MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
CIK 728612 · last filed 2026-07-20
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$57.81B
Companies
120
Total Filings
298
Lifetime Open-Market Net
-$1.45B
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PMM | 10%+ Owner | 0 | $6.41 | $0 | $501 | 5 | 2026-07-20 |
| NAN | 10%+ Owner | 3,000 | $11.24 | $33.7K | -$420 | 2 | 2026-05-21 |
| NMCO | 10%+ Owner | 0 | $10.46 | $0 | $160 | 1 | 2026-05-20 |
| VKI | 10%+ Owner | 3,359 | $8.88 | $29.8K | $41.0K | 9 | 2026-04-06 |
| NZF | 10%+ Owner | 0 | $12.22 | $0 | -$21 | 6 | 2026-02-27 |
| NMZ | 10%+ Owner | 0 | $10.22 | $0 | $0 | 1 | 2025-10-10 |
| PCQ | 10%+ Owner | 0 | $8.56 | $0 | $0 | 1 | 2025-08-13 |
| PML | 10%+ Owner | 0 | $7.29 | $0 | -$26 | 1 | 2025-07-07 |
| FMN | 10%+ Owner | 13 | $11.12 | $145 | -$57 | 2 | 2025-04-11 |
| PIMCO MUNICIPAL INCOME FUND (PMF) Delisted | 10%+ Owner | 9,922 | $7.76 | $77.0K | -$5.8K | 2 | 2025-02-25 |
| NAD | 10%+ Owner | 800 | $11.61 | $9.3K | $78 | 2 | 2025-01-17 |
| VGM | 10%+ Owner | 0 | $10.13 | $0 | $53 | 2 | 2024-12-20 |
| NEW AMERICA HIGH INCOME FUND INC (HYB) Delisted | 10%+ Owner | 3,140 | $8.20 | $25.7K | $31 | 4 | 2024-12-20 |
| BLACKROCK MUNIYIELD FUND, INC. (MYD) Delisted | 10%+ Owner | 340 | $10.77 | $3.7K | $121.3K | 2 | 2024-12-13 |
| VCV | 10%+ Owner | 5,567 | $10.49 | $58.4K | $201.7K | 2 | 2024-12-13 |
| OIA | 10%+ Owner | 515 | $6.15 | $3.2K | $25.5K | 1 | 2024-12-13 |
| BlackRock Long-Term Municipal Advantage Trust (BTA) Delisted | 10%+ Owner | 551 | $9.72 | $5.4K | $14.8K | 1 | 2024-12-13 |
| BNY | 10%+ Owner | 0 | $158.91 | $0 | -$6.7K | 3 | 2024-12-13 |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) Delisted | 10%+ Owner | 0 | $8.08 | $0 | $3.2K | 1 | 2024-12-13 |
| VTN | 10%+ Owner | 0 | $11.10 | $0 | -$194.1K | 1 | 2024-12-13 |
| AFB | 10%+ Owner | 907 | $10.85 | $9.8K | $2.8K | 4 | 2024-12-13 |
| DMB | 10%+ Owner | 5,000 | $10.68 | $53.4K | $312.9K | 1 | 2024-12-13 |
| MUJ | 10%+ Owner | 475 | $12.03 | $5.7K | $26.5K | 4 | 2024-12-13 |
| BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. (MHN) Delisted | 10%+ Owner | 0 | $10.30 | $0 | -$252.5K | 2 | 2024-12-13 |
| NBH | 10%+ Owner | 0 | $10.27 | $0 | $306 | 2 | 2024-11-20 |
| EFR | 10%+ Owner | 96 | $10.55 | $1.0K | $1.5K | 4 | 2024-08-07 |
| GUT | 10%+ Owner | 0 | $6.43 | $0 | $20.3K | 4 | 2024-07-02 |
| GGT | 0 | $4.07 | $0 | -$28.4K | 1 | 2018-06-07 | |
| PHK | 100 | $4.62 | $462 | $21 | 1 | 2016-07-26 | |
| GDV | 10%+ Owner | 0 | $29.73 | $0 | -$1.6K | 7 | 2015-04-29 |
| PMO | 10%+ Owner | 400 | $10.31 | $4.1K | $167 | 3 | 2014-01-29 |
| BLACKROCK MUNICIPAL 2018 TERM TRUST (BPK) Delisted | 10%+ Owner | 0 | — | — | $1.5K | 4 | 2013-08-02 |
| PTY | 10%+ Owner | 200 | $11.69 | $2.3K | $6.8K | 6 | 2012-01-03 |
| BLACKROCK MUNIVEST FUND, INC. (MVF) Delisted | 10%+ Owner | 141 | $7.07 | $997 | $991 | 3 | 2011-12-27 |
| MHD | 10%+ Owner | 0 | $11.44 | $0 | $4.5K | 3 | 2011-12-27 |
| BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. (MUS) Delisted | 10%+ Owner | 0 | — | — | $2.2K | 2 | 2011-12-27 |
| BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. (MUE) Delisted | 10%+ Owner | 1,437 | $10.07 | $14.5K | $3.7K | 3 | 2011-12-27 |
| DNP | 10%+ Owner | 0 | $11.10 | $0 | -$426 | 7 | 2011-12-06 |
| VMO | 10%+ Owner | 0 | $9.60 | $0 | $10.3K | 5 | 2011-11-14 |
| Advent Claymore Convertible Securities & Income Fund II (AGC) Delisted | 10%+ Owner | 199 | $11.01 | $2.2K | $2.9K | 5 | 2011-11-09 |
| Invesco Van Kampen Select Sector Municipal Trust (VKL) Delisted | 10%+ Owner | 0 | — | — | $238 | 1 | 2011-11-07 |
| VKQ | 10%+ Owner | 0 | $9.68 | $0 | -$53 | 3 | 2011-10-27 |
| BTF | 10%+ Owner | 0 | $17.32 | $0 | $118 | 2 | 2011-09-22 |
| BNJ | 10%+ Owner | 0 | $15.53 | $0 | $34 | 1 | 2011-09-22 |
| Pioneer Floating Rate Trust (PHD) Delisted | 10%+ Owner | 500 | $9.95 | $5.0K | $1.6K | 2 | 2011-09-21 |
| DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC) Delisted | 10%+ Owner | 0 | — | — | $8 | 1 | 2011-08-24 |
| PIONEER HIGH INCOME TRUST (PHT) Delisted | 10%+ Owner | 310 | $8.32 | $2.6K | -$3 | 3 | 2011-08-11 |
| BLACKROCK MUNIYIELD NEW JERSEY QUALITY FUND, INC. (MJI) Delisted | 10%+ Owner | 225 | — | — | -$30 | 2 | 2011-08-09 |
| NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (NKL) Delisted | 10%+ Owner | 720 | — | — | -$198 | 1 | 2011-08-09 |
| BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND (MFL) Delisted | 10%+ Owner | 0 | $11.84 | $0 | $138 | 1 | 2011-08-09 |
| BLACKROCK MUNICIPAL INCOME TRUST (BFK) Delisted | 10%+ Owner | 0 | $10.09 | $0 | $1.7K | 2 | 2011-08-09 |
| Invesco Van Kampen Trust for Value Municipals (VIM) Delisted | 10%+ Owner | 1,600 | — | — | $12 | 1 | 2011-08-09 |
| NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC (NQM) Delisted | 10%+ Owner | 0 | — | — | $80 | 3 | 2011-07-11 |
| BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST (BFO) Delisted | 10%+ Owner | 0 | — | — | -$15 | 1 | 2011-07-11 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | 10%+ Owner | 7 | — | — | $2.2K | 5 | 2011-07-11 |
| MPA | 10%+ Owner | 725 | $10.93 | $7.9K | -$160 | 1 | 2011-07-11 |
| EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST (EVP) Delisted | 10%+ Owner | 0 | — | — | $146 | 2 | 2011-07-11 |
| AVK | 10%+ Owner | 0 | $12.32 | $0 | $4.9K | 5 | 2011-07-11 |
| BLACKROCK MUNICIPAL 2020 TERM TRUST (BKK) Delisted | 10%+ Owner | 0 | — | — | -$616 | 2 | 2011-07-11 |
| BLACKROCK MUNIYIELD QUALITY FUND II, INC. (MQT) Delisted | 10%+ Owner | 35 | $10.29 | $360 | -$3 | 1 | 2011-07-11 |
| NEA | 10%+ Owner | 0 | $11.23 | $0 | $19 | 2 | 2011-07-11 |
| MYI | 10%+ Owner | 0 | $10.67 | $0 | $3.7K | 5 | 2011-06-08 |
| Uni-Pixel (UNXL) Delisted | 10%+ Owner | 645,273 | — | — | -$8.2K | 2 | 2011-06-07 |
| NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NNB) Delisted | 10%+ Owner | 411 | — | — | $504 | 2 | 2011-05-13 |
| BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST (BFZ) Delisted | 10%+ Owner | 0 | $11.11 | $0 | $0 | 1 | 2011-05-13 |
| BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. (MYC) Delisted | 10%+ Owner | 2,506 | $12.50 | $31.3K | $402 | 2 | 2011-05-13 |
| NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NBJ) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-05-13 |
| PFN | 10%+ Owner | 0 | $7.05 | $0 | $541 | 4 | 2011-05-03 |
| NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. (NBO) Delisted | 10%+ Owner | 0 | $8.48 | $0 | $10 | 1 | 2011-05-03 |
| BLACKROCK MUNIENHANCED FUND, INC. (MEN) Delisted | 10%+ Owner | 417 | $12.08 | $5.0K | $97 | 1 | 2011-05-03 |
| Delaware Investments Colorado Municipal Income Fund, Inc. (VCF) Delisted | 10%+ Owner | 0 | $13.81 | $0 | $168 | 1 | 2011-05-03 |
| BLACKROCK MUNICIPAL INCOME TRUST II (BLE) Delisted | 10%+ Owner | 200 | $10.54 | $2.1K | $97 | 2 | 2011-05-03 |
| BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. (MYJ) Delisted | 10%+ Owner | 400 | $13.07 | $5.2K | $17 | 1 | 2011-05-03 |
| GAB | 10%+ Owner | 1,841 | $5.58 | $10.3K | $572 | 4 | 2011-05-03 |
| BLACKROCK MUNICIPAL BOND TRUST (BBK) Delisted | 10%+ Owner | 424 | — | — | -$3.7K | 1 | 2011-05-03 |
| NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND (NUM) Delisted | 10%+ Owner | 501 | — | — | $2.2K | 2 | 2011-05-03 |
| NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | 10%+ Owner | 200 | — | — | $16 | 1 | 2011-05-03 |
| NPV | 10%+ Owner | 100 | $10.92 | $1.1K | -$44 | 1 | 2011-05-03 |
| PFL | 10%+ Owner | 155 | $7.67 | $1.2K | -$68 | 1 | 2011-05-03 |
| FLC | 10%+ Owner | 0 | $16.64 | $0 | -$2.0K | 2 | 2011-05-03 |
| NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND (NXJ) Delisted | 10%+ Owner | 0 | $12.41 | $0 | $450 | 1 | 2011-05-03 |
| BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST (BLH) Delisted | 10%+ Owner | 90 | — | — | $5 | 1 | 2011-05-03 |
| DTF | 10%+ Owner | 19 | $11.48 | $218 | $2 | 1 | 2011-05-03 |
| BlackRock Municipal Credit Alpha Portfolio, Inc. (MUI) Delisted | 10%+ Owner | 0 | $12.09 | $0 | -$13 | 1 | 2011-05-03 |
| NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC (NUN) Delisted | 10%+ Owner | 0 | — | — | $2.2K | 4 | 2011-05-03 |
| BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. (BKN) Delisted | 10%+ Owner | 0 | $11.54 | $0 | -$6 | 1 | 2011-05-03 |
| UTG | 10%+ Owner | 3,050 | $40.04 | $122.1K | $631 | 1 | 2011-03-21 |
| PCN | 10%+ Owner | 700 | $11.64 | $8.1K | -$389 | 1 | 2011-03-21 |
| TORTOISE ENERGY CAPITAL CORP (TYY) Delisted | 10%+ Owner | 390 | — | — | -$644.8K | 8 | 2011-03-21 |
| NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (NZH) Delisted | 10%+ Owner | 0 | — | — | $7 | 1 | 2011-03-21 |
| EAD | 10%+ Owner | 100 | $6.29 | $629 | -$5 | 2 | 2011-03-21 |
| NVX | 10%+ Owner | 82 | $0.41 | $34 | -$18 | 1 | 2011-03-21 |
| KYN | 10%+ Owner | 21 | $14.91 | $313 | $19.8K | 3 | 2011-03-18 |
| NUVEEN MUNICIPAL ADVANTAGE FUND INC (NMA) Delisted | 10%+ Owner | 50 | — | — | -$193 | 1 | 2011-03-18 |
| NMP | 10%+ Owner | 500 | $10.30 | $5.2K | $258 | 2 | 2011-03-18 |
| NCZ | 10%+ Owner | 1,175 | $15.17 | $17.8K | $4.3K | 1 | 2011-03-18 |
| LEO | 10%+ Owner | 450 | $6.22 | $2.8K | -$416 | 1 | 2011-03-18 |
| MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (MZF) Delisted | 10%+ Owner | 0 | — | — | -$582 | 1 | 2011-03-18 |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST (MMV) Delisted | 10%+ Owner | 0 | $0.48 | $0 | -$2 | 1 | 2011-03-18 |
| NUVEEN NEW YORK PREMIUM INCOME MUNICIPAL FUND INC (NNF) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-03-18 |
| NUVEEN TEXAS QUALITY MUNICIPAL INCOME FUND (NTX) Delisted | 10%+ Owner | 0 | — | — | $37 | 2 | 2011-03-18 |
| EFT | 10%+ Owner | 700 | $10.65 | $7.5K | -$6 | 1 | 2011-03-17 |
| BLACKROCK STRATEGIC MUNICIPAL TRUST (BSD) Delisted | 10%+ Owner | 0 | $14.76 | $0 | $298 | 1 | 2011-03-17 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUND (AYN) Delisted | 10%+ Owner | 400 | — | — | $234 | 1 | 2011-03-17 |
| BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST (BBF) Delisted | 10%+ Owner | 0 | $14.42 | $0 | $4 | 1 | 2011-03-17 |
| FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND (FPT) Delisted | 10%+ Owner | 5 | — | — | $13 | 1 | 2011-03-17 |
| BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST (BPS) Delisted | 10%+ Owner | 1,000 | — | — | $76 | 1 | 2011-03-17 |
| NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND (NTC) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2011-01-21 |
| BLACKROCK INVESTMENT QUALITY MUNICIPAL INCOME TRUST (RFA) Delisted | 10%+ Owner | 0 | — | — | -$28 | 1 | 2009-12-04 |
| EATON VANCE NEW YORK MUNICIPAL INCOME TRUST (EVY) Delisted | 10%+ Owner | 376 | $15.17 | $5.7K | -$8 | 1 | 2009-11-30 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | 10%+ Owner | 289 | — | — | -$1 | 2 | 2009-11-30 |
| NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC (NQJ) Delisted | 10%+ Owner | 1,000 | — | — | $17 | 1 | 2009-11-13 |
| BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST II (BCL) Delisted | 10%+ Owner | 0 | — | — | $42 | 1 | 2009-10-09 |
| Cohen & Steers Global Income Builder, Inc (INB) Delisted | 10%+ Owner | 0 | — | — | $21.3K | 1 | 2009-10-09 |
| NCL | 10%+ Owner | 0 | $0.16 | $0 | $4 | 1 | 2009-10-02 |
| BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II (BFY) Delisted | 10%+ Owner | 25 | $15.41 | $385 | $6 | 1 | 2009-09-02 |
| NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND (NFC) Delisted | 10%+ Owner | 100 | — | — | $600 | 1 | 2009-08-18 |
| BTZ | 10%+ Owner | 750 | $9.93 | $7.4K | -$73 | 1 | 2009-06-29 |
| BLK | Director | 54,621,967 | $1055.67 | $57.66B | -$28.74M | 4 | 2009-01-30 |
| HTZ | 10%+ Owner | 80,756,555 | $1.81 | $146.17M | -$1.42B | 29 | 2008-11-17 |
Recent Filings · Page 2 of 30
298 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-10-15 | — | Buy (P) | +2 | $25 | |
| 2025-10-10 | NMZ | Mixed | — | $0 | EDGAR |
| 2025-10-06 | — | Mixed | — | -$382 | |
| 2025-10-01 | NZF | Mixed | — | $2 | EDGAR |
| 2025-08-21 | NZF | Mixed | — | -$221 | EDGAR |
| 2025-08-13 | PCQ | Mixed | — | $0 | EDGAR |
| 2025-07-07 | PML | Mixed | — | -$26 | EDGAR |
| 2025-04-11 | FMN | Mixed | — | -$1 | EDGAR |
| 2025-03-13 | NZF | Mixed | — | -$0 | EDGAR |
| 2025-02-25 | PIMCO MUNICIPAL INCOME FUND (PMF) Delisted | Mixed | — | -$5.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.