MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
CIK 728612 · last filed 2026-05-21
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. is a corporate insider who has filed 297 SEC Form 4 insider transactions across 122 companies since 2007. The most recent filing, for NAN, was dated May 21, 2026. Across all open-market trades the lifetime net is −$1.45B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $55.70B across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$55.70B
Companies
122
Total Filings
297
Lifetime Open-Market Net
-$1.45B
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NAN | 10%+ Owner | 3,000 | $11.44 | $34.3K | -$420 | 2 | 2026-05-21 |
| NMCO | 10%+ Owner | 0 | $10.71 | $0 | $160 | 1 | 2026-05-20 |
| VKI | 10%+ Owner | 3,359 | $9.00 | $30.2K | $41.0K | 9 | 2026-04-06 |
| NZF | 10%+ Owner | 0 | $12.66 | $0 | -$21 | 6 | 2026-02-27 |
| NMZ | 10%+ Owner | 0 | $10.28 | $0 | $0 | 1 | 2025-10-10 |
| PCQ | 10%+ Owner | 0 | $8.82 | $0 | $0 | 1 | 2025-08-13 |
| PML | 10%+ Owner | 0 | $7.52 | $0 | -$26 | 1 | 2025-07-07 |
| FMN | 10%+ Owner | 13 | $11.19 | $145 | -$57 | 2 | 2025-04-11 |
| PMF | 10%+ Owner | 9,922 | $7.76 | — | -$5.8K | 2 | 2025-02-25 |
| NAD | 10%+ Owner | 800 | $11.81 | $9.4K | $78 | 2 | 2025-01-17 |
| PMM | 10%+ Owner | 800 | $6.23 | $5.0K | $497 | 4 | 2025-01-14 |
| VGM | 10%+ Owner | 0 | $10.12 | $0 | $53 | 2 | 2024-12-20 |
| HYB | 10%+ Owner | 3,140 | $8.20 | — | $31 | 4 | 2024-12-20 |
| MYD | 10%+ Owner | 340 | $10.77 | — | $121.3K | 2 | 2024-12-13 |
| VCV | 10%+ Owner | 5,567 | $10.68 | $59.5K | $201.7K | 2 | 2024-12-13 |
| OIA | 10%+ Owner | 515 | $6.07 | $3.1K | $25.5K | 1 | 2024-12-13 |
| BTA | 10%+ Owner | 551 | $9.72 | — | $14.8K | 1 | 2024-12-13 |
| BNY | 10%+ Owner | 0 | $143.25 | $0 | -$6.7K | 3 | 2024-12-13 |
| MAV | 10%+ Owner | 0 | $8.08 | — | $3.2K | 1 | 2024-12-13 |
| VTN | 10%+ Owner | 0 | $11.20 | $0 | -$194.1K | 1 | 2024-12-13 |
| AFB | 10%+ Owner | 907 | $11.24 | $10.2K | $2.8K | 4 | 2024-12-13 |
| DMB | 10%+ Owner | 5,000 | $10.97 | $54.9K | $312.9K | 1 | 2024-12-13 |
| MUJ | 10%+ Owner | 475 | $12.35 | $5.9K | $26.5K | 4 | 2024-12-13 |
| MHN | 10%+ Owner | 0 | $10.30 | — | -$252.5K | 2 | 2024-12-13 |
| NBH | 10%+ Owner | 0 | $10.35 | $0 | $306 | 2 | 2024-11-20 |
| EFR | 10%+ Owner | 96 | $10.52 | $1.0K | $1.5K | 4 | 2024-08-07 |
| GUTrw | 10%+ Owner | 0 | — | — | $20.3K | 4 | 2024-07-02 |
| GGTrw | 0 | — | — | -$28.4K | 1 | 2018-06-07 | |
| PHK | 100 | $4.51 | $451 | $21 | 1 | 2016-07-26 | |
| GDVpD | 10%+ Owner | 0 | — | — | -$1.6K | 7 | 2015-04-29 |
| PMO | 10%+ Owner | 400 | $10.46 | $4.2K | $167 | 3 | 2014-01-29 |
| BPK | 10%+ Owner | 0 | — | — | $1.5K | 4 | 2013-08-02 |
| PTY | 10%+ Owner | 200 | $11.81 | $2.4K | $6.8K | 6 | 2012-01-03 |
| MVF | 10%+ Owner | 141 | $7.07 | — | $991 | 3 | 2011-12-27 |
| MHD | 10%+ Owner | 0 | $11.70 | $0 | $4.5K | 3 | 2011-12-27 |
| MUS | 10%+ Owner | 0 | — | — | $2.2K | 2 | 2011-12-27 |
| MUE | 10%+ Owner | 1,437 | $10.07 | — | $3.7K | 3 | 2011-12-27 |
| DNP | 10%+ Owner | 0 | $10.74 | $0 | -$426 | 7 | 2011-12-06 |
| VMO | 10%+ Owner | 0 | $9.72 | $0 | $10.3K | 5 | 2011-11-14 |
| AGC | 10%+ Owner | 199 | $11.01 | — | $2.9K | 5 | 2011-11-09 |
| VKL | 10%+ Owner | 0 | — | — | $238 | 1 | 2011-11-07 |
| VKQ | 10%+ Owner | 0 | $9.82 | $0 | -$53 | 3 | 2011-10-27 |
| BTF | 10%+ Owner | 0 | $16.18 | $0 | $118 | 2 | 2011-09-22 |
| BNJ | 10%+ Owner | 0 | $15.23 | $0 | $34 | 1 | 2011-09-22 |
| PHD | 10%+ Owner | 500 | $9.95 | — | $1.6K | 2 | 2011-09-21 |
| DUC | 10%+ Owner | 0 | — | — | $8 | 1 | 2011-08-24 |
| PHT | 10%+ Owner | 310 | $8.32 | — | -$3 | 3 | 2011-08-11 |
| MJI | 10%+ Owner | 225 | — | — | -$30 | 2 | 2011-08-09 |
| NKL | 10%+ Owner | 720 | — | — | -$198 | 1 | 2011-08-09 |
| MFL | 10%+ Owner | 0 | $11.84 | — | $138 | 1 | 2011-08-09 |
| BFK | 10%+ Owner | 0 | $10.09 | — | $1.7K | 2 | 2011-08-09 |
| VIM | 10%+ Owner | 1,600 | — | — | $12 | 1 | 2011-08-09 |
| NQM | 10%+ Owner | 0 | — | — | $80 | 3 | 2011-07-11 |
| BFO | 10%+ Owner | 0 | — | — | -$15 | 1 | 2011-07-11 |
| NPI | 10%+ Owner | 7 | — | — | $2.2K | 5 | 2011-07-11 |
| MPA | 10%+ Owner | 725 | $11.31 | $8.2K | -$160 | 1 | 2011-07-11 |
| EVP | 10%+ Owner | 0 | — | — | $146 | 2 | 2011-07-11 |
| AVK | 10%+ Owner | 0 | $12.67 | $0 | $4.9K | 5 | 2011-07-11 |
| BKK | 10%+ Owner | 0 | — | — | -$616 | 2 | 2011-07-11 |
| MQT | 10%+ Owner | 35 | $10.29 | — | -$3 | 1 | 2011-07-11 |
| NEApC | 10%+ Owner | 0 | — | — | $19 | 2 | 2011-07-11 |
| MYI | 10%+ Owner | 0 | $10.95 | $0 | $3.7K | 5 | 2011-06-08 |
| UNXL | 10%+ Owner | 645,273 | — | — | -$8.2K | 2 | 2011-06-07 |
| NNBpC | 10%+ Owner | 411 | — | — | $504 | 2 | 2011-05-13 |
| BFZ | 10%+ Owner | 0 | $11.11 | — | $0 | 1 | 2011-05-13 |
| MYC | 10%+ Owner | 2,506 | $12.50 | — | $402 | 2 | 2011-05-13 |
| NBJpA | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-05-13 |
| PFN | 10%+ Owner | 0 | $6.83 | $0 | $541 | 4 | 2011-05-03 |
| NBO | 10%+ Owner | 0 | $8.48 | — | $10 | 1 | 2011-05-03 |
| MEN | 10%+ Owner | 417 | $12.08 | — | $97 | 1 | 2011-05-03 |
| VCF | 10%+ Owner | 0 | $13.81 | — | $168 | 1 | 2011-05-03 |
| BLE | 10%+ Owner | 200 | $10.54 | — | $97 | 2 | 2011-05-03 |
| MYJ | 10%+ Owner | 400 | $13.07 | — | $17 | 1 | 2011-05-03 |
| GABrw | 10%+ Owner | 1,841 | — | — | $572 | 4 | 2011-05-03 |
| BBK | 10%+ Owner | 424 | — | — | -$3.7K | 1 | 2011-05-03 |
| NUM | 10%+ Owner | 501 | — | — | $2.2K | 2 | 2011-05-03 |
| NQU | 10%+ Owner | 200 | — | — | $16 | 1 | 2011-05-03 |
| NPV | 10%+ Owner | 100 | $11.51 | $1.2K | -$44 | 1 | 2011-05-03 |
| PFL | 10%+ Owner | 155 | $7.65 | $1.2K | -$68 | 1 | 2011-05-03 |
| FLC | 10%+ Owner | 0 | $16.71 | $0 | -$2.0K | 2 | 2011-05-03 |
| NXJpA | 10%+ Owner | 0 | — | — | $450 | 1 | 2011-05-03 |
| BLH | 10%+ Owner | 90 | — | — | $5 | 1 | 2011-05-03 |
| DTF | 10%+ Owner | 19 | $11.48 | $218 | $2 | 1 | 2011-05-03 |
| MUI | 10%+ Owner | 0 | $12.09 | — | -$13 | 1 | 2011-05-03 |
| NUN | 10%+ Owner | 0 | — | — | $2.2K | 4 | 2011-05-03 |
| BKN | 10%+ Owner | 0 | $11.54 | — | -$6 | 1 | 2011-05-03 |
| UTG | 10%+ Owner | 3,050 | $40.14 | $122.4K | $631 | 1 | 2011-03-21 |
| PCN | 10%+ Owner | 700 | $11.72 | $8.2K | -$389 | 1 | 2011-03-21 |
| TYYpB | 10%+ Owner | 390 | — | — | $54 | 1 | 2011-03-21 |
| NZHpC | 10%+ Owner | 0 | — | — | $7 | 1 | 2011-03-21 |
| EAD | 10%+ Owner | 100 | $6.48 | $648 | -$5 | 2 | 2011-03-21 |
| NVXpC | 10%+ Owner | 82 | — | — | -$18 | 1 | 2011-03-21 |
| KYN | 10%+ Owner | 21 | $13.89 | $292 | $19.8K | 3 | 2011-03-18 |
| NMA | 10%+ Owner | 50 | — | — | -$193 | 1 | 2011-03-18 |
| NMP | 10%+ Owner | 500 | $10.24 | $5.1K | $258 | 2 | 2011-03-18 |
| NCZ | 10%+ Owner | 4,700 | $15.38 | $72.3K | $4.3K | 1 | 2011-03-18 |
| LEO | 10%+ Owner | 450 | $6.43 | $2.9K | -$416 | 1 | 2011-03-18 |
| MZF | 10%+ Owner | 0 | — | — | -$582 | 1 | 2011-03-18 |
| MMV | 10%+ Owner | 0 | $0.48 | — | -$2 | 1 | 2011-03-18 |
| NNF | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-18 |
| NTXpC | 10%+ Owner | 0 | — | — | $40 | 1 | 2011-03-18 |
| EFT | 10%+ Owner | 700 | $10.76 | $7.5K | -$6 | 1 | 2011-03-17 |
| BSD | 10%+ Owner | 0 | $14.76 | — | $298 | 1 | 2011-03-17 |
| AYN | 10%+ Owner | 400 | — | — | $234 | 1 | 2011-03-17 |
| BBF | 10%+ Owner | 0 | $14.42 | — | $4 | 1 | 2011-03-17 |
| FPT | 10%+ Owner | 5 | — | — | $13 | 1 | 2011-03-17 |
| BPS | 10%+ Owner | 1,000 | — | — | $76 | 1 | 2011-03-17 |
| NTCpD | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-01-21 |
| RFA | 10%+ Owner | 0 | — | — | -$28 | 1 | 2009-12-04 |
| NTX | 10%+ Owner | 0 | — | — | -$3 | 1 | 2009-11-30 |
| EVY | 10%+ Owner | 376 | $15.17 | — | -$8 | 1 | 2009-11-30 |
| NPM | 10%+ Owner | 289 | — | — | -$1 | 2 | 2009-11-30 |
| NQJ | 10%+ Owner | 1,000 | — | — | $17 | 1 | 2009-11-13 |
| TYY | 10%+ Owner | 6,275 | — | — | -$644.9K | 7 | 2009-10-13 |
| BCL | 10%+ Owner | 0 | — | — | $42 | 1 | 2009-10-09 |
| INB | 10%+ Owner | 0 | — | — | $21.3K | 1 | 2009-10-09 |
| NCL | 10%+ Owner | 0 | $0.17 | $0 | $4 | 1 | 2009-10-02 |
| BFY | 10%+ Owner | 25 | $15.41 | — | $6 | 1 | 2009-09-02 |
| NFC | 10%+ Owner | 100 | — | — | $600 | 1 | 2009-08-18 |
| BTZ | 10%+ Owner | 750 | $10.12 | $7.6K | -$73 | 1 | 2009-06-29 |
| BLK | Director | 54,621,967 | $1011.96 | $55.28B | -$28.74M | 4 | 2009-01-30 |
| HTZ | 10%+ Owner | 80,756,555 | $5.29 | $427.20M | -$1.42B | 29 | 2008-11-17 |
Recent Filings
297 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-05-21 | NAN | Mixed | — | -$570 | EDGAR |
| 2026-05-20 | NMCO | Mixed | — | $160 | EDGAR |
| 2026-05-12 | — | Sell (S) | −814 | -$10.1K | |
| 2026-05-04 | — | Buy (P) | +814 | $10.0K | |
| 2026-04-06 | VKI | Mixed | — | $0 | EDGAR |
| 2026-02-27 | NZF | Mixed | — | -$1 | EDGAR |
| 2026-01-28 | NZF | Mixed | — | $202 | EDGAR |
| 2025-12-10 | NAN | Mixed | — | $150 | EDGAR |
| 2025-11-12 | — | Mixed | — | $0 | |
| 2025-10-15 | — | Buy (P) | +2 | $25 |
Showing 1–10 of 297
Page 1 of 30
Next
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.