GUGGENHEIM CAPITAL LLC — 13F Holdings & Portfolio
CIK 1283072 · latest 13F-HR filed 2026-05-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$12.89B
Long-equity book
Holdings
2,956
Distinct positions
Period
2026-03-31
Filed 2026-05-15
Q/Q Activity
+91 / −235 / ↑681 / ↓616
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- WALMART INC$120.2M +317.5%
- CHEVRON CORPORATION$23.9M +49.0%
- LAM RESEARCH CORP$21.0M +13.7%
- APPLIED MATLS INC$17.4M +13.9%
- EXXON MOBIL CORP$16.1M +31.4%
Top Trims
- MICROSOFT CORP-$159.2M -34.9%
- NVIDIA CORPORATION-$129.6M -22.3%
- APPLE INC-$109.4M -22.7%
- ISHARES SILVER TR-$82.0M -95.9%
- AMAZON COM INC-$71.3M -24.2%
New Positions
- AMCOR PLC$7.4M
- ENERGY TRANSFER L P$4.1M
- TRANE TECHNOLOGIES PLC$3.4M
- PIMCO NEW YORK MUN FD II$3.4M
- ASTRAZENECA PLC$2.8M
Exited Positions
- ASTRAZENECA PLC$18.0M
- AMCOR PLC$9.6M
- NUVEEN S&P 500 BUY-WRITE INC$8.6M
- BLACKROCK MUNIVEST FD INC$7.5M
- NUVEEN DOW 30 DYNMC OVERWRT$7.2M
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $360.3M | 2.79% | 2,065,808 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $293.3M | 2.28% | 1,155,699 | SH |
| 3 | MICROSOFT CORP | MSFT | 594918104 | $218.3M | 1.69% | 589,846 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $174.2M | 1.35% | 836,192 | SH |
| 5 | STATE STR SPDR S&P 500 ETF T Call | SPY | 78462F103 | $168.2M | 1.31% | 258,700 | SH |
| 6 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $168.2M | 1.31% | 258,700 | SH |
| 7 | TESLA INC | TSLA | 88160R101 | $137.0M | 1.06% | 368,459 | SH |
| 8 | ALPHABET INC | GOOGL | 02079K305 | $134.6M | 1.04% | 468,048 | SH |
| 9 | BROADCOM INC | AVGO | 11135F101 | $132.2M | 1.03% | 426,968 | SH |
| 10 | META PLATFORMS INC | META | 30303M102 | $129.9M | 1.01% | 227,059 | SH |
| 11 | WALMART INC | WMT | 931142103 | $120.2M | 0.93% | 966,914 | SH |
| 12 | ALPHABET INC | GOOG | 02079K107 | $118.9M | 0.92% | 414,454 | SH |
| 13 | LAM RESEARCH CORP | LRCX | 512807306 | $112.3M | 0.87% | 525,539 | SH |
| 14 | BROADCOM INC | AVGO | 11135F101 | $108.8M | 0.84% | 351,514 | SH |
| 15 | MERCK & CO INC | MRK | 58933Y105 | $91.2M | 0.71% | 758,548 | SH |
| 16 | NVIDIA CORPORATION | NVDA | 67066G104 | $90.2M | 0.70% | 517,350 | SH |
| 17 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $87.3M | 0.68% | 87,642 | SH |
| 18 | WASTE MGMT INC DEL | WM | 94106L109 | $85.5M | 0.66% | 371,870 | SH |
| 19 | MICRON TECHNOLOGY INC | MU | 595112103 | $84.5M | 0.66% | 250,177 | SH |
| 20 | NETFLIX INC. | NFLX | 64110L106 | $81.5M | 0.63% | 847,416 | SH |
| 21 | APPLIED MATLS INC | AMAT | 038222105 | $79.7M | 0.62% | 233,292 | SH |
| 22 | MICROSOFT CORP | MSFT | 594918104 | $78.3M | 0.61% | 211,583 | SH |
| 23 | APPLE INC | AAPL | 037833100 | $77.5M | 0.60% | 305,315 | SH |
| 24 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $75.1M | 0.58% | 369,097 | SH |
| 25 | VISA INC | V | 92826C839 | $74.6M | 0.58% | 246,727 | SH |
| 26 | ALPHABET INC | GOOGL | 02079K305 | $70.8M | 0.55% | 246,044 | SH |
| 27 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $67.9M | 0.53% | 464,405 | SH |
| 28 | CISCO SYS INC | CSCO | 17275R102 | $65.9M | 0.51% | 849,776 | SH |
| 29 | JOHNSON & JOHNSON | JNJ | 478160104 | $65.1M | 0.50% | 266,134 | SH |
| 30 | MICRON TECHNOLOGY INC | MU | 595112103 | $64.2M | 0.50% | 190,071 | SH |
| 31 | CISCO SYS INC | CSCO | 17275R102 | $63.2M | 0.49% | 813,924 | SH |
| 32 | CHEVRON CORPORATION | CVX | 166764100 | $62.3M | 0.48% | 301,113 | SH |
| 33 | APPLIED MATLS INC | AMAT | 038222105 | $62.3M | 0.48% | 182,174 | SH |
| 34 | LAM RESEARCH CORP | LRCX | 512807306 | $61.6M | 0.48% | 288,137 | SH |
| 35 | META PLATFORMS INC | META | 30303M102 | $57.9M | 0.45% | 101,185 | SH |
| 36 | MASTERCARD INCORPORATED | MA | 57636Q104 | $56.8M | 0.44% | 113,597 | SH |
| 37 | JPMORGAN CHASE & CO | JPM | 46625H100 | $55.6M | 0.43% | 189,116 | SH |
| 38 | EXXON MOBIL CORP | XOM | 30231G102 | $55.2M | 0.43% | 325,211 | SH |
| 39 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $53.0M | 0.41% | 81,499 | SH |
| 40 | MCDONALDS CORP | MCD | 580135101 | $52.4M | 0.41% | 168,585 | SH |
| 41 | QUALCOMM INC | QCOM | 747525103 | $51.5M | 0.40% | 400,007 | SH |
| 42 | INTEL CORP | INTC | 458140100 | $49.9M | 0.39% | 1,130,798 | SH |
| 43 | AMAZON COM INC | AMZN | 023135106 | $48.4M | 0.38% | 232,618 | SH |
| 44 | ISHARES TR | IVV | 464287200 | $48.0M | 0.37% | 73,438 | SH |
| 45 | AMGEN INC | AMGN | 031162100 | $47.9M | 0.37% | 136,190 | SH |
| 46 | ISHARES TR | SHY | 464287457 | $47.3M | 0.37% | 573,020 | SH |
| 47 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $46.8M | 0.36% | 46,921 | SH |
| 48 | UNION PAC CORP | UNP | 907818108 | $46.7M | 0.36% | 192,550 | SH |
| 49 | COCA COLA CO | KO | 191216100 | $46.5M | 0.36% | 611,009 | SH |
| 50 | KLA CORP | KLAC | 482480100 | $46.1M | 0.36% | 31,327 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $12.89B | 2,956 | 0001283072-26-000003 |
| 2025-12-31 | 2026-02-17 | $13.97B | 3,138 | 0001283072-26-000002 |
| 2025-09-30 | 2025-11-13 | $13.78B | 2,922 | 0001283072-25-000005 |