NBT BANK N A /NY — 13F Holdings & Portfolio
CIK 898413 · latest 13F-HR filed 2026-04-28
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.53B
Long-equity book
Holdings
1,673
Distinct positions
Period
2026-03-31
Filed 2026-04-28
Q/Q Activity
+261 / −25 / ↑236 / ↓271
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- Flexshares Upstream$9.2M +21.9%
- Exxon Mobil Corporation$8.3M +41.1%
- Caterpillar Inc$4.7M +20.0%
- Chevron Corp.$4.5M +35.8%
- Johnson & Johnson$3.7M +16.4%
Top Trims
- Microsoft Corp-$23.6M -24.0%
- Apple Inc.-$5.8M -7.8%
- Alphabet Inc. Class C-$5.5M -11.7%
- Alphabet Inc. Class A-$5.2M -11.0%
- iShares 20 Year Treasury Bond-$5.1M -99.9%
New Positions
- Vanguard Extended Duration Tre$12.4M
- Vanguard Long-Term CorporateBo$4.1M
- Stubhub Holdings Cl A$990.0K
- Crane Co New/sh$198.2K
- Mge Energy Inc$137.4K
Exited Positions
- Microsoft Corp$198.4K
- Arrow Finl Corp$198.3K
- Mge Energy Inc$139.1K
- Fifth Third Bancorp$93.6K
- Lennox Intl Inc$48.6K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | FlexShares Mstar Glbl Upstrm N | GUNR | 33939L407 | $47.4M | 3.10% | 858,435 | SH |
| 2 | Microsoft Corp | MSFT | 594918104 | $40.2M | 2.63% | 108,655 | SH |
| 3 | Apple Inc | AAPL | 037833100 | $37.9M | 2.48% | 149,460 | SH |
| 4 | Microsoft Corp | MSFT | 594918104 | $34.4M | 2.25% | 92,904 | SH |
| 5 | Apple Inc | AAPL | 037833100 | $28.2M | 1.85% | 111,231 | SH |
| 6 | Ishares MSCI EAFE Growth ETF | EFG | 464288885 | $27.5M | 1.80% | 246,774 | SH |
| 7 | Alphabet Inc Cl C | GOOG | 02079K107 | $23.3M | 1.53% | 81,303 | SH |
| 8 | Alphabet Inc Cl A | GOOGL | 02079K305 | $23.3M | 1.52% | 80,950 | SH |
| 9 | Trane Technologies Plc ADR | TT | G8994E103 | $23.1M | 1.51% | 55,489 | SH |
| 10 | JP Morgan Chase & CO | JPM | 46625H100 | $20.0M | 1.31% | 68,024 | SH |
| 11 | Ishares Core S&P US | IUSG | 464287671 | $19.3M | 1.27% | 124,598 | SH |
| 12 | Vanguard Value Etf | VTV | 922908744 | $18.8M | 1.23% | 95,653 | SH |
| 13 | Alphabet Inc Cl A | GOOGL | 02079K305 | $18.1M | 1.19% | 63,101 | SH |
| 14 | Alphabet Inc Cl C | GOOG | 02079K107 | $17.6M | 1.15% | 61,426 | SH |
| 15 | Johnson & Johnson | JNJ | 478160104 | $17.3M | 1.13% | 70,579 | SH |
| 16 | Vanguard Total Stock | VTI | 922908769 | $17.0M | 1.12% | 53,125 | SH |
| 17 | JP Morgan Chase & CO | JPM | 46625H100 | $16.2M | 1.06% | 54,960 | SH |
| 18 | Lowes Cos Inc | LOW | 548661107 | $15.1M | 0.99% | 63,909 | SH |
| 19 | Exxonmobil Corp | XOM | 30231G102 | $14.8M | 0.97% | 87,454 | SH |
| 20 | McDonalds Corp | MCD | 580135101 | $13.4M | 0.88% | 43,023 | SH |
| 21 | Vanguard Extended Duration Tre | EDV | 921910709 | $12.4M | 0.82% | 191,595 | SH |
| 22 | Exxonmobil Corp | XOM | 30231G102 | $12.4M | 0.81% | 72,897 | SH |
| 23 | Procter & Gamble CO | PG | 742718109 | $11.2M | 0.74% | 77,730 | SH |
| 24 | Deere & CO | DE | 244199105 | $11.2M | 0.73% | 19,854 | SH |
| 25 | iShares TR 1-5 Yr Inv Gr Corp | IGSB | 464288646 | $10.9M | 0.72% | 208,164 | SH |
| 26 | State Street SPDR S&P Dividend | SDY | 78464A763 | $10.9M | 0.72% | 74,817 | SH |
| 27 | Amazon.Com Inc | AMZN | 023135106 | $10.5M | 0.69% | 50,290 | SH |
| 28 | IShares 0-5 Yr TIPs ETF | STIP | 46429B747 | $10.0M | 0.65% | 96,545 | SH |
| 29 | Caterpillar Inc | CAT | 149123101 | $10.0M | 0.65% | 14,071 | SH |
| 30 | Chevron Corporation | CVX | 166764100 | $9.8M | 0.64% | 47,226 | SH |
| 31 | Amazon.Com Inc | AMZN | 023135106 | $9.8M | 0.64% | 46,906 | SH |
| 32 | NBT Bancorp Inc | NBTB | 628778102 | $9.7M | 0.63% | 227,317 | SH |
| 33 | Caterpillar Inc | CAT | 149123101 | $9.5M | 0.62% | 13,380 | SH |
| 34 | RTX Corporation | RTX | 75513E101 | $9.4M | 0.62% | 48,825 | SH |
| 35 | Wal Mart Inc | WMT | 931142103 | $9.2M | 0.60% | 73,665 | SH |
| 36 | Nvidia Corp | NVDA | 67066G104 | $9.0M | 0.59% | 51,485 | SH |
| 37 | Caterpillar Inc | CAT | 149123101 | $8.9M | 0.59% | 12,626 | SH |
| 38 | Vanguard Short Term Corp Bond Etf | VCSH | 92206C409 | $8.7M | 0.57% | 110,364 | SH |
| 39 | Johnson & Johnson | JNJ | 478160104 | $8.5M | 0.56% | 34,859 | SH |
| 40 | Berkshire Hathaway Inc-Cl B | BRK.B | 084670702 | $8.3M | 0.54% | 17,248 | SH |
| 41 | Vanguard S&P 500 ETF | VOO | 922908363 | $8.2M | 0.54% | 13,777 | SH |
| 42 | State Street SPDR S&P MIDCAP 4 | MDY | 78467Y107 | $8.1M | 0.53% | 13,156 | SH |
| 43 | Berkshire Hathaway Inc-Cl B | BRK.B | 084670702 | $7.7M | 0.51% | 16,121 | SH |
| 44 | Cisco Systems Inc | CSCO | 17275R102 | $7.7M | 0.50% | 98,752 | SH |
| 45 | Costco Wholesale Corp | COST | 22160K105 | $7.6M | 0.50% | 7,648 | SH |
| 46 | Ishares Core U S Aggregate Bond Etf | AGG | 464287226 | $7.5M | 0.49% | 75,118 | SH |
| 47 | Schwab US Dividend Equity ETF | SCHD | 808524797 | $7.2M | 0.47% | 235,439 | SH |
| 48 | Chevron Corporation | CVX | 166764100 | $7.2M | 0.47% | 34,592 | SH |
| 49 | Ishares Russell 2000 ETF | IWM | 464287655 | $7.1M | 0.47% | 28,714 | SH |
| 50 | State Street SPDR S&P 500 ETF | SPY | 78462F103 | $7.0M | 0.46% | 10,769 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-28 | $1.53B | 1,673 | 0001140361-26-017312 |
| 2025-12-31 | 2026-01-23 | $1.55B | 1,374 | 0001140361-26-002113 |