PTY (PIMCO Corporate & Income Opportunity Fund)
Insider Trading Activity
Every open-market purchase and sale reported by PTY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2024-04-18 | UBS Group AG | 10%+ Owner | J | — | — |
| 2023-11-27 | Grace Vandecruze | Director | Buy | — | — |
| 2023-09-20 | BANK OF AMERICA CORP /DE/ | — | J | — | — |
| 2020-03-17 | BOFA SECURITIES, INC. | 10%+ Owner | Buy | — | — |
| 2019-12-18 | CRAIG A DAWSON | Director | Sell | — | — |
| 2015-04-24 | Brigade Leveraged Capital Structures Fund Ltd. | 10%+ Owner | Sell | — | — |
| 2015-02-20 | WILLIAM H GROSS | — | Sell | — | — |
| 2015-02-18 | WILLIAM H GROSS | — | Sell | — | — |
| 2015-02-12 | WILLIAM H GROSS | — | Sell | — | — |
| 2015-02-12 | WILLIAM H GROSS | — | Sell | — | — |
| 2015-02-06 | WILLIAM H GROSS | — | Sell | — | — |
| 2015-02-06 | WILLIAM H GROSS | — | Sell | — | — |
| 2015-02-06 | WILLIAM H GROSS | — | Sell | — | — |
| 2015-02-06 | WILLIAM H GROSS | — | Sell | — | — |
| 2015-02-05 | WILLIAM H GROSS | — | Sell | — | — |
| 2015-02-04 | WILLIAM H GROSS | — | Sell | — | — |
| 2015-02-03 | WILLIAM H GROSS | — | D | — | — |
| 2015-02-02 | WILLIAM H GROSS | — | D | — | — |
| 2015-01-21 | WILLIAM H GROSS | — | D | — | — |
| 2015-01-20 | WILLIAM H GROSS | — | D | — | — |
| 2015-01-16 | WILLIAM H GROSS | — | D | — | — |
| 2015-01-15 | WILLIAM H GROSS | — | D | — | — |
| 2015-01-14 | WILLIAM H GROSS | — | D | — | — |
| 2014-08-25 | WILLIAM H GROSS | — | Buy | — | — |
| 2014-08-21 | WILLIAM H GROSS | — | Buy | — | — |
| 2014-08-20 | WILLIAM H GROSS | — | Buy | — | — |
| 2014-08-18 | WILLIAM H GROSS | — | Buy | — | — |
| 2014-08-15 | WILLIAM H GROSS | — | Buy | — | — |
| 2014-02-26 | UBS AG | 10%+ Owner | Buy | — | — |
| 2013-07-10 | JOHN C MANEY | Director | Sell | — | — |
| 2013-05-21 | WILLIAM H GROSS | — | Sell | — | — |
| 2012-12-10 | UBS AG | 10%+ Owner | J | — | — |
| 2012-11-19 | WILLIAM H GROSS | — | Buy | — | — |
| 2012-11-16 | WILLIAM H GROSS | — | Buy | — | — |
| 2012-10-16 | WILLIAM H GROSS | — | Buy | — | — |
| 2012-10-12 | WILLIAM H GROSS | — | Buy | — | — |
| 2012-10-11 | WILLIAM H GROSS | — | Buy | — | — |
| 2012-01-03 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2011-10-28 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2011-07-11 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2011-06-30 | Brigade Leveraged Capital Structures Fund Ltd. | 10%+ Owner | Buy | — | — |
| 2011-05-13 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2011-05-03 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2011-05-03 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2011-05-03 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2011-05-03 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2011-03-21 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2011-03-21 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | MIXED | — | — |
| 2011-03-21 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| 2011-03-21 | BANK OF AMERICA CORP /DE/ | 10%+ Owner | MIXED | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 1,146,434 | — |
| — | Director | 7,513 | — |
| — | 10%+ Owner | 3,242 | — |
| — | 10%+ Owner | 200 | — |
| — | Director | 186 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PTY quote page; the site-wide leaderboard is on the insider transactions hub.