Kestra Advisory Services, LLC — 13F Holdings & Portfolio
CIK 1830819 · latest 13F-HR filed 2026-11-02
Kestra Advisory Services, LLC manages $35.14B in 13F-reported U.S. long-equity assets across 3,442 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (3.12%), NVDA (2.15%), IVV (1.94%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 311 new positions and exited 117; 1,601 existing positions rose in reported value and 805 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$35.14B
Long-equity book
Holdings
3,442
Distinct positions
Period
2026-09-30
Filed 2026-11-02
Q/Q Activity
+311 / −117 / ↑1601 / ↓805
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26AAPL3.1% · +10%NVDA2.1% · +9%IVV1.9% · +15%QQQ1.9% · +10%MSFT1.8% · +6%PH1.6% · -1%AMZN1.3% · +19%SPY1.2% · +7%VOO1.1% · +16%CGDV1.1% · +9%VUG1.0% · +4%VTI0.9% · +7%GOOGL0.8% · +10%GOOG0.8% · +5%BRK.B0.8% · +20%VTV0.7% · +10%JPM0.7% · +7%CGGR0.7% · +21%RDVY0.6% · +5%MU0.6% · +8%VYM0.6% · +9%FBND0.6% · +18%META0.6% · +12%FENI0.6% · +15%JAAA0.5% · +10%CAT0.5% · +2%VIG0.5% · +4%AVGO0.5% · +7%DGRO0.5% · -0%SPYG0.5% · +51%XOM0.4% · +16%GLD0.4% · +9%LLY0.4% · +11%VO0.4% · +13%XLK0.4% · +7%IVW0.4% · +17%RSP0.4% · +6%QQQM0.4% · +38%VB0.4% · +12%SCHD0.4% · +10%JNJ0.4% · +6%IYW0.4% · +1%VEA0.4% · +19%IJR0.4% · +7%ABBV0.4% · +11%IVE0.4% · +44%SPYM0.3% · +4%V0.3% · +9%TSLA0.3% · +3%QUAL0.3% · +31%JEPI0.3% · +1%COWZ0.3% · +2%IJH0.3% · +6%AMD0.3% · +7%COST0.3% · +9%IWF0.3% · +1%FDVV0.3% · +24%DFAC0.3% · -5%IUSB0.3% · +79%TSM0.3% · +12%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 17.3%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Oct 30, 2026.
Assets Under Management
$79.80B
Discretionary
$62.11B
Employees
1,359
Accounts
192,439
Address
5707 SOUTHWEST PARKWAY
BUILDING 2, SUITE 400
AUSTIN, TX 78735
BUILDING 2, SUITE 400
AUSTIN, TX 78735
Phone
(844) 553-7872
This firm reports 11 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| AMORE, JOHN, VINCENT Control | PRESIDENT since Apr 2025 | Less than 5% | Individual |
| KESTRA FINANCIAL, INC. Control | MANAGING MEMBER since Oct 2014 | 75% or more | Domestic Entity |
| Kant, Vinay Control | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER since Aug 2024 | Less than 5% | Individual |
| PEDLOW, MICHAEL, ROSS Control | EVP, CHIEF COMPLIANCE OFFICER since Apr 2015 | Less than 5% | Individual |
| SCHOENBECK, MARK, PAUL Control | EVP, ADVISOR ENGAGEMENT since Jul 2017 | Less than 5% | Individual |
| Xavier, Angela, Diane Control | EVP, CLIENT EXPERIENCE OFFICER since Sep 2025 | Less than 5% | Individual |
| Zegers, Scott, Matthew Control | CHIEF FINANCIAL OFFICER since Dec 2024 | Less than 5% | Individual |
| Carr, Jeremy, Scott | EVP, GENERAL COUNSEL since Sep 2025 | Less than 5% | Individual |
| Dupont, Jean-Luc | HEAD OF CYBERSECURITY AND TECHNOLOGY RISK since Jul 2023 | Less than 5% | Individual |
| YIN, YIN | CONTROLLER since Sep 2007 | Less than 5% | Individual |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC Control Indirect owner via KESTRA ADVISOR SERVICES HOLDINGS B, INC | OWNER since Oct 2014 | 75% or more | Domestic Entity |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC Control Indirect owner via KESTRA ADVISOR SERVICES HOLDINGS C, INC | OWNER since Oct 2014 | 75% or more | Domestic Entity |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC Control Indirect owner via KESTRA FINANCIAL, INC. | OWNER since Oct 2014 | 75% or more | Domestic Entity |
| KINGFISHER HOLDING A, INC. Control Indirect owner via KINGFISHER HOLDING B, INC. | OWNER since Jun 2019 | 75% or more | Domestic Entity |
| KINGFISHER HOLDING B, INC. Control Indirect owner via KESTRA ADVISOR SERVICES HOLDINGS A, INC | OWNER since Jun 2019 | 75% or more | Domestic Entity |
| KINGFISHER TOPCO HOLDINGS GP, LLC Control Indirect owner via KINGFISHER TOPCO HOLDINGS, LP | GENERAL PARTNER since Feb 2025 | General partner, trustee or manager | Domestic Entity |
| KINGFISHER TOPCO HOLDINGS, LP Control Indirect owner via KINGFISHER HOLDING A, INC. | OWNER since Feb 2025 | 75% or more | Domestic Entity |
| OHCP VI ENZO AGGREGATOR, L.P. Control Indirect owner via KINGFISHER TOPCO HOLDINGS, LP | OWNER since Feb 2025 | 25–50% | Domestic Entity |
| T-IX KRAKEN CO-INVEST, LP Control Indirect owner via KINGFISHER TOPCO HOLDINGS, LP | OWNER since Feb 2025 | 25–50% | Domestic Entity |
Ownership & leadership changes · 20 filings with changes since Apr 7, 2016
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
May 8, 2026 filing
- No longer listedKINGFISHER G.P. LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER HOLDING, L.P. · control person · listed since Feb 2025
- No longer listedKINGFISHER HOLDING, L.P. · OWNER · 75% or more · indirect via KINGFISHER HOLDING A, INC. · control person · listed since Jun 2019
- No longer listedKINGFISHER TOPCO HOLDINGS, LP · OWNER · 75% or more · indirect via KINGFISHER HOLDING, L.P. · control person · listed since Feb 2025
- AddedKINGFISHER TOPCO HOLDINGS, LP · OWNER · 75% or more · indirect via KINGFISHER HOLDING A, INC. · control person
Mar 31, 2026 filing
- No longer listedCHESTER, KRISTEN, LAWLESS · EVP, CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Mar 2018
- No longer listedNORWOOD, ROBERT, BREDT · EVP, GENERAL COUNSEL · Less than 5% · listed since Apr 2016
- AddedCarr, Jeremy, Scott · EVP, GENERAL COUNSEL · Less than 5%
- AddedXavier, Angela, Diane · EVP, CLIENT EXPERIENCE OFFICER · Less than 5% · control person
Mar 31, 2025 filing
- No longer listedBENNETT, JOEL, VAN · SVP, CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Oct 2016
- No longer listedLANGLOIS, STEPHEN, RUSSELL · PRESIDENT · Less than 5% · control person · listed since Mar 2021
- AddedZegers, Scott, Matthew · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedAMORE, JOHN, VINCENT · title EVP, WEALTH MANAGEMENT → PRESIDENT
- ChangedCHESTER, KRISTEN, LAWLESS · title CHIEF OPERATING OFFICER → EVP, CHIEF OPERATING OFFICER
- ChangedDupont, Jean-Luc · title VP, CHIEF INFORMATION SECURITY OFFICER → HEAD OF CYBERSECURITY AND TECHNOLOGY RISK
- ChangedSCHOENBECK, MARK, PAUL · title EVP, NATIONAL SALES DIRECTOR → EVP, ADVISOR ENGAGEMENT
Feb 24, 2025 filing
- No longer listedKINGFISHER HOLDING GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER HOLDING, L.P. · control person · listed since Jun 2019
- No longer listedOAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person · listed since Feb 2023
- No longer listedOAK HILL CAPITAL PARTNERS VI (TE 892), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person · listed since Feb 2023
- No longer listedOHCP VI ENZO AGGREGATOR, L.P. · OWNER · 25–50% · indirect via KINGFISHER HOLDING, L.P. · control person · listed since Feb 2023
- No longer listedWARBURG PINCUS FINANCIAL SECTOR, L.P. · LIMITED PARTNER · 25–50% · indirect via KINGFISHER HOLDING, L.P. · control person · listed since Jun 2019
- AddedKINGFISHER G.P. LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER HOLDING, L.P. · control person
- AddedKINGFISHER TOPCO HOLDINGS GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person
- AddedKINGFISHER TOPCO HOLDINGS, LP · OWNER · 75% or more · indirect via KINGFISHER HOLDING, L.P. · control person
- AddedOHCP VI ENZO AGGREGATOR, L.P. · OWNER · 25–50% · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person
- AddedT-IX KRAKEN CO-INVEST, LP · OWNER · 25–50% · indirect via KINGFISHER TOPCO HOLDINGS, LP · control person
Sep 26, 2024 filing
- AddedKant, Vinay · EVP, CHIEF DIGITAL TECHNOLOGY OFFICER · Less than 5% · control person
Sep 11, 2023 filing
- No longer listedHARNESS, NICHOLAS, WALTER · EVP, CHIEF INFORMATION AND INFORMATION SECURITY OFFICE · Less than 5% · listed since Jul 2020
- AddedDupont, Jean-Luc · VP, CHIEF INFORMATION SECURITY OFFICER · Less than 5%
Mar 31, 2023 filing
- No longer listedWeckman, Kyle, William · VP, CHIEF INFORMATION SECURITY OFFICER · Less than 5% · listed since Mar 2021
- ChangedHARNESS, NICHOLAS, WALTER · title CHIEF INFORMATION OFFICER → EVP, CHIEF INFORMATION AND INFORMATION SECURITY OFFICE
Mar 6, 2023 filing
- AddedOAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person
- AddedOAK HILL CAPITAL PARTNERS VI (TE 892), L.P. · OWNER · 25–50% · indirect via OHCP VI ENZO AGGREGATOR, L.P. · control person
- AddedOHCP VI ENZO AGGREGATOR, L.P. · OWNER · 25–50% · indirect via KINGFISHER HOLDING, L.P. · control person
Mar 31, 2022 filing
- No longer listedBEACH, JACOB, MICHAEL · VP, CHIEF INFORMATION SECURITY OFFICER · Less than 5% · listed since Jan 2020
- AddedAMORE, JOHN, VINCENT · EVP, WEALTH MANAGEMENT · Less than 5% · control person
- AddedWeckman, Kyle, William · VP, CHIEF INFORMATION SECURITY OFFICER · Less than 5%
Mar 31, 2021 filing
- No longer listedPOER, JAMES, LYNN · PRESIDENT · Less than 5% · control person · listed since Jul 2008
- No longer listedVANDERHEYDEN, JOHN, PATRICK · EVP, STRATEGIC INITIATIVES · Less than 5% · control person · listed since Jul 2017
- AddedHARNESS, NICHOLAS, WALTER · CHIEF INFORMATION OFFICER · Less than 5%
- AddedLANGLOIS, STEPHEN, RUSSELL · PRESIDENT · Less than 5% · control person
- ChangedBEACH, JACOB, MICHAEL · no longer a control person
- ChangedNORWOOD, ROBERT, BREDT · no longer a control person
- ChangedPEDLOW, MICHAEL, ROSS · title SVP, CHIEF COMPLIANCE OFFICER → EVP, CHIEF COMPLIANCE OFFICER
Older changes (11 more filings)
Sep 18, 2020 filing
- No longer listedBOUTHILLIER, JEFF · VP, CHIEF TECHNOLOGY OFFICER · Less than 5% · control person · listed since Jan 2020
Jan 29, 2020 filing
- No longer listedWITT, KEVIN, LEE · SVP, CHIEF TECHNOLOGY OFFICER/CHIEF INFORMATION SECURITY OFFICER · Less than 5% · control person · listed since Jun 2016
- AddedBEACH, JACOB, MICHAEL · VP, CHIEF INFORMATION SECURITY OFFICER · Less than 5% · control person
- AddedBOUTHILLIER, JEFF · VP, CHIEF TECHNOLOGY OFFICER · Less than 5% · control person
Jul 19, 2019 filing
- ChangedWITT, KEVIN, LEE · title SVP, CHIEF TECHNOLOGY OFFICER → SVP, CHIEF TECHNOLOGY OFFICER/CHIEF INFORMATION SECURITY OFFICER
Jun 26, 2019 filing
- No longer listedKESTRA FINANCIAL HOLDINGS LP · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS A, INC. · control person · listed since Jun 2016
- No longer listedTRIDENT VI PARALLEL FUND, L.P. · LIMITED PARTNER · 25–50% · indirect via KESTRA FINANCIAL HOLDINGS LP · control person · listed since Jun 2016
- No longer listedTRIDENT VI, L.P. · LIMITED PARTNER · 25–50% · indirect via KESTRA FINANCIAL HOLDINGS LP · control person · listed since Jun 2016
- AddedKINGFISHER HOLDING A, INC. · OWNER · 75% or more · indirect via KINGFISHER HOLDING B, INC. · control person
- AddedKINGFISHER HOLDING B, INC. · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS A, INC · control person
- AddedKINGFISHER HOLDING GP, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KINGFISHER HOLDING, L.P. · control person
- AddedKINGFISHER HOLDING, L.P. · OWNER · 75% or more · indirect via KINGFISHER HOLDING A, INC. · control person
- AddedWARBURG PINCUS FINANCIAL SECTOR, L.P. · LIMITED PARTNER · 25–50% · indirect via KINGFISHER HOLDING, L.P. · control person
Mar 29, 2018 filing
- AddedCHESTER, KRISTEN, LAWLESS · CHIEF OPERATING OFFICER · Less than 5% · control person
Sep 26, 2017 filing
- No longer listedLECLAIR, KRISTEN, SANDERS · SVP, ADVISORY AND INVESTMENT SERVICES · Less than 5% · control person · listed since Dec 2010
- AddedSCHOENBECK, MARK, PAUL · EVP, NATIONAL SALES DIRECTOR · Less than 5% · control person
- ChangedVANDERHEYDEN, JOHN, PATRICK · title EVP, CHIEF OPERATING OFFICER → EVP, STRATEGIC INITIATIVES
May 8, 2017 filing
- AddedBENNETT, JOEL, VAN · SVP, CHIEF FINANCIAL OFFICER · Less than 5% · control person
Mar 31, 2017 filing
- No longer listedKESTRA FINANCIAL HOLDINGS LP · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS A, INC. · control person · listed since Jun 2016
- AddedKESTRA FINANCIAL HOLDINGS LP · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS A, INC. · control person
- ChangedKESTRA FINANCIAL, INC. · title SOLE MEMBER → MANAGING MEMBER
Oct 12, 2016 filing
- No longer listedNFP ADVISOR SERVICES HOLDINGS A, INC · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS B, INC · control person · listed since Oct 2014
- No longer listedNFP ADVISOR SERVICES HOLDINGS B, INC · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS C, INC · control person · listed since Oct 2014
- No longer listedNFP ADVISOR SERVICES HOLDINGS C, INC · OWNER · 75% or more · indirect via KESTRA FINANICAL, INC. · control person · listed since Oct 2014
- AddedKESTRA ADVISOR SERVICES HOLDINGS A, INC · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS B, INC · control person
- AddedKESTRA ADVISOR SERVICES HOLDINGS B, INC · OWNER · 75% or more · indirect via KESTRA ADVISOR SERVICES HOLDINGS C, INC · control person
- AddedKESTRA ADVISOR SERVICES HOLDINGS C, INC · OWNER · 75% or more · indirect via KESTRA FINANCIAL, INC. · control person
Jul 21, 2016 filing
- No longer listedGROSVENOR, MARK, D · SVP, TECHNOLOGY · Less than 5% · control person · listed since Jan 2006
- No longer listedMADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · OWNER · 75% or more · indirect via NFP HOLDINGS, LLC · control person · listed since Jul 2013
- No longer listedMADISON DEARBORN PARTNERS · MANAGING MEMBER · General partner, trustee or manager · indirect via MADISON DEARBORN PARTNERS VI-A&C, L.P. · control person · listed since Jul 2013
- No longer listedMADISON DEARBORN PARTNERS VI-A&C, L.P. · MANAGER AND GP OF OTHER MANAGERS · General partner, trustee or manager · indirect via MADISON DEARBORN PARTNERS VI-A,, L.P. · control person · listed since Jul 2013
- No longer listedNFP ADVISOR SERVICES HOLDINGS C, INC · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS D, INC · control person · listed since Oct 2014
- No longer listedNFP ADVISOR SERVICES HOLDINGS D, INC. · SOLE MEMBER · 75% or more · control person · listed since Oct 2014
- No longer listedNFP HOLDINGS, LLC · OWNER · 75% or more · indirect via NFP PARENT CO, LLC · control person · listed since Oct 2014
- No longer listedNFP PARENT CO, LLC · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS A, INC · control person · listed since Oct 2014
- AddedKESTRA FINANCIAL HOLDINGS LP · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS A, INC. · control person
- AddedKESTRA FINANCIAL, INC. · SOLE MEMBER · 75% or more · control person
- AddedNFP ADVISOR SERVICES HOLDINGS C, INC · OWNER · 75% or more · indirect via KESTRA FINANICAL, INC. · control person
- AddedNORWOOD, ROBERT, BREDT · EVP, GENERAL COUNSEL · Less than 5% · control person
- AddedTRIDENT VI PARALLEL FUND, L.P. · LIMITED PARTNER · 25–50% · indirect via KESTRA FINANCIAL HOLDINGS LP · control person
- AddedTRIDENT VI, L.P. · LIMITED PARTNER · 25–50% · indirect via KESTRA FINANCIAL HOLDINGS LP · control person
- AddedWITT, KEVIN, LEE · SVP, CHIEF TECHNOLOGY OFFICER · Less than 5% · control person
- ChangedLECLAIR, KRISTEN, SANDERS · title SVP, ADVIOSRY AND INVESTMENT SERVICES → SVP, ADVISORY AND INVESTMENT SERVICES
Apr 7, 2016 filing (earliest on record)
- ListedGROSVENOR, MARK, D · SVP, TECHNOLOGY · Less than 5% · control person
- ListedLECLAIR, KRISTEN, SANDERS · SVP, ADVIOSRY AND INVESTMENT SERVICES · Less than 5% · control person
- ListedMADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. · OWNER · 75% or more · indirect via NFP HOLDINGS, LLC · control person
- ListedMADISON DEARBORN PARTNERS · MANAGING MEMBER · General partner, trustee or manager · indirect via MADISON DEARBORN PARTNERS VI-A&C, L.P. · control person
- ListedMADISON DEARBORN PARTNERS VI-A&C, L.P. · MANAGER AND GP OF OTHER MANAGERS · General partner, trustee or manager · indirect via MADISON DEARBORN PARTNERS VI-A,, L.P. · control person
- ListedNFP ADVISOR SERVICES HOLDINGS A, INC · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS B, INC · control person
- ListedNFP ADVISOR SERVICES HOLDINGS B, INC · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS C, INC · control person
- ListedNFP ADVISOR SERVICES HOLDINGS C, INC · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS D, INC · control person
- ListedNFP ADVISOR SERVICES HOLDINGS D, INC. · SOLE MEMBER · 75% or more · control person
- ListedNFP HOLDINGS, LLC · OWNER · 75% or more · indirect via NFP PARENT CO, LLC · control person
- ListedNFP PARENT CO, LLC · OWNER · 75% or more · indirect via NFP ADVISOR SERVICES HOLDINGS A, INC · control person
- ListedPEDLOW, MICHAEL, ROSS · SVP, CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedPOER, JAMES, LYNN · PRESIDENT · Less than 5% · control person
- ListedVANDERHEYDEN, JOHN, PATRICK · EVP, CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedYIN, YIN · CONTROLLER · Less than 5%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- APPLE INC$234.1M +27.2%
- MICROSOFT CORP$196.7M +45.9%
- NVIDIA CORPORATION$150.2M +24.8%
- ISHARES TR$102.0M +17.6%
- AMAZON COM INC$91.7M +24.3%
Top Trims
- CATERPILLAR INC-$49.5M -22.3%
- VISTANCE NETWORKS INC-$30.5M -52.5%
- TESLA INC-$17.9M -13.2%
- FIDELITY COVINGTON TRUST-$17.5M -79.0%
- LAM RESEARCH CORP-$17.2M -27.2%
New Positions
- EXXONMOBIL HOLDINGS CORP$155.3M
- ONEOK INC NEW$15.0M
- DFA INVT DIMENSIONS GROUP IN$13.3M
- PROSHARES TR$12.4M
- DFA INVT DIMENSIONS GROUP IN$11.6M
Exited Positions
- EXXON MOBIL CORP$112.7M
- ONEOK INC NEW$13.5M
- DIMENSIONAL ETF TRUST$13.5M
- DIMENSIONAL ETF TRUST$10.2M
- DIMENSIONAL ETF TRUST$9.9M
Kestra Advisory Services, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $1.10B | 3.12% | 3,291,382 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $755.0M | 2.15% | 3,306,109 | SH |
| 3 | ISHARES TR | IVV | 464287200 | $681.4M | 1.94% | 889,687 | SH |
| 4 | INVESCO QQQ TR | QQQ | 46090E103 | $651.6M | 1.85% | 880,835 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $625.3M | 1.78% | 1,219,157 | SH |
| 6 | PARKER-HANNIFIN CORP | PH | 701094104 | $579.8M | 1.65% | 606,838 | SH |
| 7 | AMAZON COM INC | AMZN | 023135106 | $468.9M | 1.33% | 1,882,171 | SH |
| 8 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $436.7M | 1.24% | 572,676 | SH |
| 9 | VANGUARD INDEX FDS | VOO | 922908363 | $396.1M | 1.13% | 565,195 | SH |
| 10 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $371.7M | 1.06% | 7,609,979 | SH |
| 11 | WALMART INC | VUG | 922908736 | $356.0M | 1.01% | 3,950,521 | SH |
| 12 | VANGUARD INDEX FDS | VTI | 922908769 | $303.6M | 0.86% | 811,156 | SH |
| 13 | ALPHABET INC | GOOGL | 02079K305 | $291.6M | 0.83% | 847,402 | SH |
| 14 | ALPHABET INC | GOOG | 02079K107 | $289.8M | 0.82% | 850,477 | SH |
| 15 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $282.2M | 0.80% | 566,801 | SH |
| 16 | WELLS FARGO & CO | VTV | 922908744 | $245.4M | 0.70% | 1,135,574 | SH |
| 17 | JPMORGAN CHASE & CO | JPM | 46625H100 | $243.5M | 0.69% | 736,097 | SH |
| 18 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $231.1M | 0.66% | 4,873,101 | SH |
| 19 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $227.4M | 0.65% | 2,904,730 | SH |
| 20 | MICRON TECHNOLOGY INC | MU | 595112103 | $215.4M | 0.61% | 202,221 | SH |
| 21 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $209.5M | 0.60% | 1,350,025 | SH |
| 22 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $204.4M | 0.58% | 4,720,946 | SH |
| 23 | META PLATFORMS INC | META | 30303M102 | $197.4M | 0.56% | 272,204 | SH |
| 24 | FIDELITY COVINGTON TRUST | FENI | 31609A404 | $193.1M | 0.55% | 4,838,590 | SH |
| 25 | JANUS DETROIT STR TR | JAAA | 47103U845 | $178.5M | 0.51% | 3,522,795 | SH |
| 26 | CATERPILLAR INC | CAT | 149123101 | $172.2M | 0.49% | 212,347 | SH |
| 27 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $169.8M | 0.48% | 727,956 | SH |
| 28 | BROADCOM INC | AVGO | 11135F101 | $169.2M | 0.48% | 481,785 | SH |
| 29 | ISHARES TR | DGRO | 46434V621 | $163.7M | 0.47% | 2,171,726 | SH |
| 30 | SPDR SERIES TRUST | SPYG | 78464A409 | $159.0M | 0.45% | 1,292,149 | SH |
| 31 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $155.3M | 0.44% | 953,987 | SH |
| 32 | SPDR GOLD TR | GLD | 78463V107 | $152.4M | 0.43% | 400,142 | SH |
| 33 | ELI LILLY & CO | LLY | 532457108 | $151.3M | 0.43% | 130,765 | SH |
| 34 | VANGUARD INDEX FDS | VO | 922908629 | $149.3M | 0.42% | 1,903,514 | SH |
| 35 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $147.3M | 0.42% | 752,386 | SH |
| 36 | ISHARES TR | IVW | 464287309 | $143.9M | 0.41% | 1,011,319 | SH |
| 37 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $134.6M | 0.38% | 646,874 | SH |
| 38 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $132.7M | 0.38% | 435,634 | SH |
| 39 | VANGUARD INDEX FDS | VB | 922908751 | $131.4M | 0.37% | 461,807 | SH |
| 40 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $129.5M | 0.37% | 3,981,474 | SH |
| 41 | JOHNSON & JOHNSON | JNJ | 478160104 | $128.0M | 0.36% | 483,665 | SH |
| 42 | ISHARES TR | IYW | 464287721 | $128.0M | 0.36% | 483,241 | SH |
| 43 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $126.7M | 0.36% | 1,793,987 | SH |
| 44 | ISHARES TR | IJR | 464287804 | $126.3M | 0.36% | 928,441 | SH |
| 45 | ABBVIE INC | ABBV | 00287Y109 | $123.5M | 0.35% | 472,246 | SH |
| 46 | ISHARES TR | IVE | 464287408 | $123.4M | 0.35% | 540,689 | SH |
| 47 | SPDR SERIES TRUST | SPYM | 78464A854 | $123.0M | 0.35% | 1,369,914 | SH |
| 48 | VISA INC | V | 92826C839 | $117.8M | 0.34% | 327,905 | SH |
| 49 | TESLA INC | TSLA | 88160R101 | $117.3M | 0.33% | 330,606 | SH |
| 50 | ISHARES TR | QUAL | 46432F339 | $116.7M | 0.33% | 525,112 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-02 | $35.14B | 3,442 | 0001830819-26-000011 |
| 2026-06-30 | 2026-07-28 | $31.00B | 3,259 | 0001830819-26-000007 |
| 2026-03-31 | 2026-04-30 | $26.43B | 3,116 | 0001830819-26-000004 |
| 2025-12-31 | 2026-02-13 | $24.28B | 4,541 | 0001830819-26-000002 |
Filer Information
Address
5707 SOUTHWEST PARKWAYBUILDING 2, SUITE 400
AUSTIN, TX 78735
Phone
(844) 553-7872
Filing Manager
Kestra Advisory Services, LLC
AUSTIN, TX
Signatory
Stephen Smith
Head of Advisory Compliance