GUGGENHEIM CAPITAL LLC — 13F Holdings & Portfolio
CIK 1283072 · latest 13F-HR filed 2026-08-12
GUGGENHEIM CAPITAL LLC manages $15.89B in 13F-reported U.S. long-equity assets across 3,086 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (2.87%), AAPL (2.28%), MU (1.95%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 191 new positions, exited 83, added to 815, and trimmed 473.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 4900
CHICAGO, IL 60606
$15.89B
Long-equity book
3,086
Distinct positions
2026-06-30
Filed 2026-08-12
+191 / −83 / ↑815 / ↓473
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- MICRON TECHNOLOGY INC$382.7M +257.3%
- ADVANCED MICRO DEVICES INC$214.2M +198.9%
- LAM RESEARCH CORP$198.1M +113.9%
- APPLIED MATLS INC$160.3M +112.9%
- INTEL CORP$117.0M +231.3%
Top Trims
- EXXON MOBIL CORP-$19.7M -29.3%
- ZOETIS INC-$17.4M -40.7%
- CHEVRON CORPORATION-$15.6M -21.5%
- NETFLIX INC.-$14.5M -15.0%
- ADOBE INC-$10.7M -19.9%
New Positions
- GUGGENHEIM FDS TR$135.8M
- GUGGENHEIM FDS TR$61.7M
- HONEYWELL INTL INC$28.4M
- HONEYWELL AEROSPACE INC$26.3M
- ROCKET LAB CORP$11.8M
Exited Positions
- HONEYWELL INTL INC$52.0M
- BLOCK INC$24.7M
- THOMSON REUTERS CORP$7.5M
- NUVEEN NEW JERSEY$4.1M
- DUPONT DE NEMOURS INC$3.3M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $456.1M | 2.87% | 2,279,652 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $362.6M | 2.28% | 1,253,115 | SH |
| 3 | MICRON TECHNOLOGY INC | MU | 595112103 | $309.9M | 1.95% | 268,491 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $239.7M | 1.51% | 642,467 | SH |
| 5 | LAM RESEARCH CORP | LRCX | 512807306 | $235.9M | 1.48% | 544,287 | SH |
| 6 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $228.2M | 1.44% | 392,777 | SH |
| 7 | MICRON TECHNOLOGY INC | MU | 595112103 | $221.5M | 1.39% | 191,871 | SH |
| 8 | AMAZON COM INC | AMZN | 023135106 | $215.8M | 1.36% | 905,639 | SH |
| 9 | STATE STR SPDR S&P 500 ETF T Call | SPY | 78462F103 | $212.2M | 1.34% | 284,200 | SH |
| 10 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $212.2M | 1.34% | 284,200 | SH |
| 11 | ALPHABET INC | GOOGL | 02079K305 | $185.3M | 1.17% | 518,442 | SH |
| 12 | BROADCOM INC | AVGO | 11135F101 | $180.6M | 1.14% | 478,095 | SH |
| 13 | TESLA INC | TSLA | 88160R101 | $166.8M | 1.05% | 396,572 | SH |
| 14 | INTEL CORP | INTC | 458140100 | $165.5M | 1.04% | 1,185,357 | SH |
| 15 | ALPHABET INC | GOOG | 02079K107 | $159.8M | 1.01% | 452,256 | SH |
| 16 | APPLIED MATLS INC | AMAT | 038222105 | $158.9M | 1.00% | 219,846 | SH |
| 17 | APPLIED MATLS INC | AMAT | 038222105 | $143.4M | 0.90% | 198,327 | SH |
| 18 | META PLATFORMS INC | META | 30303M102 | $140.2M | 0.88% | 248,905 | SH |
| 19 | LAM RESEARCH CORP | LRCX | 512807306 | $136.1M | 0.86% | 314,072 | SH |
| 20 | BROADCOM INC | AVGO | 11135F101 | $130.2M | 0.82% | 344,591 | SH |
| 21 | WALMART INC | WMT | 931142103 | $117.5M | 0.74% | 1,037,505 | SH |
| 22 | KLA CORP | KLAC | 482480100 | $104.0M | 0.65% | 344,652 | SH |
| 23 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $103.9M | 0.65% | 139,100 | SH |
| 24 | CISCO SYS INC | CSCO | 17275R102 | $103.0M | 0.65% | 877,284 | SH |
| 25 | MERCK & CO INC | MRK | 58933Y105 | $98.4M | 0.62% | 765,535 | SH |
| 26 | NVIDIA CORPORATION | NVDA | 67066G104 | $96.1M | 0.60% | 480,408 | SH |
| 27 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $93.7M | 0.59% | 161,319 | SH |
| 28 | SANDISK CORP | SNDK | 80004C200 | $93.7M | 0.59% | 41,209 | SH |
| 29 | GUGGENHEIM FDS TR | GCSH | 40169J416 | $93.5M | 0.59% | 1,865,321 | SH |
| 30 | CISCO SYS INC | CSCO | 17275R102 | $88.4M | 0.56% | 752,751 | SH |
| 31 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $88.1M | 0.55% | 94,165 | SH |
| 32 | VISA INC | V | 92826C839 | $83.4M | 0.53% | 243,192 | SH |
| 33 | ALPHABET INC | GOOGL | 02079K305 | $82.7M | 0.52% | 231,320 | SH |
| 34 | APPLE INC | AAPL | 037833100 | $82.1M | 0.52% | 283,816 | SH |
| 35 | MICROSOFT CORP | MSFT | 594918104 | $81.7M | 0.51% | 218,985 | SH |
| 36 | WASTE MGMT INC DEL | WM | 94106L109 | $80.9M | 0.51% | 363,119 | SH |
| 37 | MARVELL TECHNOLOGY INC | MRVL | 573874104 | $80.7M | 0.51% | 271,020 | SH |
| 38 | TEXAS INSTRS INC | TXN | 882508104 | $68.5M | 0.43% | 229,676 | SH |
| 39 | QUALCOMM INC | QCOM | 747525103 | $68.0M | 0.43% | 367,855 | SH |
| 40 | MARVELL TECHNOLOGY INC | MRVL | 573874104 | $66.2M | 0.42% | 222,111 | SH |
| 41 | NETFLIX INC. | NFLX | 64110L106 | $65.8M | 0.41% | 920,898 | SH |
| 42 | GUGGENHEIM FDS TR | GISC | 40169J465 | $61.7M | 0.39% | 1,227,191 | SH |
| 43 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $60.7M | 0.38% | 81,326 | SH |
| 44 | JPMORGAN CHASE & CO | JPM | 46625H100 | $60.5M | 0.38% | 184,827 | SH |
| 45 | META PLATFORMS INC | META | 30303M102 | $60.2M | 0.38% | 106,878 | SH |
| 46 | PALO ALTO NETWORKS INC | PANW | 697435105 | $60.2M | 0.38% | 176,387 | SH |
| 47 | JOHNSON & JOHNSON | JNJ | 478160104 | $59.9M | 0.38% | 235,859 | SH |
| 48 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $59.9M | 0.38% | 513,252 | SH |
| 49 | MASTERCARD INCORPORATED | MA | 57636Q104 | $56.9M | 0.36% | 110,777 | SH |
| 50 | AMAZON COM INC | AMZN | 023135106 | $56.0M | 0.35% | 235,059 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-12 | $15.89B | 3,086 | 0001283072-26-000004 |
| 2026-03-31 | 2026-05-15 | $12.89B | 2,956 | 0001283072-26-000003 |
| 2025-12-31 | 2026-02-17 | $13.97B | 3,138 | 0001283072-26-000002 |
| 2025-09-30 | 2025-11-13 | $13.78B | 2,922 | 0001283072-25-000005 |