PTY · Insider Trading

PIMCO Corporate & Income Opportunity Fund

Full PTY quote
Iron condor setupsExpected moveIV rank historyFibonacci levelsInsider trading

Every open-market purchase and sale reported by PTY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
14
code P
Sales
14
code S
Reporting Insiders
0
current holders
PTY — Recent Form 4 Transactions (latest 2024-04-18)
FiledInsiderRole TypeSharesValue
2024-04-18 UBS Group AG 10%+ Owner J −3,242 —
2023-11-27 Grace Vandecruze Director Buy +7,513 +$102.25K
2023-09-20 BANK OF AMERICA CORP /DE/ — J −10,076 −$241.82M
2020-03-17 BOFA SECURITIES, INC. 10%+ Owner Buy +2 +$30
2019-12-18 Craig A Dawson Director Sell −2 −$37
2015-04-24 Brigade Leveraged Capital Structures Fund Ltd. 10%+ Owner Sell −1,852 —
2015-02-20 William H Gross — Sell −25,685 −$430.33K
2015-02-18 William H Gross — Sell −50,000 −$831.52K
2015-02-12 William H Gross — Sell −70,248 −$1.14M
2015-02-12 William H Gross — Sell −70,246 −$1.12M
2015-02-06 William H Gross — Sell −70,246 −$1.13M
2015-02-06 William H Gross — Sell −70,246 −$1.14M
2015-02-06 William H Gross — Sell −6,708 −$112.36K
2015-02-06 William H Gross — Sell −70,246 −$1.14M
2015-02-05 William H Gross — Sell −50,000 −$838.05K
2015-02-04 William H Gross — Sell −6,630 −$111.27K
2015-02-03 William H Gross — D −50,000 −$831.52K
2015-02-02 William H Gross — D −25,685 −$430.33K
2015-01-21 William H Gross — D +70,248 +$1.14M
2015-01-20 William H Gross — D +70,246 +$1.12M
2015-01-16 William H Gross — D +70,246 +$1.13M
2015-01-15 William H Gross — D +70,246 +$1.14M
2015-01-14 William H Gross — D +70,246 +$1.14M
2014-08-25 William H Gross — Buy +6,564 +$121.89K
2014-08-21 William H Gross — Buy +31,987 +$593.45K
2014-08-20 William H Gross — Buy +300 +$5.54K
2014-08-18 William H Gross — Buy +10,160 +$186.54K
2014-08-15 William H Gross — Buy +25,423 +$466.95K
2014-02-26 UBS AG 10%+ Owner Buy +1 —
2013-07-10 John C Maney Director Sell −1,410 −$25.73K
2013-05-21 William H Gross — Sell −79,000 −$1.66M
2012-12-10 UBS AG 10%+ Owner J +3 —
2012-11-19 William H Gross — Buy +169,693 +$3.21M
2012-11-16 William H Gross — Buy −169,693 −$3.21M
2012-10-16 William H Gross — Buy +26,500 +$537.87K
2012-10-12 William H Gross — Buy +56,134 +$1.12M
2012-10-11 William H Gross — Buy +391,561 +$7.57M
2012-01-03 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10%+ Owner MIXED — +$6
2011-10-28 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED — +$1
2011-07-11 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10%+ Owner MIXED — +$136
2011-06-30 Brigade Leveraged Capital Structures Fund Ltd. 10%+ Owner Buy +270 —
2011-05-13 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10%+ Owner MIXED — +$236
2011-05-03 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10%+ Owner MIXED — +$1.25K
2011-05-03 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED +17,700 +$367.85K
2011-05-03 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10%+ Owner MIXED — +$513
2011-05-03 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED — −$5.34K
2011-03-21 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED — +$102
2011-03-21 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10%+ Owner MIXED — +$4.62K
2011-03-21 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED — −$520
2011-03-21 BANK OF AMERICA CORP /DE/ 10%+ Owner MIXED — +$6.67K
PTY Insider Trading FAQ
Who are the insiders at PTY?
No current Form 4 beneficial owners are on file for PTY.
Are PTY insiders buying or selling?
Across the 50 most recent Form 4 filings for PTY, 14 were open-market purchases (code P) and 14 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is PTY insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent PTY filing is dated 2024-04-18.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the PTY quote page; the site-wide leaderboard is on the insider transactions hub.

More on PTY
PTY full quote Insider Transactions Hub (all symbols) PTY iron condor setups PTY expected move PTY IV rank history PTY Fibonacci levels

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