LM Advisors LLC — 13F Holdings & Portfolio
CIK 2011314 · latest 13F-HR filed 2026-08-12
LM Advisors LLC manages $866.4K in 13F-reported U.S. long-equity assets across 224 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QQQ (8.11%), VOO (7.64%), SPY (7.05%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 19 new positions, exited 7, added to 9, and trimmed 194.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Filer Information
Address
750 B STSUITE 3020
SAN DIEGO, CA 92101
Phone
(619) 814-1400
Filing Manager
LM Advisors LLC
SAN DIEGO, CA
Signatory
Jonathan Chatfield
Chief Compliance Officer
Loading holdings…
AUM
$866.4K
Long-equity book
Holdings
224
Distinct positions
Period
2026-06-30
Filed 2026-08-12
Q/Q Activity
+19 / −7 / ↑9 / ↓194
vs 2026-03-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- BERKSHIRE HATHAWAY INC DEL CL A$6.7K +67300.0%
- DIREXION SHARES ETF TRUST DA 500 BU 3X ETF$4.4K +113.3%
- ELI LILLY & CO COM$1.7K +33.1%
- ASML HLDG NV N Y REGISTRY SHS$890 +90.0%
- WELLS FARGO & CO PERP PFD CNV A$545 +15.8%
Top Trims
- INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM-$556.0K -93.4%
- NUVEEN CA DIVI ADV MUN COM-$326.6K -98.8%
- NUVEEN QUALITY MUNCP INCOME COM-$294.2K -98.8%
- STATE STR SPDR S&P 500 ETF T TR UNIT-$256.6K -80.8%
- AMAZON COM INC COM-$200.1K -77.5%
New Positions
- PERSHING SQUARE USA LTD COM SHS ADDED$2.4K
- CONSTELLATION ENERGY CORP COM$1.6K
- MICRON TECHNOLOGY INC COM$1.1K
- VANECK ETF TRUST CLO ETF$904
- SPACE EXPLORATION TECHN CORP CLASS A COM STK ADDED$596
Exited Positions
- ROYALTY PHARMA PLC SHS CLASS A$18.9K
- SPDR INDEX SHS FDS STATE STREET SPD$4.8K
- FISERV INC COM$4.0K
- TEXAS ROADHOUSE INC COM$3.5K
- CHECK POINT SOFTWARE TECH LT ORD$1.5K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO QQQ TR UNIT SER 1 | QQQ | 46090E103 | $70.3K | 8.11% | 95,440 | SH |
| 2 | VANGUARD INDEX FDS S&P 500 ETF SHS | VOO | 922908363 | $66.2K | 7.64% | 96,457 | SH |
| 3 | STATE STR SPDR S&P 500 ETF T TR UNIT | SPY | 78462F103 | $61.1K | 7.05% | 325,178 | SH |
| 4 | AMAZON COM INC COM | AMZN | 023135106 | $58.1K | 6.70% | 243,364 | SH |
| 5 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $47.8K | 5.51% | 135,276 | SH |
| 6 | INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM | OMFL | 46138J619 | $39.3K | 4.54% | 574,567 | SH |
| 7 | APPLE INC COM | AAPL | 037833100 | $29.1K | 3.36% | 100,835 | SH |
| 8 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK.B | 084670702 | $26.1K | 3.02% | 52,278 | SH |
| 9 | VANGUARD SPECIALIZED FUNDS DIV APP ETF | VIG | 921908844 | $23.8K | 2.75% | 100,570 | SH |
| 10 | STATE STR SPDR DOW JONES IND UT SER 1 | DIA | 78467X109 | $22.0K | 2.54% | 42,166 | SH |
| 11 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $16.7K | 1.93% | 46,830 | SH |
| 12 | PROSHARES TR ULTRAPRO QQQ | TQQQ | 74347X831 | $16.1K | 1.86% | 198,872 | SH |
| 13 | MICROSOFT CORP COM | MSFT | 594918104 | $15.2K | 1.75% | 40,679 | SH |
| 14 | INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT | RSP | 46137V357 | $13.1K | 1.51% | 61,567 | SH |
| 15 | VANGUARD INDEX FDS TOTAL STK MKT | VTI | 922908769 | $12.5K | 1.45% | 33,873 | SH |
| 16 | VANGUARD WORLD FD HEALTH CAR ETF | VHT | 92204A504 | $9.3K | 1.07% | 30,901 | SH |
| 17 | META PLATFORMS INC CL A | META | 30303M102 | $8.9K | 1.02% | 15,715 | SH |
| 18 | ISHARES TR RUSSELL 3000 ETF | IWV | 464287689 | $8.2K | 0.95% | 19,334 | SH |
| 19 | DIREXION SHARES ETF TRUST DA 500 BU 3X ETF | SPXL | 25459W862 | $8.2K | 0.95% | 30,340 | SH |
| 20 | SPDR GOLD TR GOLD SHS | GLD | 78463V107 | $7.8K | 0.90% | 21,243 | SH |
| 21 | BROADCOM INC COM | AVGO | 11135F101 | $7.5K | 0.87% | 19,974 | SH |
| 22 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $7.5K | 0.86% | 37,422 | SH |
| 23 | PALO ALTO NETWORKS INC COM | PANW | 697435105 | $7.4K | 0.86% | 21,871 | SH |
| 24 | WISDOMTREE TR US QTLY DIV GRT | DGRW | 97717X669 | $7.0K | 0.81% | 73,417 | SH |
| 25 | ELI LILLY & CO COM | LLY | 532457108 | $6.8K | 0.78% | 5,649 | SH |
| 26 | BERKSHIRE HATHAWAY INC DEL CL A | BRK.A | 084670108 | $6.7K | 0.78% | 9 | SH |
| 27 | ISHARES INC CORE MSCI EMKT | IEMG | 46434G103 | $5.9K | 0.68% | 71,507 | SH |
| 28 | FIRST TR EXCHNG TRADED FD VI FT VEST INT EQ M | YSEP | 33740U828 | $5.5K | 0.63% | 199,617 | SH |
| 29 | WALMART INC COM | WMT | 931142103 | $5.4K | 0.62% | 47,412 | SH |
| 30 | FIRST TR EXCHNG TRADED FD VI FT VEST US EQT | FFEB | 33740F763 | $5.3K | 0.61% | 87,276 | SH |
| 31 | PALANTIR TECHNOLOGIES INC CL A | PLTR | 69608A108 | $5.0K | 0.58% | 42,778 | SH |
| 32 | COSTCO WHOLESALE CORPORATION COM | COST | 22160K105 | $5.0K | 0.57% | 5,258 | SH |
| 33 | ISHARES TR CORE MSCI EAFE | IEFA | 46432F842 | $4.9K | 0.57% | 51,023 | SH |
| 34 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $4.6K | 0.53% | 13,918 | SH |
| 35 | ISHARES INC MSCI EMERG MRKT | EEMV | 464286533 | $4.5K | 0.51% | 60,239 | SH |
| 36 | TESLA INC COM | TSLA | 88160R101 | $4.4K | 0.50% | 10,434 | SH |
| 37 | GOLDMAN SACHS GROUP INC COM | GS | 38141G104 | $4.2K | 0.49% | 4,190 | SH |
| 38 | FIRST TR EXCHNG TRADED FD VI FT VEST U.S | XJUN | 33740U844 | $4.1K | 0.47% | 92,063 | SH |
| 39 | NUVEEN CA DIVI ADV MUN COM | NAC | 67066Y105 | $4.1K | 0.47% | 334,729 | SH |
| 40 | WELLS FARGO & CO PERP PFD CNV A | WFCPL | 949746804 | $4.0K | 0.46% | 3,458 | SH |
| 41 | VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF | VWO | 922042858 | $4.0K | 0.46% | 66,863 | SH |
| 42 | FIRST TR EXCHANGE TRADED FD SMID RISNG ETF | SDVY | 33741X102 | $3.8K | 0.44% | 88,429 | SH |
| 43 | ISHARES GOLD TR ISHARES NEW | IAU | 464285204 | $3.8K | 0.44% | 50,452 | SH |
| 44 | SELECT SECTOR SPDR TR ST STR FINL ETF | XLF | 81369Y605 | $3.7K | 0.43% | 69,791 | SH |
| 45 | PROSHARES TR ULTRPRO S&P500 | UPRO | 74347X864 | $3.7K | 0.42% | 25,898 | SH |
| 46 | NUVEEN QUALITY MUNCP INCOME COM | NAD | 67066V101 | $3.6K | 0.42% | 300,845 | SH |
| 47 | VANGUARD INDEX FDS VALUE ETF | VTV | 922908744 | $3.6K | 0.42% | 16,586 | SH |
| 48 | SELECT SECTOR SPDR TR ST STR CARE ETF | XLV | 81369Y209 | $3.6K | 0.41% | 22,350 | SH |
| 49 | ISHARES BITCOIN TRUST ETF SHS BEN INT | IBIT | 46438F101 | $3.2K | 0.37% | 95,285 | SH |
| 50 | BANK OF AMER CORP COM | BAC | 060505104 | $3.2K | 0.36% | 55,337 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-12 | $866.4K | 224 | 0002011314-26-000003 |
| 2026-03-31 | 2026-05-14 | $6.3M | 212 | 0002011314-26-000002 |
| 2025-12-31 | 2026-02-13 | $5.6M | 210 | 0002011314-26-000001 |
| 2025-09-30 | 2025-11-13 | $694.2K | 207 | 0002011314-25-000008 |