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LM Advisors LLC — 13F Holdings & Portfolio

CIK 2011314 · latest 13F-HR filed 2026-05-14

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$6.3M

Long-equity book

Holdings

212

Distinct positions

Period

2026-03-31

Filed 2026-05-14

Q/Q Activity

+14 / −12 / ↑52 / ↓29

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • WISDOMTREE TR US QTLY DIV GRT$43.8K +165.5%
  • STATE STR SPDR S&P 500 ETF T TR UNIT$36.8K +13.1%
  • PALO ALTO NETWORKS INC COM$17.7K +361.3%
  • ISHARES BITCOIN TRUST ETF SHS BEN INT$15.3K +20.6%
  • BLACKSTONE INC COM$13.2K +212.5%
Show all 52 →

Top Trims

  • SOFI TECHNOLOGIES INC COM-$15.7K -13.1%
  • ABRDN INCOME CREDIT STRATEGI COM-$9.1K -9.3%
  • FIRST TR EXCHNG TRADED FD VI FT VEST US EQT-$6.4K -13.2%
  • LIFE TIME GROUP HOLDINGS INC COMMON STOCK-$6.0K -15.0%
  • ALEXANDRIA REAL ESTATE EQ IN COM-$5.0K -25.5%
Show all 29 →

New Positions

  • NUVEEN CA DIVI ADV MUN COM$330.6K
  • NUVEEN QUALITY MUNCP INCOME COM$297.8K
  • BLACKROCK MUNIHOLDINGS FD IN COM$156.5K
  • NUVEEN DYNAMIC MUN OPPORTUNI COM SHS$43.4K
  • FIRST TR EXCHNG TRADED FD VI FT VEST EMERGING$24.1K
Show all 14 →

Exited Positions

  • BLACKROCK MUN INCOME QUALITY COM$165.6K
  • C3 AI INC CL A$21.4K
  • HERCULES CAPITAL INC COM$10.9K
  • BIRKENSTOCK HOLDING PLC COM SHS$8.7K
  • AMERICAN TOWER CORP NEW COM$6.6K
Show all 12 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM OMFL 46138J619 $595.3K 9.41% 35,725 SH
2 NUVEEN CA DIVI ADV MUN COM NAC 67066Y105 $330.6K 5.23% 3,852 SH
3 STATE STR SPDR S&P 500 ETF T TR UNIT SPY 78462F103 $317.7K 5.02% 52,231 SH
4 NUVEEN QUALITY MUNCP INCOME COM NAD 67066V101 $297.8K 4.71% 3,419 SH
5 AMAZON COM INC COM AMZN 023135106 $258.2K 4.08% 53,620 SH
6 FIRST TR EXCHNG TRADED FD VI FT VEST INT EQ M YSEP 33740U828 $201.3K 3.18% 5,268 SH
7 BLUE OWL CAPITAL CORPORATION COM OBDC 69121K104 $179.1K 2.83% 2,034 SH
8 BLACKROCK MUNIHOLDINGS FD IN COM MHD 09253N104 $156.5K 2.47% 1,765 SH
9 ALPHABET INC CAP STK CL C GOOG 02079K107 $136.7K 2.16% 39,061 SH
10 SOFI TECHNOLOGIES INC COM SOFI 83406F102 $104.6K 1.65% 1,660 SH
11 APPLE INC COM AAPL 037833100 $103.1K 1.63% 26,050 SH
12 VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG 921908844 $101.1K 1.60% 21,743 SH
13 VANGUARD INDEX FDS S&P 500 ETF SHS VOO 922908363 $93.9K 1.48% 56,117 SH
14 FIRST TR EXCHNG TRADED FD VI FT VEST U.S XJUN 33740U844 $93.2K 1.47% 4,003 SH
15 FIRST TR EXCHNG TRADED FD VI FT VEST US EQT FFEB 33740F763 $91.5K 1.45% 5,101 SH
16 ISHARES BITCOIN TRUST ETF SHS BEN INT IBIT 46438F101 $89.8K 1.42% 3,449 SH
17 FIRST TR EXCHANGE TRADED FD SMID RISNG ETF SDVY 33741X102 $88.4K 1.40% 3,482 SH
18 ABRDN INCOME CREDIT STRATEGI COM ACP 003057106 $88.1K 1.39% 450 SH
19 INVESCO QQQ TR UNIT SER 1 QQQ 46090E103 $79.9K 1.26% 46,096 SH
20 VANGUARD BD INDEX FDS SHORT TRM BOND BSV 921937827 $74.7K 1.18% 5,856 SH
21 MORGAN STANLEY DIRECT LENDIN COM SHS MSDL 61774A103 $73.0K 1.15% 1,052 SH
22 WISDOMTREE TR US QTLY DIV GRT DGRW 97717X669 $70.2K 1.11% 6,168 SH
23 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO 922042858 $67.7K 1.07% 3,660 SH
24 ISHARES INC CORE MSCI EMKT IEMG 46434G103 $66.4K 1.05% 4,618 SH
25 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP 46137V357 $64.5K 1.02% 12,370 SH
26 FIRST TR EXCHNG TRADED FD VI FT VEST US EQT GJAN 33740F516 $61.9K 0.98% 2,596 SH
27 ISHARES INC MSCI EMERG MRKT EEMV 464286533 $59.8K 0.95% 4,350 SH
28 GOLUB CAP BDC INC COM GBDC 38173M102 $59.6K 0.94% 754 SH
29 ISHARES TR U.S. MED DVC ETF IHI 464288810 $58.0K 0.92% 3,091 SH
30 FIRST TR EXCHNG TRADED FD VI FT VEST INTER EQ YMAR 33740F573 $57.6K 0.91% 1,575 SH
31 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL SPHD 46138E362 $57.1K 0.90% 2,832 SH
32 COLUMBIA ETF TR I RESH ENHNC COR RECS 19761L706 $52.9K 0.84% 2,057 SH
33 SELECT SECTOR SPDR TR STATE STREET UTI XLU 81369Y886 $52.7K 0.83% 2,418 SH
34 EA SERIES TRUST ALTRIUS GBL DIV DIVD 02072L656 $51.8K 0.82% 2,125 SH
35 ISHARES GOLD TR ISHARES NEW IAU 464285204 $51.4K 0.81% 4,533 SH
36 BANK AMERICA CORP COM BAC 060505104 $50.9K 0.80% 2,481 SH
37 COLUMBIA ETF TR I MULTI SEC MUNI MUST 19761L607 $48.9K 0.77% 1,002 SH
38 ALPHABET INC CAP STK CL A GOOGL 02079K305 $48.5K 0.77% 13,954 SH
39 WALMART INC COM WMT 931142103 $45.8K 0.72% 5,703 SH
40 ISHARES TR CORE MSCI EAFE IEFA 46432F842 $44.4K 0.70% 4,022 SH
41 NUVEEN DYNAMIC MUN OPPORTUNI COM SHS NDMO 67079X102 $43.4K 0.69% 447 SH
42 PALANTIR TECHNOLOGIES INC CL A PLTR 69608A108 $43.4K 0.69% 6,353 SH
43 FIRST TR EXCHNG TRADED FD VI FT VEST US EQT FJUN 33740F722 $42.3K 0.67% 2,391 SH
44 SELECT SECTOR SPDR TR STATE STREET FIN XLF 81369Y605 $40.1K 0.63% 1,982 SH
45 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $39.3K 0.62% 18,817 SH
46 BLACKROCK SCIENCE & TECHNOLO SHS BEN INT BSTZ 09260K101 $38.7K 0.61% 858 SH
47 MICROSOFT CORP COM MSFT 594918104 $37.8K 0.60% 14,003 SH
48 NVIDIA CORPORATION COM NVDA 67066G104 $37.0K 0.59% 6,454 SH
49 STATE STR SPDR DOW JONES IND UT SER 1 DIA 78467X109 $36.3K 0.57% 16,828 SH
50 VANGUARD INDEX FDS TOTAL STK MKT VTI 922908769 $35.0K 0.55% 11,221 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-14 $6.3M 212 0002011314-26-000002
2025-12-31 2026-02-13 $5.6M 210 0002011314-26-000001
2025-09-30 2025-11-13 $694.2K 207 0002011314-25-000008