.3% · +1%AMZN1.2% · +2%SCHX1.2% · +5%SCHM1.2% · +2%FNDF1.2% · +1%VOO1.1% · -1%GOOGL1.1% · +4%IEFA1.1% · +2%JPST1.0% · +5%AVGO0.9% · +3%DFAC0.9% · +0%GTO0.9% · +3%SPIB0.9% · +3%META0.9% · +3%BND0.9% · +4%DFCF0.8% · +1%SCHA0.8% · +1%TSLA0.8% · +4%FVAL0.8% · +3%JPM0.8% · -0%JQUA0.7% · +1%EMGF0.7% · +2%JHMM0.7% · +1%GOOG0.7% · +4%LLY0.7% · +58%SHY0.7% · +10%DFAI0.6% · +1%CVX0.6% · -0%VCSH0.6% · +8%SPMO0.6% · +2%UCON0.6% · +2%GLD0.5% · -4%CAT0.5% · -1%VEA0.5% · +2%COST0.5% · +2%BRK.B0.5% · +1%SPY0.5% · -11%DFAE0.5% · +2%DGRO0.5% · -0%FLHY0.5% · +2%DFUV0.4% · +0%ABBV0.4% · +2%DFAS0.4% · +0%VWO0.4% · -0%VNLA0.4% · +6%VXUS0.4% · +5%XOM0.4% · +0%QEFA0.4% · +2%WMT0.4% · -2%MINT0.4% · +43%IHDG0.4% · +2%IWM0.4% · +5%VTI0.4% · +6%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 18.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 17, 2026.

Assets Under Management
$5.64B
Discretionary
$5.60B
Employees
130
Accounts
15,179
Address
2415 EAST CAMELBACK ROAD
SUITE 700
PHOENIX, AZ 85016
Phone
(877) 257-3840
Website
Name Title / Status Ownership Type
CANNON, JAMES, RICHARD ControlCHIEF EXECUTIVE OFFICER
since Dec 2008
Less than 5%Individual
DRAUGHON, ERIC, GLENN ControlCHIEF SERVICE OFFICER
since Jan 2025
Less than 5%Individual
DWA MANAGEMENT LLC ControlMANAGER OF DYNAMIC ADVISOR SOLUTIONS
since Jan 2014
75% or moreDomestic Entity
ETUS, KONSTANTIN, GRIGORYEVICH ControlCHIEF INVESTMENT OFFICER
since Feb 2023
Less than 5%Individual
JOLLY, CHERIE, JEAN ControlCHIEF COMPLIANCE OFFICER
since Nov 2016
Less than 5%Individual
KULESZA, STEVEN, PHILIP ControlCHIEF BUSINESS DEVELOPMENT OFFICER
since Oct 2022
Less than 5%Individual
PATRICK, JUSTIN ControlCHIEF TECHNOLOGY OFFICER
since Dec 2019
Less than 5%Individual
CANNON, JAMES, RICHARD Control
Indirect owner via CANNON FAMILY TRUST
TRUSTEE
since May 2003
50–75%Individual
CANNON FAMILY TRUST
Indirect owner via DWA MANAGEMENT LLC
MEMBER
since Dec 2013
75% or moreDomestic Entity
CANNON, SUSAN, MCCHESNEY
Indirect owner via CANNON FAMILY TRUST
TRUSTEE
since May 2003
50–75%Individual
Ownership & leadership changes · 9 filings with changes since Dec 9, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 20, 2026 filing
  • AddedDRAUGHON, ERIC, GLENN · CHIEF SERVICE OFFICER · Less than 5% · control person
Dec 11, 2023 filing
  • No longer listedMORNINGSTAR, CRAIG, PAUL · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Jul 2012
Mar 29, 2023 filing
  • AddedETUS, KONSTANTIN, GRIGORYEVICH · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • AddedKULESZA, STEVEN, PHILIP · CHIEF BUSINESS DEVELOPMENT OFFICER · Less than 5% · control person
  • AddedPATRICK, JUSTIN · CHIEF TECHNOLOGY OFFICER · Less than 5% · control person
Jul 14, 2022 filing
  • No longer listedPALUMBO, JAMES, GERARD · CHIEF BUSINESS DEVELOPMENT OFFICER · Less than 5% · control person · listed since Apr 2018
Mar 31, 2022 filing
  • ChangedDWA MANAGEMENT LLC · title MEMBER → MANAGER OF DYNAMIC ADVISOR SOLUTIONS
  • ChangedPALUMBO, JAMES, GERARD · title CHIEF DEVELOPMENT OFFICER → CHIEF BUSINESS DEVELOPMENT OFFICER
May 15, 2018 filing
  • AddedPALUMBO, JAMES, GERARD · CHIEF DEVELOPMENT OFFICER · Less than 5% · control person
Nov 23, 2016 filing
  • AddedJOLLY, CHERIE, JEAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedCANNON, JAMES, RICHARD · title CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER → CHIEF EXECUTIVE OFFICER
Mar 31, 2014 filing
  • AddedCANNON FAMILY TRUST · MEMBER · 75% or more · indirect via DWA MANAGEMENT LLC
  • AddedCANNON, JAMES, RICHARD · TRUSTEE · 50–75% · indirect via CANNON FAMILY TRUST · control person
  • AddedCANNON, SUSAN, MCCHESNEY · TRUSTEE · 50–75% · indirect via CANNON FAMILY TRUST
  • AddedDWA MANAGEMENT LLC · MEMBER · 75% or more · control person
  • ChangedCANNON, JAMES, RICHARD · title MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER → CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER; ownership 75% or more → Less than 5%
Jul 20, 2012 filing
  • AddedMORNINGSTAR, CRAIG, PAUL · CHIEF OPERATING OFFICER · Less than 5% · control person
Dec 9, 2011 filing (earliest on record)
  • ListedCANNON, JAMES, RICHARD · MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Dynamic Advisor Solutions LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $138.0M 3.92% 414,528 SH
2 SPDR SERIES TRUST SPYM 78464A854 $78.8M 2.24% 877,579 SH
3 NVIDIA CORPORATION NVDA 67066G104 $75.5M 2.14% 330,380 SH
4 MICROSOFT CORP MSFT 594918104 $65.5M 1.86% 127,659 SH
5 GOLDMAN SACHS ETF TR GSLC 381430503 $53.2M 1.51% 366,890 SH
6 FIDELITY MERRIMACK STR TR FBND 316188309 $49.0M 1.39% 1,131,098 SH
7 INVESCO QQQ TR QQQ 46090E103 $48.8M 1.39% 66,016 SH
8 DIMENSIONAL ETF TRUST DFUS 25434V401 $47.3M 1.34% 570,211 SH
9 AMAZON COM INC AMZN 023135106 $43.1M 1.22% 172,814 SH
10 SCHWAB STRATEGIC TR SCHX 808524201 $42.7M 1.21% 1,423,205 SH
11 SCHWAB STRATEGIC TR SCHM 808524508 $41.5M 1.18% 1,219,139 SH
12 SCHWAB STRATEGIC TR FNDF 808524755 $41.3M 1.17% 767,776 SH
13 VANGUARD INDEX FDS VOO 922908363 $40.0M 1.13% 57,035 SH
14 ALPHABET INC GOOGL 02079K305 $39.5M 1.12% 114,691 SH
15 ISHARES TR IEFA 46432F842 $38.3M 1.09% 395,723 SH
16 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $34.6M 0.98% 686,831 SH
17 BROADCOM INC AVGO 11135F101 $32.7M 0.93% 92,989 SH
18 DIMENSIONAL ETF TRUST DFAC 25434V708 $32.5M 0.92% 732,200 SH
19 INVESCO ACTIVELY MANAGED EXC GTO 46090A804 $32.1M 0.91% 720,144 SH
20 SPDR SERIES TRUST SPIB 78464A375 $31.2M 0.89% 967,952 SH
21 META PLATFORMS INC META 30303M102 $30.7M 0.87% 42,325 SH
22 VANGUARD BD INDEX FDS BND 921937835 $30.6M 0.87% 436,583 SH
23 DIMENSIONAL ETF TRUST DFCF 25434V872 $29.7M 0.84% 740,234 SH
24 SCHWAB STRATEGIC TR SCHA 808524607 $29.6M 0.84% 905,779 SH
25 TESLA INC TSLA 88160R101 $28.8M 0.82% 81,211 SH
26 FIDELITY COVINGTON TRUST FVAL 316092782 $27.5M 0.78% 340,415 SH
27 JPMORGAN CHASE & CO JPM 46625H100 $27.0M 0.77% 81,598 SH
28 J P MORGAN EXCHANGE TRADED F JQUA 46641Q761 $26.1M 0.74% 353,000 SH
29 ISHARES INC EMGF 46434G889 $25.0M 0.71% 349,894 SH
30 JOHN HANCOCK EXCHANGE TRADED JHMM 47804J206 $25.0M 0.71% 349,259 SH
31 ALPHABET INC GOOG 02079K107 $23.8M 0.68% 69,846 SH
32 ELI LILLY & CO LLY 532457108 $23.3M 0.66% 20,121 SH
33 ISHARES TR SHY 464287457 $23.3M 0.66% 286,510 SH
34 DIMENSIONAL ETF TRUST DFAI 25434V203 $21.5M 0.61% 519,482 SH
35 CHEVRON CORPORATION CVX 166764100 $21.0M 0.60% 102,698 SH
36 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $20.8M 0.59% 268,968 SH
37 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $19.7M 0.56% 130,169 SH
38 FIRST TR EXCHNG TRADED FD VI UCON 33740F888 $19.7M 0.56% 830,800 SH
39 SPDR GOLD TR GLD 78463V107 $19.2M 0.55% 50,518 SH
40 CATERPILLAR INC CAT 149123101 $19.2M 0.55% 23,707 SH
41 VANGUARD TAX-MANAGED FDS VEA 921943858 $19.1M 0.54% 270,950 SH
42 COSTCO WHOLESALE CORPORATION COST 22160K105 $18.7M 0.53% 20,531 SH
43 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $17.6M 0.50% 35,322 SH
44 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $17.4M 0.49% 22,832 SH
45 DIMENSIONAL ETF TRUST DFAE 25434V302 $16.8M 0.48% 426,240 SH
46 ISHARES TR DGRO 46434V621 $16.6M 0.47% 219,813 SH
47 FRANKLIN TEMPLETON ETF TR FLHY 35473P629 $16.3M 0.46% 694,819 SH
48 DIMENSIONAL ETF TRUST DFUV 25434V724 $15.8M 0.45% 287,152 SH
49 ABBVIE INC ABBV 00287Y109 $15.8M 0.45% 60,278 SH
50 DIMENSIONAL ETF TRUST DFAS 25434V500 $15.6M 0.44% 200,866 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $3.52B 1,029 0001599747-26-000005
2026-06-30 2026-07-07 $3.53B 1,045 0001599747-26-000004
2026-03-31 2026-04-08 $3.17B 963 0001599747-26-000002
2025-12-31 2026-01-09 $3.12B 932 0001599747-26-000001
Filer Information
Address
2415 EAST CAMELBACK RD SUITE 700
PHOENIX, AZ 85016
Phone
(877) 257-3840
Filing Manager
Dynamic Advisor Solutions LLC
PHOENIX, AZ
Signatory
James Cannon
Chief Executive Officer